austlii:nsw/NSWPIC/2025/382
General information, not legal advice.
NSWPIC
2025-08-06
Original judgment source is linked above.
14 March 2025. 14. The applicant claimed that on 19 August 2019 [sic] she was packing some client's items when a bedhead fell and hit her back. She sustained a consequential condition to her right knee and neck on 26 October 2020 when she slipped and landed on her right foot whilst being picked up by car after undergoing pain management for her back injury. 15. The applicant also claimed that she sustained a consequential condition of her neck, right arm, and fingers as a result of how she was positioned during surgery [to her right knee] performed on 5 October 2021. 16. The Application also pleaded that the applicant sustained an aggravation, acceleration, exacerbation or deterioration of a disease, deemed to have happened on 19 August 2019 [sic]. 17. The applicant claimed the sum of $6,500 in respect of the costs of right C5/6 foraminotomy "and any other incidental & ancillary expenses required as a result of the aforementioned surgical procedure." 18. The respondent lodged its Reply on 7 April 2025.
(a) whether the applicant has sustained a consequential condition of her neck, and
(b) whether the proposed surgery is reasonably necessary as a result of injury.
PROCEDURE BEFORE THE PERSONAL INJURY COMMISSION
Mr Stephen Hickey of counsel, instructed by Mr Lam and Ms Guo, appeared for the applicant, who was present. Mr Davis of counsel, instructed by Ms Necovski, appeared for the respondent. A representative of EML also attended. 2. The Application was amended by consent to plead that the injury occurred on 18 July 2019. Mr Hickey advised that the applicant did not rely on s 4(b)(ii) of the 1987 Act. 3. Some of the medical reports in this matter refer to the date of injury as 19 August 2019, the date originally pleaded in the Application, and I have used that date when it appears in the reports. Nothing turns on this. 4. I am satisfied that the parties to the dispute understand the nature of the application and the legal implications of any assertion made in the information supplied. I have used my best endeavours in attempting to bring the parties to the dispute to a settlement acceptable to all of them. I am satisfied that the parties have had sufficient opportunity to explore settlement and that they have been unable to reach an agreed resolution of the dispute.
(a) Application and attached documents, and
(b) Reply and attached documents.
5 October 2021. 2. On 18 October 2021, Dr Dao reported to Dr Tjeuw that the applicant had reported altered sensation in the ulnar nerve distribution of her right hand. 3. On examination, Dr Dao recorded that the applicant had altered sensation in the fifth digit and on half of the fourth digit of her right hand. The motor function was intact. 4. On 1 December 2021, Dr Dao reported to Dr Tjeuw that the applicant was complaining of neck and lower back pain, associated with tingling sensation.
Dr McKechnie had recommended that the applicant proceed with a right C5/6 foraminotomy. As the symptoms occurred following treatment for the 2019 work related injury,
Dr McKechnie opined they were directly related to the injury. 39. Dr McKechnie reported to Dr Tjeuw on 16 July 2024. 40. The applicant was still complaining of radicular type pain extending from the neck through the right arm and into the hand. 41. Dr McKechnie had read Dr Michael Biggs' (the respondent's IME) report, and "I am unsure whether he realises the patient did eventually proceed with the Nerve Conduction study which did not demonstrate any Ulnar Nerve pathology." (Emphasis in original). 42. Dr McKechnie reported that although the applicant's sharp shooting pain and sensory disturbance extended more through the medial aspect, there was no nerve root compression other than [at] C6. "I did suggest" a diagnostic injection to confirm this was the symptomatic site, given the absence of C8 or T1 pathology, but the applicant found previous injections painful and did not wish to proceed. (Emphasis in original). 43. The applicant's pain had continued despite all other conservative treatment options, and given the absence of any other neural pathology, Dr McKechnie opined it would be reasonable to perform the proposed surgery.
20 December 2022. 2. Dr Giblin recorded a consistent history of the injury, correctly recording that it occurred on
18 July 2019, and the subsequent injury to the applicant's right knee on 26 October 2020. 3. Dr Giblin recorded that on the day following surgery to her right knee, the applicant noticed numbness in her right hand, going down to her little and ring finger. Dr McKechnie's opinion was that she might have had some compression of the ulnar nerve of the elbow. Conservative treatment was suggested. 4. The applicant complained of ulnar elbow pain and pins and needles in the ulnar two digits of the right hand, persistent low back pain, and persistent right knee pain. 5. The applicant was not having physiotherapy. She was taking tablets that she could not name, which were considered a strong pain killer. She continued under the care of her GP and Dr McKechnie. 6. Dr Giblin recorded that the applicant's right hand continued to bother her. She had numbness in her fingers. Occasionally her hand became stiff, and she did not have the grip strength she used to have. 7. Dr Giblin opined that the applicant had suffered a soft tissue injury to her lumbar spine and her right knee injury appeared to be an aggravation of underlying degenerative change and the possibility of a ganglion cyst associated with the meniscus. Post-operatively, the applicant had developed an ulnar neuritis, which was most likely due to the positioning on the operating table. 8. Dr Giblin noted that Dr McKechnie was still monitoring the applicant's right elbow, so there was a possibility this may require a neurolysis of the ulnar nerve. 9. Dr Giblin next reported on 22 October 2024. 10. There had been no major change in the applicant's right knee, low back, or right leg. The pain in her neck and right arm had "become an issue to her". Dr McKechnie had suggested she have a right sided C6 nerve root injection, but she declined, and he had now suggested she have a right C5/6 foraminotomy. 11. The applicant complained of pain in her neck with associated migraines from time to time, and pain radiating into the right arm, but not necessarily in a radicular pattern. Most of the pain seemed to be in the ulnar two digits, although she occasionally had pain down the anterior aspect of the right forearm, and the pain occasionally went to part of the thumb. 12. Dr Giblin noted that Dr Hassan's report dated 28 September 2022 was a normal study for right ulnar nerve symptoms. 13. Dr Giblin opined that, in relation to whether the applicant's current symptoms related to the C5/6 level, she should have a right sided C5/6 foraminal steroid, as suggested by
Dr McKechnie. If that gave good relief of her symptoms, then the applicant should proceed with a foraminotomy. The applicant also had quite significant neck pain. If the foraminotomy helped her arm pain, but not her neck pain, she may end up having a cervical fusion. 14. Dr Giblin understood Dr Biggs' concerns. The applicant's symptoms did not typically fit C6 nerve root irritation. However, not everybody was "wired up" the same way, and occasionally a patient's C6 nerve root may carry fibres from other nerves. 15. The fact that Dr Hassan felt the applicant's neurological studies were negative for ulnar neuropathy would indicate the problem may well be coming from her cervical spine, or she would have non radicular complaints. The C5/6 injection would help elucidate those problems. 16. Dr Giblin opined that the applicant did require a foraminotomy, and the issue was to alleviate any irritation of the nerve root. He did not believe the problem in the applicant's neck related to either the injury on 18 July 2019 or 26 October 2020. The reason for the surgery was the applicant's right arm pain, which had occurred post-surgery for her right knee. 17. Dr Giblin's final report is dated 21 February 2025. 18. In relation to the change of diagnosis of the applicant's right arm pain, Dr Giblin reported that when she was initially seen, her clinical symptoms and pattern tended to fit with ulnar neuropathy. 19. Between Dr Giblin's two reports, the applicant was seen by a neurologist, and the studies were negative for ulnar neuropathy. The applicant's cervical spine issues were then revisited by Dr McKechnie, who felt the problem probably related to the right sided C5/6 foramen. 20. Dr Giblin again opined that a C5/6 injection would help elucidate whether the applicant's problem was coming from the cervical spine. The symptoms in the applicant's right arm occurred post-operatively, so the possibility was that there had been some irritation of the C6 nerve root and the C5/6 foramen during surgery.
Dr McKechnie had suggested a right C5/6 foraminotomy. The applicant was under the impression that such surgery would eliminate the majority of her pain. 7. The applicant complained that the whole of her right arm felt weak, even when she was brushing her teeth. At times she had numbness of the ulnar two digits of her right hand. 8. Dr Rowe opined that there was no indication to relate pathology in the applicant's neck to the injury on 19 August 2019. There was no history of any neck injury or accident. There was no mention of any neck problems in Dr Rowe's earlier reports, or those of other doctors. The first mention of neck symptoms appeared to have been in 2023. 9. Dr Rowe concluded there was no relationship between the request for surgery and the injury on 19 August 2019. 10. Dr Rowe opined that the applicant's symptoms were most probably stress related, rather than arising from the degenerative change at C5/6. There was no evidence of specifically localised pathology in the spine, and no localised neurological deficit. The applicant's complaint was more headache than anything else. 11. In the absence of any specific localising sign and radiculopathy, Dr Rowe opined that the proposed surgery was highly unlikely to provide the applicant with any relief.
Dr McKechnie's and Dr Giblin's evidence in this regard. The applicant relied on the decision in Diab v NRMA Ltd[5] and the cases discussed therein. 8. The applicant sought an order for the expenses of and incidental to the surgery claimed.
18 July 2019, and a consequential condition of her right knee on 28 October 2020. 2. The applicant underwent surgery to her right knee on 5 October 2021, and there is no dispute that the surgery was reasonably necessary as a result of the consequential condition of her knee, which occurred as she was leaving a pain management appointment. 3. The applicant claims that, as a result of undergoing surgery to her right knee on
5 October 2021, she has sustained a consequential condition of her cervical spine, for which it is reasonably necessary that she undergo right C5/6 foraminotomy, as recommended by
Dr McKechnie. 4. The respondent disputes both that the applicant has sustained a consequential condition of her cervical spine, and that the proposed surgery is reasonably necessary medical treatment. 5. Dealing first with the dispute as to the claimed consequential condition, I am satisfied that the applicant sustained a consequential condition of her cervical spine as a result of the surgery performed on her right knee on 5 October 2021. 6. The applicant reported altered sensation in her right hand to Dr Dao as early as
18 October 2021. Dr Hoang also recorded complaints of numbness in the applicant's right fourth and fifth fingers on 23 November 2021. 7. Dr McKechnie initially believed the applicant's symptoms were due to ulnar nerve dysfunction, which is accepted by both he and Drs Giblin and Biggs as a recognised complication of surgery. 8. However, when the applicant's NCS was reported as normal, Dr McKechnie sought another explanation for her symptoms. MRI scan showed C6 nerve root compression, which
Dr McKechnie opined was consistent with the applicant's complaints of neck and radicular right arm pain. As the symptoms occurred after treatment for the 2019 injury, Dr McKechnie opined they were directly related to the injury. 9. Dr Giblin opined that the possibility was that there had been some irritation of the C6 nerve root and C5/6 foramen during the applicant's right knee surgery. 10. Dr Biggs opined that the diagnoses of the applicant's cervical spine did not relate to the injury but were degenerative in nature. 11. The respondent submitted that a degree of contemporaneity was not sufficient to find that there was a consequential condition. I agree that it is but one matter to take into account. However, it is in my view noteworthy that the applicant's complaints were recorded very shortly after the surgery took place, and there is no history of such complaints before the surgery. 12. In saying this, I am mindful that the applicant's medical evidence contains reports from
Dr Tram Anh Bui, rehabilitation specialist, which refer to Ms Qiu complaining of symptoms in her neck (and right shoulder) in 2007, 2008 and 2009. 13. Dr Bui treated the applicant for injuries sustained in a motor vehicle accident, which she stated in her evidence occurred on 9 July 2007. 14. Neither counsel referred me to Dr Bui's evidence, which I agree is not relevant to the current issues. However, I mention it for the sake of completeness. 15. The respondent was critical of the evidence of both Drs McKechnie and Giblin, and I have referred to this criticism above. I agree that each could have provided more extensive reasons for the conclusions they reached. 16. However, as Spigelman CJ said in McGuiness [at 83]:
"The law in Australia is, in my opinion, as stated by Glass JA in this Court in Fernandez v Tubemakers of Australia Ltd:
'The issue of causation involves a question of fact upon which opinion evidence, provided it is expert, is receivable. But a finding of causal connection may be open without any medical evidence at all to support it: Nicolia v Commissioner for Railways (NSW), or when the expert evidence does not rise above the opinion that a causal connection is possible: EMI (Australia) Ltd v Bes...The evidence will be sufficient if, but only if, the materials offered justify an inference of probable connection. This is the only principle of law. Whether its requirements are met depends upon the evaluation of the evidence.'" (Citations omitted).
Dr Biggs' concerns, which he said he understood. 3. I prefer the evidence of Drs McKechnie and Giblin, supported as it is by the contemporaneous evidence of Drs Dao and Hoang, to that of Dr Biggs. 4. Dr McKechnie queried whether Dr Biggs was aware that the applicant's NCS was normal, but Dr Biggs had in fact predicted that would be the case. Dr Biggs opined that the applicant's diagnosis of right C5/6 disc protrusion and right C6 nerve root compression was degenerative in nature. However, as I have noted, the applicant's complaints began almost immediately after the surgery, and there is no evidence of similar complaints between 2009 and 2021. 5. In Kooragang Cement Pty Ltd v Bates,[6] Kirby P, as his Honour then was, said, at [461G]
"[f]rom the earliest days of compensation legislation, it has been recognised that causation is not always direct and immediate."
"Since that time, it has been well recognised that an injury can set in train a series of events. If the chain is unbroken and provides the relevant causative explanation of the incapacity or death from which the claim comes, it will be open to the Compensation Court to award compensation under the Act."
Dr McKechnie that, the applicant's pain having continued despite all other conservative treatment options, it is reasonable to perform the surgery. 3. Both Drs McKechnie and Giblin suggested that the applicant undergo right sided C5/6 foraminal steroid injection, but the applicant had undergone several injections into her right knee, which Dr McKechnie recorded were painful and unsuccessful. Dr McKechnie clearly did not regard the injection as an essential precursor to the surgery. 4. In Diab, Deputy President Roche discussed the case law relating to the reasonable necessity of medical treatment. 5. Roche DP cited with approval the decision of Burke CCJ in Rose v Health Commission (NSW):[7]
"[88] In the context of s 60, the relevant matters, according to the criteria of reasonableness, include, but are not necessarily limited to, the matters noted by Burke CCJ at point (5) in Rose...namely
(a) the appropriateness of the particular treatment;
(b) the availability of alternative treatment, and its potential effectiveness;
(d) the actual or potential effectiveness of the treatment, and
(e) the acceptance by medical experts of the treatment as being appropriate and likely to be effective.
[89] With respect to point (d), it should be noted that while the effectiveness of the treatment is relevant to whether the treatment was reasonably necessary, it is certainly not determinative. The evidence may show that the same outcome could be achieved by a different treatment, but at a much lower cost. Similarly, bearing in mind that all treatment, especially surgery, carries a risk of a less than ideal result, a poor outcome does not necessarily mean that the treatment was not reasonably necessary. As always, each case will depend on its facts."
(a) the applicant has sustained a consequential condition of her cervical spine, as a result of injury on 18 July 2019, and
(b) the proposed surgery, that is, right C5/6 foraminotomy, is reasonably necessary treatment as a result of injury on 18 July 2019.
[2] [2000] NSWCA 29 (McGuiness).
[5] [2014] NSWWCCPD 72 (Diab).
Qiu
Acare Sydney Pty Ltd [2025] NSWPIC 382;
(1985) 156 CLR 522
(1994) 35 NSWLR 452