[2021] NTSC 73
General information, not legal advice.
Supreme Court of the NT
2021-09-24
Brownhill J, Barr JJ
Original judgment source is linked above.
EVIDENCE - Admissibility and relevance - Evidence (National Uniform Legislation) Act 2011 (NT) ss 90, 135, 137, 138(1) - Electronic record of interview - Whether admissions reliable - Whether use of admissions at trial unfair - Whether evidence obtained by an impropriety - Whether evidence has significant probative value - Whether probative value of the evidence outweighs any potential prejudicial effect on the accused - Evidence inadmissible.
Festa v The Queen (2001) 208 CLR 593; Habib v Nationwide News Pty Ltd ; ; ; ; ; , applied.
Abernethy v The Queen [2020] VSCA 96; Aytugrul v The Queen [2012] HCA 15; (2012) 247 CLR 170; Bin Sulaeman v R [2013] NSWCCA 283; Carr v The Queen [2002] TASSC 60; (2002) 11 Tas R 362; De Jesus v The Queen [1986] HCA 65; (1986) 61 ALJR 1; Em v The Queen [2007] HCA 46; (2007) 232 CLR 67; Higgins v The Queen [2007] NSWCCA 56; IMM v The Queen [2016] HCA 14; (2016) 257 CLR 300; Kadir v The Queen [2020] HCA 1; (2020) 94 ALJR 168; Mole v Prior (2016) 36 NTLR 171; Palmer v The Queen [1998] HCA 2; (1998) 193 CLR 1; Parker v Comptroller-General of Customs (2009) 83 ALJR 494; Pfennig v The Queen [1995] HCA 7; (1995) 182 CLR 461; R v Esposito (1998) 45 NSWLR 442; R v Rooke (Unreported, NSW Court of Criminal Appeal, Newman, Levine and Barr JJ, No 60550/96, 2 September 1997); R v Ul-Haque [2007] NSWSC 1251; (2007) 177 A Crim R 348; Robinson v Woolworths Ltd [2005] NSWCCA 426; (2005) 158 A Crim R 546; Rolfe v The Queen [2007] NSWCCA 155; (2007) 173 A Crim R 168; The Queen v Ali [2015] NSWCCA 72; The Queen v Bauer [2018] HCA 40; (2018) 92 ALJR 846; The Queen v Bertrand [2008] VSCA 182; (2008) 20 VR 222; The Queen v Centraco [2005] NSWCCA 11; The Queen v Downs [2019] NTSC 7; The Queen v Gregory-Roberts [2016] NSWCCA 92; The Queen v JGW [1999] NSWCCA 116; The Queen v Pritchard [1991] VicRp 8; [1991] 1 VR 84; The Queen v Shamouil (2006) 66 NSWLR 228; The Queen v Swaffield (1998) 192 CLR 159; The Queen v Tipiloura [2019] NTSC 92; The Queen v TJB (1998) 4 VR 621; The Queen v Tupou [2016] NTSC 56; The Queen v Ye Zhang [2000] NSWSC 1099; The Queen v Yirrawala [2015] NTSC 37; Tim Barr Pty Ltd v Narui Gold Coast Pty Ltd [2009] NSWSC 769; (2009) 258 ALR 598; WFS v The Queen [2011] VSCA 347; (2011) 33 VR 406, referred to.
Australian Law Reform Commission, Evidence (Interim) Report (Report 26, Vol 1); Stephen Odgers, Uniform Evidence Law (Thomson Reuters, 15th ed, 2020).
Crown: Office of the Director of Public Prosecutions
The Queen v Visagie [2021] NTSC 73
Prior representations and the hearsay rule - ss 59, 81
...any acknowledgement of some relevant fact that tended to establish guilt, or liability, would be an admission. Indeed, any representation, adduced by the prosecution and capable of rationally affecting the assessment of the probability of the existence of facts asserted by a prosecution witness in relation to an alleged offence would constitute an admission.[5]
(a) answers are admissible in evidence if they are relevant but not otherwise;
(b) an answer is relevant if it is an admission, or is capable of being regarded as an admission, of guilt or of a fact relevant to the proof of guilt;
(c) if an answer is not unequivocally an admission but is capable of being regarded as such, it is a question for the jury whether it is such, making it admissible; and
(d) an answer which is not capable of being regarded as an admission is on the face of it irrelevant and therefore inadmissible.
Previous representations giving context to admissions
It is to be expected that exculpatory statements made in a record of interview which also contains admissions will usually satisfy the requirements of s 81(2)(a) and (b). In the event that there is some doubt about the connection between an exculpatory statement and an admission, it should be borne in mind that what is to be made of a mixed statement is a matter for the jury, which might attach different degrees of credit to different parts of it. It has been observed that, under the Uniform Evidence Acts, provided relevant evidence is rationally capable of acceptance, questions of credibility and reliability are to be seen as squarely within the province of the jury. Considerations of this kind suggest that no narrow approach should be taken to the relationship between exculpatory statements and admissions. [citations omitted]
It is well settled that if the prosecution seeks to rely upon an out-of-court admission or other incriminating statement the whole statement made by the accused must be put before the jury including those hearsay statements by which the accused tried to exculpate himself or herself. This practice is not to be confused with questions of admissibility, although the two may share a common rationale. The practice may be understood to reflect the fundamental obligation ... that the prosecution put its case fully and fairly. The prosecution may not 'pick and choose' between statements which it says bear out its case and those which do not. [citations omitted]
The EROI - Admissions, contextual statements, exculpatory statements
Statements as to alleged offending - the 'fleecy shorts incident'
(a) The accused said: '[NE] grabbed my shorts once', when he was wearing his 'terry fleecy shorts'. This is referred to in the EROI and in these reasons as 'the fleecy shorts incident'.
(b) Asked by Done to step her through that, the accused said that NE 'grabbed' or 'tugged' the crotch part of the shorts. He appeared to indicate that he was standing up at the time.
(c) He said she 'pulled them aside or up or whatever and not having underwear on my penis was really giving a wobble'.
(d) He said that it wasn't prolonged, he told her 'no', she might have tried to do it again, he said to her 'I don't like that' or 'we don't do that' or words to that effect, and tried to make it clear 'that's not what you do' and 'we don't do rude things'.
(e) Asked if he had ever had an erect penis in front of the girls, the accused answered 'part erect I guess' and said that during the fleecy shorts incident, 'it wasn't aroused ... but ... it may have been erect, yes.' He said he was not sexually aroused or 'getting off on it', but 'penis's [sic] do that'. When Done pointed out he was 59 years old and erections do not happen at his age, the accused said 'every morning it's erect' and if he needs to go to the toilet 'it's erect'. The EROI includes further questioning and answers about occasions upon which the accused's penis is erect or partially erect.
(f) Referred to the fleecy shorts incident and asked if his penis was erect at the time, he said: 'It was probably part; it wasn't like - 'boing' ... It might have been like part ... And the fact that she grabbed it that may have triggered it ... it's not an intentional reaction'.
(f) Asked what state his penis was in when he put the fleecy shorts on, the accused said 'I may have just come from the shower, often it's just half aroused ... sometimes, again when I'm just changing ... it's not unusual'. He said it was 'normal' for him to get an erection or part erection after a shower, after he rubs himself with a towel, and 'Yeah, fleecy shorts on a naked body'. He said it was not sexual arousal, but just 'being brushed up against' or rubbed, 'it does its thing'.
(g) Later, the accused was informed that NE had told Police about an occasion in the spare room, where he had unzipped his pants, pulled out his penis, asked her to touch it, he had laid down, it had been erect, and he asked her to touch it again and told her it feels good when she touches it. Still later, asked if he lay on the bed, the accused said: 'I, yeah, I've laid on the bed'. He then said he could not remember exactly where he was when she grabbed his crotch. He then agreed that he may have been lying on the bed wearing the fleecy shorts. He said he would be jumping the girls up and down on the bed and saying get dressed and over time, he got tired and has flopped on the bed and 'she's gone ... grab ... and ... grabbed me once or twice, usually go whoa, you know...'. Asked again, he said 'I don't recall it precisely but as best as I can recall ... she's grabbed at the lump and gone something like what's that ... and like whoa, and then ... it's [a] case of let's back up a little bit then, and ... I didn't ... flip out and panic at it'. He agreed that 'the lump' he was referring to was his semi-erect penis. He also said NE was naked at the time, having just got out of the bath.
Conclusion as to admissions, contextual statements, exculpatory statements
Section 84 - Oppressive conduct
Section 85 - Unreliability
[50] The operation of the provision and the relevant factors and considerations were identified by Barr J in R v GP[26] (at [30]) in the following terms:
The prosecution in the present case must satisfy the court on the balance of probabilities that the admissions relied on were made in circumstances that were not likely to affect their truth adversely [Bin Sulaeman v R [2013] NSWCCA 283 at [81]]. As trial judge, I must determine whether the reliability of the admissions may have been impaired by the way in which they were obtained. In this exercise, I need to consider all the circumstances. Those circumstances include the characteristics of the accused person making the admission, including age, personality, education and any mental, intellectual or physical disability affecting him. The circumstances would also include, where they exist, misconduct by those interrogating, the procedural safeguards adopted, and whether there was any impairment of the ability of the person making the admission to make a rational decision.
Section 90 - Unfairness
Section 138 - Impropriety or contravention of law
[54] Section 138 of the UEA provides, in essence, that evidence obtained improperly or in contravention of an Australian law is not to be admitted unless the desirability of admitting the evidence outweighs the undesirability of admitting evidence that has been obtained in the way in which the evidence was obtained. 'Desirability' reflects the public interest in the admission of reliable evidence for the conviction of wrongdoers.[34] 'Undesirability' recognises the public interest in not giving curial approval or encouragement to illegally or improperly obtaining evidence generally.[35] Section 138(3) sets out matters that the court may take into account under s 138(1). The burden is on the party seeking exclusion of the evidence to establish that it was improperly obtained.[36]
Sections 135 and 137 - Unfair prejudice
[56] Section 135 of the UEA confers a general discretion to refuse to admit evidence if its probative value is substantially outweighed by the danger that the evidence might: (a) be unfairly prejudicial to a party; (b) be misleading or confusing; or (c) cause or result in undue waste of time. The term 'probative value' is defined to mean 'the extent to which the evidence could rationally affect the assessment of the probability of the existence of a fact in issue'.[38]
[58] Section 137 of the UEA is restricted in its operation to criminal proceedings, and requires the court to refuse to admit evidence adduced by the Crown 'if its probative value is outweighed by the danger of unfair prejudice to the defendant'. Again, in order for there to be a danger of unfair prejudice to the accused '[t]here must be a real risk that the evidence will be misused by the jury in some way that the risk will exist notwithstanding the proper directions which it should be assumed the Court will give'.[40] In Festa v The Queen,[41] McHugh J described (at [51]) the test as follows:
It is only when the probative value of the evidence is outweighed by its prejudicial effect that the Crown can be deprived of the use of relevant but weak evidence. And evidence is not prejudicial merely because it strengthens the prosecution case. It is prejudicial only when the jury are likely to give the evidence more weight than it deserves or when the nature or content of the evidence may inflame the jury or divert the jurors from their task.
[60] The defence further argued that, given the general abhorrence held by the community for sexual offending against young children, the risk of unfairness and/or prejudice is enhanced in this case, and such risk is unlikely to be removed by a direction to the jury. The defence relied on two authorities for this proposition. The first was an observation by Gibbs CJ in De Jesus v The Queen[42] that '[s]exual cases...are peculiarly likely to arouse prejudice, against which a direction to the jury is unlikely to guard'. His Honour was there dealing with an information charging two or more counts constituting a series of offences of a similar character where the evidence of implication in one of the offences is not admissible towards proof of guilt of the other offence. His Honour was not speaking of sexual cases generally.
[61] The second was observations by Callaway JA in The Queen v TJB[43] that 'some sexual offences, and particularly those of an unnatural or repellent character like offences against young children, are peculiarly likely to arouse prejudice'; 'although criminal trials are generally conducted on the assumption that a jury will comply with the judge's directions, it is acknowledged in the authorities that warnings about propensity evidence are not always effective'; and '[t]here are nevertheless cases where the risk of prejudice is unacceptable [and] it will often be found that that is so in the case of offences of an unnatural character or offences that arouse strong emotions or excite revulsion'. Like De Jesus v The Queen, this was a case concerning an application to sever an indictment charging multiple counts of sexual offending against two victims.
Probative value of the admissions, contextual statements, exculpatory statements in the EROI
So you had in mind what you wanted to do but you told him, 'I just want to look at the text messages'?---Well, that's what I did want to do at that time.
Well, you didn't tell him that you wanted to [sic] images or caution him at any stage later. You just conducted a wide ranging interrogation of his phone in an evidentiary EROI?---Well, I definitely got in to look for the text messages and then I can't remember at what point I've decided that that's exhausted, let's move on. I don't recall but ultimately I looked for those three things.
(a) If any person being questioned requests that a third person be present, the member shall accommodate this request unless it is impractical to do so, provided the third person does not hinder or obstruct the interview (cl 4.6).
(b) If the person being questioned requests a consultation with a legal representative, the person should be given every reasonable opportunity to do so. If the person states they do not wish to make a statement or answer questions until after consulting a legal representative, the interview shall be deferred for a period as is reasonably necessary to enable the person to obtain legal advice (cl 4.7).
I try to be as appropriate as I can and lift her up like a sack and that sort of stuff, so - um - I - ah - see where this going, I don't know, I'm questioning everything now, so I mean yeah, I've seen them naked, I don't think that - that would be out of the ordinary or where that would be a concern , I - I don't know.
... so that's kind of where I am going now with my, with my questioning is, I've asked if they've ever seen you naked ... and you've said not intentionally ... I'd like to hear more about that and your explanation.'
(a) Done displayed a lack of neutrality in the EROI by referring to the accused as 'the offender' at the beginning of the EROI, expressing incredulity about an answer given by the accused, referring to the accused's description of events as a 'story'[49], and observing that the accused's memory about the fleecy shorts incident had improved as the EROI progressed.
(b) Done began the EROI by suggesting that the accused used aliases or was known by different names.
(c) The questioning of the accused about the fleecy shorts incident was unduly prolonged and repetitive.
(d) Done instructed the accused not to leave anything out, even if he thought it was obvious or not necessary, and to give her as much detail as possible, which caused the accused to give lengthy, rambling answers, and which was improper because it is inconsistent with the caution that the accused need not say or do anything.
[1] While the Outline of Defence Submissions on the Voir Dire on the Electronic Record of Interview dated 20 May 2021 appears to raise relevance under s 55 of the UEA as a ground for inadmissibility (see last unnumbered subparagraph of paragraph 3), no specific submission was made about relevance either in writing or orally. Furthermore, the defence conceded that the EROI contains admissions and representations about admissions within s 81(1) and (2) (see Defence (Further) Submissions on the Voir Dire on the Electronic Record of Interview dated 27 May 2021).
[2] See the definitions of 'prior representation' and 'representation' in Part 1 of the Dictionary.
[4] Stephen Odgers, Uniform Evidence Law (Thomson Reuters, 15th ed, 2020) [EA.81.60].
[5] Citing The Queen v JGW [1999] NSWCCA 116 at [39]- [41] per Wood CJ at CL (Barr and James JJ agreeing).
[6] (1995) 84 A Crim R 570 at 579-580 per Badgery-Parker, Dunford and Simpson JJ.
[7] See Abernethy v The Queen [2020] VSCA 96 at [57]- [58] per Niall and Emerton JJA.
[8] See Australian Law Reform Commission, Evidence (Interim) Report (Report 26, Vol 1) [755], extracted in Stephen Odgers, Uniform Evidence Law (Thomson Reuters, 15th ed, 2020) [EA.81.240].
[9] (2020) 94 ALJR 686 per Kiefel CJ, Bell, Gageler, Keane and Gordon JJ.
[10] See Tim Barr Pty Ltd v Narui Gold Coast Pty Ltd [2009] NSWSC 769; (2009) 258 ALR 598 at [48], [50] and [54] per Barrett J.
[11] See The Queen v Tupou [2016] NTSC 56 at [47]- [51] per Barr J and the cases there referred to. See also Carr v The Queen [2002] TASSC 60; (2002) 11 Tas R 362; The Queen v Bertrand [2008] VSCA 182; (2008) 20 VR 222 at [46].
[13] See, for example, WFS v The Queen [2011] VSCA 347; (2011) 33 VR 406 at [87] per Robson AJA (Buchanan JA and Whelan AJA agreeing).
[14] See, for example, Rolfe v The Queen [2007] NSWCCA 155; (2007) 173 A Crim R 168 at [67] per Giles JA ('Rolfe'), cited in The Queen v Gregory-Roberts [2016] NSWCCA 92 ('Gregory-Roberts') at [95] per Schmidt J (McCallum and R A Hulme JJ agreeing). In Rolfe, reference is made (at [68]-[69]) to The Queen v Centraco [2005] NSWCCA 11, in which it was held that an acknowledgement by the accused of a debt to her employer was admissible as an admission of a fact relevant to each of the three counts of obtaining money by deception, even though it could not have been determinative of any of the counts.
[15] See The Queen v Ali [2015] NSWCCA 72, cited in Gregory-Roberts at [96] per Schmidt J (McCallum and R A Hulme JJ agreeing).
[16] The Queen v Downs [2019] NTSC 7 ('Downs') at [18] per Grant CJ.
[17] See Higgins v The Queen [2007] NSWCCA 56 at [28] per Hoeben J (Sully and Bell JJ agreeing) ('Higgins').
[19] Higgins at [26] per Hoeben J, cited in Habib at [246] per Hodgson, Tobias and McColl JJA.
[20] R v Ul-Haque [2007] NSWSC 1251; (2007) 177 A Crim R 348, cited in Habib at [248] per Hodgson, Tobias and McColl JJA.
[21] See The Queen v Ye Zhang [2000] NSWSC 1099 at [44] per Simpson J, cited in Higgins at [26] per Hoeben J (Sully and Bell JJ agreeing).
[22] [1991] VicRp 8; [1991] 1 VR 84 per Crockett, McGarvie and Beach JJ.
[25] Ibid at [30], citing R v GP (2015) 35 NTLR 117 at [30].
[27] Downs at [30] per Grant CJ , citing R v Esposito (1998) 45 NSWLR 442 at 459-460; R v Rooke (Unreported, NSW Court of Criminal Appeal, Newman, Levine and Barr JJ, No 60550/96, 2 September 1997).
[30] Citing Em v The Queen [2007] HCA 46; (2007) 232 CLR 67 at [107] per Gummow and Hayne JJ.
[31] Citing The Queen v Swaffield (1998) 192 CLR 159 at [78] per Toohey, Gaudron and Gummow JJ.
[32] Citing The Queen v Tipiloura [2019] NTSC 92 at [23] per Grant CJ.
[33] Citing The Queen v Yirrawala [2015] NTSC 37 at [8] per Kelly J. See also the cases cited in paragraphs [13] and [18] above.
[34] Kadir v The Queen [2020] HCA 1; (2020) 94 ALJR 168 at [48] Kiefel CJ, Bell, Keane, Nettle and Edelman JJ.
[35] Ibid at [13] per Kiefel CJ, Bell, Keane, Nettle and Edelman JJ.
[36] Parker v Comptroller-General of Customs (2009) 83 ALJR 494 at [28] per French CJ.
[37] Mole v Prior (2016) 36 NTLR 171 at [30] per Riley CJ, Kelly and Hiley JJ, citing Robinson v Woolworths Ltd [2005] NSWCCA 426; (2005) 158 A Crim R 546 at [23] per Basten JA (Barr J agreeing).
[39] See The Queen v Bauer [2018] HCA 40; (2018) 92 ALJR 846 at [73] per Kiefel CJ, Bell, Gageler, Keane, Nettle, Gordon and Edelman JJ.
[40] Jennings at [20] per Grant CJ, citing The Queen v Shamouil (2006) 66 NSWLR 228 at [72] per Spiegelman CJ (Simpson and Adams JJ agreeing).
[42] [1986] HCA 65; (1986) 61 ALJR 1 at 3 per Gibbs CJ.
[43] (1998) 4 VR 621 at 629, 631 per Callaway JA (Phillips CJ and Buchanan JA agreeing).
[44] At the voir dire on 24, 28 May 2021, the parties informed me that the agreed facts regarding these matters would be provided shortly after the hearing, to be tendered and taken into account on the voir dire. The agreed facts were provided on 10 September 2021.
[45] Citing Pfennig v The Queen [1995] HCA 7; (1995) 182 CLR 461 at 528 per McHugh J, who was there speaking of how prejudicial effect and probative value are 'incommensurables'.
[46] An assessment of probative value must be made in conjunction with all the other evidence to be adduced in the proceeding: Aytugrul v The Queen [2012] HCA 15; (2012) 247 CLR 170 at [30] per French CJ, Hayne, Crennan and Bell JJ; IMM v The Queen [2016] HCA 14; (2016) 257 CLR 300 at [45] per French CJ, Kiefel, Bell and Keane JJ.
[47] The maximum penalties for the alleged offending are imprisonment for five years for Count 1 and imprisonment for 14 years for Count 2.
[48] [1998] HCA 2; (1998) 193 CLR 1 at [7]- [11] per Brennan CJ, Gaudron and Gummow JJ.
[49] This point was ultimately resolved by my ruling, after watching and listening to the EROI that Done did not actually use the word 'story', but 'sorry'.
The Queen
Visagie [2021] NTSC 73
(2001) 208 CLR 593
(2010) 76 NSWLR 299
(2020) 94 ALJR 686
(2015) 35 NTLR 117
(2012) 247 CLR 170
(2002) 11 Tas R 362
(1986) 61 ALJR 1
(2007) 232 CLR 67
(2016) 257 CLR 300
(2020) 94 ALJR 168
(2016) 36 NTLR 171
(1998) 193 CLR 1
(2009) 83 ALJR 494
(1995) 182 CLR 461
(1998) 45 NSWLR 442
(2018) 92 ALJR 846
(2008) 20 VR 222
(2006) 66 NSWLR 228
(1998) 192 CLR 159
(1998) 4 VR 621
(2009) 258 ALR 598
(2011) 33 VR 406