Ground 2
43 The appellant submitted, with reference to WAHP v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 87 at [7] (per Lee J, dissenting in the result), that the Tribunal made a critical adverse finding of fact against the appellant by a course of reasoning that was illogical and contrary to the evidence. That finding of fact was that the CID officers had no intention to detain or harm the appellant. The appellant submitted that the Tribunal's course of reasoning was illogical and contrary to the evidence because it failed to appreciate the unchallenged evidence of the appellant that his mother was being extorted for money, that the extorters threatened to abduct the appellant and that she paid the extorters because she did not know what they might otherwise do. The appellant submitted that, having regard to the Tribunal's conclusion at [46] that the CID officers would continue to extort money from the appellant's mother in relation to the appellant's father's alleged LTTE connections, it was not available to the Tribunal to find that the appellant was not actually at risk of abduction because the CID officers did not engage with him personally, did not question him directly and did not take up available opportunities to abduct him. Secondly, the appellant submitted that the Tribunal's decision was not based on findings of fact supported by logical grounds in that, at [47], the Tribunal relied upon the absence of evidence that the CID officers had questioned the appellant directly, including about his own political opinions, but where the appellant did not claim that he was himself suspected of being an LTTE supporter.
44 In oral submissions, the appellant emphasised that the nature of extortion was that there was an absence of the carrying out of the harm feared because of the fact that protection money was being paid. The Tribunal, the appellant submitted, chose, at [47] and [51] of its reasons, to focus upon whether the act of abduction would occur and it found that the CID officers were not going to abduct the appellant because if they were going to abduct him they would have done it already. The appellant submitted that the CID officers would not have done so because they were extorting money. The finding as to non-abduction in the future was based on the fact that the appellant had not been abducted in the past.
45 The Minister submitted that neither of the matters complained of by the appellant could be said to be irrational in the required sense. As to the claim that it was impermissible for the Tribunal to find that the appellant was not at risk of abduction, the Tribunal found that the extortion did not entail a real chance of abduction because it was satisfied that the threat was a "bluff". As to the appellant's second argument, The Minister submitted that it misconstrued the Tribunal's reasons.
46 In oral submissions, the Minister emphasised that whether or not the appellant's fear was well-founded was an assessment for the Tribunal to make and, at [50], the Tribunal said it was satisfied that the corrupt officers did not intend to abduct the appellant before he left Sri Lanka. This was a question of fact and assessment for the Tribunal.
47 In supplementary written submissions filed by leave after the hearing of the appeal, the Minister submitted that where a Tribunal finds that extortion has occurred and the visa applicant has a subjective fear of that extortion, it is open to the Tribunal also to find that the fear is not well-founded because, objectively assessed, the underlying basis of the extortion is found not to exist. Put slightly differently, a visa applicant may genuinely believe a threat and genuinely fear that threat but the threat may not be something that, objectively, has a real chance of occurring. Such reasoning, the Minister submitted, was consistent with principle and was not illogical or irrational. The Minister referred to SZTFR v Minister for Immigration and Border Protection [2015] FCA 545, SZJHM v Minister for Immigration [2007] FMCA 1847 and SZATE v Minister for Immigration [2004] FMCA 532. He also referred to Chan v Minister for Immigration and Ethnic Affairs (1989) 169 CLR 379 for the proposition that a subjective fear must be objectively well-founded, that is, there must be an objective basis for the applicant's fear. The Minister contended that it was not illogical that a person may genuinely fear harm from a threat (upon which extortion is based) and yet the Tribunal conclude that there is no real chance that the threat will be carried out. This would be rational on at least two bases: the extorters have no intention to carry out the threat if the money is not paid; and the money will continue to be paid (such payment not itself constituting harm to the applicant serious enough to be persecution). In the present case, the Minister submitted, the Tribunal relied upon both of these rational bases for its decision.
48 In the appellant's supplementary written submissions in response, he submitted that it could not be said that the threat of his abduction by CID officers who, the Tribunal accepted, had asserted would abduct the appellant because of the father's LTTE connections, was far-fetched, or remote or insubstantial. The threat to the appellant was sufficiently real to cause genuine fear in the appellant, at [50], and to motivate his mother to part with her money and to continue to do so, at [46]. In this case, it was a matter for the Tribunal to assess the likelihood of an abduction occurring in the circumstances advanced by the appellant. Specifically with respect to extortion claims, the appellant submitted, it was not inappropriate for the Tribunal to look to form a view as to the real motivation of the extorters: Applicant A v Minister for Immigration and Ethnic Affairs [1997] HCA 4; 190 CLR 225, 284 (per Gummow J); Ram v Minister for Immigration and Ethnic Affairs [1995] FCA 1333; 57 FCR 565, 568 and Minister for Immigration and Ethnic Affairs v Guo [1997] HCA 22; 191 CLR 559, 574.
49 The appellant submitted that the Tribunal adopted the language of the real chance test in setting out its conclusions, at [51], but for reason of its illogical reasoning as to future events, the appellant submitted that the Tribunal failed to understand and apply properly the test in Chan.
50 The appellant accepted that in principle, and speaking generally, it was open for the Tribunal to accept that a person subjectively fears persecutory harm but also to find that that harm is not well-founded. However, the appellant did not assert illogicality in the abstract or as relating to the approach generally to be taken. Rather, the appellant's contention was that the Tribunal's decision was affected by jurisdictional error in light of the reasoning process exposed at [47] of the Tribunal's reasons where the Tribunal set out why it was satisfied that the corrupt CID officers had no intention to abduct the appellant. The likely future action of the CID officers in question was adjudged on the basis of their "past conduct". The rejection of the appellant's claims was based on the Tribunal's assessment of the likely behaviour of the corrupt officers, and not on the basis of other relevant information such as evidence that suggested that, unbeknownst to the appellant and his family, it was common for CID officers to target vulnerable families for the purposes of extortion, but that abduction seldom occurred; or evidence that the mother had, on one occasion or more, neglected to make the required payments to the CID and yet they did not carry through with their threat; or evidence that suggested that the Sri Lankan government was executing a crackdown on corrupt officers extorting money from people and engaging in illegal conduct.
51 The appellant submitted that cases involving extortion as a basis of the persecution that is feared were different from cases where the feared persecution did not involve extortion. The difference lay in the nature of the risk that a person faced. The authorities that related to extortion refugee cases were applicable and highlighted the error in the approach of the Tribunal in this case. Cases involving extortion formed a special class of case in which the actors whose actions are feared by the victim have a motivation to not engage in the feared conduct so long as money is paid to them. What this required was a consideration by the Tribunal of the particular circumstances surrounding the extortion. The Tribunal failed to address the factors necessarily arising from a scenario of extortion as they related to the risk of harm eventuating, and it was for this reason that the appellant submitted that the Tribunal's reasoning was illogical or irrational.
52 In addition to the decisions referred to in the Minister's supplementary submissions, the appellant referred to Perampalam v Minister for Immigration and Multicultural Affairs [1999] FCA 165; 84 FCR 274 and to Rajaratnam v Minister for Immigration and Multicultural Affairs [2000] FCA 1111; 62 ALD 73. The appellant submitted it was impermissible, and amounted to jurisdictional error, for the Tribunal to have rejected the appellant's claims on the basis of an assessment of the likelihood that the feared abduction would take place, without having proper regard to the circumstances of the extortion. The family was targeted because they were Tamil, the appellant's fear (which was found to be genuine) arose from the appellant's membership of a particular social group (which the Tribunal found to exist, at [55]). Put another way, it was not a valid approach for the Tribunal to reject the appellant's claim as it was of the view that the CID officers were "bluffing", or were not interested in the appellant, primarily on the basis that the extorters were yet to carry out their threat.
53 The appellant submitted that SZTFR was distinguishable having regard to the fact that the Tribunal in the present matter accepted that the CID officers were taking money from the appellant's mother, and it was accepted that they had threatened, and would continue to threaten, to abduct the appellant arising from his father's LTTE connections. The appellant submitted that SZJHM was distinguishable as the claims to fear persecutory harm were rejected on the facts as not amounting to serious harm. SZATE, the appellant submitted, was not relevant as in that case the Tribunal rejected the applicant's extortion claim on the basis that it was not Convention-related.
54 In our opinion, while we accept that there must be an objective basis for an applicant's fear, as explained in Chan at 396 (per Dawson J), 406 (per Toohey J), at 412 (per Gaudron J) and 429 (per McHugh J), in the present case the Tribunal's conclusion as to the lack of objective basis for the appellant's fear was founded on the conclusion that the corrupt CID officers did not intend to detain or harm the appellant which in turn was founded on those officers having shown no interest in the appellant in the past: see the Tribunal's reasons at [47].
55 We note that while there is no suggestion their conduct was authorised in that regard, the extortion demands were made by persons holding office as members of the CID in circumstances in which the Tribunal accepted, at [24], that corrupt officials may act with impunity to solicit bribes from persons fearful of drawing themselves to the attention of the security forces.
56 It is, in our view, illogical to found the conclusion that there was not an objective basis for the appellant's fear on the absence of harm in the past, when the absence of harm was referable to the successful extortion of the payments, the payments being made to prevent the harm in question. The illogicality amounting to legal unreasonableness is that the past period of non-harm or non-interest in the appellant was co-extensive with the period when the appellant's mother was acceding to the extortion by the payment of money.
57 We accept, of course, as explained by French CJ in Minister for Immigration and Citizenship v Li [2013] HCA 18; 249 CLR 332 at [30], that the requirement of reasonableness is not a vehicle for challenging a decision on the basis that the decision-maker has given insufficient or excessive consideration to some matters or has made an evaluative judgment with which a court disagrees even though that judgment is rationally open to the decision-maker.
58 Re Minister for Immigration and Multicultural Affairs; Ex parte Applicant S20/2002 [2003] HCA 30; 198 ALR 59 concerned the alleged irrationality or illogicality of the Tribunal rejecting corroborative evidence when it was convinced that a principal witness was fabricating a story, which was considered to be inherently implausible: see Gleeson CJ at [12] and McHugh and Gummow JJ at [49]. It was held that the determination by the Tribunal was not irrational or illogical as the appellant contended. Ground 2 of the present appeal does not involve irrationality or illogicality of that kind.
59 In Minister for Immigration and Citizenship v SZMDS [2010] HCA 16; 240 CLR 611, the dispute concerned the adverse inferences which the Tribunal drew from its rejection of the account given by SZMDS of his personal history. The Tribunal rejected the claim of SZMDS to membership of a particular social group, being male homosexuals in Pakistan. The Tribunal concluded that SZMDS was not a homosexual and the primary judge held there were defects in the inferential reasoning to that conclusion which constituted jurisdictional error. This conclusion was, by majority, reversed: Heydon, Crennan and Bell JJ constituted the majority and Gummow A-CJ and Kiefel J dissented in the result. The majority held, at [78] and [131], that what was involved was an issue of jurisdictional fact upon which different minds might reach different conclusions. In this respect, Crennan and Bell JJ said, at [130]-[133]:
… Not every lapse in logic will give rise to jurisdictional error. A court should be slow, although not unwilling, to interfere in an appropriate case.
What was involved here was an issue of jurisdictional fact upon which different minds might reach different conclusions. The complaint of illogicality or irrationality was said to lie in the process of reasoning. But, the test for illogicality or irrationality must be to ask whether logical or rational or reasonable minds might adopt different reasoning or might differ in any decision or finding to be made on evidence upon which the decision is based. …
Was the Tribunal's fact finding "illogical" or "irrational"?
Because illogicality or irrationality may constitute a basis for judicial review in the context of jurisdictional fact finding as explained above, it becomes necessary to decide whether the Tribunal's conclusion about the state of satisfaction required by s 65 and its findings on the way to that conclusion revealed illogicality or irrationality amounting to jurisdictional error. …
However, the correct approach is to ask whether it was open to the Tribunal to engage in the process of reasoning in which it did engage and to make the findings it did make on the material before it. …
It is in this sense that we have addressed the question of illogicality and made the finding at [56] above.
60 It is not a matter of that species of reasonableness review which concentrates on the outcome of the exercise of power, but reasonableness review which concentrates on an examination of the reasoning process by which the decision-maker arrived at the exercise of power: see Minister for Immigration and Border Protection v Singh [2014] FCAFC 1; 231 FCR 437 at [47].
61 We are of the view that while the appellant's mother was the direct subject of extortion, the harm threatened in the absence of payment was to her son and the actual harm threatened by the corrupt CID officers, if the payments they were extorting were to cease, was that the appellant would be abducted. There is no suggestion that that would not amount to 'serious harm' within Article 1A(2) of the Refugees Convention. Nor in our view could it be in dispute that, to the extent it existed, the vulnerability of the appellant and his mother to that extortion arose because of their membership of a social group, that is, it arose because the corrupt CID officers had identified them as family members of a person who was or who had had suspected links to the LTTE. It is on this, factual, basis that we would distinguish the observations of Burchett J, with whom O'Loughlin and RD Nicholson JJ agreed, in Ram at 569G that extortionists are simply extracting money from a suitable victim. In this respect we refer also to Perampalam at [16], per Burchett and Lee JJ as follows:
The Tribunal cited Ram v Minister for Immigration and Ethnic Affairs (1995) 57 FCR 565, where Burchett J said (at 569), in a judgment with which O'Loughlin and R D Nicholson JJ agreed:
"Plainly, extortionists are not implementing a policy; they are simply extracting money from a suitable victim. Their forays are disinterestedly individual."
But this was in the context (as appears from the same judgment at 567) of an express finding by the Tribunal that "the applicant has not satisfied me that the extortion was anything other than a criminal act, or that he was targeted for any reason other than he was known to have money". Here, the Tribunal's finding is the opposite: it says "there is no doubt that the LTTE approaches Tamil[s] for funding". The additional fact that the particular Tamils approached are chosen "because of their perceived wealth" is no more legally relevant than the fact (in Paramananthan) that the security forces targeted, among Tamils, young males from Jaffna who might be thought more likely to be guerillas. Extortion directed at those members of a particular race from whom something might be extorted cannot be excluded from the concept of persecution within the Convention, and Ram does not suggest it can. On the evidence, it was plainly open to the Tribunal to conclude that the fanatical combatants in the LTTE saw it as the obligation of every Tamil to make sacrifices, willingly or by coercion, for Tamil Eelam. No doubt, it was for this reason the finding was made "that the LTTE approaches Tamil[s] for funding". A motivation of this kind is sufficient for the purposes of the Convention. The words "persecuted for reasons of" look to the motives and attitudes of the persecutors (see Ram at 569), and if the LTTE practices extortion, with violence and threats of violence, against Tamils, the government being unable to provide protection, because the LTTE holds that Tamils must be coerced into supporting it, the terms of the Convention are satisfied.
This passage was also cited with approval by Finn and Dowsett JJ in Rajaratnam at [42], their Honours going on to say, at [46]:
… In the usual case of extortion the extorting party will be acting for a self-interested reason (ie to gain an advantage for himself or herself, or for another). In this sense, his or her interest in the person extorted can always be said to be personal. What needs to be recognised, though, is that the reason why the extorting party has that interest may or may not have foundation in a convention reason. The extorted party may have been chosen specifically as the target of extortion for a convention reason, or may have become the subject of extortion because of the known susceptibility of a vulnerable social group to which he or she belongs, that social group being identified by a convention criterion. Or, conversely, the person may have been selected simply because of his or her perceived personal capacity to provide the particular advantage sought and for no other reason or purpose.
62 In our opinion, this illogicality amounting to legal unreasonableness affects the conclusion of the Tribunal in relation to both the Convention-based claim and the claim for complementary protection.
63 Although the Tribunal expressly held that the corrupt officers' threats towards the appellant were a bluff designed to elicit money from his mother, that conclusion is infected by the same reasoning process which we have found to be illogical at [56] above. So also, in our opinion, is the Tribunal's conclusion at [51] that in the absence of any claim that the appellant's mother proposed to stop making payments, the situation would continue unchanged despite the appellant no longer being a child.
64 For these reasons, in this respect jurisdictional error on the part of the Tribunal is made out and ground 2 succeeds.