[2020] WASAT 89
General information, not legal advice.
State Administrative Tribunal (WA)
2020-08-07
Original judgment source is linked above.
Exhibit A: affidavit of Dr Robin Graeme Durston (dated 8/3/2018)
Exhibit B: witness statement of Chetan Hegde (dated 24/7/2019)
Exhibit C: applicant's bundles of amended documents (Volumes 1A to 1D, 2 and 3)
Exhibit D: applicant's consumer medical information pamphlets for the McKenzie's Compounding Chemist (CMIs)
Exhibit E: affidavit of Chetan Hegde (dated 15/1/2018) (respondent)
Exhibit F: affidavit of Chetan Hegde (dated 19/12/2018) (respondent)
Exhibit G: electronic dispensing schedules
Exhibit H: witness statement of Liza Schubert (dated 29/11/2018)
(a) was born on 26 November 1975;
(b) was first registered as a pharmacist on 2 February 2000 and has been continuously registered since that time;
(c) has Australian Health Practitioner Regulation Agency (AHPRA) registration number PHAOOO1555582;
(d) at all material times:
(i) held registration as a pharmaceutical chemist pursuant to the (now repealed) Pharmacy Act 1964 (WA);
(ii) was the sole proprietor of McKenzies Pharmacy, 869 Beaufort Street, Mount Lawley (Pharmacy); and
(iii) was the pharmacist and holder of the poisons licence at the Pharmacy.
(a) the Pharmaceutical Society of Australia Code of Professional Conduct 1998 (1.3) (Code of Conduct) provided that:
A pharmacist must exercise professional independent judgment to prevent the supply of products likely to constitute an unacceptable hazard to health or the supply of unnecessary and/or excessive quantities of medicines and other products, particularly those which have a potential for abuse or dependency.
(b) the Pharmaceutical Society of Western Australia Code of Ethics, July 2000 (2.8) (Code of Ethics) stated:
A pharmacist shall not supply or permit to be supplied any substance in circumstances where the pharmacist knows or could reasonably be expected to know that it is required for other than a legitimate use.
(a) in quantities and combinations which the respondent ought to have known were not necessary for any therapeutic purpose; and
(b) by dispensing repeat authorisations and/or multiple prescriptions:
(ii) in separate transactions conducted significantly within the period in which the medication would have been consumed if taken at the usual dosage;
when the respondent ought to have known that the quantities and/or combinations of medication supplied was likely to constitute an unacceptable hazard to health and had the potential for misuse, abuse or psychological and/or physical dependency.
The effects of, and the risks associated with, anabolic steroids
(a) misused by patients seeking to increase muscle mass;
(b) misused by patients seeking to enhance sporting ability; and
(c) on-sold by patients, who obtain anabolic androgenic steroids on prescription, to others.
(a) acne;
(b) high blood pressure;
(c) increased low-density lipoprotein and/or decreased high-density lipoprotein;
(d) liver damage;
(e) cardiovascular disease;
(f) gynaecomastia;
(g) testicular atrophy; and/or
(h) increased aggression.
(a) engaged in the practice of dispensing anabolic androgenic steroids to patients for a purpose which the respondent ought to have known did not accord with recognised therapeutic standards;
(b) engaged in the practice of dispensing anabolic androgenic steroids to patients in quantities and/or in combinations which the respondent ought to have known, were not necessary for any proper therapeutic purpose and were likely to constitute an unacceptable hazard to the health of patients and/or others to whom those drugs could be on-sold and had the potential for misuse, abuse or psychological and/or physical dependency;
(c) engaged in the practice of dispensing anabolic androgenic steroids to patients by dispensing repeat authorisations and/or multiple prescriptions:
(ii) in separate transactions conducted significantly within the period in which the medication would have been consumed if taken at the usual dosage,
when he ought to have known, that the quantity and/or combination of the drugs supplied was likely to constitute an unacceptable hazard to the health of patients and/or others whom those drugs could be onsold and had the potential for misuse, abuse or psychological and/or physical dependency; and
(d) failed to make any, or any adequate, clinical notes in relation to discussions with patients when counselling them on the use of anabolic androgenic steroids and/or the physical condition of the patients to whom he dispensed anabolic androgenic steroids.
(a) unprofessional conduct by the practitioner that amounts to conduct that is substantially below the standard reasonably expected of a registered health practitioner of an equivalent level of training or experience; and
(b) more than one instance of unprofessional conduct that, when considered together, amounts to conduct that is substantially below the standard reasonably expected of a registered health practitioner of an equivalent level of training or experience; and
(c) conduct of the practitioner, whether occurring in connection, with the practice of the of the health practitioner's profession or not, that is inconsistent with the practitioner being a fit and proper person to hold registration in the profession.
(a) caution or reprimand the respondent;
(b) impose a condition on the respondent's registration, including, for example -
(i) a condition requiring the respondent to complete specified further education or training, or to undergo counselling, within a specified period; or
(ii) a condition requiring the respondent to undertake a specified period of supervised practice; or
(iii) a condition requiring the respondent to do, or refrain from doing, something in connection with his practice; or
(iv) a condition requiring the respondent to manage his practice in a specified way; or
(v) a condition requiring the respondent to report to a specified person at specified times about his practice; or
(vi) a condition requiring the respondent not to employ, engage or recommend a specified person, or class of persons;
(c) require the practitioner to pay a fine of not more than $30, 000 to the applicant;
(d) suspend the respondent's registration for a specified period;
(e) cancel the respondent's registration.
(a) disqualify the person from applying for registration as a registered health practitioner for a specified period; or
(b) prohibit the person, either permanently or for a stated period, from either:
(i) providing any health service or a specified health service; or
(ii) using any title or a specified title: s 196(4) National Law.
to provide for the protection of the public by ensuring that only health practitioners who are suitably trained and qualified to practise in a competent and ethical manner are registered[.]
THE APPLICABLE PRINCIPLES TO ASSESSING PENALTY
Protection of the public and not punishment of the practitioner
The sanction is assessed at the time of its imposition
The relevant time for determining the fitness of a practitioner to practise is the time of the determination by the disciplinary body seized with the question ... The misconduct charged will have taken place before the decision is made; there will inevitably be a gap between the date of the misconduct and the date of the determination. It will not be unusual for the practitioner concerned to submit that circumstances have changed since the misconduct charged; arguments as to remorse, reform, character change and subsequent good deeds are not uncommon. The practitioner's conduct of the defence and the veracity and candour of his or her testimony will often be the best evidence as to whether these mitigating circumstances are to be accepted.
Hardship to the practitioner is a secondary consideration
A 'global' assessment of penalty may be appropriate
Other general observations on the principles which inform penalty
In general terms, where the conclusion is reached that a practitioner is presently unfit to practise, a choice may be made between suspension and striking off. If an order for suspension is made in that event, it must be made on the basis that, at the termination of the period of suspension, the practitioner will no longer be unfit to practise because, at the end of the relevant period, the practitioner's name will still be on the roll of practitioners and may resume practise. Suspension is a 'serious form of discipline which is usually imposed to discipline the legal practitioner, who has committed an act of unprofessional conduct but who, in the opinion of the court, at the end of the period of suspension, will be a fit and proper person to practise the law'. In the context of suspension, present unfitness to practise may be understood to include a serious breach of professional obligations 'reflecting, to a significant degree, upon the practitioner's fitness to practise'.
Where, however, the present unfitness to practise reveals that the practitioner lacks the character and trustworthiness necessary to discharge the responsibilities of legal practice, or that the practitioner is permanently or indefinitely unfit to practise, striking off rather than suspension will (at least ordinarily) be the appropriate response. (footnotes omitted)
There is no category of unsatisfactory professional conduct which is not capable, depending on the circumstances, of giving rise to professional misconduct and hence engaging the power of either suspension or cancellation of registration. The only requirement is that it be 'sufficiently serious' to justify such an order, a characterisation which must depend upon an evaluative judgment made by the Tribunal. Some, perhaps all, categories include conduct which may reveal a defect of character as to which the Tribunal may conclude that the person should not be allowed to practise his or her profession unless at some future date the practitioner is able to satisfy the Tribunal that the defect has been overcome. Incompetence or inadequate care may in some circumstances be remediable by specific steps; in other circumstances the Tribunal may be concerned that the carelessness, for example, is such as to cast doubt on the suitability of the person to practise medicine. Each of the criteria for cancellation or suspension may be analysed in this way. Each case will depend upon an evaluative judgment to be made by the Tribunal as to the nature and seriousness of the conduct.
(a) and the respondent never spoke in the context of the prescriptions he wrote for anabolic steroids;
(b) did not endorse his prescriptions for anabolic steroids under reg 24 of the National Health (Pharmaceutical Benefits) Regulations 1960 (Cth) (NH(PB) Regulations)[1];
(c) ceased prescribing anabolic steroids by July 2009; and
(d) did not hold himself out as a 'specialist endocrinologist' whose practice comprised patients with muscular atrophy, weight loss and inability to increase muscle mass due to loss testosterone levels.
(a) the period during which the inappropriate prescribing or dispensing took place;
(b) the number of prescriptions or dispensing episodes;
(c) the number of patients involved;
(d) whether multiple prescriptions were given at one consultation or dispensed in one transaction or on the same date or in quick succession such that patients were able to have in their possession large quantities of the drugs;
(e) whether combinations of different anabolic androgenic steroids were dispensed at the same time;
(f) whether the prescribing and dispensing continued whether the prescriber or dispenser knew that patients were suffering from adverse effects of the prescribing or dispensing, and in particular, serious adverse effects such as damage to organs or serious psychiatric disturbance such that the patient was at risk of harming themselves or others;
(g) whether the conduct itself or the practitioner's attempts to justify or defend the conduct demonstrated incompetence;
(h) aggravation by the continuation of the conduct after the commencement of investigation and the commencement of disciplinary proceedings;
(i) aggravation by breach of undertakings to cease the conduct;
(j) dishonesty in the investigation and/or prosecution of the conduct;
(k) mitigating conduct in that the practitioner demonstrated insight into the impropriety of the prescribing or dispensing and made early and comprehensive admissions as to the fact of the prescribing or dispensing and the reasons for it and conversely, a lack of insight into the impropriety of the conduct; and
(l) a lack of contrition and remorse.
Dispensing pursuant to reg 24 of the NH(PB) Regulations
(a) the maximum quantity of the pharmaceutical benefit is insufficient for the medical treatment of the person for whom the prescription is written; and
(b) that person requires the pharmaceutical benefit for the treatment of a chronic illness or is residing in a place remote from the approved pharmacist nearest to that person's place of residence; and
(c) that person could not, without great hardship, obtain the required quantity or number of units of the pharmaceutical benefit by means of repeated supplies on separate occasions.
(a) Dr Ismail told him that many of his prescriptions related to patients with low testosterone levels and that he was trying to 'boost them up in an attempt to normalise testosterone levels'; and
(b) Dr Durston told him that 'he was a specialist endocrinologist his practice consisted of patients with muscular problems, including issues associated with muscular atrophy, weight loss and inability to increase muscle mass due to low testosterone levels'.
(a) taking the drugs for the purposes of body building or increasing muscle mass;
(b) taking more than one anabolic androgenic steroid at one time; and
(c) taking large quantities of the drugs to increase muscle mass as opposed to therapeutic quantities,
are not explained at all in the respondent's CMIs. The applicant submits the CMIs aggravate the misconduct and further evince the respondent's incompetence: Applicant's Closing Submissions at paras 116-117.
MS STANTON: You just said you had seen him in 2010? - - -
MR HEGDE: Well, this is my - who cares, like - like, this is all like - like, looking back from so many years ago.
... attempted to excuse his conduct by saying that he had prescribed the drugs for the purpose of treating sexual dysfunction, and the respondent appears to have found that this excuse was fabricated ... [showing] a lack of remorse and an unwillingness to face the consequences of what was in any event wrong, and apparently recklessly wrong, treatment[.]
Applicant's submissions as to an appropriate penalty
The quantities and combinations of drugs supplied represent a risk to the safety of patients and others who may come into contact with patients suffering psychiatric disturbances result of the drugs [sic]. The dispensing was contrary to the public interest. The sole motivation of the dispensing was profit. The financial benefit of pharmacists of such dispensing requires penalty sufficient to achieve general deterrence for such misconduct. Mr Hegde is at least indefinitely unfit for the practice of pharmacy because he cannot be relied upon to practice his profession in a competent manner.
(a) a reprimand;
(b) cancellation of the respondent's registration; and
(c) imposition of a period of disqualification from applying for reregistration for five years.
(a) had a significant health issue (the details of which are supressed by way of Order 1 made on 20 September 2019);
(b) was unable to recall things;
(c) was, at times, dysfunctional;
(d) misled people (and had become adept at doing so) about prescriptions of anabolic steroids;
(e) fraudulently used prescriptions in the name of family members and others for his own benefit;
(f) allowed patients to attend his home for consultations and took cash payments for these; and
(g) could not definitively recall whether he had spoken to the respondent or not.
(a) Tardyvas is distinguishable on the basis that the doctor was dishonest in attempting to provide a false excuse for his behaviour.
(b) The penalty in Bradshaw was imposed only two years after the misconduct.
(c) Durston has no application as the penalty was agreed only three years after the misconduct.
(d) Ismail has no application as he was found to have knowledge and continued to prescribe even after the compliant against him had been made.
(e) Balestra has no resemblance to the applicable facts.
and
(f) In Singh the practitioner was found to be disingenuous in attempting to justify his prescribing when he was aware it was harmful to patients.
Respondent's submissions as to an appropriate penalty
OUR FINDINGS ON THE CONFLICTING EVIDENCE BETWEEN THE RESPONDENT AND DR DURSTON
(i) against any potential further misconduct by the respondent;
(ii) through general deterrence to prevent other similar misconduct;
(iii) by reinforcing high professional standards and denouncing transgressions and thereby articulating the high standards expected of the profession such that, even where there may be no need to deter a practitioner from engaging in the conduct, the conduct is of such a nature that the Tribunal should give an emphatic indication of its disapproval;
(b) whether the misconduct could be said to be an isolated incident such that the Tribunal can be satisfied of the respondent's worthiness and reliability;
(c) whether the respondent understands the nature of his misconduct including an assessment of any remorse and insight (or a lack thereof shown by him);
(d) the respondent's disciplinary history and the effluxion of time since the misconduct;
(e) whether the Tribunal can be confident of the respondent's competence to practise as a pharmacist;
(f) the respondent's personal circumstances at the time of the misconduct and at the time that the sanction is imposed;
(g) whether the respondent's misconduct breached any relevant, in this instance, any guidelines or code of conduct issued by a relevant pharmaceutical body, and whether he did so knowingly.
OUR FINDINGS ON THE PENALTY CONSIDERATIONS
Whether the respondent understands the nature of his misconduct and his level of insight
The trust placed in pharmacists is analogous to that placed in medical practitioners because of the highly personal information that the pharmacist comes to know by virtue of the role a pharmacist plays in the provision of medication to the patient.
The respondent's reliance on 'assurances' from others
The respondent's disciplinary history and the effluxion of time since the misconduct
Incompetence in my opinion involves the view that such falling short of the proper standards of care and skill thought to be required on the occasion in question reveals a lack of knowledge or skill justifying an adverse judgment about the respondent's professional capacity or fitness to practice in the particular field of expertise involved.
The respondent's answers to questions on his dispensing
MR HERSHOWITZ: Mr Hegde, if someone walks into your pharmacy tomorrow and they had multiple repeats for any anabolic steroid, what would your procedure be? What would you do?
MR HEGDE: - - - Refusal of dispensing that drug.
MR HERSHOWITZ: Why?
MR HEGDE: - - - Because it's not for a therapeutic need.
MR HERSHOWITZ: If somebody came in tomorrow with a prescription for both Deca-Durabolin, Sustanon and possibly something else, namely, different anabolic steroids, what would you do?
MR HEGDE: - - - We would refuse dispensing and - and speak to the doctor about it.
MR HERSHOWITZ: And what would you do tomorrow if somebody walked into your pharmacy and said, 'I just want' - he has a prescription for three Sustanon and nothing more, what's your process and procedure when that sort of script comes in?
MR HEGDE: - - - It's - it's my - the process that I've started from before is that they have to speak to the doctor or the individual - because it's three ampules and that's roughly - if they use one ampule every two weeks or what their dosage is - the pharmacist has to query what their dosage is. We have to make sure that it's a valid prescription. We speak to the doctor for all the supply.
MS STANTON: Could the witness please be shown the CMI documents. They're not in any book, but they have been produced to the tribunal. Now, looking at those documents, Mr Hegde, are you satisfied that those documents inform patients adequately of the adverse effects of the drugs that they're dealing with as you sit here now?
MR HEGDE: - - - As I sit here now and reflect, I would say no, because I think they should have been much more thorough, looking back, and they should have talked about - that's what you had described. They should have had more stuff to do with it.
The CMIs provide relevant information to the patient regarding special considerations to be taken into account before taking the medication, how it should be taken, the side effects of the medication, what other drugs would affect the mediation, information about emergency/overdose and other important information.
The respondent's level of insight into the risks of diversion
WALLACE MS: Mr Hegde, what's your understanding now, though?
MR HEGDE: - - - Like, now we would never - we would - we - we - we've been through the last four years - we - obviously we - in my head, we've shut this all up when we ceased in two thousand and - -
WALLACE MS: - - - The question was what would be the value of these particular drugs - - -?
MR HEGDE: - - - I wouldn't - - - - - - on what you refer to - - -? - - - I wouldn't know what the dollar value - - -
MS WALLACE: Let me just finish. What you refer to as the black market. What would be the value of in your understanding now, not then - - -?
MR HEGDE: - - - I - I don't - I actually don't - what the actual values are. The - - -
MS WALLACE: I don't mean monetary.
PETRUCCI MS: Is there a value?
MR HEGDE: - - - Okay. Sorry.
WALLACE MS: I don't mean monetary.
MR HEGDE: Sorry? - - - What would be the value? In a non - maybe used for a non-therapeutic need like what we described before that - that I had done for and that I know not to. It's 2010.
MS STANTON: What is there about anabolic steroids that makes them desirable for non-therapeutic purposes?
MR HEGDE: - - - Well, it must be for bodybuilding then.
MS STANTON: Right. Do you know that or are you just wondering?
MR HEGDE: - - - Well, likely based on the pictures that has been presented across there based on these last four years. Like, it's bodybuilding that - that they would be using it for as a non - - -
Whether the respondent's misconduct breached any relevant code of conduct and whether he did so knowingly
A pharmacist must exercise professional independent judgment to prevent the supply of products likely to constitute an unacceptable hazard to health or the supply of unnecessary and/or excessive quantities of medicines and other products, particularly those which have a potential for abuse or dependency.
A pharmacist shall not supply or permit to be supplied any substance in circumstances where the pharmacist knows or could reasonably be expected to know that it is required for other than a legitimate use.
(a) exercise professional independent judgment to prevent the supply of anabolic steroids to patients in circumstances where it was likely to constitute an unacceptable hazard to health;
(b) exercise professional independent judgment to prevent the supply of unnecessary and/or excessive quantities of anabolic steroids which have a potential for abuse or dependency; and
(c) recognise, where he could reasonably be expected to know, that the anabolic steroids were being supplied for other than legitimate purposes.
(a) engaged in the practice of dispensing anabolic androgenic steroids to patients for a purpose which the respondent ought to have known did not accord with recognised therapeutic standards;
(b) engaged in the practice of dispensing anabolic androgenic steroids to patients in quantities and/or in combinations which the respondent ought to have known, were not necessary for any proper therapeutic purpose and were likely to constitute an unacceptable hazard to the health of patients and/or others to whom those drugs could be on-sold and had the potential for misuse, abuse or psychological and/or physical dependency;
(c) engaged in the practice of dispensing anabolic androgenic steroids to patients by dispensing repeat authorisations and/or multiple prescriptions:
(ii) in separate transactions conducted significantly within the period in which the medication would have been consumed if taken at the usual dosage,
when the respondent ought to have known, that the quantity and/or combination of the drugs supplied was likely to constitute an unacceptable hazard to the health of patients and/or others whom those drugs could be onsold and had the potential for misuse, abuse or psychological and/or physical dependency; and
(d) failed to make any, or any adequate, clinical notes in relation to discussions with patients when counselling them on the use of anabolic androgenic steroids and/or the physical condition of the patients to whom he dispensed anabolic androgenic steroids.
Why we cannot accept the respondent's submissions on penalty
(a) exercise independent professional judgment in relation to prescriptions; and
(b) put patient care at the centre of his decision-making.
(a) secures the protection of the public by maintaining and preserving the high standards and good reputation of the pharmaceutical profession;
(b) will act as deterrent to the respondent and others from engaging in similar misconduct; and
(c) is appropriate, having regard to the seriousness of the misconduct, but also giving due weight to the range of mitigating factors discussed.
For the reasons above, the Tribunal makes the following orders:
(a) engaged in the practice of dispensing anabolic androgenic steroids to patients for a purpose which the respondent ought to have known did not accord with recognised therapeutic standards;
(b) engaged in the practice of dispensing anabolic androgenic steroids to patients in quantities and/or in combinations which the respondent ought to have known, were not necessary for any proper therapeutic purpose and were likely to constitute an unacceptable hazard to the health of patients and/or others to whom those drugs could be on-sold and had the potential for misuse, abuse or psychological and/or physical dependency;
(c) engaged in the practice of dispensing anabolic androgenic steroids to patients by dispensing repeat authorisations and/or multiple prescriptions:
(ii) in separate transactions conducted significantly within the period in which the medication would have been consumed if taken at the usual dosage,
when he ought to have known, that the quantity and/or combination of the drugs supplied was likely to constitute an unacceptable hazard to the health of patients and/or others whom those drugs could be on-sold and had the potential for misuse, abuse or psychological and/or physical dependency; and
(d) failed to make any, or any adequate, clinical notes in relation to discussions with patients when counselling them on the use of anabolic androgenic steroids and/or the physical condition of the patients to whom he dispensed anabolic androgenic steroids.
I certify that the preceding paragraph(s) comprise the reasons for decision of the State Administrative Tribunal.
[1] The text of reg 24 of the NH(PB) Regulations is now contained in reg 49 of the National Health (Pharmaceutical Benefits) Regulations 2017 (Cth).
[2] Referring to the schedules set out in the Standard for the Uniform Scheduling of Medicines and Poisons, as set out in reg 6 of the Medicines and Poisons Regulations 2016 (WA).
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