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[2020] WASCA 172
Court of Appeal (WA)
2020-10-23
Buss P
Original judgment source is linked above.
Indecent dealing with a child over 13 / under 16 years, by putting his hand inside A's pants and touching her genital area.
Indecent dealing with a child over 13 / under 16 years, by touching Y's breasts.
Indecent dealing with a child over 13 / under 16 years, by kissing Y.
Indecent dealing with a child over 13 / under 16 years, by touching Y's breasts.
Aggravated sexual penetration without consent, by penetrating Y's vagina with his finger.
Attempted aggravated sexual penetration without consent, by attempting to penetrate Y's vagina with his penis.
Indecent dealing with a child over 13 / under 16 years, by touching Y's breasts and buttocks.
Aggravated sexual penetration without consent, by introducing his penis into Y's mouth.
Counts 3 - 5: offences against Y on weekend of Mandurah Crab Festival
Counts 6 - 7: offences against Y at N's brother's house
Trial judge's ruling and directions in relation to tendency evidence
The State contends that the accused has a tendency to have a sexual interest in young teenage girls who are close family members to him and a willingness to act upon that tendency when the opportunity arises.
[T]he State says that based on the evidence that you accept you can make a finding that [N] had a particular tendency, that is a sexual interest in young teenage girls with whom he has a close family relationship, and that he was willing to act on that sexual interest when the opportunity arose.
It may be, members of the jury, that you don't need to give this direction any consideration because you may be satisfied in any event on the evidence of either complainant about the touching the subject of the count you're considering.
But if you are not so satisfied beyond reasonable doubt then you do need to give consideration as whether or not you are prepared to draw the inference which is being contended for by the State. And if you are then you can take it into account in your deliberations about other counts with respect to which you have not yet reached your verdict.
But there are some limitations about that as well. You - so I'm assuming now that you've considered, for example, the evidence in relation to count 2 and I'm assuming, for example, that you have found beyond reasonable doubt that that touching occurred in those circumstances. And that you have not yet arrived at a decision in relation to count 1.
You would be entitled to take into account the tendency finding if that's your finding having regard to all of the evidence in relation to count 2 and you are satisfied that the inference can be drawn, for the purpose of considering the evidence in relation to count 1, which concerns [A].
But having said that you must of course, as I have told you throughout the course of these directions, be satisfied beyond reasonable doubt in any event based on the evidence of [A], that the touching the subject of count 1, happened.
Even if you are prepared to draw the tendency inference it cannot be used by you to make up for any holes or gaps in the evidence of [A] with respect to that alleged touching. It may assist you in your deliberations on the basis that you may think it is more likely that that touching also occurred.
But before you use it in that way you must have regard to the objective circumstances based on the evidence as you find it with respect to the offending that you are considering.
It may be that you deal with count 1 first. And if you make a finding of guilt beyond reasonable doubt, and if you are prepared to draw the inference contended for by the State, then you can take that into account when you consider count 2 in particular.
Because there is some similarity with respect to the timing and the place of the alleged offending, and it might also explain the other counts which concerned [Y] on the indictment. But as I've said, if you make the tendency finding, you cannot use this finding in substitution for the evidence of the alleged offence, the subject of the count on the indictment that you are considering.
You must not reason, simply because you find that [N] has the tendency to behave in the manner alleged towards his young, familial, female relations, that he therefore committed the offence with which he has been charged that you are considering.
None of this evidence, and the finding based on it, proves, in itself, the count on the indictment which you are considering. It is simply another factual matter that you may take into account if you wish, for the purpose of your deliberations.
So members of the jury, the position will still remain, with respect to whichever count you are considering on the indictment, that ultimately, you must be satisfied beyond reasonable doubt that the accused committed the act, the subject of the touching on that count, before you could convict him.
The trial judge erred in ruling that the evidence relating to count 1 in relation to complainant [A] and the evidence relating to counts 2 to 8 in relation to complainant [Y] were cross-admissible pursuant to section 31A(2) of the Evidence Act.
31A. Propensity and relationship evidence
(1) In this section -
(a) similar fact evidence or other evidence of the conduct of the accused person; or
(b) evidence of the character or reputation of the accused person or of a tendency that the accused person has or had;
relationship evidence means evidence of the attitude or conduct of the accused person towards another person, or a class of persons, over a period of time.
(2) Propensity evidence or relationship evidence is admissible in proceedings for an offence if the court considers -
(a) that the evidence would, either by itself or having regard to other evidence adduced or to be adduced, have significant probative value; and
(b) that the probative value of the evidence compared to the degree of risk of an unfair trial, is such that fair-minded people would think that the public interest in adducing all relevant evidence of guilt must have priority over the risk of an unfair trial.
(3) In considering the probative value of evidence for the purposes of subsection (2) it is not open to the court to have regard to the possibility that the evidence may be the result of collusion, concoction or suggestion.
(1) In assessing whether evidence has significant probative value, the evidence is to be taken at its highest from the perspective of the prosecution.
(2) In determining whether propensity evidence would have significant probative value, the propensity evidence is not to be viewed in isolation. Section 31A(2)(a) expressly requires that attention be directed to whether, having regard to other evidence adduced or to be adduced, the propensity evidence would have significant probative value.
(3) Evidence has 'probative value' if the evidence could rationally affect, directly or indirectly, the assessment of [the] probability of the existence of a fact in issue.
(4) The test in s 31A(2)(a) will be satisfied if the court considers (that is, thinks) that the propensity evidence 'would' (as distinct from could), either by itself or having regard to other evidence adduced or to be adduced, rationally affect, to a significant extent, the assessment of the probability of the existence of a fact in issue.
(5) The adjective 'significant' in the phrase 'significant probative value' in s 31A(2)(a) connotes important or of consequence.
(6) If propensity evidence has probative value, then whether the probative value is 'significant' will depend upon the nature of the fact in issue to which it is relevant, and the significance or importance which the propensity evidence, either by itself or having regard to other evidence adduced or to be adduced, has in proving that fact.
(7) The high level of generality of an alleged propensity can affect the extent of the probative force of the propensity evidence. The more specific the alleged similarity the more likely it is that the propensity evidence will have significant probative value.
(8) The nature and extent of any similarity between the conduct the subject of the propensity evidence and the conduct the subject of the charged act(s) is relevant to whether the evidence has significant probative value. (footnotes omitted)
First, the term 'propensity evidence', as defined in s 31A(1), has a broad connotation. The term is defined to include, amongst other things, 'evidence of the conduct of the accused person' and 'evidence ... of a tendency that the accused person has or had'. The word 'conduct', in this context, refers to (relevantly to this appeal) the manner in which the accused person behaves or has behaved. The words 'a tendency', in this context, refer to (relevantly to this appeal) a proclivity, an inclination, a disposition, a predisposition or a predilection that the accused person has or had.
Secondly, an assessment of the probative value of propensity evidence requires the court to determine the extent to which:
(a) the evidence is capable of proving the propensity; and
(b) proof of the propensity increases the likelihood of the commission of the offences.
Thirdly, evaluation of the extent of the probative value of propensity evidence requires identification of the purpose for which the propensity evidence is admitted; in other words, the 'work the propensity evidence is tendered to do'. For example, propensity evidence may be adduced in order to (1) prove the commission of a crime, (2) prove the identity of the person who committed a crime, the commission of which is not in dispute, or (3) prove a mental element of an act, which act itself may or may not be proven.
Fourthly, even where a propensity is identified at a high level of generality, it is necessary to examine the proposed propensity evidence in detail in the course of determining whether, of itself or having regard to other evidence adduced or to be adduced, the evidence in question is properly characterised as having significant probative value. (citations omitted)
It is, for example, one thing to say that a man has a tendency to steal cars; that says something, but not very much, as to whether he stole a particular car the subject of a charge. It is quite another to say that a man has a tendency to steal black European sports cars and then set them on fire, if the fact in issue is whether that man stole and burnt a black Porsche.
Proof of the appellant's tendency to engage in sexual activity with underage girls opportunistically, notwithstanding the evident risk, was capable of removing a doubt which the brazenness of the appellant's conduct might otherwise have raised.
The force of the tendency evidence as significantly probative of the appellant's guilt was not that it gave rise to a likelihood that the appellant, having offended once, was likely to offend again. Rather, its force was that, in the case of this individual accused, the complaint of misconduct on his part should not be rejected as unworthy of belief because it appeared improbable having regard to ordinary human experience.
Proof of the appellant's sexual interest in young teenage boys may meet the basal test of relevance, but it is not capable of meeting the requirement of significant probative value for admission as tendency evidence. Generally, it is the tendency to act on the sexual interest that gives tendency evidence in sexual cases its probative value.
State appeal against sentence: trial judge's findings and approach
Disposition of appeal against sentence General principles
In The State of Western Australia v Wilson [[2015] WASCA 119], we explained the general principles applicable to a State appeal against sentence.
This court has no warrant to substitute its own opinion for that of the sentencing judge merely because it would have exercised the discretion differently: Lowndes v The Queen [[1999] HCA 29; [1999] HCA 29; (1999) 195 CLR 665 [15]]. This court can only intervene if it is demonstrated that the court below made a material error, either express or implied. There are special principles applicable to prosecution appeals. They are well established and need not be repeated, bearing in mind that the principle of double jeopardy which applied to State appeals has now been abolished: s 41(4)(b) Criminal Appeals Act 2004 (WA). This court has a residual discretion under s 31 of the Criminal Appeals Act to decline to allow an appeal against a sentence that is erroneously lenient.
The grounds of appeal allege implied rather than express error. Before an individual sentence can be said to be manifestly inadequate or the total effective sentence be found to infringe the totality principle, it must be established that the sentence is unreasonable or plainly unjust: House v The King [[1936] HCA 40; (1936) 55 CLR 499] and Barbaro v The Queen [[2014] HCA 2; [2014] HCA 2; (2014) 253 CLR 58 [26]].
The orthodox approach to the question of manifest inadequacy is to examine the sentence having regard to the maximum sentence for the offence, the gravity of the offending conduct in the scale of seriousness, sentences imposed in other appellate cases and the personal circumstances of the offender: Chan v The Queen [(1989) 38 A Crim R 337, 342] and Munda v The State of Western Australia [[2013] HCA 38; (2013) 249 CLR 600 [33]].
The first limb of the totality principle requires that the total effective sentence bear a proper relationship to the overall criminality involved in all the offences, viewed in their entirety and having regard to the circumstances of the case, including those referable to the offender personally: Roffey v The State of Western Australia [[2007] WASCA 246 [24]].
A relevant factor in the consideration of the appellant's grounds of appeal is the range of sentences imposed in comparable cases. Such cases are a yardstick against which the sentences in question may be compared. However, the range of sentences customarily imposed does not mark out the boundaries of the exercise of a sound sentencing discretion in an individual case. In other words, the guidance that is afforded by comparable cases is flexible rather than rigid. Ultimately, each case depends upon its own facts and circumstances.
The primary sentencing considerations for sexual offending against children are punishment of the offender, specific and general deterrence and the protection of vulnerable children. Matters personal to the offender are of less mitigatory weight than might otherwise be the case. There is no tariff for sexual offences against children. The ordinary disposition, as a matter of fact, is that terms of immediate imprisonment are imposed for offences of the type committed by the appellant.
The general sentencing standards for offences contrary to s 325 of the Code are well established. There is, however, no tariff for those offences because of the great variation that is possible in the circumstances of the offending and the offenders. The sentence to be imposed in a particular case depends upon its individual facts and circumstances, having regard to the maximum penalty and all relevant sentencing factors. In NPA v The State of Western Australia [2018] WASCA 131 [51], it was observed:
In a case of a single count of penile penetration of the vagina where there is a plea of not guilty, a term of imprisonment of 5 to 6 years would not be unusual. It is important to emphasise that this does not mean that a sentence outside that range is thereby manifestly excessive (or inadequate). The circumstances of offending vary widely. The available maximum sentence must not be overlooked. Sentences well beyond that range may be justified by the circumstances of the case. (citations omitted)
See also Kabambi v The State of Western Australia [2019] WASCA 44 [23] and Lakay v The State of Western Australia [2019] WASCA 46 [38].
There is no 'hierarchy' of sexual penetration. See C v The State of Western Australia [2006] WASCA 261. The observations in NPA in relation to a single count of penile penetration of the vagina where there is a plea of not guilty apply generally in relation to a single count of penile penetration of the anus where there is a plea of not guilty.
Indecent dealing with a child over 13 / under 16 years, by putting his hand inside A's pants and touching her genital area.
Indecent dealing with a child over 13 / under 16 years, by touching Y's breasts.
Indecent dealing with a child over 13 / under 16 years, by kissing Y.
Indecent dealing with a child over 13 / under 16 years, by touching Y's breasts.
Aggravated sexual penetration without consent, by penetrating Y's vagina with his finger.
Attempted aggravated sexual penetration without consent, by attempting to penetrate Y's vagina with his penis.
Indecent dealing with a child over 13 / under 16 years, by touching Y's breasts and buttocks.
Aggravated sexual penetration without consent, by introducing his penis into Y's mouth.
(1) Leave to appeal is granted on the sole ground of appeal.
(2) The sentences imposed by the District Court of Western Australia on indictment 2343 of 2018 are set aside and the following sentences of immediate imprisonment are substituted:
(3) The sentences for counts 1 and 2 are to be served cumulatively upon each other and cumulatively upon the sentence for count 8.
(4) The sentences for counts 3 - 7 (inclusive) are to be served concurrently with each other and concurrently with the sentence for count 8.
(5) The above sentence is taken to have taken effect on 2 March 2019.
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
Research Orderly to the Honourable Justice Mitchell
[18] Trial ts 92 - 96, see also re-examination at trial ts 116.
[40] Appellant's submissions, par 14; appeal ts 3.
[41] RMD v The State of Western Australia [2017] WASCA 70; (2017) 266 A Crim R 67 [185]. See also RMD [50] - [52]; La Bianca v The State of Western Australia [2019] WASCA 105 [24] - [26], [144].
[42] The State of Western Australia v Jackson [2019] WASCA 118 [20] - [23].
[43] El-Haddad v R [2015] NSWCCA 10; (2015) 88 NSWLR 93 [70].
[44] Hughes v The Queen [2017] HCA 20; (2017) 263 CLR 338.
[45] R v Bauer (a pseudonym) [2018] HCA 40; (2018) 266 CLR 56.
[46] McPhillamy v The Queen [2018] HCA 52; (2018) 92 ALJR 1045.
[53] McPhillamy [11]; Bauer [61]; Jackson [48].
[54] Wark v The State of Western Australia [2020] WASCA 19 [312].
[71] Indich v The State of Western Australia [2019] WASCA 13 [42].
[74] The State of Western Australia v BKJ [2018] WASCA 136 [82] ‑ [87].
[75] Indich [42], Mitchell JA and Allanson J agreeing with this statement at [66].
[76] McNally v The State of Western Australia [2019] WASCA 93 [53] - [54], adopted in The State of Western Australia v Jacoby [2020] WASCA 150 [52].
[77] Being McNally, Lakay v The State of Western Australia [2019] WASCA 46; Costa v The State of Western Australia [2019] WASCA 3; Alalyani v The State of Western Australia [2018] WASCA 44 and SJN v The State of Western Australia [2016] WASCA 215.
[78] Thomas v The State of Western Australia [2019] WASCA 4; see also KNY v The State of Western Australia [2019] WASCA 89.
[79] Greenland v The State of Western Australia [2017] WASCA 83.
[80] Bugmy v The Queen [2013] HCA 37; (2013) 249 CLR 571.
(1936) 55 CLR 499
(2015) 88 NSWLR 93
(1999) 195 CLR 665
(2014) 253 CLR 58
(2013) 249 CLR 600
(2017) 263 CLR 338
(2018) 266 CLR 56
(2018) 92 ALJR 1045
(2013) 249 CLR 571