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[2001] VSCA 197
Court of Appeal (Vic)
2001-11-02
CHARLES, BUCHANAN and CHERNOV, JJ.A.
Original judgment source is linked above.
[ 2001] VSCA 197
Criminal Law - Sexual offences - Incest and indecent assault - Insufficient evidence to support verdict of guilty - Whether "would have" is sufficient to describe alleged act - Inconsistent verdicts - Whether "all or nothing" case - Whether incest and indecent assault constitute one brief event, episode or transaction so that acquittal on one must lead to acquittal on the other - Unsafe and unsatisfactory verdict.
"In our view, the acts alleged to constitute the indecent assault were so close in point of time and so related to and bound up with the acts of penetration as to make it quite unreal and artificial to regard them as comprising a separate event, transaction or episode, and we think that no jury acting reasonably could regard them as such. As the evidence, in our opinion, disclosed only one event, transaction or episode, and as the jury by their verdict of not guilty of rape negated the absence of consent by the prosecutrix in that event, transaction or episode, or the absence of belief by the appellant of non-consent on her part, it follows, in our view, that its verdict of indecent assault, an offence which, as we have said, also involved absence of consent or belief thereof on the part of the appellant as an essential ingredient, was inconsistent with its verdict of not guilty of rape."
For like reasons I would also have held that a conviction on counts 1 and 5 was inconsistent with the acquittals on counts 2 and 6.
"I can only say that I was surprised at the guilty verdicts once the jury had reached verdicts of not guilty on the more serious matters. The conduct and atmosphere of the trial appeared to be such that if the Crown failed to establish the guilt of the accused of more serious matters, it was not immediately apparent as to why the jury would accept the complainant's evidence with regard to the other counts."
* On counts 1 and 3 - 3 months' imprisonment on each count to be served concurrently.
* On count 4 - 3 months' imprisonment to be served cumulatively upon the sentences imposed on counts 1 and 3.
* On count 5 - 3 months' imprisonment. His Honour directed pursuant to s.6E of the Sentencing Act 1991 that this sentence be served concurrently with the sentence imposed on count 4.
Thus, a total effective sentence of 6 months' imprisonment was imposed on the applicant. His Honour ordered pursuant to s.27 of the Sentencing Act that all the sentences be suspended for a period of 9 months. His Honour also directed pursuant to s.6F of the Sentencing Act that the records of the court show that the applicant was sentenced on counts 4 and 5 as a serious sexual offender.
1. The evidence in relation to counts 1 and 5 is incapable of supporting a conviction.
2. The verdicts on counts 3 and 4 are unsafe and unsatisfactory (for the reasons set out in the notice).
3. In the alternative to ground 1, the verdict in relation to counts 1 and 5 was unsafe and unsatisfactory for all but one of the reasons set out in relation to ground 2.
No or no sufficient evidence on counts 1 and 5
"The memories I have of this of us [sic] being naked and being naked in bed together and I can remember him speaking again very gently and softly to me. My next memory is he being on top of me, I cannot recall if he gave me any instructions this time, and of him pushing against me and I can't recall if he had an orgasm and - I can't recall if I did. That's about it. The memory. Then afterwards ... [the applicant] took me back to my bedroom. Just in terms of the actual physical things that happened, whereabouts on your body did he touch you? --- Mostly around my thighs, legs, inner legs, vagina. What did he actually do with his penis? --- Put it inside me. He was on top of me. When you say inside you ---? --- Inside my vagina."
Inadequacy of evidence relating to counts 3 and 4
"He didn't vary much in any of the things he did to me. It would have been the same as he had done before. He would come into the room, he would have knelt or squatted down beside me. He would have started touching me between my legs and thighs and coming up to my vagina and stroking that. I would be very aroused very quickly. He would tell me erotic stories and I would have an orgasm. Again he would stand up, take his penis out and masturbate into this white handkerchief. How long had you been living in Cromer Road before that started happening? --- I wouldn't be able to tell you exactly, but I would say it was in the first two months of being there. How often would this happen in Cromer Road? --- This didn't seem to happen as much as it did in Sydney. I would say once, twice a week." [Emphasis added.]
"The weight to be given to a judge's report must necessarily vary according to the circumstances of each particular case. That weight will generally be the greater when the opinion expressed is based upon factors the assessment of which depends principally upon the atmosphere of the trial or the observations of a witness - for example, the general demeanour, the unduly delayed or the too hurriedly given answers. In such matters a court of appeal will recognise the advantage enjoyed by the trial judge. However, less weight will be given where, as in this case, the judge's opinion is based, so it appears, almost wholly upon the type of assessment of the evidence which a court of appeal is obliged to undertake where it is said that a conviction is unsafe and unsatisfactory."
His Honour was, of course, in the best position to judge the atmosphere of the trial and how the case was presented to the jury. Nevertheless, his observations in those matters must be viewed in the context of the separate consideration direction which he gave to the jury.
"Nevertheless, the respect for the function which the law assigns to juries (and the general satisfaction with their performance) have led courts to express repeatedly, in the context both of criminal and civil trials, reluctance to accept a submission that verdicts are inconsistent in the relevant sense. Thus, if there is a proper way in which the appellate court may reconcile a verdict, allowing it to conclude that the jury performed their functions as required, that conclusion will generally be accepted. If there is some evidence to support the verdict said to be inconsistent, it is not the role of the appellant court, upon this ground, to substitute its opinion of the facts for one which was open to the jury."
Similarly, in this context, it is also necessary to have regard to the well known and often cited passage in the judgment of King, C.J. in R. v. Kirkman[15]:
"[J]uries cannot always be expected to act in accordance with strictly logical considerations and in accordance with the strict principles of the law which are explained to them, and courts, I think, must be very cautious about setting aside verdicts which are adequately supported by the evidence simply because a judge might find it difficult to reconcile them with the verdicts which had been reached by the jury with respect to other charges. Sometimes juries apply in favour of an accused what might be described as their innate sense of fairness and justice in place of the strict principles of law. Sometimes it appears to a jury that although a number of counts have been alleged against an accused person, and have been technically proved, justice is sufficiently met by convicting him of less than the full number. This may not be logically justifiable in the eyes of a judge, but I think it would be idle to close our eyes to the fact that it is part and parcel of the system of administration of justice by juries. Appellate courts therefore should not be too ready to jump to the conclusion that because a verdict of guilty cannot be reconciled as a matter of strict logic with a verdict of not guilty with respect to another count, the jury acted unreasonably in arriving at the verdict of guilty."
[1] [1973] VicRp 26; [1973] V.R. 268 at 270.
[3] [1997] 2 V.R. 609 (with whom the Chief Justice and Smith, A.J.A. agreed.)
[6] [1995] HCA 30; (1995) 130 A.L.R. 35 (Deane, Toohey and McHugh, JJ.).
[10] [1999] VSCA 188 at [23].
[15] (1987) 44 S.A.S.R. 591. - cited with approval by Gaudron, Gummow and Kirby, JJ. in Mackenzie at 367-368_._
[16] [1999] VSCA 184; [1999] 3 V.R. 537 at 555.
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