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[1998] VSCA 104
Court of Appeal (Vic)
1998-11-11
CALLAWAY, BATT and BUCHANAN, JJ.A.
Original judgment source is linked above.
Transport Accident - Death of injured person from other cause before satisfying "gateway" requirements of s.93(3) or (4) - Whether cause of action for damages vested in injured person at death - Application for leave to bring proceedings by personal representative - Whether maintainable - Whether knee injury a serious injury - Whether judge must in reasons spell out comparison with other cases in range - Transport Accident Act 1986, ss.3(5)(c), 93(1)-(6) and (17)(a), and 94(1) and (7).- Administration and Probate Act , and (4). Survival of cause of action - Transport accident - Death of injured person from other cause before satisfying "gateway" requirements of or (4) - Whether cause of action vested in injured person at death - , and (4) - , , (1)-(6) and (17)(a), and (1) and (7).
"We think 'long-term' is not an expression likely to give rise to difficulty. To be 'serious' the consequences of the injury must be serious to the particular applicant. Those consequences will relate to pecuniary disadvantage and/or pain and suffering. In forming a judgment as to whether, when regard is had to such consequence, an injury is to be held to be serious the question to be asked is: can the injury, when judged by comparison with other cases in the range of possible impairments or losses, be fairly described at least as 'very considerable' and certainly more than 'significant' or 'marked'? Beyond such assistance it is, we think, not possible to go. The only other assistance in the resolution of such applications that can be gained will derive from the trends that will emerge from the determination in the future from time to time of the range of applications ..."
His Honour then expressed his opinion by way of conclusion that, having regard to the extent and number of the discrete injuries to the area of the knee, to the opinion of Mr. Wuttke and the gloomy prognosis of Mr. Bergman, taken together with the lay evidence, the plaintiff had proved on the balance of probabilities that the injuries, their nature and extent and the pain and suffering and loss of enjoyment of life accompanying them, constituted a serious injury within the meaning of s.93(17).
"(1) A person shall not recover any damages in any proceedings in respect of the injury or death of a person as a result of a transport accident occurring on or after the commencement of section 34 except in accordance with this section. (2) A person who is injured as a result of a transport accident may recover damages in respect of the injury if - (a) the Commission has determined the degree of impairment of the person under section 46A, 47(7) or 47(7A); and (b) the injury is a serious injury. (3) If - (a) under section 46A, 47(7) or 47(7A), the Commission has determined the degree of impairment of a person who is injured as a result of a transport accident; and (b) the degree so determined is 30 per centum or more - the injury is deemed to be a serious injury within the meaning of this section. (4) If - (a) under section 46A, 47(7) or 47(7A), the Commission has determined the degree of impairment of a person who is injured as a result of a transport accident; and (b) the degree so determined is less than 30 per centum - the person may not bring proceedings for the recovery of damages in respect of the injury unless - (c) the Commission - (i) is satisfied that the jury is a serious injury; and (ii) issues to the person a certificate in writing consenting to the bringing of the proceedings; or (d) a court, on the application of the person, gives leave to bring the proceedings. (5) A copy of an application under sub-section (4)(d) must be served on the Commission and on each person against whom the applicant claims to have a cause of action. (6) A court must not give leave under sub-section (4)(d) unless it is satisfied that the injury is a serious injury. ... (17) In this section - ..... 'serious injury' means - (a) serious long-term impairment or loss of a body function; or (b) permanent serious disfigurement; or (c) severe long-term mental or severe long-term behavioural disturbance or disorder; or (d) loss of a foetus. ..."
The commencement of s.34, which is referred to in s.93(1), was 1 January 1987. Sub-section (5) as set out above was inserted by the Magistrates' Court (Consequential Amendments) Act 1989 and came into operation on 1 September 1990. Since it is a procedural provision, it no doubt applied to any application under sub-s.(4)(d) made after that date, irrespective of the date of the transport accident. But, for present purposes, it would be immaterial if the applicable provision were the previous sub-s.(5). For the only difference between the two provisions is in the introductory words down to and including the word "served". The previous provision commenced, "An application under sub-s.(4)(d) shall be made by summons and a copy of the summons shall be served ..."
"(3)(a) In this Act a reference to an injury or death (not being a reference to the death of a dependent spouse or dependent child of a deceased person) is a reference to an injury or death, as the case may be, caused by or arising out of a transport accident; and (b) a reference to a person who is injured or dies (not being a reference to dependent spouse or dependent child of a deceased person) is a reference to a person who sustains injuries that were, or whose death was, as the case may be, caused by or arose out of a transport accident; and (c) ..."
The words "or arising out of" and "or arose out of" were omitted from paras.(a) and (b) respectively by s.5(3)(a) and (b) of the Transport Accident (General Amendment) Act with effect from 1 January 1995. Nothing turns on those omissions. By s.3(5) for the purposes of the Act -
"(c) a reference to a person who is injured or dies includes, if that person is dead, a reference to the legal personal representative of the person."
"(7) If liability has been incurred to a person by an owner or driver in respect of which the Commission is liable under this section to indemnify the owner or driver and the owner or driver - (a) ... (b) is dead or cannot be found or, in the case of a corporation, has been wound up - the person may recover against the Commission a sum equivalent to the amount for which the person could have obtained a judgment against the owner or driver or equivalent to the amount of the liability of the Commission under the indemnity, whichever is the lesser.
Section 95 related to survival of actions and provided in part:
"Without affecting the survival of any cause of action on the death of any person, in the case of the death of the owner or driver of a motor vehicle ... - (a) any reference in this Division to liability incurred by the owner or driver in respect of the death of or injury to any person includes a reference to liability in respect of the death or injury under any cause of action surviving against the estate of the owner or driver ..."
"(1) Subject to the provisions of this section, on the death of any person, all causes of action subsisting against or vested in him shall survive against or (as the case may be) for the benefit of his estate: Provided that ..."
"[T]he proper construction of sub-ss.(1), (2) and (4) appears to me to be that, subject to a condition or contingency being established, the common law right of action previously enjoyed by persons injured in transport accidents in this State is extinguished ..."
The condition or contingency was satisfaction of the requirements of a determination by the Commission of a degree of impairment and the sustaining of a serious injury within the meaning of the Act. The extinguishment referred to by Ashley, J. was not one which would occur on the fulfilment of a contingency, but one which presently existed and would continue until the happening of a contingency. The same concept might be expressed in terms of an extinguishment that is defeasible. It is probably not accurate to speak of the Act extinguishing causes of action, for s.93(1) is expressed to operate only in respect of transport accidents occurring on or after the commencement of s.34 of the Act. Unless the Act operates to extinguish causes of action at the moment they spring into life, which we think hardly likely, the Act does not extinguish existing causes of action but rather extinguishes a field of potential rights and liabilities. No longer can causes of action arise in respect of transport accidents in Victoria, unless the twin requirements are met. However, if those requirements are met, the extinguishment ceases to operate. Hedigan, J. expressed views similar to those of Ashley, J. He said, at p.59:
" In my opinion, the effect of s.93(1) is contingently to extinguish the right to recover common law damages for personal injuries in Victoria in respect of a transport accident, wherever occurring. ... The attainment or fulfilment of any one of the contingencies - conditions set out in s.93(2), (3) and (4) will enable the bringing of a proceeding for the recovery of common law damages ... Once one of these criteria is fulfilled, the contingently extinguished right to bring common law proceedings springs into life ..."
In Thompson v. Hill (1995) 38 N.S.W.L.R. 714 at p.729, Kirby, P. said that Hedigan, J. "supported the view of Ashley, J. that s.93 had abolished common law damages but then, by its own force, subsequently revived them in defined cases." And see per Clarke, J.A., at p.740; Nalpantidis v. Spark [1996] SASC 5461; (1995) 65 S.A.S.R. 454 at p.468 per Doyle, C.J.
"In the course of these reasons I have expressed the opinion that s.93(1)-(4) does not add an element to the right of action arising when any one of the gateways has been accessed."
"[T]he threshold matters that have to be satisfied, the keys to the gateways, are not elements of the cause of action at all and add no dimension to the characterization of the cause of action ..."
"'Causes of action' in the section means, I think, rights which can be enforced - or liabilities which can be redressed - by legal proceedings in the Queen's courts. These now survive against the estate of the deceased person. 'Causes of action' are not, however, confined to rights enforceable by action, strictly so called - that is, by action at law or in equity. They extend also to rights enforceable by proceedings in the Divorce Court, provided that they really are rights and not mere hopes or contingencies ...
It must be noticed, however, that the section only applies to causes of action 'subsisting against' the deceased on his death. This means that the right or liability must have accrued due at the time of his death.
... I do not think that the fact a cause of action is discretionary automatically takes it out of the Act .... The only thing which takes a case out of the Act is the absence of an enforceable right at the time of death."
"... is a time bar of a special kind, viz., one which extinguishes the claim ... not one which, as most English statutes of limitation ... and some international conventions ... do, bars the remedy while leaving the claim itself in existence. ... The charterers' claim after May 1974 and before the date of the writ, had not merely become unenforceable by action, it had simply ceased to exist ..."
In Consolidated Investment and Contracting Co. v. Saponaria Shipping Co. Ltd. [1978] 1 W.L.R. 986, at p.992, Geoffrey Lane, L.J. referred to "... the antithesis between the extinction or the barring of the claim on the one hand and the extinction or barring of the remedy on the other." See also Yew Bon Tew v. Kenderaan Bos Mara [1983] 1 A.C. 553 at p.558; Australian Shipping Commission v. Kooragang Cement Pty. Ltd. [1988] VicRp 4; [1988] V.R. 29. In Wilson v. Nattrass the Court decided that the bar imposed by s.93 was of the first type, not the second: it went to the substance of the claim, not merely the procedure for enforcing it. Compare s.93(20) of the Act, which applies retrospectively from 1 January 1987.
Application under s.93(4)(d)
Swannell & Transport Accident Commission
Farmer [1998] VSCA 104