[2024] VSCA 47
General information, not legal advice.
Court of Appeal (Vic)
2024-03-26
Emerton P, Leish JA
Original judgment source is linked above.
DPP v Pihlgren [2023] VCC 547; DPP v Stephens [2023] VCC 1598 (Judge Syme)
CRIMINAL LAW - Appeal - Sentence - Intentionally causing serious injury - 12 years' imprisonment - Non-parole period 8 years - Whether sentencing judge erred in describing aspects of offending - Misdescriptions immaterial to sentencing exercise - Sentencing judge did not err in making no reference to Worboyes discount - Whether sentence manifestly excessive - Unprovoked attack on stranger in public with knife - Life-threatening injuries - Permanent physical and psychological effects - Very serious example of charged offence - Substantial criminal record - Sentenced as serious violent offender - Very few mitigating factors - Community protection - Leave to appeal granted - Appeal dismissed.
CRIMINAL LAW - Appeal - Sentence - Intentionally causing injury - Stomp to head while victim lying on footpath - 4 years 9 months' imprisonment - Affray -- Repeated punches to head of stranger - Unprovoked attack - 1 year 9 months' imprisonment with 1 year cumulation - Total effective sentence 5 years 9 months' imprisonment - Non-parole period 3 years 3 months - Whether manifestly excessive - Relatively low-level injury - Both charges involved mid-range offending - Youthful offender - Poor prospects of rehabilitation - Reduced moral culpability owing to difficult childhood - Head sentences and total effective sentence manifestly excessive - Appeal allowed - Sentencing judge erred in characterisation of injuries - Sentencing judge did not err in applying discount for guilty plea in accordance with Atholwood v The Queen (1999) 109 A Crim R 465; [1999] WASCA 256 - Appeal allowed - Intentionally causing injury 3 years and 9 months' imprisonment - Affray 12 months' imprisonment with 6 months cumulation - Total effective sentence 4 years 3 months' imprisonment - Non-parole period 2 years 9 months.
At about 12:28 am, Mr Kim walked east on Lonsdale Street toward Queen Street. He was followed by you and your son.[25]
Alleged error 2 - inability of Mr Kim to stand up after the first stab
Alleged error 3 - the context of the injury to the head
Alleged error 4 - the timing of the injury to the hand
[9] Mr Kim immediately staggered but was still attempting to defend himself from you and Stephens. You then forcefully used the knife across the back of Mr Kim's head in a slashing motion causing significant bleeding. At this point, Mr Kim 'flopped' to the ground and lay motionless for a few seconds.
[10] As far as the CCTV evidence shows, Mr Kim was subjected to at least two significant stabbings by you. Stephens stood up while you stood over Mr Kim. Mr Kim attempted to defend himself from you by grabbing the knife. This caused an injury to his hand.[30]
Alleged error 5 - causation of the indentation injury
Dr Schreiber, in an additional report dated 21 June 2022, noted that there was blunt trauma to the head and face including 'indentation'. Indentation, he explained, requires significant force. Bleeding was caused which, without intervention, could have been life threatening. It is the prosecution's undisputed case that these injuries were inflicted by you when you stabbed Mr Kim in a slashing motion to the back of his head.[31]
Ground 2 - Guilty plea during pandemic conditions
[42] You pleaded guilty to your offending at the first available opportunity. It is submitted that this is indicative of remorse, both legal and moral, for your conduct. However you do not express any remorse in your self-report.
[43] In light of the overwhelming evidence in the prosecution case, it is much more plausible that your plea, while an acceptance of responsibility, is an acceptance of the overwhelming evidence as contained in the CCTV footage. It is, I find, an acceptance of the inevitable, rather than evidence of genuine remorse.
[44] However, your plea will still entitle you to a substantial discount on the sentence that would have otherwise been imposed if the matter had gone to trial. This is to reflect the assistance to the administration of justice, including the prosecution, police witnesses and the Court.
A consideration of cases in this Court for intentionally causing serious injury reveals that there is a wide range of circumstances covered by this offence; that sentences for the offence have, in recent times, increased; and that it is relevant to have regard to the use of a weapon, the context in which the offence occurred and the severity of the injuries sustained by the victim. Moreover, general deterrence remains an important aspect of a just sentence in relation to offences of this kind. Sentences in the high single figures, and into the double figures, have been imposed.[37]
experience shows that the circumstances surrounding the commission of this offence are almost infinitely variable.[39] Protracted savagery can contrast with a single punch; injuries can vary from gross and permanently disabling to injuries that barely cross the (admittedly high) serious injury threshold. These observations underscore the limitations of current sentencing practices as an aid in the sentencing exercise.[40]
Although one cannot be overly prescriptive, individual sentences of imprisonment in excess of 10 years are usually reserved for those cases of intentionally causing serious injury that involve life-threatening or catastrophic injuries, or ongoing serious physical or mental disablement.[42]
[21] The injury caused by your head-stomping is difficult to quantify in isolation, separate to the laceration injury. The fact that Mr Kim was incapacitated at the time of the stomping assault by you is highly relevant. He was not able to avoid your attack, although he tried. He was completely vulnerable.
[22] Common sense suggests that a significant blow to the head shortly after a significant laceration to the same body area would further compromise a victim's physical presentation. There is evidence consistent with at least a temporary compromise of his consciousness in the CCTV. I do not suggest that his loss of consciousness is entirely the result of your stomping action. I do, however, find to the required standard that the combination of both acts contributed to that loss.[75]
[19] ... The injury caused by the head stomping, however, is more complex. Dr Schreiber, in his evidence on 30 November 2022, opined that a skull indentation, close to a head laceration, may have been caused by an incision or laceration to the back of the head.
[20] Dr Schreiber differentiated this wound to that produced by a stabbing event with the results as observed on Mr Kim's chest. Dr Schreiber also observed that other possible causes for the skull indentation could be punching, stomping or falling to the ground. There is, of course, evidence of stomping.
[21] The injury caused by your head-stomping is difficult to quantify in isolation, separate to the laceration injury. ...
[22] Common sense suggests that a significant blow to the head shortly after a significant laceration to the same body area would further compromise a victim's physical presentation. ...
[77] Whatever the immediate cause of the skull indentation, reason and common sense suggest that stomping on one's head after an incision to the back of the head could aggravate any injury that was caused by that incision. I accept that there is insufficient evidence to find, to the required standard, that the indentation was caused by your action alone.[78]
[1] Pursuant to s 324 of the Crimes Act 1958.
[2] Contrary to Crimes Act 1958, s 18.
[3] Contrary to Crimes Act 1958, s 195H.
[4] The judge stated that Mr Pihlgren did not physically participate but the CCTV reveals a few attempts at engagement.
[5] While the Amended Summary of Prosecution Opening states that Mr Kim 'fell down', it is probably not accurate to say that as he was already on the ground.
[7] DPP v Pihlgren [2023] VCC 547 [15]-[17] (Judge Symes) ('Pihlgren Sentencing Remarks').
[12] (2016) 262 A Crim R 455, 464 [34]; [2016] VSCA 252.
[13] [2019] VSCA 185 [46] (Priest JA and Kidd AJA).
[14] Pihlgren Sentencing Remarks [20].
[17] She had earlier stated that Mr Pihlgren 'rendered the victim unable to stand up immediately after the first stab': ibid [27].
[19] Pihlgren Sentencing Remarks [42]-[44].
[22] Verdins v The Queen (2007) 16 VR 269.
[23] Pihlgren Sentencing Remarks [39]-[41].
[30] Ibid [9]-[10] (emphasis added).
[32] Cf Nash [2013] VSCA 172; (2013) 40 VR 134, Cedic [2011] VSCA 258, O'Toole [2019] VSCA 185, Jawahiri v The Queen [2021] VSCA 287, Lukudu v The Queen [2019] VSCA 248.
[34] R v Abbott [2007] VSCA 32; (2007) 170 A Crim R 306, 309-10 [13]-[15] (Maxwell P, Eames JA agreeing at 312 [22], Habersberger AJA agreeing at 312 [23]); [2007] VSCA 32.
[35] Ayol v The Queen [2014] VSCA 151 [30] (Maxwell P), citing Clarkson v The Queen [2011] VSCA 157; (2011) 32 VR 361, 384 [89] (Maxwell ACJ, Nettle, Neave, Redlich and Harper JJA).
[36] [2019] VSCA 248 (Niall and Ashley JJA).
[37] Ibid [46]. As to 'double figures', see also Nash [2013] VSCA 172; (2013) 40 VR 134, 145-6 [55] (Priest JA, Maxwell P agreeing at 134 [1], Coghlan JA agreeing at 146 [60]).
[39] Nash [2013] VSCA 172; (2013) 40 VR 134, 145-6 [55].
[40] Jawahiri [2021] VSCA 287 [41] (Priest and T Forrest JJA) (citations in original).
[41] [2019] VSCA 185 [46] (Priest JA and Kidd AJA).
[42] See, eg, DPP v Terrick [2009] VSCA 220; (2009) 24 VR 457 (11 years 6 months - catastrophic injuries); Ali v The Queen [2010] VSCA 182 (15 years - catastrophic injuries); Hudson v The Queen [2013] VSCA 218 (10 years 6 months - life-threatening injuries; residual scarring); R v Kilic [2016] HCA 48; (2016) 259 CLR 256 (14 years - life-threatening, 'horrendous' injuries; serious residual scarring).
[43] Including Nash [2013] VSCA 172; (2013) 40 VR 134 and Cedic [2011] VSCA 258.
[44] Mr Stephens had also offered to plead guilty to recklessly cause injury, shortly after the s 198B hearing on 30 November 2022.
[45] DPP v Stephens [2023] VCC 1598 [7]-[9] ('Stephens Sentencing Remarks').
[52] The judge noted that Mr Stephens continued to fight Mr Kim even after the beginning of the stabbing, but that was not the subject of the affray charge. The prosecution accepted that the affray stopped when Mr Pihlgren intervened.
[53] Stephens Sentencing Remarks [78].
[55] The prosecution summary recorded this as having happened in May 2022, but it has not been suggested that the difference is material.
[56] Stephens Sentencing Remarks [79].
[58] Stephens Sentencing Remarks [81].
[61] DPP v Stephens [2020] VCC 626 (Judge Lacava).
[62] Stephens Sentencing Remarks [92]-[94], [103].
[64] Bugmy v The Queen [2013] HCA 37; (2013) 249 CLR 571 ('Bugmy').
[65] The judge cited Bugmy [2013] HCA 37; (2013) 249 CLR 571, 595 [44] (French CJ, Hayne, Crennan, Kiefel, Bell and Keane JJ) and DPP v Silivaai [2023] VSCA 19.
[66] Stephens Sentencing Remarks [110], [114]-[115], [118].
[68] Magee v The King [2023] VSCA 80 (3 years 9 months - attack from behind with hockey stick with sharpened nails) ('Magee'); Wilson v The Queen [2022] VSCA 2 (4 years 6 months - intimate partner rendered unconscious with hammer) ('Wilson'); DPP v Reynolds [2022] VSCA 263 (9 months plus CCO - repeated punching of intimate partner to head and face, choking) ('Reynolds'); Fonua v The King [2022] VSCA 213 (2 years - victim punched to face and kicked on ground).
[69] DPP v Stefani [2022] VSC 821, which was upheld on appeal in Stefani v The King [2024] VSCA 29.
[70] Taupati v The Queen [2017] VSCA 106 (1 year - victim punched and kicked on road by group); Brown v The Queen [2018] VSCA 328 (1 year - punching and kicking, bar fight); DPP v Bidong [2020] VCC 1076 (22 months - large group attack on house, armed with poles).
[71] The respondent noted that this Court described the sentence of 3 years and 9 months in Magee as modest: [2023] VSCA 80 [46] (Beach and Niall JJA); the offender in that case had a less significant criminal history. In Reynolds [2022] VSCA 263, where the sentence was 9 months' imprisonment together with a 970-day CCO, there was significant reformation in the course of a three-year delay before sentence, and the offender had shown remorse. Delay was also highly relevant in Wilson [2022] VSCA 2.
[73] Wan v The Queen [2019] VSCA 81.
[74] DPP v Josefski [2005] VSCA 265; (2005) 13 VR 85, 94 [43] (Callaway JA).
[76] Stephens Sentencing Remarks [13].
[79] Stephens Sentencing Remarks [80].
[80] Ibid [81]. Atholwood (1999) 109 A Crim R 465; [1999] WASCA 256 was applied by this Court in Maybus v The Queen [2017] VSCA 125.
[81] Stephens Sentencing Remarks [82].
[82] Atholwood (1999) 109 A Crim R 465, 468 [10] (Ipp J); [1999] WASCA 256.
(2013) 40 VR 134
(2007) 16 VR 269
(2011) 32 VR 361
(2009) 24 VR 457
(2016) 259 CLR 256
(2013) 249 CLR 571
(2005) 13 VR 85