[2022] VSCA 128
General information, not legal advice.
Court of Appeal (Vic)
2022-06-30
Hamill J, Gleeson JA, Ierace J, Priest JA
Original judgment source is linked above.
The evidence before the judge concerning the applicant's gender identity
Mr [Packard] reported a history strongly suggestive of gender dysphoria disorder. He reported that he identified with feminine traits and interests from early childhood. He continued to prefer being feminine rather than masculine, but he continued to largely function as a male. He was heterosexual but he also engaged in intimate contact with males. He reported that his most recent partner was dominant whilst he was submissive. His partner purportedly preferred him being masculine, but permitted him to adopt feminine roles. He reported that he didn't inform Dr Kumar or Dr Hussein about his gender issues, as he wanted to avoid this history being shared in court in the event that he was found not guilty of the current offences. He reported that since being found guilty he had nothing to lose and was intending to pursue hormone therapy and genital reassignment surgery upon release from custody. This component of Mr [Packard] has not been corroborated and is entirely based on his self-report. However, the Justice Health file includes reference to gender issues suggesting this aspect of his history is likely to be genuine.
Mr [Packard] reported that he has been subject to harassment whilst in custody in direct response to his feminine disposition and presentation. The clinical notes suggest this is likely valid. He reported that he had been moved to different management and mainstream units for protection. It is inevitably more difficult for prisoners with gender issues to cope. Whilst similar cases are relatively rare, it is my clinical experience in prison that openly gender dysphoric prisoners often experience custody as more stressful and anxiety provoking. Mr [Packard] has lately decided to grow facial hair to lessen the likelihood of harassment, but he has refused to cut his hair.
(a) 'from a very early age in his life he has been confused about his gender', but 'his inclination is more towards being a female'.
(b) 'he is torn between being a man and a woman and if he could, he would have a sex change, even whilst in custody', however 'he feels vulnerable to what may occur in custody, if he reveals his true inclination'.
[Defence counsel] also referred to your recent instructions regarding 'gender confusion'. That submission led to an adjournment of this plea hearing to enable investigation. You instructed that from a very early age you were confused about your gender and your inclination was more towards being female. You said your sister used to dress you up as a girl and you would also take her clothes and make-up and secretly dress as a female.
You said you also used to wear your wife's clothing but when you moved in to live with her, [you] ceased due to pressure from her that you be more masculine and 'macho'.
You instructed you were torn between being a man and a woman and if you could, would have a sex change. You reported feeling vulnerable in custody should you reveal your inclination, although I note from the recent report of Dr Deacon you do not object to being called [a typically female name] by your friends in custody.
You said that over the years you had tried to repress your gender confusion, to be more like what 'a father should be' and to make your family proud.
You instructed you had discussed that 'in passing' with Dr Hussain but not in great detail, you said, being embarrassed and unable to open up about that aspect of your life. I discussed the doctor's lack of reference to such a significant issue had it been raised by you. This, as I say, prompted the seeking of another adjournment to enable examination of this, in particular any relationship to principles 5 and 6 of Verdins.[32]
You described attending a single session with Dr Kumar, Psychiatrist, having been recommended by Dr Hussain. You told Dr Deacon you did not tell Dr Kumar about your gender identity issues as you wanted to retain some dignity and not have family and friends learn of it.
You described within a few weeks of being at Ararat Prison, being placed in a management unit then transferred to mainstream where you were sexually harassed. You were recently moved to a management unit again and you were coping better but still occasionally harassed.
You had attended with a psychiatric nurse and psychiatrist in custody, although neither had confirmed a diagnosis of Bipolar Disorder, however you were given treatment with mood stabilising medication.
Reference was made to your reported sleep problems in custody, with you continuing to experience suicidal ideation.
You said you would actively pursue gender change when released from prison.
...
In the opinion of Dr Deacon, your development was marked by instability and trauma. The history you reported was strongly suggestive of Gender Dysphoria Disorder. You continued to prefer being feminine rather than masculine but you continued to largely function as a male. You described yourself as heterosexual. You described wanting to pursue hormone therapy and genital reassignment surgery after release from custody.
...
Clinical notes from the prison suggested it was likely you had been the subject of harassment regarding your feminine disposition and presentation, and it was the experience of Dr Deacon that openly gender dysphoric prisoners experienced more stress and anxiety in custody. I can understand and appreciate that. He noted at that time you had grown facial hair to lessen the likelihood of harassment, however, had refused to cut your hair. This was discussed with [defence counsel], as was the female name you apparently like to be called in custody.[33]
(a) In 2017, she was anally raped; she was later sexually assaulted by the same prisoner, after which she attempted suicide and self-harmed. The applicant made a statement to police concerning these incidents and the prisoner was charged with rape and sexual assault. She also gave evidence at his trial. The prisoner was acquitted of rape in March 2022.
(b) In 2017, the applicant was called a 'faggot' and punched in the face by a prisoner. The applicant says that she sustained a concussion, a black eye and a crack and chip in her tooth. The applicant made a statement to police about this incident and the prisoner was charged with assault. He pleaded guilty.
(a) In late 2018 or early 2019, a prisoner sexually harassed the applicant for around three months.
(b) In 2019, a prisoner called the applicant a 'putrid abomination' and made a false complaint against her.
(c) In January 2020, a male prison officer placed his hands on the applicant's breasts during a pat down search.
(d) Also in January 2020, the applicant was sexually assaulted by another prisoner, who had been sexually harassing her for several months. The applicant made a statement to police concerning the assault and the prisoner was charged with sexual assault. Other prisoners sought to have her withdraw her complaint, and other prisoners called her a 'dog'. Ultimately, because other witnesses were no longer willing to give evidence against the prisoner, the charges were withdrawn.
(e) Later in 2020, a prisoner began to make unwelcome advances towards the applicant, which made her anxious and she complained to a supervisor.
(f) Also in 2020, a prisoner became infatuated with the applicant, called her abusive names and watched her shower. The applicant complained to a supervisor and to her case worker.
(g) Again in 2020, a prisoner put his arm around the applicant, kissed her cheek and grabbed her bottom, and told her that she was beautiful and he wanted to come and see her. The applicant reported this to a prison officer.
(h) In August or September 2020, a prisoner began staring at the applicant for extended periods while the applicant worked in the prison library. This behaviour continued for several months, until the prisoner was transferred.
(i) In January or February 2022, the applicant was stalked by a prisoner who followed her around and walked into her cottage and bedroom at night.
(j) In April 2022 a prisoner spat in the applicant's face and screamed that she 'wasn't a girl, [she] was a faggot'. She tested for blood borne diseases after the incident and is anxious about HIV infection.
(k) More generally, the applicant's evidence is that, since she started to live as a woman, she has been the subject of daily transphobic and homophobic comments and harassment from other prisoners, including frequent requests that she have sex with them, and regular indecent assaults. As a result, the applicant says that she stays in her cell as much as possible.
The applicant's progress towards rehabilitation in prison
(a) her work as a cleaner, an upholsterer, a gardener, a peer listener and the secretary of the transgender and gender diverse forum;
(b) her completion of a Peer Listener - Mental Health Training Certificate;
(c) her completion of 24 courses, including general education, cleaning, horticulture and food safety;
(d) her completion of various programs, including the 24-hour alcohol program, a values workshop, the healthy relationship program and programs for coping with stress, anxiety, loss and change;
(e) her creative writing, including writing that has been published in various forums; and
(f) her donation of prize money won for her creative writing to the Incarcerated Trans and Gender Diverse Community Support Fund, a charitable organisation providing financial support to trans and gender diverse prisoners.
(a) that her ability to work was reduced;
(b) that library access was heavily restricted, and prisoners could not have books dropped off to them by family and friends;
(c) the cancellation of gym classes in which she used to participate;
(d) the cancellation of face-to-face visits in 2020, meaning that her contact with her mother and grandmother was largely limited to telephone contact, a situation that has persisted even after visits were permitted, because her mother and grandmother have not felt safe to visit due to their health and age; and
(e) her experience of four prison lockdowns, as well as a period of quarantine.
Corrections policies concerning transgender and gender diverse prisoners
As prisons are designed to accommodate only men or women there are a number of factors that result in trans, gender diverse and intersex prisoners being particularly vulnerable to harm and abuse. These include: the discriminatory attitudes that may be applied by people defining men and women; the behaviours of some prisoners who seek to exploit or take advantage of those who are more vulnerable; and the containment of prisoners in closed environments that while affording prisoners with a range of protections, must also balance the need for their humane containment with safety and security considerations.
In the placement of trans, gender diverse and intersex prisoners, the safety and welfare of the prisoner and of other prisoners are of paramount consideration. The risks associated with the placement of prisoners who present with breasts and/or a vagina in the men's prison system or prisoners with a penis in a women's prison system, are factors that must be considered when managing and supervising prisoners in either system. This is in acknowledgement that for trans, gender diverse and intersex prisoners placed in environments where the external manifestation of their gender does not accord with those people with whom they are accommodated, they are at heightened risk of sexual or physical assault. It is also recognised that for trans, gender diverse and intersex prisoners, placement in an environment that accords with their external manifestation of their gender, but not their gender identity, may equally be harmful. Relative to this risk, a much smaller proportion might pose safety risks to others, particularly if their criminal record indicates a history of sexual and/or physical violence.[40]
It is a regrettable reality that assaults - sometimes very serious assaults - occur in jail. The applicant has been made the subject of criminal offending, including very serious criminal offending, that ought not to have taken place. It may be that the applicant felt vulnerable as a 'feminine man' whilst in custody and has attracted - as she recounts - unwanted attention because of this disposition. But the evidential basis for linking the particular assaults committed by [the other prisoners] to the applicant's gender identity in order to demonstrate in this respect the true significance of facts in existence at the point of sentence so as to invoke the jurisdiction sought seems, it is respectfully submitted, to rely on a degree of speculation and/or baseless assumption. On the evidence the applicant's gender dysphoria may have had nothing to do with the rape and other assaults.[41]
One might more readily conclude here the existence of at least a causative relationship between the applicant having presented herself openly as a woman and the treatment that she describes at the hands of others. Indeed, the applicant's description of events often in substance brings to bear her presentation as a woman as a relevant factor. The question then becomes whether the fact of the applicant's decision openly to live as a woman, and the consequences which this decision might be said to have entailed, demonstrates the true significance of facts that were in existence at the time of sentence. The facts in existence at the time of sentence, as had been recounted expressly to the sentencing judge on instructions, were that the applicant felt that there was a disjunct between her gender identity and her anatomical sex at birth but that she would pursue a gender change and commence living as a woman when she was released from prison. This was so because, as the judge was told, living in custody as a woman would leave her too vulnerable. This position altered in 2018 when the applicant commenced living as a woman as a precursor to hormone treatment.
The principles concerning fresh evidence relevant to sentencing
[T]his Court may, in limited circumstances - sometimes described as 'rare and exceptional' - permit evidence to be led of matters or events that have occurred since the sentence was imposed to enable this Court to reconsider the sentence in the light of that additional evidence. The following principles apply to the admission of such evidence:
(i) the new evidence must relate to events which have occurred since the sentence was imposed;
(ii) the evidence must demonstrate the true significance of facts in existence at the time of the sentence;
(iii) the evidence will not be admitted if it relates only to events which have occurred after sentence and which show that the sentence has turned out to be excessive;
(iv) the new evidence may be admissible even though the applicant did not refer to the pre-existing state of affairs in the course of the plea;
(v) upon the admission of the new evidence, it is unnecessary to determine whether the original sentence was vitiated by error, or whether it was manifestly excessive; and
(vi) the question is whether, on all of the material now before the Court, any different sentence should be substituted to avoid a miscarriage of justice.
The consistent approach of this Court has been to treat the sentencing discretion as reopened once it has been concluded that the fresh evidence throws significant new light on the pre-existing facts. The Court must determine what is the appropriate sentence on the basis of all of the material then before it.[44]
... incest is often a crime where the vulnerable, who are worthy of protection, are exploited by those entrusted with their care. It is now seen to be a crime which - when perpetrated by an adult parent (or step-parent or grandparent) against a child - is erosive of human relations, the prominent features of which include 'the exploitation by the stronger will of the adult of the weaker will of the child, the physical and psychological subordination of the child to the perverted indulgences of the adult, the gross breach of trust placed in the offender by the victim and the community, and the irreparable and fundamental damage to the victim'.[46]
(a) In relation to charge 1, the applicant held the complainant's wrists and used his legs to keep her legs open.
(b) In relation to charge 2, the applicant grabbed the complainant, put her on the floor of the bathroom, pulled her legs open and then digitally penetrated her; he pushed her down as she fought against him and tried to get up.
(c) In relation to charge 3, the applicant stripped the complainant and lay on top of her. She was locked in position and could not move, with her arms and legs spread apart, while the applicant penetrated her vagina.
(d) In relation to charge 4, the applicant stripped the complainant and put her over a chair, penetrating her twice, including anally, while she asked him to stop.
(e) In relation to charge 5, the applicant pushed the complainant onto the bed, pushed her knees apart and penetrated her vagina.
The need for both general and specific deterrence
[1] To ensure that there is no possibility of identification of the victim of the sexual offending, this judgment has been anonymised by the adoption of a pseudonym in place of the applicant's name.
[3] And only if satisfied that a different sentence should be imposed: CPA, s 281(1)(b).
[4] R v Taylor and O'Meally [1958] VicRp 46; [1958] VR 285, 289 (Lowe and Gavan Duffy JJ).
[5] Barnes v The Queen [2022] NSWCCA 140 ('Barnes').
[6] Ibid [28] (citations as in original).
[7] Lawless v The Queen [1979] HCA 49; (1979) 142 CLR 659 at 675; [1979] HCA 49.
[8] Khoury v R [2011] NSWCCA 118; (2011) 209 A Crim R 509 at [108] (Simpson J); Hoang v R [2020] NSWCCA 324 at [16].
[9] Khoury v R [2011] NSWCCA 118; (2011) 209 A Crim R 509 at [107].
[10] Barnes, [29], citing See, for example, Ratten v The Queen [1974] HCA 35; (1974) 131 CLR 510, 516-519; and Mickelberg v The Queen [1989] HCA 35; (1989) 167 CLR 259.
[11] Betts v The Queen (2016) 258 CLR 420, 425-6 [10] (French CJ, Kiefel, Bell, Gageler and Gordon JJ) ('Betts').
[12] R v Babic [1998] 2 VR 79 ('Babic').
[15] R v WEF [1998] 2 VR 385 ('WEF').
[16] The catchwords to the case as reported in the Victorian Reports are, perhaps, a little misleading. They suggest that the case concerns 'Fresh evidence'. Significantly, however, the reasons for judgment of Winneke P refer only to 'new' evidence. (I note that the catchwords to the reasons for judgment as delivered by the Court more accurately suggest that the case is concerned with 'New facts relating to applicant's health emerging between sentence and appeal'.)
[18] R v Nguyen [2006] VSCA 184, [30]-[37] ('Nguyen').
[19] Ibid [33], [34], [35] and [37].
[20] Ibid [36](i), (iv) and (v), [37], [38] and [44].
[21] Betts, 425 [10] (footnotes as in original; emphasis added).
[22] (1936) 55 CLR 499 at 505 per Dixon, Evatt and McTiernan JJ.
[23] Skinner v The King (1913) 16 CLR 336 at 340 per Barton A-CJ; Markarian v The Queen (2005) 228 CLR 357 at 370-371 [25] per Gleeson CJ, Gummow, Hayne and Callinan JJ; Lacey v Attorney-General (Qld) [2011] HCA 10; (2011) 242 CLR 573 at 579-581 [11]- [14] per French CJ, Gummow, Hayne, Crennan, Kiefel and Bell JJ; and see R v Sidlow (1908) 1 Cr App R 28 at 29 per Lord Alverstone CJ.
[24] R v Vachalec [1981] 1 NSWLR 351 at 353 per Street CJ delivering the judgment of the Court.
[25] R v Lanham [1970] 2 NSWR 217 at 218.
[26] Ratten v The Queen [1974] HCA 35; (1974) 131 CLR 510 at 517 per Barwick CJ.
[27] R v Abbott (1985) 17 A Crim R 355; R v Goodwin (1990) 51 A Crim R 328; R v Araya (1992) 63 A Crim R 123 at 129-130 per Gleeson CJ; R v Fordham (1997) 98 A Crim R 359 at 377-378 per Howie A-J; see also Gallagher v The Queen [1986] HCA 26; (1986) 160 CLR 392 at 395 per Gibbs CJ.
[28] See R v SH [2006] VSCA 83, [25]-[26] (Warren CJ, Charles and Chernov JJA).
[29] CPA, s 280(1)(b).
[31] See R v Verdins [2007] VSCA 102; (2007) 16 VR 269, 276 [32] (Maxwell P, Buchanan and Vincent JJA); [2007] VSCA 102 ('Verdins').
[32] DPP v Packard (a pseudonym) (County Court, Judge Pullen, 11 November 2016) [71]-[75] ('Reasons').
[33] Reasons, [130]-[134], [136], [141] (emphasis added).
[35] The ICD 11 is the World Health Organisation, International Classification of Diseases (11th rev, 2019).
[36] The WPATH Standards of Care v7 is the World Professional Association for Transgender Health, Standards of Care for the Health of Transsexual, Transgender, and Gender Nonconforming People (7th ed, 2012).
[37] The CMRC is a multidisciplinary team within a prison consisting of senior prison officers and program officers, who review a prisoner's conduct and progress within the prison, facilitate local plans for prisoners, monitor their progress on goals and resolve any particular concerns.
[38] Corrections Victoria, 'Commissioner's Requirements: Management of Prisoners who are Trans, Gender Diverse or Intersex' (March 2021) ('Commissioner's Requirements').
[40] Commissioner's Requirements, [3.2]-[3.3].
[42] Relying on R v Perez-Vargas (1986) 8 NSWLR 559, 565 (Street CJ); R v Cartwright (1989) 17 NSWLR 243, 257-258 (Hunt and Badgery-Parker JJ); R v Rostom [1996] VicRp 60; [1996] 2 VR 97, 100 (Charles JA); R v DHM [1998] VSCA 11, [14]-[16] (Buchanan JA).
[43] [2017] VSCA 302, [11] (Priest, Hansen and Coghlan JJA).
[44] [2006] VSCA 184, [36]-[37] (citations omitted) ('Nguyen').
[45] See, eg, Rout v The Queen [2016] VSCA 126, [49] (Whelan, Priest and Beach JJA); Arnold (a pseudonym) v The Queen [2013] VSCA 298, [11] (Coghlan JA, Warren CJ agreeing at [1], Priest JA agreeing at [28]).
[46] [2014] VSCA 145; (2014) 42 VR 295, 310 [83] (Maxwell P and Whelan JA concurring at 296 [2]); [2014] VSCA 145, quoting R v Sposito (Supreme Court of Victoria, Marks J, Hampel and McDonald JJ agreeing, 8 June 1993).
[47] DPP v Dalgliesh (a pseudonym) [2016] VSCA 148, [46], [85] (Maxwell ACJ, Redlich and Beach JJA). See also DPP v Dalgliesh (a pseudonym) [2017] HCA 41; (2017) 262 CLR 428, 447 [57] (Kiefel CJ, Bell and Keane JJ); [2017] HCA 41 ('Dalgliesh').
[49] We note that we have not viewed the images in question, but have relied upon the descriptions given in the Prosecution Summary tendered on the plea.
[52] See, eg, R v Wakime [1997] 1 VR 242, 244 (Winneke P, Hayne and Hedigan JJA agreeing at 245); R v VZ [1998] VSCA 32; (1998) 7 VR 693, 699 [19] (Batt JA); [1998] VSCA 32.
[54] Commissioner's Requirements, [3.2]-[3.3].
[55] [2018] VSCA 330, [24].
Packard (a pseudonym)
The Queen [2022] VSCA 128
(2011) 242 CLR 573
(1986) 160 CLR 392
(2014) 42 VR 295
(2017) 262 CLR 428
(1974) 131 CLR 510
(2016) 258 CLR 420
(1913) 16 CLR 336
(1986) 8 NSWLR 559
(1998) 7 VR 693
(1989) 17 NSWLR 243
(1979) 142 CLR 659
(1989) 167 CLR 259
(1936) 55 CLR 499
(2005) 228 CLR 357
(2007) 16 VR 269