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[2003] VSCA 165
Court of Appeal (Vic)
2003-10-29
BATT, VINCENT and EAMES, JJ.A.
Original judgment source is linked above.
[ 2003] VSCA 165
CRIMINAL LAW - Abduction and rape (digital) - Whether verdict cannot be supported - Whether judge ostensibly biased - Whether, where rape count depended on evidence of heroin-affected complainant alone, judge's conduct and charge led to a miscarriage - Appropriate scope of comment on evidence by trial judge - Whether address by counsel merited censure by judge - Whether record of interview should have been excluded as unfair because offender not initially informed rape alleged was digital - Whether lies told in interview before offender so informed available as evidence of consciousness of guilt - Whether complainant's observed distress capable of confirming her evidence - "Circumstances of [the] offence" - Crimes Act 1958, s.464A(2)(a).
1. That the verdicts are unsafe and unsatisfactory in all the circumstances of the case.
2. That the trial miscarried by reason of procedural unfairness afforded to the accused.
3. That the Learned Trial Judge conducted the trial in such a manner that a reasonable observer might have concluded that his Honour was biased against the accused.
4. That the Learned Trial Judge was in error in failing to exclude the record of interview or parts thereof.
5. That the Learned Trial Judge was in error in allowing the Crown to use evidence of lies as evidence of consciousness of guilt.
6. That the Learned Trial Judge was in error in directing the jury that lies of the applicant could be used as evidence of consciousness of guilt.
7. That the Learned Trial Judge was in error in telling the jury that there was evidence capable of supporting the complainant.
8. That the Learned Trial Judge misdirected the jury on the law relating to supporting evidence.
On that day the applicant also filed a notice of application for leave to appeal against sentence on the grounds that the sentence was manifestly excessive and that the judge was in error in equating digital rape with penile rape.
(i) allowed the Crown to open in a flamboyant and argumentative manner;
(ii) interrupted the defence opening on at least one occasion (T70-71);
(iii) repeatedly took the side of the prosecutor in any submission that was being made;
(iv) repeatedly interrupted defence counsel's cross-examination of the complainant, but only stopped the prosecutor after objection;
(v) trenchantly criticised the address of defence counsel in his remarks to the jury when there was no justification for doing so (T512-514);
(vi) repeatedly announced, "I am not stopping the prosecutor";
(vii) used different language to describe the submissions of the prosecutor compared to those of defence counsel (T570);
(viii) would not order a transcription of counsel's openings despite a request that he do so (T72).
"In your consideration of that third matter ..., you should, indeed you must, bear in mind that it was not until Question 201, that police specifically said to the accused man that the allegation of the complainant was that he had inserted his finger into her vagina. As I have said you must be satisfied beyond reasonable doubt that the only reasonable explanation that the accused man did tell lies was his consciousness of guilt of the crimes charged, that is, the alleged crime of abduction and the alleged crime constituted by the digital penetration of her vagina without her consent. If a reasonable explanation is that he told lies for some other reason, such as fear or panic, because he believed he was wrongly being accused of penile rape, then you would not be able to be satisfied beyond reasonable doubt as to the third matter...It's entirely a matter for you."
Thus, his Honour identified the two crimes and specifically made it clear that the reasonable explanation for the lies of which the jury had to be satisfied beyond reasonable doubt, namely, his consciousness of guilt of the crimes charged, did not include the explanation that he told them in order to avoid an unjust accusation of penile rape.
"In our opinion, evidence of the distressed condition of a prosecutrix may or may not be capable of amounting to corroboration according to the particular facts of each case. In determining whether it is so capable, regard must be had to such factors as the age of the prosecutrix, the time interval between the alleged assault and when she was observed in distress, her conduct and appearance in the interim, and the circumstances existing when she is observed in the distressed condition. Without attempting to enumerate exhaustively the circumstances in which such evidence may amount to corroboration, we are of opinion that if, regard being had to factors of the kind we have mentioned, the reasonable inference from the evidence is that there was a causal connexion between the alleged assault and the distressed condition, evidence of the latter is capable of constituting corroboration. If such inference is not open, the evidence is not, in our opinion, capable of amounting to corroboration. We should add that except in special circumstances such as existed in Redpath's Case, supra[36], evidence of distressed condition will carry little weight and juries should be so warned by the trial judge in the course of his charge.
See also R. v. Freeman[37]. Although in Schlaefer King, C.J. (with whom Walters, J. and Mohr, J. agreed) spoke of the incongruity with the essential notion of corroboration as confirmation from an independent source of the person to be corroborated in regarding actions or emotional manifestations emanating from that person as capable of corroborating the person and although he pointed out that such actions and manifestations may be contrived or simulated, his Honour nevertheless accepted that independent evidence of observed indications of distress may in certain circumstances amount to corroboration, referring to Flannery amongst other cases.[38] In any event this Court is bound by, or at least should follow, the Victorian decision in Flannery.
previous convictions who demonstrated no remorse. His Honour was correct to emphasise general deterrence and just punishment as sentencing purposes. The maximum penalty applicable was substantial. In light of the foregoing considerations the individual sentence of two years' imprisonment was, in my opinion, moderate. It was certainly within the range open to his Honour in the exercise of a sound discretionary judgment.
judge's apparent view of the case or the competence and credibility of those involved in it. The expression "you might think" uttered from the Bench may well, dependent upon the nature of what follows and the inflexion employed, create a serious risk of a miscarriage of justice that might not be removed by the addition of words to the effect "It's up to you". The mere statement by a judge that the jury was entitled to disregard any comments emanating from the Bench may do nothing to reduce their impact or influence. A similar risk can arise from the making of repeated and unnecessarily disparaging remarks of the kind made by the trial judge in this case concerning the conduct of counsel and the arguments presented.
each of the grounds of appeal. Although I am in substantial agreement with the analysis of Batt, J.A. on many of the grounds of appeal against conviction, and as to the application for leave to appeal against sentence on count 1, I have come to a different conclusion as to the outcome of the application for leave to appeal against conviction on count 2.
"Whether or not an appropriate expert can give such evidence, I have no idea, and we should not speculate about, but that comment about not hearing any evidence from an expert able to give any such evidence really, you might think, cuts both ways. Certainly the Crown did not call any, certainly the defence has not called any, so that sort of comment, I suggest to you, is of no assistance at all. It is a matter entirely for you but I suggest to you that it is of no assistance at all."
This criticism was unfair to the defence. The point being made by counsel was perfectly valid and was important in a case where the complainant admitted that she had consumed heroin on three occasions on the day of the offence and that she had been "off her face". To suggest that counsel in his address was making submissions which were of no assistance, at all, was damaging to the interests of the accused.
[1] In the form of taking away the complainant by force with the intention that she should take part in an act of sexual penetration with him, he being treated as "another person" within s.55(b) of the Crimes Act 1958.
[2] Some questions and answers, taken by themselves, may have suggested he did so too, but that was not the tenor of the interview as recorded on the first two tapes taken as a whole.
[3] But her answer that it was any sort of penetration seems close to the mark.
[4] The particular grounds were not identified. The only possible ones seem to be grounds 2 and 3. They are considered later in this regard.
[5] (2002) 77 A.L.J.R. 139 at 144, para.[25] and 147-148, para.[46].
[6] [1994] HCA 63; (1994) 181 C.L.R. 487 at 494-495. See also MFA at 144, para.[25], and 149, para.[59].
[8] There was at T147-8 evidence from the complainant in cross-examination as to heroin's effect on her.
[9] An attempt in the cross-examination of the doctor at T268 to show that, as the applicant was a metal worker, the vaginal swab would have picked up metal fragments if left behind was unsuccessful, was in any event in its conclusion conditional upon traces of metal being left, and was not supported by the necessary evidence from the applicant as to working with metal and having traces of metal in his hands.
[11] Which would have been admissible: R. v. Hickey and Komljenovic (1995) 89 A.Crim.R.554 at 564-5_._
[12] T70-71, 132, 152, 181, 184, 187, 188, 191, 224, 242, 246, 268, 298, 302, 303, 306-307, 313-314, 353, 357, 391, 411, 415, 453, 507 and 570.
[13] T137, 150, 152, 161, and 173 were cited.
[14] T361, 362, 364, 375, 423, 426, 432, and 434 were cited.
[18] The first, based on the prosecutor's opening, was correctly refused.
[19] Though to point out that the defence had not, any more than the Crown, called evidence as to the effect of heroin may have overlooked the fundamental rule that an accused does not have to prove anything. Further, whilst a jury's task is undoubtedly an intellectual one it would seem hard to deny, in light of the long history of criminal advocacy in Britain and Australia, that emotion is a part of the armoury of the advocate.
[20] But this assumes the points were good.
[22] It was suggested in Question 224 that the applicant had earlier been told that the rape occurred in Hallam, near the railway station. But the answer was non-responsive.
[23] No point was made about the omission to mention abduction, no doubt because it was taken to be involved in "rape" and because of what was held in Lancaster.
[24] It was held in Lancaster that non-compliance with s.464(A2)(a) did not lead automatically to the inadmissibility of the record of interview but gave rise to the discretion in the trial judge to exclude it either on the ground of unfairness or for reasons of public policy flowing from illegality in obtaining of evidence.
[25] Compare the reference to escaping an unjust accusation in Edwards v. The Queen [1993] HCA 63; (1993) 178 C.L.R. 193 at 211. There is a question whether that comprehends a different form of the same offence.
[26] Otherwise, it would seem that in a case where there were several different modes of penetration all would need to be stated.
[31] To the answers after Question 201 enumerated by his Honour could, in my view, be added that to Question 246, because it adopts what the applicant had told the police "before", which refers well back beyond Question 201.
[33] [1969] VicRp 72; [1969] V.R. 586 at 592.
[34] (1984) 12 A.Crim.R. 345 at 352-4.
[36] [R. v. Redpath (1962) 46 Cr.App.Rep. 319].
[37] [1980] VicRp 1; [1980] V.R. 1 at 13-14.
[38] The Chief Justice added the gloss at 353 that the reference to the reasonable drawing of an inference of causal connection between the alleged assault and the distressed condition meant an inference that the distressed condition could only have been caused by a sexual incident of the kind alleged. See also C. v. Waye (1984) 14 A.Crim.R.391.
[39] The unrealistic suggestion was not made (though compare T183) that Cacic's evidence of the complainant's complaint that someone "tried to rape me" (emphasis added) showed that not even digital penetration had been achieved and failed to bolster her credit. On one view of her evidence at T180 the complaint was more decisive.
[40] Before the addresses commenced the judge had sought assurance that counsel would "basically" confine himself to the issues and not go into matters of argument and counsel agreed that he was obliged to so confine his address (T68). In the course of his subsequent complaint about being interrupted during his address, counsel said to the judge that as to the instance for which he had been admonished he had merely sought to correct what he considered to have been a misstatement of the evidence on one matter raised by the prosecutor in his opening.
[44] (1991) 58 A.Crim.R. 436, at 442-443, per Crockett and Teague, JJ., with whom Murphy, J. agreed.
[45] R. v. Boykovski & Ananasovski, at 443; see, too, Cunningham v. Ryan [1919] HCA 75; (1919) 27 CLR 294, at 298-299; Barca v. The Queen [1975] HCA 42; (1975) 133 C.L.R. 82, at 105; R. v. Kerr (No.2) [1951] VicLawRp 31; [1951] V.L.R. 239, at 247; R. v. Allen [2003] S.A.S.C. 309, at [22].
[46] See R. v. Nicholson (1984) 12 A.Crim.R. 231, at 235, per King, C.J.; B v. The Queen [1992] HCA 68; (1992) 175 CLR 599, at 605-606.
[47] [1984] HCA 28; (1984) 153 C.L.R. 682, at 689.
[49] (1986) 33 A.Crim.R. 193, at 195-196, per Street, C.J.
[50] The judge immediately followed his statements about the defence address by dealing with the topic of judicial comment on facts, as contrasted with directions. It was clear, however, that he intended what he said about the defence address to be understood to be directions, not mere comment.
R
Mathe [2003] VSCA 165
(1919) 27 CLR 294
(1992) 175 CLR 599