[2025] FCA 532
General information, not legal advice.
Federal Court of Australia
2025-05-22
Shariff J
Original judgment source is linked above.
(a) Part 2 sets out the salient aspects of the applicable statutory scheme;
(b) Part 3 summarises the relevant facts;
(c) Part 4 addresses the Migratory Species Ground;
(d) Part 5 addresses the Baseline Measures Ground;
(e) Part 6 address the Uncertainty Grounds; and
(f) Part 7 sets out my conclusion.
2. THE SALIENT ASPECTS OF THE STATUTORY SCHEME
Subdivision D - Listed migratory species
- Requirement for approval of activities with a significant impact on a listed migratory species
(1) A person must not take an action that:
(a) has or will have a significant impact on a listed migratory species; or
(b) is likely to have a significant impact on a listed migratory species.
Civil penalty:
(a) for an individual - 5,000 penalty units;
(b) for a body corporate - 50,000 penalty units.
(2) Subsection (1) does not apply to an action if:
(a) an approval of the taking of the action by the person is in operation under Part 9 for the purposes of this section; or
(b) Part 4 lets the person take the action without an approval under Part 9 for the purposes of this section; or
(c) there is in force a decision of the Minister under Division 2 of Part 7 that this section is not a controlling provision for the action and, if the decision was made because the Minister believed the action would be taken in a manner specified in the notice of the decision under section 77, the action is taken in that manner; or
(d) the action is an action described in subsection 160(2) (which describes actions whose authorisation is subject to a special environmental assessment process).
20A Offences relating to listed migratory species
(1) A person commits an offence if:
(a) the person takes an action; and
(b) the action results or will result in a significant impact on a species; and
(c) the species is a listed migratory species.
Note: Chapter 2 of the Criminal Code sets out the general principles of criminal responsibility.
(1A) Strict liability applies to paragraph (1)(c).
Note: For strict liability , see section 6.1 of the Criminal Code.
(2) A person commits an offence if:
(a) the person takes an action; and
(b) the action is likely to have a significant impact on a species; and
(c) the species is a listed migratory species.
Note: Chapter 2 of the Criminal Code sets out the general principles of criminal responsibility.
(2A) Strict liability applies to paragraph (2)(c).
Note: For strict liability , see section 6.1 of the Criminal Code.
(3) An offence against subsection (1) or (2) is punishable on conviction by imprisonment for a term not more than 7 years, a fine not more than 420 penalty units, or both.
Note 1: Subsection 4B(3) of the Crimes Act 1914 lets a court fine a body corporate up to 5 times the maximum amount the court could fine a person under this subsection.
Note 2: An executive officer of a body corporate convicted of an offence against this section may also commit an offence against section 495.
Note 3: If a person takes an action on land that contravenes this section, a landholder may commit an offence against section 496C.
(4) Subsections (1) and (2) do not apply to an action if:
(a) an approval of the taking of the action by the person is in operation under Part 9 for the purposes of this section; or
(b) Part 4 lets the person take the action without an approval under Part 9 for the purposes of this section; or
(c) there is in force a decision of the Minister under Division 2 of Part 7 that this section is not a controlling provision for the action and, if the decision was made because the Minister believed the action would be taken in a manner specified in the notice of the decision under section 77, the action is taken in that manner; or
(d) the action is an action described in subsection 160(2) (which describes actions whose authorisation is subject to a special environmental assessment process).
Note: The defendant bears an evidential burden in relation to the matters in this subsection. See subsection 13.3(3) of the Criminal Code.
"Migratory species" means the entire population or any geographically separate part of the population of any species or lower taxon of wild animals, a significant proportion of whose members cyclically and predictably cross one or more national jurisdictional boundaries;
2.2 The process of referral, assessment and approval
... The [EPBC] Act identifies three phases in the process leading to a decision to approve or not approve an action. First, the Minister must decide whether the proposed action needs approval. If he or she so decides, then he or she must identify the relevant controlling provisions. Second, an assessment report will be prepared pursuant to s 47(4), s 84(3) or s 87(4). See s 136(2)(b) and s 130(2). In each case, the assessment report must address the relevant impacts which are, as we have observed, impacts on the protected matters identified by the Minister pursuant to s 75. Third, the Minister makes his or her decision, based upon the matters identified in s 136 and, perhaps, elsewhere in the [EPBC] Act.
The Minister is directed by s 136 to consider, "matters relevant to any protected matter". He or she is not required to decide, at that stage, whether or not a particular event or circumstance is an "impact" or "relevant impact", save for the purpose of deciding whether s 136(2)(e) has been engaged: that is, for the purpose of deciding whether there is material identified by that provision, which material, he or she must consider The identification of controlling provisions and relevant impacts are primarily steps designed to provide a structure within which the assessment of the relevant action may be conducted. Those concepts will generally be irrelevant to the Minister's decision pursuant to s 130...
2.2.1 Phase 1: Referral and initial assessment by the Minister of controlled actions
2.2.2 Phase 2: Assessment of proposed action by reference to relevant impacts
Minister must choose one assessment approach
(1) The Minister must decide which one of the following approaches must be used for assessment of the relevant impacts of an action that the Minister has decided is a controlled action:
(a) assessment by an accredited assessment process;
(aa) assessment on referral information under Division 3A;
(b) assessment on preliminary documentation under Division 4;
(c) assessment by public environment report under Division 5;
(d) assessment by environmental impact statement under Division 6;
(e) assessment by inquiry under Division 7.
2.2.3 Phase 3: Ministerial approval and decision-making
Section 136(1) also indicates that the decision as to what conditions should be imposed is at least very closely related to the decision whether approval should be given. Sections 134(1) and (2) reinforce that point: the conditions that may be imposed are those which the Minister thinks are "necessary or convenient" for protecting, or mitigating or repairing damage to, the matters protected by the particular controlling provisions that are in play. At least implicitly, if the Minister is not satisfied that approval of the proposed action as presented is appropriate, they must consider whether an approval subject to identified conditions is appropriate.
140 Requirements for decisions about migratory species
In deciding whether or not to approve for the purposes of section 20 or 20A the taking of an action relating to a listed migratory species, and what conditions to attach to such an approval, the Minister must not act inconsistently with Australia's obligations under whichever of the following conventions and agreements because of which the species is listed:
(a) the Bonn Convention;
(b) CAMBA;
(c) JAMBA;
(d) an international agreement approved under subsection 209(4).
CAMBA means the Agreement between the Government of Australia and the Government of the People's Republic of China for the protection of Migratory Birds and their Environment done at Canberra on 20 October 1986, as amended and in force for Australia from time to time.
JAMBA means the Agreement between the Government of Japan and the Government of Australia for the Protection of Migratory Birds and Birds in Danger of Extinction and their Environment done at Tokyo on 6 February 1974, as amended and in force for Australia from time to time.
(a) section 4.1 of the Referral Form contained a general description of the measures that the Proponent would undertake to avoid or reduce the impacts from the Proposed Action including avoidance and mitigation measures that would be delivered by the implementation of the BMF and associated management plans; and
(b) in turn, the BMF contained a "Preliminary Bird & Bat Management Plan" (the Preliminary BBMP) which identified four measures to be implemented to address the risk of bird and bat injury and mortality being:
(i) low wind speed curtailment at wind speeds of 0 to 3 ms-1;
(ii) the provision of a collision free zone above the vegetated canopy;
(iii) limitations to the lighting of turbines; and
(iv) the implementation of a fauna injury protocol.
4.2 Does s 140 of the EPBC Act create a Jurisdictional Fact?
The term "jurisdictional fact" (which may be a complex of elements) is often used to identify that criterion, satisfaction of which enlivens the power of the decision-maker to exercise a discretion.
The so-called doctrine of "jurisdictional fact" (assuming that it is correct to so describe it) represents an exception to the principles of restraint which normally govern judicial review. "Jurisdictional fact" enables such review whenever the court determines for itself that a statutorily required fact does not exist. Parliament can stipulate that any action which it authorises depends upon the existence of various preconditions. The legislation may require the existence of those preconditions to be established in the mind of the person or body exercising the power, or in the mind of the reviewing court. Where the power depends upon factual requirements being demonstrated to the satisfaction of the person in whom it is reposed, it is that person's determination of the facts which is decisive. The validity of the exercise of the power is unaffected if the person, acting in good faith and otherwise according to law, considers the facts, and reaches an opinion about them, albeit one which a court would not share. Where the power depends upon the existence of objective facts, the court on judicial review is given the final say as to whether the required facts exist.
[W]here the existence of a particular opinion is made a condition of the exercise of power, legislation conferring the power is treated as referring to an opinion which is such that it can be formed by a reasonable man who correctly understands the meaning of the law under which he acts. If it is shown that the opinion actually formed is not an opinion of this character, then the necessary opinion does not exist...
It should be emphasized that the application of the principle now under discussion does not mean that the court substitutes its opinion for the opinion of the person or authority in question. What the court does do is to inquire whether the opinion required by the relevant legislative provision has really been formed. If the opinion which was in fact formed was reached by taking into account irrelevant considerations or by otherwise misconstruing the terms of the relevant legislation, then it must be held that the opinion required has not been formed. In that event the basis for the exercise of power is absent, just as if it were shown that the opinion was arbitrary, capricious, irrational, or not bona fide.
See also Avon Downs Pty Ltd v Federal Commissioner of Taxation [1949] HCA 16; 78 CLR 353 (Dixon J).
The "jurisdictional fact", upon the presence of which jurisdiction is conditioned, need not be a "fact" in the ordinary meaning of that term. The precondition or criterion may consist of various elements... the phrase "jurisdictional fact" is an awkward one...
The issue of jurisdictional fact turns, and turns only, on the proper construction of the statute: see, eg, Ex parte Redgrave; Re Bennett [1945] NSWStRp 39; (1946) 46 SR (NSW) 122 at 125; [1945] NSWStRp 39; 63 WN (NSW) 31 at 33. The parliament can make any fact a jurisdictional fact, in the relevant sense: that it must exist in fact (objectivity) and that the legislature intends that the absence or presence of the fact will invalidate action under the statute (essentiality): Project Blue Sky Inc v Australian Broadcasting Authority [1998] HCA 28; (1998) 72 ALJR 841 at 859-861; [1998] HCA 28; 153 ALR 490 at 515-517.
"Objectivity" and "essentiality" are two inter-related elements in the determination of whether a factual reference in a statutory formulation is a jurisdictional fact in the relevant sense. They are inter-related because indicators of "essentiality" will often suggest "objectivity".
Any statutory formulation which contains a factual reference must be construed so as to determine the meaning of the words chosen by parliament, having regard to the context of that statutory formulation and the purpose or object underlying the legislation. There is nothing special about the task of statutory construction with regard to the determination of the issue whether the factual reference is a jurisdictional fact. All the normal rules of statutory construction apply. The academic literature which describes "jurisdictional fact" as some kind of "doctrine" is, in my opinion, misconceived. The appellation "jurisdictional fact" is a convenient way of expressing a conclusion - the result of a process of statutory construction.
Where the process of construction leads to the conclusion that parliament intended that the factual reference can only be satisfied by the actual existence (or non-existence) of the fact or facts, then the rule of law requires a court with a judicial review jurisdiction to give effect to that intention by inquiry into the existence of the fact or facts.
Where the process of construction leads to the conclusion that parliament intended that the primary decision-maker could authoritatively determine the existence or non-existence of the fact then, either as a rule of the law of statutory interpretation as to the intent of parliament, or as the application of a rule of the common law to the exercise of a statutory power - it is not necessary to determine which, for present purposes - a court with a judicial review jurisdiction will inquire into the reasonableness of the decision by the primary decision-maker (in the Wednesbury sense Associated Provincial Picture Houses Ltd v Wednesbury Corporation [1947] EWCA Civ 1; [1948] 1 KB 223), but not itself determine the actual existence or non-existence of the relevant facts.
Where a factual reference appears in a statutory formulation containing words involving the mental state of the primary decision-maker - "opinion", "belief", "satisfaction" - the construction is often, although not necessarily, against a conclusion of jurisdictional fact, other than in the sense that that mental state is a particular kind of jurisdictional fact: see Craig, Administrative Law, 3rd ed (1994) at 368-370; Minister for Immigration and Ethnic Affairs v Teo (1995) 57 FCR 194 at 198C. Where such words do not appear, the construction is more difficult.
The authorities suggest that an important, and usually determinative, indication of parliamentary intention, is whether the relevant factual reference occurs in the statutory formulation of a power to be exercised by the primary decision-maker or, in some other way, necessarily arises in the course of the consideration by that decision-maker of the exercise of such a power. Such a factual reference is unlikely to be a jurisdictional fact. The conclusion is likely to be different if the factual reference is preliminary or ancillary to the exercise of a statutory power. The authorities suggest that an important, and usually determinative, indication of parliamentary intention, is whether the relevant factual reference occurs in the statutory formulation of a power to be exercised by the primary decision-maker or, in some other way, necessarily arises in the course of the consideration by that decision-maker of the exercise of such a power. Such a factual reference is unlikely to be a jurisdictional fact. The conclusion is likely to be different if the factual reference is preliminary or ancillary to the exercise of a statutory power.
One formulation of the relevant distinction is whether the fact referred to is "a fact to be adjudicated upon in the course of the inquiry" as distinct from an "essential preliminary to the decision making process": Colonial Bank of Australasia v Willan [1874] UKLawRpPC 8; (1874) 5 PC 417 at 443.
(a) Parliament may make any fact a jurisdictional fact and where it does so, the consequence is that the fact "must exist" objectively (at [37]);
(b) To find that a fact is a jurisdictional fact, the Court must conclude, as a matter of statutory construction, that Parliament intended the presence (or absence) of the fact to invalidate the exercise of power (at [37]);
(c) Both "objectivity" and "essentiality" (Spigelman CJ's terms) are inter-related elements in the determination of whether a matter is a jurisdictional fact (at [38]), albeit that the ordinary principles of statutory construction are to be applied (at [39]);
(d) A determination that a matter is not a jurisdictional fact involves a conclusion, after the process of construction is completed, that Parliament intended that the primary decision-maker could authoritatively determine the existence or non-existence of the fact, subject to judicial review of that determination (at [41]);
(e) Where "a factual reference appears in a statutory formulation containing words involving the mental state of the primary decision-maker - "opinion", "belief", "satisfaction" - the construction is often, although not necessarily, against a conclusion of jurisdictional fact" (at [42]);
(f) The location in the statutory structure of the alleged jurisdictional fact may be critical. Where the alleged fact is located in a provision conferring power, or arises in the course of the consideration by that repository of a power of its exercise, then this may suggest the fact is not intended to be jurisdictional. In contrast, if the fact is located as a preliminary or ancillary matter to the exercise of power, it may indicate Parliament intended the existence of the fact, objectively, to condition the exercise of power (at [44], [51]);
(g) Another way to put this factor is by asking the question whether the fact is "a fact to be adjudicated upon in the course of the inquiry" as distinct from an "essential preliminary to the decision making process" (at [52], referring to Colonial Bank of Australasia v Willan [1874] UKLawRpPC 8; (1874) 5 PC 417 at 443). Spigelman CJ then lists a number of other authorities dealing with this factor (at [53]-[54]);
(h) Other aspects of a given statutory scheme may inform the characterisation the Court must make: see generally [67]-[81], where Spigelman CJ analyses a number of features of the Environmental Planning and Assessment Act 1979 (NSW) and the related Threatened Species Conservation Act 1995 (NSW).
(1) After receiving the assessment documentation relating to a controlled action, or the report of a commission that has conducted an inquiry relating to a controlled action, the Minister may approve for the purposes of a controlling provision the taking of the action by a person.
(1A) If the referral of the proposal to take the action included alternative proposals relating to any of the matters referred to in subsection 72(3), the Minister may approve, for the purposes of subsection (1), one or more of the alternative proposals in relation to the taking of the action.
(a) the content of an approval: sub-s (2);
(b) the notice to be given by the Minister: sub-s (3);
(c) the limitations on publication: sub-s (4); and
(d) importantly, notice of a refusal of approval: sub-s (7).
(a) s 137 provides "in deciding whether or not to approve" for the purposes of ss 12 or 13A the taking of an action and what conditions to attach to it, the Minister "must not act inconsistently" with Australia's obligations under the World Heritage Convention or the Australian World Heritage management principles or a plan that has been prepared for the management of a declared World Heritage property under ss 316 and 321;
(b) s 137A provides that "in deciding whether or not to approve" for the purposes of ss 15B or 15C the taking of an action and what conditions to attach to it, the Minister "must not act inconsistently" with the National Heritage management principles or an agreement to which the Commonwealth is a party in relation to a National Heritage place or a plan that has been prepared for the management of a National Heritage place under ss 324S and 324X;
(c) s 138 provides that "in deciding whether or not to approve" for the purposes of ss 16 or 17B the taking of an action and what conditions to attach to it, the Minister "must not act inconsistently" with Australia's obligations under the "Ramsar wetlands";
(d) s 139 provides that "in deciding whether or not to approve", for the purposes of ss 18 or 18A the taking of an action and what conditions to attach to it, the Minister "must not act inconsistently" with Australia's obligations under particular International Conventions or a recovery or abatement plan; and
(e) as noted above, s 140, which is central to the applicant's case, relevantly provides that for the purposes of ss 20 or 20A the taking of an action and what conditions to attach to it, the Minister "must not act inconsistently" with Australia's obligations under the Bonn Convention and the Specified Bilateral Treaties.
(a) first, the Minister must decide whether or not to grant approval and must do so within a prescribed period of time;
(b) second, the Minister "may" decide to approve or not approve the taking of a proposed action after receiving the assessment documentation;
(c) third, in deciding whether to approve the taking of a proposed action, the Minister may attach conditions to an approval that are "necessary or convenient";
(d) fourth, in deciding whether to approve the taking of a proposed action:
(i) the Minister must take into account certain mandatory considerations;
(ii) the Minister may take into account other factors; and
(iii) the Minister must not take into account other matters;
(e) fifth, in deciding whether to grant approval, the Minister must comply with other requirements as to the content of the decision, the notice that is to be given in relation to the approval or decision not to approve the taking of the proposed action, and limits on the publication of a decision to approve the proposed action;
(f) sixth, in deciding whether to grant approval, the Minister must not act inconsistently with particular obligations that Australia has under international or domestic law; and
(g) finally, the Minister must not approve an action relating to particular nuclear installations.
In summary, in making a decision concerning a proposed action, the Minister:
- Ÿ must or may consider identified matters;
- Ÿ must not consider any other matters;
- Ÿ must not act inconsistently with World Heritage obligations, principles and management arrangements; and
- Ÿ must not act inconsistently with National Heritage management principles, agreements and plans.
The Minister must also consider the precautionary principle set out in s 391.
There are no criteria as to which the Minister must be satisfied in order to grant approval. By definition, the approval is of an action which has, will have or is likely to have a significant impact upon the protected matters identified by the controlling provisions.
(Emphasis added.)
The ACF did not suggest that the prohibition imposed by s 137 had the effect of making inconsistency with Australia's obligations under the WHC a jurisdictional fact. It was a matter for the Minister to form a view, on proper legal grounds, whether or not giving approval to the taking of an action and any conditions which are attached would have the effect of creating an inconsistency with Australia's obligations under the WHC.
The Minister was mindful of the prohibition imposed by s 137 when he made his decision. It is expressly referred to in [168] to [171] of his statement of reasons and is identified in Annexure A to that statement as one of the statutory provisions he took into account.
An act done in breach of a condition regulating the exercise of a statutory power is not necessarily invalid and of no effect. Whether it is depends upon whether there can be discerned a legislative purpose to invalidate any act that fails to comply with the condition. The existence of the purpose is ascertained by reference to the language of the statute, its subject matter and objects, and the consequences for the parties of holding void every act done in breach of the condition. Unfortunately, a finding of purpose or no purpose in this context often reflects a contestable judgment. The cases show various factors that have proved decisive in various contexts, but they do no more than provide guidance in analogous circumstances. There is no decisive rule that can be applied; there is not even a ranking of relevant factors or categories to give guidance on the issue.
(Emphasis added; citations omitted.)
Two other aspects of the principle of statutory construction expounded in Project Blue Sky are of present significance.
The first is that mere use of imperative language to express a condition imports no presumption that non-compliance with the condition is intended to result in invalidity. That is not to deny that juxtaposition of an imperative term ("must") with a permissive term ("may") to express different requirements of the one statutory scheme might in an appropriate statutory context indicate that the imperative term is used to express a legislative intention that non-compliance is to result in invalidity whilst the permissive term is used in contradistinction to express a legislative intention that non-compliance is not to result in invalidity.
The second is that identical imperative language might be used in a particular statutory scheme to express a suite of requirements, some of which will admit of one answer to the Project Blue Sky question and some of which will admit of another answer...
(Emphasis added; citations omitted.)
4.4 The Approval Decision was not inconsistent with the Treaties
Article 31
General rule of interpretation
A treaty shall be interpreted in good faith in accordance with the ordinary meaning to be given to the terms of the treaty in their context and in the light of its object and purpose.
The context for the purpose of the interpretation of a treaty shall comprise, in addition to the text, including its preamble and annexes:
(a) any agreement relating to the treaty which was made between all the parties in connection with the conclusion of the treaty;
(b) any instrument which was made by one or more parties in connection with the conclusion of the treaty and accepted by the other parties as an instrument related to the treaty.
There shall be taken into account, together with the context:
(a) any subsequent agreement between the parties regarding the interpretation of the treaty or the application of its provisions;
(b) any subsequent practice in the application of the treaty which establishes the agreement of the parties regarding its interpretation;
(c) any relevant rules of international law applicable in the relations between the parties.
A special meaning shall be given to a term if it is established that the parties so intended.
Article 32
Supplementary means of interpretation
Recourse may be had to supplementary means of interpretation, including the preparatory work of the treaty and the circumstances of its conclusion, in order to confirm the meaning resulting from the application of article 31, or to determine the meaning when the interpretation according to article 31:
(a) leaves the meaning ambiguous or obscure; or
(b) leads to a result which is manifestly absurd or unreasonable.
Article II
Each Government shall prohibit the taking of migratory birds or their eggs. However, exceptions to the prohibition of taking may be permitted in accordance with the laws and regulations in force in each country in the following cases:
(a) for scientific, educational, propagative or other specific purposes not inconsistent with the objectives of this Agreement;
(b) for the purpose of protecting persons and property;
(c) during hunting seasons established in accordance with paragraph 3 of this Article; and
(d) to allow the hunting and gathering of specified birds or their eggs by the inhabitants of certain regions who have traditionally carried on such activities for their own food, clothing or cultural purposes, provided that the population of each species is maintained in optimum numbers and that adequate preservation of the species is not prejudiced.
Article II
Each Contracting Party shall prohibit the taking of migratory birds and their eggs. However, exceptions to that prohibition may be permitted in accordance with the laws and regulations in force in each country in the following cases:
(a) for scientific, educational, propagative or other specific purposes not inconsistent with the objectives of this Agreement;
(b) for the purpose of protecting persons or property;
(c) during hunting seasons established in accordance with paragraph 3 of this Article; and
(d) to allow the hunting and gathering of specified migratory birds or their eggs by the inhabitants of specified regions who have traditionally carried on such activities for their own food, clothing or cultural purposes, provided that the population of each species is maintained in optimum numbers and that adequate preservation of the species is not prejudiced.
ARTICLE 2
Each Party shall prohibit the taking of migratory birds and their eggs except in the following cases and in accordance with the laws and regulations in force in each country:
(a) for scientific, educational, propagative or other specific purposes not inconsistent with the objectives of this Agreement;
(b) for protecting persons or property;
(c) for hunting during hunting seasons or on hunting grounds established in accordance with paragraph 3 of this Article; and
(d) for hunting and gathering of specified migratory birds or their eggs by the inhabitants of specified regions who have traditionally carried on such activities for their own food, clothing or cultural purposes, provided that the population of each species is maintained in optimum numbers and that the adequate preservation of the species is not prejudiced.
Since its implementation, however, application of the MBTA has been polluted by conflicting judicial interpretations. Specifically, a federal circuit split has developed regarding the proper interpretation of the word "take" under s 703(a) of the MBTA for purposes of misdemeanor violations. Some circuit courts have held that under the Act, taking a bird only includes a direct, affirmative action by a human, like hunting. In contrast, others have interpreted take to mean not only direct interaction but also incidental interference with the birds. These inconsistent rulings result in widely different judicial outcomes depending on where the violator injured the MBTA-protected bird.
Problems of legal interpretation are not solved satisfactorily by ritual incantations which emphasize the clarity of meaning which words have when viewed in isolation, divorced from their context. The modern approach to interpretation insists that the context be considered in the first instance, especially in the case of general words, and not merely at some later stage when ambiguity might be thought to arise.
But it is one of the surest indexes of a mature and developed jurisprudence not to make a fortress out of the dictionary; but to remember that statutes always have some purpose or object to accomplish, whose sympathetic and imaginative discovery is the surest guide to their meaning.
First, an interpretation must be in good faith, which flows directly from the rule pacta sunt servanta. Second, the ordinary meaning of the words of the treaty are presumed to be the authentic representation of the parties' intentions. This principle has been described as the "very essence" of a textual approach to treaty interpretation. Third, the ordinary meaning of the words are not to be determined in a vacuum removed from the context of the treaty or its object or purpose.
Inevitably the final text [of a Treaty] will have been the product of a long period of negotiation and compromise. One cannot expect to find the same precision of language as one does in an Act of Parliament drafted by parliamentary counsel...It follows that one is more likely to arrive at the true construction of article 1A(2) by seeking a meaning which makes sense in light of the Convention as a whole, and the purposes which the framers of the Convention were seeking to achieve, rather than by concentrating exclusively on the language.
There is no doubt that a hunter who shoots a migratory bird without a permit in the mistaken belief that it is not a migratory bird may be strictly liable for a ''taking'' under the MBTA because he engaged in an intentional and deliberate act toward the bird. Cf. Sweet Home, 515 U.S. at 722, 115 S.Ct. at 2425 (Scalia, J., dissenting) (hunter's mistaken shooting of an elk is a ''knowing'' act that renders him strictly liable under the ESA); United States v. Kapp, [2005] USCA7 480; 419 F.3d 666, 673 (7th Cir.2005) (holding Kapp liable under the ESA over objection that the exotic cats he killed were unprotected hybrids). A person whose car accidentally collided with the bird, however, has committed no act ''taking'' the bird for which he could be held strictly liable. Nor do the owners of electrical lines ''take'' migratory birds who run into them. These distinctions are inherent in the nature of the word ''taking'' and reveal the strict liability argument as a non-sequitur.
The scope of liability under the government's preferred interpretation is hard to overstate. The MBTA protects approximately 836 species of birds. Brigham Oil & Gas, L.P., 840 F.Supp.2d at 1202. According to the U.S. Fish and Wildlife Service, between 97 and 976 million birds are killed annually by running into windows. U.S. FISH & WILDLIFE SERV., MIGRATORY BIRD MORTALITY, MANY HUMAN-CAUSED THREATS AFFLICT OUR BIRD POPULATIONS 2 (2002). Communication towers kill an additional four to five million birds each year, though the government estimates the number may be closer to forty or fifty million. Id. Cars may kill approximately 60 million birds each year. Id. Even domesticated cats are serial violators of the MBTA. In Wisconsin alone, the government estimates that domesticated cats killed 39 million birds. Id. The government refused to speculate on the number of birds that cats kill nationwide, though it would certainly be ''much higher.'' Id.
If the MBTA prohibits all acts or omissions that ''directly'' kill birds, where bird deaths are ''foreseeable,'' then all owners of big windows, communication towers, wind turbines, solar energy farms, cars, cats, and even church steeples may be found guilty of violating the MBTA. This scope of strict criminal liability would enable the government to prosecute at will and even capriciously (but for the minimal protection of prosecutorial discretion) for harsh penalties: up to a $15,000 fine or six months' imprisonment (or both) can be imposed for each count of bird ''taking'' or ''killing.'' Equally consequential and even more far-reaching would be the societal impact if the government began exercising its muscle to prevent ''takings'' and ''killings'' by regulating every activity that proximately causes bird deaths. The absurd results that the government's interpretation would cause further bolsters our confidence that Congress intended to incorporate the common-law definition of 'take' in the MBTA.
...
(d) To allow the hunting and gathering of specified birds or their eggs by the inhabitants of certain regions who have traditionally carried on such activities for their own food, clothing or cultural purposes, provided that the population of each species is maintained in optimum numbers and that adequate preservation of the species is not prejudiced.
Article 33
Interpretation of treaties authenticated in two or more languages
- When a treaty has been authenticated in two or more languages, the text is equally authoritative in each language, unless the treaty provides or the parties agree that, in case of divergence, a particular text shall prevail.
- A version of the treaty in a language other than one of those in which the text was authenticated shall be considered an authentic text only if the treaty so provides or the parties so agree.
- The terms of the treaty are presumed to have the same meaning in each authentic text.
- Except where a particular text prevails in accordance with paragraph 1, when a comparison of the authentic texts discloses a difference of meaning which the application of articles 31 and 32 does not remove, the meaning which best reconciles the texts, having regard to the object and purpose of the treaty, shall be adopted.
(a) a general rule of treaty interpretation is that the interpretation of a term in one treaty has no direct bearing on the same term in a different treaty. In particular, Art 34 of the Vienna Convention (titled 'General rule regarding third States') provides that "[a] treaty does not create either obligations or rights for a third State without its consent."
(b) further, Art 31.4 of the Vienna Convention provides that "[a] special meaning shall be given to a term if it is established that the parties so intended." The applicant has not "established" the predicate to this argument.
(a) the taking is for scientific purposes; > > (b) the taking is for the purpose of enhancing the propagation or survival of the affected species; > > (c) the taking is to accommodate the needs of traditional subsistence users of such species; or > > (d) extraordinary circumstances so require;
provided that such exceptions are precise as to content and limited in space and time. Such taking should not operate to the disadvantage of the species.
4.5 Conclusion as to the Migratory Species Ground
Measures to avoid or reduce impacts
4.1 Describe the measures you will undertake to avoid or reduce impact from your proposed action
The Proposed Action will implement the environmental mitigation hierarchy of avoid, minimise and mitigate impacts to relevant MNES during the detailed design phase of the Proposed Action and will continue to implement this throughout the life of the Proposed Action. Details of the range of measures that will be implemented to avoid and reduce potential impacts is provided in Section 6 of the MNES Report (Att A-MNES_Impact Assessment). These are summarised below.
...
A comprehensive avoidance and mitigation measures will be delivered via the implementation of the Upper Burdekin Biodiversity Management Framework (BMF - provided as Att C - Biodiversity Mgmt Framework) and associated management plans. The BMF establishes suitable controls to eliminate or minimise the risks to the environment to a level that is low, negligible or reduced to as low as reasonably practicable. It provides the overview for the environmental management of the construction and operation phases of the UBWF.
The framework is comprised of:
- - The overarching BMF, which sets out relevant statutory requirements; Windlab's environmental policy and commitments; and implementation and compliance requirements across all environmental management plans.
- - A Vegetation Management Plan (VMP), which details the environmental management requirements for managing impacts on vegetation during the construction stage of the Proposed Action.
- - A Fauna Management Plan (FMP), which details the environmental management requirements for managing impacts on fauna during the construction stage of the Proposed Action.
- - A Bird and Bat Management Plan (BBMP), which details the environmental management requirements for managing impacts associated with collisions risk during the operational stage of the Proposed Action.
- - Additional avoidance and mitigation measures specific to MNES species are highlighted within the VMP and FMP.
There will be ongoing opportunities to further reduce the impacts to MNES as the final ...
Turbine Impacts
To avoid harm to protected matters, the approval holder must ensure no wind turbine generators are located within 4.7 kilometres of the Wet Tropics World Heritage boundary.
If it is detected or estimated that either impact trigger threshold 1 or impact trigger threshold 2 for any EPBC Act listed bird and bat species has been, or will be, met or exceeded in any given financial year, the Approval Holder must notify the department within 5 business days from when it became aware that either impact trigger threshold 1 or impact trigger threshold 2 for any EPBC Act listed bird and bat species has been, or will be, met or exceeded.
The Approval Holder must cease rotation of the wind turbine generator blades in the Final Development Footprint that were, or are estimated to be, responsible for collisions with protected matters within 5 business days of it becoming aware that impact trigger threshold 1 has been, or will be, met or exceeded during any given financial year.
To mitigate harm to protected matters, the Approval Holder must cease rotation of all wind turbine generator blades in the Final Development Footprint within 5 business days of it becoming aware that impact trigger threshold 2 has been, or will be, met or exceeded during any given financial year.
To mitigate harm to protected matters, if impact trigger threshold 1 or impact trigger threshold 2 has been, or will be, met or exceeded in a given financial year, the Approval Holder must submit to the department, for the Minister's approval, an Impact Trigger Avoidance Review.
The Approval Holder must not recommence rotation of wind turbine generator blades in the Final Development Footprint that ceased operation under conditions 46 or 47 unless the Minister has approved in writing the Impact Trigger Avoidance Review required under condition 48.
The Impact Trigger Avoidance Review required by condition 49 must:
a) be undertaken by a suitably qualified ecologist,
b) include consideration of sightings of the relevant EPBC Act listed bird and bat species in the Development Corridor and surrounding area within 60km of the Development Corridor,
c) include updates to the impact assessment of the project operation on the EPBC Act listed bird and bat species and propose proactive measures to avoid and mitigate the risk of further Impact trigger threshold 1 or Impact trigger threshold 2 exceedance events for the relevant EPBC Act listed bird and bat species,
d) include updates to the risk assessment for the relevant EPBC Act listed bird and bat species, and
e) be submitted to the Minister within 90 business days of the Approval holder detecting or estimating the Impact trigger threshold 1 or Impact trigger threshold 2 has been, or will be, met or exceeded.
If the Minister is not satisfied with the Impact Trigger Avoidance Review required by condition 48, including the efficacy of the proposed measures to avoid and mitigate the risk of further Impact trigger threshold 1 or Impact trigger threshold 2 exceedance events for the relevant EPBC Act listed bird and bat species, the Minister may require the Approval Holder to implement monitoring and management measures consistent with best practice and relevant scientific evidence as prescribed by the Minister.
The Approval Holder must implement any measures required by the Minister in accordance with condition 51 until the completion of decommissioning.
(Emphasis in original.)
Impact trigger threshold 1 means the number of individual mortalities of EPBC Act listed bird and bat species that are equal to 0.1 percent of the total population of that EPBC Act listed bird and bat species total population, as estimated in commonwealth statutory documents or peer reviewed research papers, that are a result of barotrauma or turbine collision. This impact trigger threshold is applicable to all EPBC Act listed bird and bat species except for the Red Goshawk.
Impact trigger threshold 2 means...the number of individual mortalities of EPBC Act listed bird and bat species that are equal to 1 percent of the total population of that EPBC Act listed bird and bat species, as estimated in commonwealth statutory documents or peer-reviewed research papers, that are a result of barotrauma or turbine collision. For the Red Goshawk, one mortality as a result of barotrauma or turbine collision automatically triggers Impact trigger threshold 2.
(Emphasis in original.)
Bird and Bat Management Plan (BBMP)
The Approval Holder must, prior to commissioning, submit to the department for the approval of the Minister, a Bird and Bat Management Plan (BBMP). The Approval Holder must not commence commissioning until the BBMP has been approved by the Minister in writing. The Approval Holder must implement the approved BBMP for the remaining duration of the approval.
The BBMP must be prepared by a suitably qualified bird and bat ecologist.
The Approval Holder must undertake the pre-commissioning surveys to inform the results required under condition 72 prior to commissioning.
The BBMP must demonstrate how implementation of the BBMP will avoid and mitigate harm to EPBC Act listed bird and bat species during construction and operation.
Pre-commissioning surveys and site characterisation
The BBMP must include the results of 24 months of surveys undertaken prior to the commissioning to characterise EPBC Act listed bird and bat species movement through, presence in and use of the Development Corridor.
The surveys required under condition 72 must be taken over relevant seasons and be of an appropriate duration and spatial coverage to adequately evaluate site utilisation by EPBC Act listed bird and bat species.
Preliminary site characterisation must be undertaken to identify all drivers of EPBC Act listed bird and bat species presence in, and utilisation of, the Development Corridor. This must consider and describe:
a) site characteristics including key habitat features, topography, prevailing wind (including likely locations of updrafts) and weather patterns, wetlands (including in the broader region of the Development Corridor) and distance to potential nesting, roosting and foraging areas, and
b) species characteristics including flight and demographic factors, behaviour in the Development Corridor, flight paths (including migratory flight paths), flight heights and characteristics (e.g. soaring or flocking) and population size.
The BBMP must not be inconsistent with relevant departmental policies and guidelines, including:
a) the information about relevant species in SPRAT and other sources endorsed by the department, and
b) relevant approved conservation advice and recovery plans.
Site-wide risk assessment
The BBMP must identify each EPBC Act listed bird and bat species at risk of injury and/or mortality associated with the Action, based on a single Development Corridor-wide assessment. This impact risk assessment must include consideration of, but is not limited to:
a) the site utilisation surveys results required under condition 72 and the preliminary site characterisation required under condition 74,
b) potential changes in Development Corridor utilisation by the EPBC Act listed bird and bat species during construction and operation,
c) the distribution of potential and known habitat for the EPBC Act listed bird and bat species in the Development Corridor and the surrounding region, and d) the characteristics of the EPBC Act listed bird and bat species such as feeding and migratory behaviour and expected frequency, flight behaviour and likely periods of presence in the Development Corridor.
Initial post-commissioning monitoring
The BBMP must specify and commit to undertake site utilisation surveys for each EPBC Act listed bird and bat species considered likely to enter the Development Corridor following commissioning. The site utilisation surveys must:
a) commence within 3 months after commissioning,
b) be undertaken over a period of at least 24 months,
c) be undertaken in each of at least 2 wet seasons and 2 dry seasons in succession,
d) be designed to support a Before-After, Control-Impact (BACI) monitoring framework,
e) be conducted by a suitably qualified field ecologist,
f) implement a methodology and timings which are consistent with the methodology of the baseline pre-commencement Development Corridor site utilisation surveys,
g) ensure observed species behaviour changes, including any avoidance of turbines and altered Development Corridor utilisation, is recorded, and
h) be designed to inform the adaptive management framework and enable timely implementation of corrective actions.
Adaptive management framework
To avoid, mitigate and manage harm to relevant EPBC Act listed bird and bat species, the BBMP must include an adaptive management framework. The adaptive management framework must, at a minimum:
a) detail carcass detection surveys, including timing, frequency and search areas. Surveys must take account of the results of searcher efficiency trials, new techniques and technologies to maximise carcass detection resulting from turbine collision and barotrauma during commissioning and operation,
b) specify the nature, timing and frequency of ongoing monitoring programs to detect injury and mortality over the duration of the Action for each EPBC Act listed bird and bat species identified as being at risk of injury and/or mortality associated with the Action,
c) specify additional survey effort in for each EPBC Act listed bird and bat species identified as at risk under condition 76 at a temporal and spatial resolution justified to address the level of risk to the species.
d) detail avoidance and mitigation measures to be implemented,
e) specify impact trigger threshold 1 and impact trigger threshold 2 for each EPBC Act listed bird and bat species identified as at risk under condition 76 and the management measures that will be implemented if these thresholds are met or exceeded,
f) propose alternative mitigation and corrective measures supported by scientific literature if monitoring activities detect any of the specified triggers, and
g) specify processes for periodic re-evaluation of site utilisation surveys, monitoring programs, risk assessments and mitigation and corrective measures.
...
In this context it seems to me a necessary conclusion that what the Act means by a 'condition' is a specification of acts to be done or abstained from by the licensee company - a specification telling the company what it is to do or refrain from doing, and thus on the one hand enabling it in regulating its conduct to know whether it is imperilling the licence or not, and on the other hand making clear to the Minister for the time being what test he is to apply in order that any judgment he may form as to compliance or non-compliance may not be vitiated by error of law. A specification cannot, I think, fulfil this dual function if it is so vaguely expressed that either its meaning or its application is a matter of real uncertainty; and for that reason it seems to me that on the proper construction of the Act the Minister's power to impose conditions is to be understood as limited to the imposition of conditions that are reasonably certain - that is to say ... conditions such that from the moment of their creation the Court can say with reasonable certainty in what events forfeiture will be incurred. Such certainty includes both certainty of expression and certainty in operation.
...under the general law, the question whether a conditional approval or a condition attached to the approval of some activity is valid, is an exercise in statutory construction. [The authorities] also confirm that, as a general principle, the approval or a condition will not necessarily be considered invalid because a condition retains in the decision-maker some ongoing flexibility in relation to the implementation of an approved activity or because it delegates some authority in relation to the implementation of the decision to some other person or agency.
What is immediately obvious about s 134, is that care has been taken not to empower the Minister to impose conditions generally...but to structure the circumstances in which the Minister may attach a condition to an approval under s 133 and to identify the nature or types of conditions that may be attached. The effect of s 134(1) is two-fold. First, no condition, including those that may be imposed under subs (3), can be attached unless the Minister is satisfied that the condition is "necessary or convenient" for protecting a matter or repairing or mitigating damage to a matter protected as described by subs (1)(a) or (b). Secondly, subs (1) is also a source of the power of the Minister to attach a condition where the Minister is satisfied that that condition is necessary or convenient in terms of subs (1)(a) or (b). This is clear from the statement in subs (3), that subs (3) does not limit the kinds of conditions that may be attached to an approval. This non-limitation provision necessarily means that by subs (1) the Minister is authorised to attach a condition which meets the description provided in subs (1)(a) or (b). In a case such as the present, therefore, an impugned condition may possibly be authorised by s 134(1)(a) or (b) alone, or in combination with one of the subparagraphs of subs (3).
It may be seen that by s 134(3)(e) conditions of the type that involve some retention of flexibility in relation to continuing decision-making in relation to the implementation of an activity, are expressly authorised. But, as noted, any condition relying on subs (3)(e) must meet the character of conditions requiring the preparation, submission for approval by the Minister and implementation of a plan for managing the impacts of the approved action on a matter protected by a provision of Pt 3 for which the approval has effect such as a plan for conserving habitat of a species or ecological community. However, the final phrase in subs (3)(e), "such as a plan for conserving habitat of a species or ecological community", should be understood as providing merely an example of and not limiting the type of conditions that may be imposed under subs (3)(e), if they otherwise meet the primary requirements of such conditions. Attention should also be directed to subs (3)(f) which enables conditions requiring specified environmental monitoring or testing to be carried out, and to s 3(g) which enables conditions requiring compliance with a specified industry standard or code of practice.
Arguments of the kind raised here point to a tension between what appears (from the text of ss 130 and 133) to be a requirement for a yes or no answer to be given to a proposed action and the scope and complexity of some of the actions requiring approval under the EPBC Act. Attempting to break a large and long term project into smaller components, and seek approval under the EPBC Act for each component as it arises, has obvious problems. The imposition of conditions requiring monitoring, review and the submission of plans for approval - in effect providing for ongoing supervision of the proposed action as it unfolds - is a mechanism by which proponents and decision-makers seek to manage that tension.
The proposed action in Buzzacott is an example. It was a large open cut mining operation expected to operate for 40 years. One of the conditions imposed on the approval (discussed at [227]-[230]) required development and implementation of a "mine closure plan". The particular steps that would be required at the end of the mine's life to avoid or mitigate ongoing environmental effects were impossible to predict in an assessment and approval process undertaken before mining was even begun. If approval required matters of that kind to be ascertained beforehand and set out in objective, inflexible conditions, approval of a project of that scale would likely be impossible. That is clearly not the intention of the EPBC Act. Counsel for the appellant accepted, therefore, that Pt 9 must contain some scope for a proposed action to be approved subject to conditions that allow for decisions to be made on particular issues at later times. Section 134(3)(d) to (f) envisage conditions of that kind, in that they allow the imposition of requirements for auditing, monitoring and the development of plans (things which would be of limited relevance without additional provisions for the Minister to make decisions in response to the information provided).
6.2.1 Consideration of Impact Trigger Threshold Issue
a) To avoid impacts to Bare-rumped Sheathtail breeding, the Approval Holder must not clear bare-rumped sheathtail bat habitat in any period commencing on 1 December and ending on 31 January in the same financial year.
6.2.2 Consideration of Further Ministerial Approval Issues
Broadly, it can be accepted that if the Minister were to defer all or part of the evaluative task that must be performed to make a decision to approve (with or without conditions attached) or not to approve an action that would not be an authorised exercise of the decision-making power conferred by ss 130, 133 and 134 of the EPBC Act. Difficult questions about whether there has been such a deferral can arise where, as here, a condition is attached to an approval that provides for the Minister to be 'satisfied' of something after the approval of an action is granted. Conditions of that nature necessarily require the Minister to evaluate the subject matter of the condition and form a state of mind ('be satisfied') that the condition has been met.
...the effect of a condition may be that the scope or nature of the proposed action remains to be fixed at a later time, with the final form of the action to be approved by a decision-making process outside Pt 9. To take an extreme example, a road authority might propose to build a freeway through an area that includes threatened ecological communities but provide no specificity about the proposed route. In practice, that would no doubt be dealt with by the proponent being urged to refine the proposal before any decision was made under s 75. In our view it could not properly be dealt with by granting approval under s 133, with a condition requiring the detailed route to be submitted later for approval by the Minister. A decision of that kind would provide no clarity as to what action was able to be undertaken without breaching s 18 of the EPBC Act.
Although members of the Court in Triabunna Investments Pty Ltd v Minister for Environment and Energy (2019) 270 FCR 267; [2019] FCAFC 60 noted that the scheme of the EPBC Act permits flexibility, including modification of a proposed action between referral and approval (at [43] (Flick J)) and some scope for judgment in how a "proposed action" is identified at the s 75 stage (at [191]-[193] (Mortimer J)), the proposed action must nevertheless have some degree of stability, as it is the subject of a sequence of decisions and assessments that the EPBC Act envisages as applying to the same subject-matter. At least when it is approved, the "action" needs to be identifiable because its boundaries are the boundaries of an exemption from one or more statutory prohibitions in Pt 3.
(a) Condition 14 requires the approval holder to submit an offset strategy to the Department within six months of commencing the action. It provides that within nine months of commencement of the action the offset strategy must meet the requirements of the Offsets Policy to the satisfaction of the Minister. It further provides that the approval holder must implement the offset strategy approved by the Minister.
(b) Condition 15 sets out matters that must be identified and described in the offset strategy.
(c) Condition 16 provides that, if the offset strategy has not been submitted for approval within the time allowed by condition 14, "all clearing and/or construction must cease immediately". In that event, work may restart only after the strategy is submitted or with the Minister's written agreement.
(d) Condition 17 provides that, if (more than six months after work has commenced) the Minister refuses to approve the offset strategy because they are not satisfied that it meets the requirements of the Offsets Policy, clearing and construction must cease immediately. In that event, work may restart only once the offset strategy is approved or otherwise with the Minister's written agreement.
...deal with compensatory measures that, the delegate has determined, need to occur in order to make the environmental impacts of the action acceptable. There is therefore no indeterminacy as to the scope of what has been approved, and no deferral of assessment of the proposed action.
Although unsuccessful on the facts of Buzzacott, the Full Court appears to have accepted that a condition attached to an approval that lacks certainty may result in an unauthorised approval or condition of an approval. A condition may lack certainty in the relevant sense where the "assessment criteria" by which the Minister is to be "satisfied" are unclear, ambiguous or non-specific. The imposition of a condition calling for the Minister to be "satisfied" of something may also reveal that the Minister has failed to consider a matter required to be considered and evaluated under s 136. I would add that a condition that requires the Minister (or a delegate) to be satisfied of something after approval may be so denuded of content that it is not a "condition" attached to the approval and, in substance, defers a decision on the terms of the condition to be attached until after the approval. That would also involve an impermissible deferral of the evaluative task or imposition of a condition that is not authorised.
Nonetheless, as was made clear in Buzzacott, deferral of a decision as to the terms or content and, in effect, the condition to be attached to an approval is to be distinguished from deferral of a decision as to the manner in which a condition attached to an approval will be satisfied. Given the nature of an approval of action under the EPBC Act it is necessary that there be power to attach conditions that confer on the Minister flexibility as to the manner in which those conditions will be fulfilled.
I certify that the preceding two hundred and fifteen (215) numbered paragraphs are a true copy of the Reasons for Judgment of the Honourable Justice Shariff.
Rainforest Reserves Australia Inc
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