[2019] AATA 5552
General information, not legal advice.
Administrative Appeals Tribunal of Australia
2019-12-23
Original judgment source is linked above.
"as soon as reasonably practicable" in s 100(6) do not prescribe a period; * (b) the wording of s 100(6) obliges a decision-maker to do one of three things, namely to confirm, vary or set aside the reviewable decision and substitute a new decision, whereas s 25(5) assumes a binary decision choice and is therefore not capable of applying to s 100(6); and * (c) the NDIS Act excludes or impliedly repeals s 25(5). 5. These submissions require consideration of the way in which ss 100(6), 103 and 25(5) operate. The ultimate question for determination is whether, in circumstances where no decision has been made, s 25(5) can deem a decision to have been made under s 100(6) which enlivens the Tribunal's jurisdiction under s 103.
[I]n construing the legislation under consideration here, I prefer that construction which is available in the language used and which facilitates the sensible operation together of the four statutes mentioned, avoiding inefficiency and the capricious operation of revenue law which would seriously impede or discourage the availability of beneficial statutory provisions for the sale or partition of property held by co-owners...We should presume that Parliament intended its legislation to operate rationally, efficiently and justly, together.
Where construction of separate but related legislation is simultaneously required, the object is to arrive at a construction of the provisions which assumes that Parliament intended its legislation to operate harmoniously or, in other words, rationally, efficiently and justly together.
Stated at its highest level of generality, it is that statutory texts enacted by the same legislature are to be construed so as far as possible to operate in harmony and not in conflict. The principle of harmonious construction applies to the construction of provisions within different statutes of the same legislature to create "a very strong presumption that the...legislature did not intend to contradict itself, but contended that both...should operate".
[References omitted]
No narrow or pedantic approach is called for in determining whether a decision falls within the scope of review by the Administrative Appeals Tribunal. The multiplicity of statutes which continue to grow and to confer jurisdiction on the Administrative Appeals Tribunal, and the manifold and diverse circumstances which attract the power of the decision-maker, all call for a liberal approach to the definition of the word "decision"... It is necessary to examine the Act which confers jurisdiction on the Administrative Appeals Tribunal and the administrative framework in which it operates to determine whether there is a "decision" susceptible of review under the Administrative Appeals Tribunal Act.
...the evident legislative purpose of the conferral of jurisdiction on the Tribunal "to promote good government by those carrying out the actual practical task of administrating Acts of Parliament and making decisions incidental to that task".[15]
THE OBJECTS AND GENERAL PRINCIPLES GUIDING ACTIONS UNDER THE NDIS ACT
(5) People with disability should be supported to receive reasonable and necessary supports ...
(7) People with disability have the same right as other members of Australian society to pursue any grievance.
"as soon as reasonably practicable". Section 33(4) is another example where there is an obligation on the CEO to make a decision and Parliament has only given a direction to the CEO with respect to fulfilling that obligation. Where the CEO does not do anything, the participant is left with no statutory redress to get the CEO to make a decision. 7. Section 48 covers requests by participants for their plans to be reviewed ("s 48 review"). A s 48 review needs to be distinguished from an internal review under s 100. Section 48 applies when participants already have an effective plan in progress but wish to review that plan. A participant may request the CEO to conduct a review of their plan at any time.[25] Section 48 imposes three obligations on the CEO. 8. The first of these obligations is to decide whether or not to conduct the review. The CEO must satisfy this obligation within 14 days after receiving a s 48 review request. Parliament has imposed a consequence for when the CEO does not do this, namely that the CEO is taken to have decided "not" to conduct the review. The decision by the CEO not to conduct the review is reviewable under s 100.[26] 9. If the CEO decides to conduct the review, he or she must commence to facilitate that review within 14 days after deciding to conduct the review. This is the second obligation under s 48. Here, however, Parliament has decided not to incorporate any mechanism for enforcing the CEO's obligation. There is no statutory redress available to the participant if the CEO does not commence facilitating the review within 14 days. 10. The third obligation imposed on the CEO is to complete the review "as soon as reasonably practicable". If the CEO fails to complete the review "as soon as reasonably practicable" there is no consequence under the NDIS Act.
Sub-clause 26(5) provides that where a person fails to do an act within a prescribed period as provided by statute that failure is to be regarded as a decision not to do that act. This allows a person seeking the decision to place the matter before the Tribunal.
[Emphasis added]
for the purposes of an enactment that makes provision in accordance with this section for the making of applications to the Tribunal for review of decisions...
The SRC Act does not prescribe a time within which a s37(1) decision is to be made such as might attract a deeming provision equating a failure to decide with a negative determination: cf Administrative Appeals Tribunal Act, 1975, s 25(5)...
"period prescribed" by the other enactment (here the NDIS Act). 3. It is necessary to consider the terms of the other enactment (the NDIS Act) to determine whether there is a "period prescribed". In this case s 100(6) provides that the decision must be made "as soon as reasonably practicable". 4. The respondent accepts, for the purposes of the present proceeding only, that the
s 100(6) decision was not made as soon as reasonably practicable.[31] Counsel for the respondent expanded upon this at the hearing and said:
It is only a concession in the applicant's case that in the circumstances of her case a decision was not made as soon as reasonably practicable. It is not a concession as to what date was the reasonably practicable one, and for all the reasons I've given that is something that is very difficult to identify. The admission only has the effect of enabling the tribunal, if it's satisfied that reasonably practicable is a period prescribed and you're also against me on the second part of my construction of 25(5). It has the effect of enabling 25(5) to be enlivened in this case as a practical matter, but it's no concession that reasonably practicable is actually a period that is capable in every case of being able to be objectively ascertained, ascertained in any efficient practical sense, and that is some concession as to how the Act itself should be construed. [32]
"as soon as is practicable" after he has been taken into custody required that the person making the arrest bring the arrested person before a justice in as short a time as is reasonably practicable. Gibbs CJ said that what is reasonably practicable in a particular case is a question of fact depending on the time when, the place in which and the conditions under which the arrest was made.[36] 8. McMillan v Territory Insurance Office[37] involved consideration of a requirement to make a claim "as soon as practicable" after a motor car accident. It was found there, that the phrase "as soon as practicable" was "designed to impose a reasonably practicable time limit". 9. In Al-Kateb v Godwin,[38] Gummow J considered the phrase "as soon as reasonably practicable" in the context of s 198 of the Migration Act 1958 (Cth) and said:
...there is a temporal element, supplied by the phrase "as soon as". The term "practicable" identifies that which is able to be put into practice and which can be effected or accomplished. The qualification "reasonably" introduces an assessment or judgment of a period which is appropriate or suitable to the purpose of the legislative scheme.
There are essentially three elements to the composite expression "as soon as is reasonably practicable". First, the word "practicable" has the meaning of "capable of being carried out in action; feasible". It identifies that which is able to put into practice and which can be effected or accomplished. Secondly, the qualification "reasonably" limits or qualifies what would otherwise be an absolute obligation. It introduces an assessment or judgment of a period which is appropriate or suitable to the purpose of the legislative scheme. Thirdly, the phrase "as soon as" supplies a temporal element. It directs the decision-maker to make the determination without delay once it is reasonably practicable to do so.[40]
[References omitted]
The words "as soon as is reasonably practicable" do have work to do in the context of the availability of mandamus. They determine the time from which a person can commence proceedings to enforce the Minister's duty.
"as soon as reasonably practicable" provide a temporal limitation on the obligation to make a decision. The intent of s 100(6) is to define the period prescribed within which the decision must be made by requiring the decision to be made without delay once it is reasonably practicable to do so. 4. The time within which it is reasonably practicable to have made the decision can, against the background of the surrounding circumstances and on appropriate evidence,
be determined by the Tribunal.[42] 5. For a prescribed period, it must be possible to ascertain the commencement of that period as well as the conclusion of that period. Where a "prescribed period" is expressed in the terms "as soon as reasonably practicable" these two dates are able to be determined against the background of the specific circumstances relevant to the applicant. 6. The beginning of the period expressed in s 100(6) is when the person directly affected by the reviewable decision requests the decision-maker to review the reviewable decision under s 100(2). 7. The time limit or the expiration of the period within which the decision is to be made will be established by reference to the time at which it would have been reasonably practicable to have made the required decision. 8. The legislative scheme, set out in the NDIS Act, involves internally reviewing a decision which might, in one case, be a time-consuming task, but in another case, be less time‑consuming. In those circumstances, it is not feasible to specify a defined period within which the decision must be made. Thus, consistent with the NDI Scheme, s 100(6) requires that the decision be made "as soon as reasonably practicable". 9. As will be obvious, we are of the view that the timeframe imposed by the words "as soon as reasonably practicable" does not involve indefinite parameters that cannot be objectively ascertained. We agree with the observations of Deputy President Bean in FJKH[43] who said:
...noting the multitude of different decisions which are reviewable decisions under the NDIS Act, and the multitude of different circumstances in which those decisions are required to be made, it is also not entirely surprising that s 100(6) does not impose a rigid timeframe, or a series of different timeframes, within which internal review decisions must be made. Rather, it requires internal review decisions to be made "as soon as reasonably practicable". To my mind, however, that does not necessarily have the consequence that there is no applicable timeframe which can ever give rise to a deemed affirmation pursuant to s 25 of the AAT Act.
s 25(5).For the reasons outlined we conclude that, based on the facts of individual cases it will be possible to identify these dates.
Does the wording of s 29 assist in understanding the operation of s 25(5)?
Prescribed time for making applications - decision‑maker's failure to meet deadline
(3) In the case of a decision that is deemed to be made by reason of the operation of subsection 25(5) or (5A), the prescribed time for the purposes of paragraph (1)(d) is the period commencing on the day on which the decision is deemed to be made and ending:
(a) in a case to which paragraph (b) does not apply - on the twenty‑eighth day after that day; or
(b) in the case where the person whose failure to do an act or thing within a particular period is deemed by subsection 25(5) or (5A) to constitute the making of the decision makes or purports to make, after the expiration of that period, a decision either to do or not to do that act or thing, being a decision the terms of which were recorded in writing and set out in a document that was given to the applicant - on the twenty‑eighth day after:
- (i) if the decision sets out the findings on material questions of fact and the reasons for the decision - the day on which a document setting out the terms of the decision is given to the applicant; or
- (ii) if the decision does not set out those findings and reasons - the day that would be ascertained under paragraph (2)(b) if subsection (2) were applicable in relation to the decision.
It is a rule of construction that where in the same statute, in relation to the same subject matter, different words are used, the court must see whether the legislature has not made the alteration intentionally, and with some definite purpose. Prima facie such alteration would be considered intentional.
[References omitted]
s 29(3) suggests that a prescribed period is not confined to a particular period of days. 2. This supports the conclusion we have reached that the reference in s 100(6) to making a decision as soon as reasonably practicable is a period prescribed by the NDIS Act and so falls within the operation of s 25(5).
by contradistinction, the respondent notes there are other obligations in the NDIS Act which are defined by specified temporal limitations (e.g. 14 or 21 days) and for which there are stated consequences for non-compliance. Examples of these obligations can be found in ss 21(3) and 48(2) which are both reviewable decisions listed in s 99. There is a note accompanying each of these provisions that notice of the decision must be given because of s 100(1). 3. The respondent relies upon this contextual analysis as to the use of the phrase "as soon as reasonably practicable" within the NDIS Act to inform the meaning that should be given to it and in particular whether it was intended that it gives rise to a period prescribed for the purpose of s 25(5). The respondent submits that a consideration of the whole of the NDIS Act supports its contention that the phrase "as soon as reasonably practicable", wherever used in the NDIS Act, does not give rise to a prescribed period and does not impose a time limitation for which there is a consequence if breached. 4. It is submitted that this analysis of the NDIS Act establishes a pattern that in circumstances where an obligation is accompanied by the phrase "as soon as reasonably practicable" there is generally no consequence expressed in the NDIS Act for a failure to comply. On the other hand, where an obligation is accompanied by a temporal limitation specified by a number of days, there is a consequence, namely a right of internal review for a failure to comply. 5. The fact that the NDIS Act provides, in some sections, for a consequence for breaches of time limitations defined by a specified number of days but provides no consequence for breaches of time limitations specified by the phrase "as soon as reasonably practicable"
is not, in our view, a basis for not giving the phrase its ordinary meaning. The interpretive approach urged by the respondent is at odds with the mandated General Principles (outlined earlier) guiding the operation of the Act. 6. Within the NDIS Act, there are numerous obligations to which temporal limitations have been applied. Sometimes the temporal limitation is specified by reference to a number of days; other times, the temporal limitation is specified by the phrase "as soon as reasonably practicable". Either way, a temporal limitation is being imposed on the particular obligation and a period is being prescribed within which the obligation is to be carried out. Where the phrase "as soon as reasonably practicable" is used, the time limit or expiry of the prescribed period is ascertainable taking into account all the circumstances. 7. The respondent also relies upon the deeming provisions in s 21(3) and s 48(2) of the NDIS Act in support of its argument that the absence of a deeming provision in the NDIS Act with respect to s 100(6) is deliberate and shows an intention that the deeming provision in s 25(5) would not apply. We do not think that the inclusion of a deeming provision with respect to the decisions of the CEO in ss 21(3) and 48(2) is significant. Those decisions are not reviewable by the Tribunal (s 25(5) has no application to such decisions). If the intention was to create a deeming provision with respect to these first level decisions, then such a provision had to be included within the NDIS Act. However, with respect to the internal review decisions made under s 100(6) there was no need to include a deeming provision within the NDIS Act given that s 25(5) applies to such decisions. The failure of the reviewer to meet the deadline imposed by s 100(6) to make a decision "as soon as reasonably practicable" is expressly dealt with in s 25(5). 8. The respondent does not point to any express provision, but submits that because of the structure of the NDIS Act it is to be implied that the phrase, "as soon as reasonably practicable", does not give rise to a particular time period with the result that s 25(5) would not apply. As mentioned elsewhere in these reasons, the effect of this submission is that persons with a disability would be deprived of rights (available to others under s 25(5)) to pursue their grievances by way of merits review. The outcome is contrary to the General Principles under the NDIS Act. We do not think it can be implied that such an outcome was intended nor that there was any implied legislative intention to that effect. There is no room for such an implication particularly in light of the objects and General Principles. 9. In Snedden[46]it was held that the phrase "as soon as reasonably practicable" does not condition the power of the reviewer to make a decision but rather conditions the exercise of the performance of the duty to exercise the power.[47] The authority of Snedden is not relevant to whether s 100(6) is a prescribed period. The question relating to s 100(6) is whether a decision was made within a time "as soon as reasonably practicable". Relevantly, in this case we have found that s 100(6) expresses a temporal limitation such that the beginning and end of the period of limitation can be readily ascertained.
...generally speaking, when you talk of a thing being deemed to be something, you do not mean to say that it is that which it is to be deemed to be. It is rather an admission that it is not what it is to be deemed to be, and that, notwithstanding it is not that particular thing, nevertheless, for the purposes of the Act, it is to be deemed to be that thing.
The Fourth Element - What is the decision that is deemed by s 25(5) of the AAT Act?
s 100(6) with respect to which an application can be made to the Tribunal pursuant to
s 103 exercising rights outlined in s 25(1). That is clearly what s 25(5) is intended to provide. 12. As Deputy President Bean said in FJKH:[56]
A deemed decision under s 25(5) will necessarily always affirm the decision already made. This is simply a mechanism to allow an applicant access to the Tribunal and does not result in any change to the applicant's status or entitlement.
(i.e. a decision to not review, essentially to refuse to embark on the process required by
s 100(6), resulting in a failure by the decision maker to make any decision under s 100(6)) and is therefore not "a decision made by a reviewer under s 100(6)".[57] 2. To interpret the language to have the effect contended would defeat the object and operation of s 25(5). 3. Section 25(5) operates where there is "a failure by a person to do an act or thing within the period prescribed by that enactment". 4. The respondent's contention seems to be that the deeming provision does no more than to deem to have happened what actually happened, namely, there was a failure to do the act or thing (i.e. make the decision) within the period prescribed by the enactment
(the NDIS Act). 5. When language proscribes a thing being deemed to be something, we do not think this language is intended to "mean to say that it is that which it is to be deemed to be,"[58] or putting it another way, that the language was intended to say it is deemed to be what it is. That result makes little sense and allows no operation of the deeming provision. 6. We do not agree with the contention advanced. 7. Considering the effect of the deeming provision in light of all the circumstances including the purpose of the provision and the nature of what the applicant was seeking in the request made, we have concluded that the deemed decision was not to vary or set aside and substitute the decision but rather to affirm the decision.
I certify that the preceding 141 (one hundred and forty -one) paragraphs are a true copy of the reasons for the decision herein of The Hon. Justice D G Thomas, Deputy President P Britten-Jones
.................................[SGD]....................................
Core Supports did not cover all of the supports previously received from Disability SA and detailed the shortfall. She also noted that the transport funding did not cover all of NNXF's costs and, without appropriate funding, her placement in the family home would be in jeopardy. NNXF's sister followed her request some time later with a complaint about not having received a response to the request for review. On 21 September 2018, the NDIA determined that the additional Core Funding was not reasonable and necessary.[65] 2. An occupational therapy report prepared following an assessment on 7 February 2019 recommended that NNXF's Core Supports be increased to assist NNXF's sister with her caring role and to provide support services and respite to enable her to have NNXF continue to live at home.[66] On 22 February 2019, NNXF's sister completed a form entitled Change of Circumstances explaining that additional in kind support coordination hours were needed to explore further supports to eliminate current stresses, carer burnout and to strengthen and enhance her sister's supports. Among those stresses was the length of time the NDIA was taking in making its decision on the review application. 3. On 8 March 2019 NNXF's sister lodged an application in the Tribunal for review of the NDIA's decision dated 27 June 2018. She noted that she had made numerous telephone calls to the NDIA to check on the progress of the request for review with her last call being made on 1 March 2019 but was yet to receive a decision in response to that request.
In making her application, NNXF asserted that the Tribunal had jurisdiction by virtue of the operation of s 25(5) of the AAT Act when read with s 100(6) of the NDIS Act. During the proceeding, the NDIA conceded that the reviewer had not made a decision under s 100(6) "as soon as reasonably required". 4. On 9 April 2019, a reviewer made a decision under s 100(6) after reviewing the NDIA's determination on 21 September 2018 that:
"1. Additional Respite hours (Core Daily Activities Budget) is reasonable and necessary
"... A deemed decision under s 25(5) will necessarily always affirm the decision already made. This is simply a mechanism to allow an applicant access to the Tribunal and does not result in any change to the applicant's status or entitlements."[69]
"period prescribed" as set out in s 25(5) of the AAT Act. In summary, Ms Roughley's submitted that s 100(6) does not prescribe a period within which is to be made. It only conditions the performance of the reviewer's duty to exercise the power. Had Parliament chosen to impose a strict time limit on the review under s 100(6), it would have set that time limit clearly as it has done elsewhere in the NDIS Act e.g. s 100(2), which prescribes the time within which a participant may request a decision-maker to review a decision. Ms Roughley drew support from the judgment in Snedden. 2. Section 25(5) could not, in any event, have any application because the time frame it specifies cannot be objectively ascertained and would admit of a range of possibilities. The word "period" is used in s 25(5) in a manner that refers to a definite or fixed period which is objectively knowable and/or knowable or ascertainable without detailed and extensive enquiries of surrounding circumstances and facts that are not publicly available or that go to broader matters of the availability of resources, competing priorities involving other people's cases as well as those relating to an individual. 3. Even if that period could be ascertained, the nature of the decision that must be made under s 100(6) precludes the operation of s 25(5) because it assumes that a binary decision will be made. The NDIS Act does not provide a foundation on which s 25(5) may be used to select one of several possibilities. A decision to do nothing is not one of the possibilities contemplated by s 100(6) of the NDIS Act. The reviewer has no power under s 100(6) to decline to make a decision. 4. The questions that would arise if a decision were deemed to have been made illustrate why Parliament cannot have intended it to do so. The questions are: * (1) What is the decision deemed to have been made? * (2) What is the date of that deemed decision? * (3) Did the reviewer thereafter have power to make a new s 100(6) decision in respect of NNXF's application for internal review? * (4) Did the reviewer thereafter have power to alter the deemed decision? * (5) What is the status and character of the s 100(6) decision made on 4 April 2019 by the reviewer in respect of NNXF's application for internal review? 5. In further submissions addressing issues raised at the hearing, Ms Roughley referred to the general principles of statutory interpretation addressed by Gageler J in Commissioner of Police v Eaton[71] (Eaton). She did so to support her submission that full force and effect can be given to the provisions of the NDIS Act and to s 25(5) of the AAT Act. The relationship between two enactments is to be extracted from all available indications. Ms Roughley submitted that the NDIS Act represents a carefully structured and staged process of access, approval of a statement of supports and review. It is meant to be a self-contained code and its specificity precludes the operation of the general s 25(5) of the AAT Act in circumstances in which the NDIS Act operates. If it is determined that there is a conflict between the provisions of the two enactments, then those of the NDIS Act should prevail. Ms Roughley referred to Ferdinands v Commissioner for
"... [It is imperative that the Tribunal be confident that it has jurisdiction to consider an application and it is important to resolve any doubts before it embarks on dealing with substantive issues. That follows from the fact that the Tribunal has no power to consider a matter unless an application for review has been made to it. An application for review may only be made to it if an enactment has provided that an application may be made for review of decisions identified in that enactment.[74] That requires consideration of that other enactment, which in this case is the NDIS Act. If the decision is one in relation to which that other enactment provides that an application may be made to the Tribunal then the Tribunal will have power to review the decision provided the application is made within the prescribed time or an extension of that time. Jurisdiction itself is not a matter that can be resolved by negotiation or agreement between the parties. As was said by the Full Court of the Federal Court in McLeish v Faure,[75] and it applies equally to the Tribunal:
"... to establish a single independent tribunal with the purpose of dealing with appeals against administrative decisions on as wide a basis as possible. The Bill [that would become the AAT Act] would establish the Tribunal and provide for its membership, powers and procedures. The Tribunal thus established would be a standing body that can be given jurisdiction as new legislation creating administrative discretions is introduced. ...[&]7878 Second Reading Speech by the Attorney-General, Mr Enderby: Hansard, House of Representatives at 1138, 6 March 1975
"An enactment may provide that applications may be made to the Tribunal:
(a) for review of decisions made in the exercise of powers conferred by that enactment; or
(b) for the review of decisions made in the exercise of powers conferred, or that may be conferred, by another enactment having effect under that enactment."[80]
Section 25(2) makes a similar provision in relation to decisions made in the exercise of powers conferred by a Norfolk Island enactment. Section 25(3) requires the enactment to specify the person or persons to whose decisions the provision applies, whether those decisions are specified as a class or otherwise, and provides that the enactment may specify conditions subject to which an application may be made.
"Unless the contrary intention appears, a reference in this Act to a decision includes a reference to:
(a) making, suspending, revoking or refusing to make an order or determination;
(b) giving, suspending, revoking or refusing to give a certificate, direction, approval, consent or permission;
(c) issuing, suspending, or revoking or refusing to issue a licence, authority or other instrument;
(d) imposing a condition or restriction;
(e) making a declaration, demand or requirement;
(f) retaining, or refusing to deliver up, an article; or
(g) doing or refusing to do any other act or thing." (emphasis added)
"(a) shall specify the person or persons to whose decisions the provision applies;
(b) may be expressed to apply to all decision of a person, or to a class of such decisions; and
(c) may specify conditions subject to which applications may be made."[81]
"Failure of decision-maker to meet deadline
For the purposes of an enactment that makes provision in accordance with this section for the making of applications to the Tribunal for review of decisions, a failure by a person to do an act or thing within the period prescribed by that enactment, or by another enactment having effect under that enactment, as the period within which that person is required or permitted to do that act or thing shall be deemed to constitute the making of a decision by that person at the expiration of that period not to do that act or thing."
s 33 gives the Tribunal discretion as to the procedure it adopts. Although this gives the Tribunal a very broad discretion, the AAT Act makes specific provision for some procedures so that it is clear that they are permitted. Participation by telephone is one such example.[90] Section 37 imposes an obligation on the decision-maker to lodge a statement of reasons and relevant evidence or other material. The Tribunal may summons persons to give evidence or to produce books, documents or things to it under s 40. When exercising its powers, the Tribunal must, with certain qualifications:[91]
"... ensure that every party to a proceeding before the Tribunal is given a reasonable opportunity to present his or her case and, in particular, to inspect any documents to which the Tribunal proposes to have regard in reaching a decision in the proceeding and to make submissions in relation to these documents."
"If an enactment provides for applications to the Tribunal:
(a) that enactment may also include provisions adding to, excluding or modifying the operation of any of the provisions of sections 27, 29, 29AB, 20AC, 32, 33 and 35 or of subsection 41(1) or 43(1) or (2) in relation to such applications; and
(b) those sections and subsections have effect subject to any provisions so included."
s 14ZZB of the Taxation Administration Act 1953 (TAA) prevented Mrs Coshott from applying for a stay of the operation of a reviewable objection decision by the Commissioner for Taxation (Commissioner) that she had made a capital gain of $175,000 in respect of the income tax year ended 30 June 2008. Section 14ZZA of the TAA provides that the AAT Act applies in relation to the review of reviewable objection decisions subject to "modifications" set out in Division 4 of Part IVC. That Division includes s 14ZZB(1)(a), which provides that s 41 of the AAT Act do not apply in relation to a reviewable objection decision. Mrs Coshott's submissions centred on the interpretation of s 25(6)(a) of the AAT Act, which refers to s 41(1) of the AAT Act as a provision to which an enactment may add to, exclude or modify in its operation but which makes no reference to s 41(2). As no reference was made to s 41(2), Mrs Coshott submitted that the TAA could not exclude its operation as it had purported to do in s 14ZZB(1)(a). 3. Deputy President Tamberlin did not accept Mrs Coshott's submissions. In so far as they related to the exclusion of s 41(2) of the AAT Act by s 14ZZB(1)(a), he said:
"I note that the same conclusion, namely that s 14ZZB operates to prevent a stay of a reviewable objection decision was reached by Deputy President Forgie in
Re The Trustee for the Confidential Trust and Commissioner of Taxation [2013] AATA 682. The gravamen of that decision is that notwithstanding that s 25(6) might be thought to suggest that only limited modifications may be made to the operation of the AAT Act, Parliament has clearly intended to change aspects of that framework in respect of the TAA provisions. It is clear that the express provisions of s 14ZZB must prevail over the dubious and generalised implications sought to be drawn by the Applicant from the wording of s 25(6) of the AAT Act and/or s 14ZZA of the TAA."[94]
" With respect, we do not consider that the preservation of s 25 and thus s 25(6) does the work for which the appellant contends. It does not, in effect, resuscitate s 29 simply because reference to s 29 appears in s 25(6). Section 29 has 'effect' regardless in the general sense because it is contained in a statute that is in orce. It is true that the provisions of a statute can be limited by the terms of that statute or by the terms of another statute, usually a later one. In this case,
s 24Z of the AAT Act did just that. Equally, the provisions in s 25(6)(a) can be limited, not only by other provisions in the AAT Act and provisions of later statutes, but also by provisions in later delegated legislation. As the secondary materials discussed below reveal, this was the legislative purpose of retaining s 25(6) of the AAT Act. Its function is not to give s 29 effect. Rather, it is to confirm that s 29 may be added to, excluded, or modified by other enactments, such that where other enactments make such provision which can be seen as excluding or modifying its application, s 25(6) ensures that the other enactment is given priority so that the provisions of both statutes can be read together. This purpose was recognised in Coshott v Federal Commissioner of Taxation [2013] AATA 822; (2013) 96 ATR 967, where Tamberlin DP stated:
... s 25(6) of the [AAT Act] is an empowering provision and not a restricting provision and operates to enable enactments such as the TAA to include provisions 'adding to,' 'excluding' or 'modifying' the operation of s 41(1) and therefore this provision does not in any way assist ..."[97]
"360. Existing subsection 25(6) provides that other enactments conferring jurisdiction on the Tribunal may contain provisions that add to, modify, or exclude the operation of sections 27, 29, 32, 33 and 35 or subsection 41(1) or 43(1) or (2) in relation to applications under that enactment. Several other enactments include provisions to this end and also add to, modify or exclude other provisions of the AAT Act. It is a general principle of statutory interpretation that a later Act of Parliament overrides an earlier Act to the extent of any inconsistency. Accordingly, subsection 25(6) can be misleading and should be repealed. However, its repeal does not diminish the general position that any modifications to the AAT's procedures should be kept to a minimum and only made where special circumstances warrant it.
361. The repeal of these provisions would not change the existing scope of the Tribunal's jurisdiction or powers.
(Emphasis added.)"[98]
"17. New Item 40A would amend subsection 25(6) of the AAT Act, which permits other enactments to modify certain provisions of the AAT Act. The Bill proposed to repeal subsection 25(6) on the basis that the general principle of statutory interpretation that a later Act of Parliament overrides an earlier one to the extent of any inconsistency makes it redundant (see paragraph 360 of the Explanatory Memorandum). However, because the definition of 'enactment' in section 3 of the AAT Act is broad and includes (for example) Regulations, subsection 25(6) serves the purpose of preserving the validity of enactments that would not otherwise be permitted to modify the AAT Act. It is desirable to preserve the status quo that the AAT Act may be modified where appropriate in relation to particular types of applications. As a result, new Item 40A would retain subsection 25(6) and amend it to also include new sections 29AB and 29AC in the list of provisions that may be modified by other enactments. This is a technical amendment made necessary because the matters dealt with in new sections 29AB and 29AC were previously dealt with in section 29 of the Act, which is a provision that may be modified under existing subsection 25(6).
(Emphasis added.)" [99]
THE NDIS ACT PROVIDES THAT APPLICATIONS MAY BE MADE TO THE TRIBUNAL
"Applications may be made to the Administrative Appeals Tribunal for review of a decision made by a reviewer under subsection 100(6)."
Note: Under the Administrative Appeals Tribunal Act 1975, notice must be given to persons whose interests are affected by a decision of the reviewer."
"The reviewer must, as soon as reasonably practicable, make a decision:
(c) confirming the reviewable decision; or
(d) varying the reviewable decision; or
(e) setting aside the reviewable decision and substituting a new decision."
THE ROLE OF THE DEFINITION OF "DECISION" IN THE AAT ACT
It may pass an enactment providing that applications may be made to the Tribunal for review of conditions or restrictions, making a demand, revoking a certificate and so on. 3. Whether Parliament has done so depends on the wording it has chosen. As Lockhart J said in Director General of Social Services v Hales:[104]
"... One cannot therefore look to the definition in s 3(3) to determine definitively the meaning of the word 'decision'. It must take its colour and content from the enactment which is the source of the decision itself. No narrow or pedantic approach is called for in determining whether a decision falls within the scope of review by the Administrative Appeals Tribunal. The multiplicity of statutes which continue to grow and to confer jurisdiction on the Administrative Appeals Tribunal, and the manifold and diverse circumstances which attract the power of the decision-maker, all call for a liberal approach to the definition of the word 'decision', although it is important to bear in mind the warning of the late Professor de Smith in his work Judicial Review of Administrative Action 4th ed, 1980, at p 3: 'Judicial review of administrative action is inevitably sporadic and peripheral.
The administrative process is not, and cannot be, a succession of justiciable controversies. Public authorities are set up to govern and administer, and if their every act or decision were to be reviewable on unrestricted grounds by an independent judicial body the business of administration could be brought to a standstill. The prospect of judicial relief cannot be held out to every person whose interests may be adversely affected by administrative action.'"[105]
Patents Act: selection of decisions under Patents Act in respect of which application may be made to the Tribunal[106]
(a) "making, suspending, revoking or refusing to make an order or determination"
determination made by Commissioner for enabling a patent application to proceed in the name of one or more applicants and for regulating the manner in which it is to proceed when two or more joint applicants in dispute: s 32(1)
(b) "giving, suspending, revoking or refusing to give a certificate, direction, approval, consent or permission"
to consent to the withdrawal of a patent application, other than a PCT application when the application has been opposed under s 59 of the Patents Act: s 141(1)(b)
(c) "issuing, suspending, or revoking or refusing to issue a licence, authority or other instrument"
to revoke a patent under s 137(3) after Commissioner given notice by patentee offering to surrender it
(e) "making a declaration, demand or requirement"
to direct that the consent of a mortgagee or licensee is not necessary in relation to a proposed amendment: s 103(2)
(f) "retaining, or refusing to deliver up, an article"
(g) "doing or refusing to do any other act or thing"
a decision of the Designated Manager not to register a person as a patent attorney: s 198
the definition in s 3(3) of the AAT Act as to what a decision may be has no more work to do. It cannot be used to extend the meaning of the decision so prescribed. Identification of whether a decision of a sort that may be reviewed has in fact been made will become a task that is carried out in the context of the enactment that makes provision for applications to be made to the Tribunal. 2. In the case of the NDIS Act, Parliament has prescribed those decisions made by a reviewer under s 100(6) of that enactment as the decisions in relation to which an application may be made to the Tribunal. Although not in the context of applications to the Tribunal for review of reviewable decisions, the NDIS Act also makes provision for certain situations in which a decision-maker has not made a decision. I refer to those at [303]‑[305] below. Those provisions and the structure of the NDIS Act generally show that the definition of "decision" in s 3(3) of the AAT Act has no part to play in identifying the scope of a decision described in s 103. It is clear that Parliament has identified the decisions in respect of which an application may be made to the Tribunal for review as those decisions that have the following characteristics. As required by s 100(5) of the NDIS Act, those decisions have been made by a reviewer under s 100(6) after reviewing reviewable decisions identified in s 99.
DOES SECTION 100(6) PRESCRIBE A PERIOD FOR DOING AN ACT OR THING WITHIN THE MEANING OF SECTION 25(5) OF THE AAT ACT?
The authorities: what may be meant by "as soon as reasonably practicable"?
"The Attorney-General shall, as soon as is reasonably practicable, having regard to the circumstances, after a person becomes an eligible person, determine whether the person is to be surrendered in relation to a qualifying extradition offence or qualifying extradition offences."
"... As the primary judge found, the language used in the subsection, including the use of the imperative 'shall', confers on the Attorney-General both the power to make the surrender determination and the duty to make the determination as soon as is reasonably practicable. Read in that way, the time stipulation does not condition the exercise of power. Rather, it conditions the performance of the duty to exercise the power. As the Minister submits, and as the primary judge found,
the performance of the duty to exercise the power as soon as is reasonably practicable can be compelled by an order in the nature of a writ of mandamus."[107]
" There are essentially three elements to the composite expression 'as soon as is reasonably practicable'. First, the word 'practicable' has the meaning of 'capable of being carried out in action; feasible': M38/2002 v Minister Immigration and Multicultural and Indigenous Affairs [2003] FCAFC 131; (2003) 131 FCR 146 (M38/2002) at 165 [65]. It identifies that which is able to put into practice and which can be effected or accomplished: Al-Kateb v Godwin [2004] HCA 37; (2004) 219 CLR 562 (Al-Kateb) at 608 [121]. Second, the qualification 'reasonably' limits or qualifies what would otherwise be an absolute obligation: M38/2002 at 165 [65]. It introduces an assessment or judgment of a period which is appropriate or suitable to the purpose of the legislative scheme: Al-Kateb at 608 [121]. Third, the phrase "as soon as" supplies a temporal element: Al-Kateb at 608 [121]. It directs the decision-maker to make the determination without delay once it is reasonably practicable to do so: Santhirarajah at [74]; Judgment at [24].
It is undesirable to attempt to provide a rigid definition of when it would be 'reasonably practicable' for the Attorney-General or Minister to make a determination under s 22(2): cf. NATB v Minister for Immigration and Multicultural and Indigenous Affairs (2003) 133 FCR 506 at 516 [51]. That will depend on a consideration of all the relevant circumstances of the particular case at hand.
So much is clear from the additional words 'having regard to the circumstances' that are included in the subsection. A range of considerations may be relevant."[109]
They are equally pertinent in this case for, like the RRT, the Tribunal is part of the executive arm of government. It is part of the continuum of administrative decision-making provided for in several hundred enactments. 3. His Honour said:
"17 The range of powers conferred by various laws of the Commonwealth upon its officers varies greatly. So does the institutional framework for the exercise of those powers. This litigation concerns delay in administrative decision-making at a second level, by way of review by a statutory tribunal of decisions of delegates of a Minister. The procedural arrangements for such a tribunal, including (as in this case) the giving of written reasons, may be far more elaborate than those for decision-making at other levels in public administration.
Lord Bingham of Cornhill considered the Strasbourg case law applying the ECHR to a range of matters, including delayed determinations of civil rights and obligations by administrative bodies. Lord Bingham concluded that '[t]he threshold of proving a breach of the reasonable time requirement is a high one, not easily crossed' ."[111] 4. In the different, but not entirely unrelated, jurisdiction of disability discrimination in employment under the Disability Discrimination Act 1992, Mortimer J took a similar approach in deciding:
"32. Further, s 5(2) as a whole must be construed in a way that allows it to operate in a practical way in the workplace, and in the educational and other settings with which the Act deals. Adjustments may be simple, but also complex. Not only complex because of technical or technological requirements, but also perhaps because of personnel and workplace requirements. Time may be needed to implement them. Part of the work to be done by the second limb is to allow for the position of a discriminator who recognises her or his legal responsibilities, but the implementation of adjustments requires a period of time. In those circumstances, it cannot be said, consistently with the proper construction of the provision, that a discriminator 'proposes not to make' reasonable adjustments.
The period of time during which it might be said, in a given factual situation, that a discriminator has acknowledged her or his legal obligation and is pursuing implementation cannot be fixed in advance. Invariably it will be fact dependent. Delay may, after a period, indicate lack of genuine recognition of the legal obligation and make available the inference that the discriminator's position is that it 'proposes not to make' the adjustment. On the other hand, delay may be accounted for by the unavailability, for example, of an adjustment where the adjustment is a practical, technological adjustment."[112]
In Attachment A, I have outlined the various considerations it must take into account in deciding whether a person may become a participant of NDIS and, if so, the content of the participant's plan and, in particular, the content of the statement of participant supports. They are found not only in the NDIS Act itself but in the NDIS rules. 2. An essential feature of the NDIS is the annual review of each participant's plan. In the NDIA's Annual Report for 2017-2018, it reported that it was supporting 183,965 participants as at 30 June 2018.[114] That means that the NDIA will be engaged in an annual review of participant's plans in the 2018-2019 annual year and, given the growth of NDIS, it can be expected to that the reviews that are required will number no less than 183,965. That is quite apart from reviews that follow from requests for review made by participants. I do not have any indication of the number of such requests that are made, their complexity and the need for the NDIA to obtain further information and nor do I have any indication of the staff available to conduct reviews or the rate at which they resolve them. 3. If this matter were to proceed, I would need to have some evidence relating to these matters. I would have to look at the evidence in light of the words chosen by
Lord Bingham when sitting in the Privy Council in Dyer v Watson[115] and adopted by Gummow J in NAIS:
"...The threshold of proving a breach of the reasonable time requirement is a high one, not easily crossed. ..."[116]
IS A REQUIREMENT IN THE NDIS ACT TO REVIEW A DECISION "AS SOON AS REASONABLY PRACTICABLE" A DECISION TO DO SO WITHIN A "PERIOD PRESCRIBED" BY THAT ENACTMENT WITHIN THE MEANING OF SECTION 25(5) OF THE AAT ACT?
A. General principles of statutory interpretation
" The primary object of statutory construction is to construe the relevant provision so that it is consistent with the language and purpose of all the provisions of the statute ... The meaning of the provision must be determined 'by reference to the language of the instrument as a whole' ... In Commissioner for Railways (NSW) v Agalianos ..., Dixon CJ pointed out that 'the context, the general purpose and policy of a provision and its consistency and fairness are surer guides to its meaning than the logic with which it is constructed'. Thus, the process of construction must always begin by examining the context of the provision that is being construed ...
A legislative instrument must be construed on the prima facie basis that its provisions are intended to give effect to harmonious goals ..."[118]
The purpose and policy is to be drawn from the language used by Parliament and with the assistance of any common law and statutory aids to interpretation. This is apparent from the passage from the joint judgment of Hayne, Heydon, Crennan and Kiefel JJ in Alcan (NT) Alumina Pty Ltd v Commissioner of Territory Revenue (Northern Territory):[120]
" This Court has stated on many occasions that the task of statutory construction must begin with a consideration of the text itself .... Historical considerations and extrinsic materials cannot be relied on to displace the clear meaning of the text .... The language which has actually been employed in the text of the legislation is the surest guide to legislative intention .... The meaning of the text may require consideration of the context, which includes the general purpose and policy of a provision ..., in particular the mischief ... it is seeking to remedy."[121]
(Silk Bros)[125] remains appropriate in relation to the part played by headings in an Act. In the latter case, Latham CJ said:
"... The headings in a statute or in Regulations can be taken into consideration in determining the meaning of a provision where that provision is ambiguous,
and may sometimes be of service in determining the scope of a provision (see
In re Commercial Bank of Australasia Ltd ... [(1893) 19 VLR 333 at 375]).
'But where the enacting words are clear and unambiguous, the title, or headings, must give way, and full effect must be given to the enactment' (Bennett v Minister for Public Works (NSW) ... [(1908) [1908] HCA 50; 7 CLR 372 at 383], per Isaacs J). ..."[126]
"certain decisions", which the Tribunal may review. Within that class are those decisions, for which an enactment provides that an application may be made to the Tribunal for their review. Reference must be made to an enactment other than the AAT Act to identify those decisions. The heading to s 25(5) specifies another class of "certain decisions": i.e. when there has been a "Failure of a decision-maker to meet deadline". I will return to s 25(5) below[127] but, for the moment, I note that regard must be had to the terms of each of the subsections of s 25 to determine whether Parliament has provided that a particular decision may be reviewed by the Tribunal.
B. The AAT Act and the NDIS Act: are they to be regarded as two enactments in a legislative scheme or two enactments whose provisions must co-exist and operate together in their entirety?
B.1 Are the principles relating to the statutory interpretation of a scheme comprising two or more enactments relevant?
Co Ltd,[130] Maroondah City Council v Fletcher[131] and Eaton. I do not have any difficulty with the passages on which the majority relies in so far as they relate to a situation in which, to use the words of the plurality in Maroondah City Council, "... construction of separate but related legislation is simultaneously required, the object is to arrive at a construction of the provisions which assumes that Parliament intended its legislation to operate harmoniously or, in other words, rationally, efficiently and justly together." Where the majority and I part company is in their apparent conclusion that the AAT Act and the NDIS Act should be read as part of a scheme so that the sections of each enactment should be construed harmoniously and justly to achieve the purposes outlined in each and consistently with the general principles set out in s 4 of the NDIS Act and guiding actions under it. 2. I note that, apart from Eaton and Sweeney v Fitzhardinge, each of the cases referred to in the previous paragraph was concerned with separate legislation that either formed a scheme or that were meant to operate together. In both Commissioner of Stamp Duties v Permanent Trustee Co Ltd and Maroondah City Council v Fletcher, the court found Parliament had intended that the legislation operate harmoniously together. They did so after examining the terms of the legislation and the scheme of regulation in each. 3. In Sweeney v Fitzhardinge, the High Court was concerned with a slightly different situation. The Liquor Act 1898 (NSW) had no application to clubs. In 1905, the Liquor Amendment Act 1905 (NSW) was passed to, among other purposes, amend the law relating to the supply of intoxicating liquor, to regulate the supply of liquor to clubs and to amend the Liquor Act 1898. If the later enactment were construed as part of the earlier enactment, an appeal would lie from a decision of the Licensing Court, which had been established under the earlier enactment, regarding the registration of a club under provisions introduced by the later enactment. The issue was resolved by whether the amending Act should be construed with the amended Act. The principle was that they should be so construed unless a contrary intention appeared in the amending Act. No contrary intention appeared in that case. 4. The case of Eaton is not concerned with a situation in which it was said that two separate enactments form part of a legislative scheme. I return to this at [283]-[284] below but note for the moment that it was concerned with a common law principle of statutory interpretation. As Gageler J put it in his dissenting judgment in that case:
"... Stated at its highest level of generality, it is that statutory texts enacted by the same legislature are to be construed so far as possible to operate in harmony and not in conflict. The principle of harmonious construction applies to the construction of provisions within different statutes of the same legislature to create 'a very strong presumption that the ... legislation did not intend to contradict itself,
but intended that both ... should operate' ..."[132]
" Application of the principle of harmonious construction to the construction of provisions within different statutes can be difficult where a legislature does not 'state an intention either that the two statutory regimes should both apply ... or that [one] regime should apply to the exclusion of the [other]' ....
Application of the principle of harmonious construction to the construction of provisions within different statutes is much more straightforward where it is the stated intention of the legislature that the two statutory regimes should both apply. The two statutory regimes might be 'so plainly repugnant' that 'effect cannot be given to both at the same time' ... The result produced by giving effect to the statement of intention might be so improbable or inconvenient in light of a policy inhering in one or other of the statutory regimes as to require the statement of intention to be read as implicitly qualified in a way that conforms to that policy ... But if that is not so, the stated intention of the legislature is the beginning and end of the matter ... Both statutory regimes apply."[134]
(LP Act). Section 198D had fixed the maximum costs for legal services provided to a party in connection with "a claim for personal injury damages" if the amount recovered on the claim did not exceed $100,000. A lawyer and client might contract out of that limitation but a court or tribunal could not order the payment by another party of an amount exceeding that maximum when that maximum had been fixed by Division 5B. Section 198C(1) defined the expression "personal injury damages" to have the same meaning as it was given in the Civil Liability Act 2002 (NSW) (CL Act). Division 5B of Part 11 had been introduced into the LP Act as amendments connected with, and consequential upon,
the enactment of the Liability Act. 3. In their joint judgment, French CJ and Hayne J in Certain Lloyd's Underwriters v Cross noted the differences between the two Acts. Whereas the LP Act referred to a "claim for personal injury damages", the Liability Act was concerned with an "award of personal injury damages". There was no textual reason to limit the expression "persona injury damages" in the LP Act to those claims for personal injury damages the award of which was regulated by the Liability Act. Considerations of context did not support a conclusion that the two Acts were to be read as having coextensive fields of operation.[137] As Kiefel J expressed her conclusion in reaching the same conclusion:
" When it is said that statutes form part of a legislative scheme such that they should be read together, the statutes usually deal with the same subject matter. Here the LP Act and the Liability Act each had its own sphere of operation by reference to different subject matter: the Liability Act was concerned with the calculation of awards of damages; the LP Act's concern was with legal costs associated with all claims for personal injury damages where the sum recovered was no more than $100,000."1[138]
I have said above, Parliament may vary the operation of the AAT Act in the context of the review of particular decisions. 2. To find that the AAT Act and the NDIS Act must be read together as they form a scheme would mean that the AAT Act and each of the other 400 odd pieces of legislation would have to be read together to form 400 odd schemes of legislation. At one level this is so but it is not a scheme in the sense that the provisions of the AAT Act and, in this case,
the NDIS Act, can be construed by reference to each other. To reach that conclusion would require acceptance of the view that the terms of the AAT Act cannot be construed without reference to the enactment making provision for review of a particular decision. That would mean that the framework established by the AAT Act is a fluid affair. 3. What seems to me to be the better construction is that the AAT Act establishes a framework of review that can be ascertained by reference to its own terms. How it applies when reviewing a particular decision under an enactment depends on whether that enactment has varied the application of the terms of the AAT Act and so the application or form of any part of the framework it provides. Different policy considerations underpinning different decision- making regimes will be reflected in different enactments providing for the making of applications for review of decisions made under them. That this is so is apparent from the framework of the AAT Act itself, the provision it makes in s 25(6) for variation of its terms and the recognition by the courts that enactments making provision for review may vary the application of the terms of the AAT Act in so far as they apply to review of decisions made under them.[139] 4. In my view, therefore, there is no room to refer to s 100(6) of the NDIS Act when interpreting s 25(5) of the AAT Act. The first step is to interpret s 25(5) of the AAT Act as
I have done above. Having done that, the next step is to decide whether what is prescribed in s 100(6) of the NDIS Act is a prescribed period for the purposes of s 25(5) of the AAT Act. Only if it does can s 25(5) of the AAT Act have any application. There is no requirement that every provision of the AAT Act must apply in the context of the review of every decision.
B.2 Must all of the provisions of the AAT Act co-exist or operate when reviewing a decision made under the NDIS Act?
The reason for my making that choice lies in the fact that the AAT Act establishes a general framework for the review of decisions made under a myriad of enactments.
It would be inconsistent with that general framework that one of those enactments could repeal, or impliedly repeal, one part of that framework. What would be consistent with it would be for one of those enactments to vary or exclude the way in which that general framework operates in relation to applications made for review of decisions made under that particular enactment. That this is what Parliament intended is apparent from s 25(6) of the AAT Act when it provides that an enactment may add to, exclude or modify the "operation" of certain provisions. The Tribunal and the Federal Court have found that Parliament is not limited to those named provisions and may exclude others.[140] 2. It may also be the case that not every provision of the AAT Act will be relevant when reviewing a decision under an enactment providing for applications to be made to the Tribunal. Section 25(5) of the AAT Act is itself an example. If an application were made under s 224 of the Patents Act for review of a decision identified in that provision, there would be no room for the operation of s 25(5). That would follow from the fact that none of the decisions of which review may be sought must be made by the Commissioner, Designated Manager or Director within a period of time whether described by reference to days, as soon as reasonably practicable or within some other way.
C. What is meant by a "period prescribed by that enactment" within the meaning of s 25(5) of the AAT Act?
"... 1 a portion of time. 2 a phase or stage, eg in history, or in a person's life and development etc. 3 an interval of time at the end of which events recur in the same interval. ... 5 any of the sessions of equal length into which the school day is divided, and to which particular subjects or activities are assigned. ..."[141]
"... 1. an indefinite portion of time, or of history, life, etc., characterised by certain features or conditions. 2. Any specified division or portion of time. ..."[142]
It is apparent from these ordinary meanings that the word "period" may refer to a length or portion of time that must be ascertained by reference to other factors or to a length or portion of time that is pre-determined.
a "period prescribed by an enactment" for the purposes of s 25(5) of the AAT Act or does it require a length or portion of time that is specified and that has been laid down, and so prescribed, by the enactment making provision for the making of applications to the Tribunal? The answer to that question is not clear on the face of s 25(5) but I think that it becomes clear when regard is had to the heading to s 25(5) and to s 29(3). The heading to s 25(5), which is part of the AAT Act, is "Failure of decision-maker to meet deadline". The ordinary meanings of the word "deadline" are "... 1. a line or limit that must not be passed. 2. the latest time for finishing something."[143] Those meanings suggest that a clearly ascertainable limit or latest time for making a decision can be identified. 2. Section 29 sets out the manner of applying for review. Section 29(1) specifies the criteria that an application to the Tribunal must satisfy. Among them is s 29(1)(d), which provides:
"if the terms of the decision were recorded in writing and set out in a document that was given to the applicant or the decision is deemed to be made by reason of the operation of subsection 25(5) or (5A) - shall be lodged with the Tribunal within the prescribed time."[144]
"Prescribed time for making applications - decision-maker's failure to meet deadline
In the case of a decision that is deemed to be made by reason of the operation of subsection 25(5) or (5A), the prescribed time for the purposes of paragraph (1)(d) is the period commencing on the day on which the decision is deemed to be made and ending:
(f) in a case to which paragraph (b) does not apply - on the twenty-eighth day after that day; or
(g) in the case where the person whose failure to do an act or thing within a particular period is deemed by subsection 25(5) or (5A) to constitute the making of the decision makes or purports to make, after the expiration of that period, a decision either to do or not to do that act or thing, being a decision the terms of which were recorded in writing and set out in a document that was given to the applicant - on the twenty-eighth day after:
- (i) if the decision sets out the findings on material questions of fact and the reasons for decision - the day on which a document setting out the terms of the decision is given to the applicant; or
- (ii) if the decision does not set out those findings and reasons - the day that would be ascertained under paragraph (2)(b) if subsection (2) were applicable in relation to the decision."
i.e. that the decision-maker has not made, or purported to make, a decision even though a decision has already been deemed to have been made. Section 29(3)(a) provides that, for the purposes of s 29(1)(d), the prescribed time within which an application may be made to the Tribunal commences on the day on which the decision is deemed to have been made and ends on the 28th day after that day. 2. Section 29(3)(a) clearly contemplates that a person entitled to make an application to the Tribunal is able to determine the day on which the decision is deemed to have been made by operation of ss 25(5) or (5A) so that he or she can determine the 28th day after that. That is the clear window within which a person may apply for review of a deemed decision. It assumes that a person is able to identify the day on which the decision is deemed to have been made. A person is not able to determine when a period described "as soon as reasonably practicable" expires for he or she can never have knowledge of all the factors that are relevant in determining the period. As I have explained above, a period that is described as being "as soon as reasonably practicable" is not determined simply by the passage of time between the time a matter is referred to a decision-maker and the decision is made. 3. Section 29(1)(d), when read with s 29(3)(a) cannot mean that an applicant can comply with it on the basis that the Tribunal will ultimately determine when the decision was deemed to have been made and hope that he or she lodged the application within 28 days from that date and not at a time before the decision was deemed to have been made.[149] For the reasons I have given, that an applicant could never determine whether he or she had a right to apply for review for he or she would never be in possession of all the relevant criteria that would, applying the principles in Snedden, need to be taken into account.[150] 4. Turning to s 29(3)(b), I note that it begins by identifying the criteria of the particular decision or the circumstances in which that decision has been made, to which it relates. The first criterion must be that it is a decision that meets the condition precedent set out in the opening words of s 25(3) i.e. a decision has been deemed to have been made by reason of the operation of subsection 25(5) or (5A). The opening words of s 29(3)(b) identify the person whose failure to do an act within a particular period was deemed by ss 25(5) or (5A) to constitute the making of the decision. That is the second criterion.
The third criterion is that the person identified by the second criterion makes, or purports to make, "after the expiration of that period" a decision. The reference to "that period" is a reference to the "particular period" referred to in the opening words of s 29(3)(b) as the period during which the person failed to do an act or think and that failure was deemed by ss 25(5) or (5A) to constitute the making of a decision. Reading that reference with the opening words to s 29(3), it is clear that the reference to a "particular period" is a reference back to the period described in s 25(5) as the "period prescribed by that enactment ... as the period within which the person is required or permitted to do that act or thing ...". 5. In summary, I do not consider that the wording of s 29(3)(b) has any relevance in determining when a decision has been deemed to have been made. It assumes a deemed decision and provides only for the situation in which a decision-maker goes on to make, or purport to make, a decision despite there being a deemed decision. Section 29(3)(a) does, however, remain relevant to determining what is meant by the "period prescribed by that enactment" when those words are used in s 25(5) of the AAT Act. Section 29(3)(a) assumes that an applicant can determine the date from which the 28 day period for lodgement of an application is calculated. That is one of the criteria, set out in s 29(1)(d), with which an applicant must require when lodging an application for review. Unless the applicant is able to ascertain the 28th day after the decision is deemed to have been made, he or she will not be able to meet the criterion in s 29(1)(d) to lodge the application for review within the prescribed time. 6. I have also looked to Explanatory Memoranda. Section 29(3) continues to be in the form in which it took when s 29 was repealed and inserted by the Administrative Appeals Tribunal Amendment Act 1977.[151] As I have set out below, s 25(5) was amended by the Statute Law (Miscellaneous Amendments) Act (No. 1) Act 1982[152] but not in a way that impinges on the central application of the provision i.e. that it applies when there has been a failure by a person to do an act or thing "within the period prescribed by" the enactment making provision for the making of applications to the Tribunal. I have been unable to locate an Explanatory Memorandum to the Administrative Appeals Tribunal Amendment Bill 1977 and the Second Reading Speeches do not touch on it at all.[153] 7. As an illustration of a provision that I have found to have prescribed a period of the sort referred to in s 25(5) of the AAT Act,[154] I refer to s 269L(4) of the Customs Act 1901 (Customs Act), which provided:
"As soon as practicable after, but not more than 7 days after, a proposed amendment of a TCO application was notified to the Comptroller-General of Customs, the Comptroller-General of Customs must consider the proposed amendment and:
(h) if the Comptroller-General is satisfied that the proposed amendment does not contravene subsection (3) - the Comptroller-General of Customs must inform the applicant that he or she is so satisfied and that subsection (4B) applies accordingly; or
(i) if the Comptroller-General of Customs is not so satisfied - the Comptroller- General must inform the applicant that he or she is not so satisfied and of the reasons for not being so satisfied."
Section 269L(4) clearly contemplates that the Comptroller-General of Customs must come to a decision no later than seven days after being notified of the proposed amendment. Relying on s 25(5) of the AAT Act, the applicant is able to calculate with certainty the day on which the Comptroller-General is deemed to have made a decision for the purposes of s 269L(4) and ultimately s 224 of the Customs Act. The applicant is able to make that calculation relying only on information available to him or her[155] and without any reference to information that is available to the Comptroller-General of Customs.
an application may be made to the Tribunal as provided by s 103 by the NDIS Act. 3. That is an end of the matter in my view but, should I be incorrect in my view, I will go on to consider other issues including the effect of s 25(5) of the AAT Act in light of s 100(6) on the assumption that s 100(6) does prescribe a period of the sort referred to in s 25(5).
WHAT IF "AS SOON AS REASONABLY PRACTICABLE" WERE A "PERIOD PRESCRIBED" BY THE NDIS ACT WITHIN THE MEANING OF SECTION 25(5)?
Regard must be had to the particular words of the provision with which a decision- maker has failed to comply
an employee of Qantas. Section 37(1) of the SRC Act provided:
"A rehabilitation authority may make a determination that an employee who has suffered an injury resulting in an incapacity for work or an impairment should undertake a rehabilitation program." (emphasis added)
s 37(1). On 29 November 2000, Ms Brophy requested Comcare to review Qantas's refusal to extend a rehabilitation program to her. Comcare's power and duty to review a determination made by a rehabilitation authority was set out in s 38(4) of the SRC Act:
"On receipt of a request, Comcare shall review the determination and may make a decision affirming or revoking the determination or varying the determination in such manner as Comcare thinks fit."
Comcare refused to do so on 1 February 2001 on the basis that Qantas had not made a determination under s 37(1). Qantas wrote to Ms Brophy on 20 March 2001 asking her to point to the provision in the SRC Act that made it mandatory for it to make a determination under s 37(1). Ms Brophy applied to the Tribunal for review of Comcare's decision to refuse to review Qantas's decision to refuse to make a determination was lodged on 15 March 2001.
" The SRC Act does not prescribe a time within which a s 37(1) decision is to be made such as might attract a deeming provision equating a failure to decide with a negative determination: cf Administrative Appeals Tribunal Act 1975, s 25(5); see also Ombudsman Act 1976 (Cth), s 10. It has not been suggested in submissions that s 37(1) is subject to an implied limitation that any determination made by the rehabilitation authority is to be made within 'a reasonable time' of its receipt of a rehabilitation assessment or of an employee request for such a program consequent upon an assessment: cf Hospital Benefit Fund of Western Australia Inc v Minister for Health, Housing and Community Services [1992] FCA 599; (1992) 111 ALR 1 at 6. And the application has not been framed so as to attract the jurisdiction of this Court under the Administrative Decisions Judicial Review Act 1977 (Cth) s 7 to review a failure to make a decision where there is a duty to make that decision.
In the end what one is left with is not some antecedent decision (either made or deemed to have been made in consequence of some statutory prescription) which could have given jurisdictional life, first, to Comcare's s 38(4) review and then to the s 64 application to the Tribunal. Rather, the decision relied upon by the Tribunal can, on the evidence to which it referred, only be ascribed to a period later than both Ms Brophy's request to Comcare and the application to the Tribunal. The Tribunal lacked jurisdiction to review that decision. Comcare had not made any reviewable decision in relation to it: Lees v Comcare [1999] FCA 753. Comcare's 1 February 2001 decision on Ms Brophy's request for a s 38 review could not, given the scheme of the SRC Act, be said to have effectively affirmed Qantas' decision."[158]
a rehabilitation program. He has assumed that the rehabilitation power must be exercised but the use of the word "may" in s 37(1) means that the rehabilitation authority could do so at its discretion. It "may make a determination that an employee ... should undertake a rehabilitation program", or it may not. This interpretation is consistent with s 33(2A) of the AI Act, which applies to Acts assented to after the commencement of that subsection. The SRC Act was assented to on 24 June 1988 and s 33(2A) of the AI Act commenced on 18 December 1987.[159] 2. Had s 37(1) prescribed a time of the sort that attracted s 25(5) and had it required the rehabilitation authority to make a determination either that the employee should, or should not, undertake a rehabilitation program, it is inescapable that the failure to decide would have been a "negative determination". Section 25(5) that would have deemed the rehabilitation authority to have made a determination not to do the act or thing i.e. not to undertake a rehabilitation program. That can be described as a "negative determination" i.e. a determination that the employee should not undertake the rehabilitation program. His Honour's reasoning is given in the context of a specific example. I respectfully suggest that it cannot be applied as a general principle without regard to the particular legislative provisions under consideration.
What decision would the reviewer be deemed to have made under section 100(6)?
"For the purposes of an enactment that makes provision in accordance with this section for the making of applications to the Tribunal for review of decisions ..."
"Applications may be made to the Administrative Appeals Tribunal for review of a decision made by a reviewer under subsection 100(6)."[160]
Failure to do an act or thing/what reviewer must do
(a) confirming the reviewable decision; or
(b) varying the reviewable decision;
(c) (c) setting aside the reviewable decision and substituting a new decision."[161]
"... within the period prescribed by that enactment ..., as the period within which that person is required or permitted to do that act or thing ..."
"... as soon as reasonably practicable ..."[162]
"... deemed to constitute the making of a decision by that person at the expiration of that period not to do that act or thing."
Deemed to constitute the making of a decision at the end of the period determined to be as soon as reasonably practicable not to:
(a) confirming the reviewable decision; or
(b) varying the reviewable decision; or
setting aside the reviewable decision and substituting a new decision."[163] (emphasis added)
If the majority is correct that any deemed decision is to be characterised as a decision to confirm the decision, what are the practical implications?
A. Tribunal obliged to consider whether or not the reviewer has failed to make a decision under section 100(6) as soon as reasonably practicable
B. May the NDIA make a substantive decision under section 100(6) even though a decision has been deemed to have been made?
Griffith CJ considered ss 9A, 9B, 9C and 9D of the Immigration Restriction Act 1901 which contained various deeming provisions. Section 9A(2), for example, provided that
"every stowaway brought into any port on board a vessel shall be deemed to be a prohibited immigrant for the purposes of this section unless it is proved that he has passed the dictation test or that an officer has given him permission to land without restriction." His Honour said:
" The first question for determination in this appeal is whether sec. 9D is to be read as an interpretation clause, as suggested by the marginal note, or is to be read as extending sub modo the sense which would otherwise be given to that word as used in sec. 9A. It obviously cannot have any application to secs. 9B and 9C.
The word 'deemed' may be used in either sense, but it is more commonly used for the purpose of creating what James, L.J., and Lord Cairns, L.C., called a 'statutory fiction' - see Hill v. East and West India Docks Go., 9 A.C. 448, 456; that is, for the purpose of extending the meaning of some term to a subject-matter which it does not properly designate. When used in that sense it becomes very important to consider the purpose for which the statutory fiction is introduced.
An instance of the use of the word in the other sense is to be found in the case of R. v. Norfolk City Council, 60 L.J. Q.B. 379, where it was held that in a clause beginning - 'The following . . . shall be deemed to be,' the word imported an exclusive definition and not an extension of meaning. ..."[168]
"... It is a recognition that the verb 'deem', or derivatives of it, can be used in statutory definitions to extend the denotation of the defined term to things it would not in ordinary parlance denote. This is often a convenient device for reducing the verbiage of an enactment. But that the word can be used in that way and for that purpose does not mean that whenever it is used it has that effect. After all, to deem means simply to judge or reach a conclusion about something. ... The words 'deem' and 'deemed' when used in a statute thus simply state the effect or meaning which some matter or thing has - the way in which it is to be adjudged. This need not import artificiality or fiction. It may be simply the statement of an indisputable conclusion, as if for example one were to say that on attaining the age of twenty-one years a man is deemed to be of full age and no longer an infant. Hundreds of examples of this usage of the word appear in the statute books. ..."[170]
B.2 If the reviewer were to make a substantive decision under section 100(6) even though a decision has been deemed to have been made beforehand, may an applicant apply for its review?
"... as a 'landmark decision' in the early history of the Administrative Appeals Tribunal .... The Full Court of the Federal Court there construed the reference in s 25 of the Administrative Appeals Tribunal Act 1975 (Cth) to a 'decision' in respect of which an enactment might provide for review by that Tribunal as a reference to nothing more than 'a decision in fact made, regardless of whether or not it is a legally effective decision' .... The fundamental reason for adopting that construction was fulfilment of the evident legislative purpose of the conferral of jurisdiction on the Tribunal 'to promote good government by those carrying out the actual practical task of administering Acts of Parliament and making decisions incidental to that task': '[i]f administrative decisions are to be subjected to review in the course of good government exclusion from review of decisions made without power would remove from review those decisions most in need of review' and 'technicality would be introduced at the outset' .... In the context of the Administrative Appeals Tribunal, that construction has not since been doubted."[174]
"... It is a feature of administrative decisions that once made, even if unlawful, they have consequences which may adversely affect citizens, until such time as they are withdrawn due to a change of mind on the part of the administrative official himself or are set aside by the determination of a court or tribunal. It appears to me that the [AAT] Act is designed to give a simple remedy in all such cases. ..."[175]
C. What is the status of the terms of the decision agreed upon by the parties after NNXF's application for review of the decision made on 9 April 2019?
s 42C of the AAT Act provided it was satisfied that a decision in those terms, or consistent with those terms, would be within its powers. 2. That would leave NNXF's first application for review of the deemed decision on foot but, for the reasons I have given, it would no longer be an operative decision for it would have been subsumed in the later decision made by the reviewer on 9 April 2019. She could either withdraw her application or consent to the Tribunal's dismissing it under s 42B of the AAT Act on the basis that it no longer had any substance.
What did the 1982 amendment to section 25(5) of the AAT Act clarify?
"(1) An enactment may provide that applications may be made to the Tribunal -
for review of decisions made in the exercise of powers conferred by that enactment; or
for the review of decisions made in the exercise of powers conferred, or that may be conferred, by another enactment having effect under that enactment.
...
(5) For the purposes of this section, a failure by a person to do an act or thing within the period prescribed by an enactment as the period within which that person is required or permitted to do that act or thing shall be deemed to constitute the making of a decision by that person at the expiration of that period not to do that act or thing."
" The Bill does not specify in its clauses those existing statutory discretions (as identified by the Bland Committee) in which appeals will lie to the Tribunal. Other legislation, usually that which creates the particular statutory powers, will need to provide further that the Tribunal may review decisions made in the review of those powers. The Tribunal would then do so under the provisions of the Bill."[176]
" Sub-clause 26(5) provides that where a person fails to do an act within a prescribed period as provided by statute that failure is to be regarded as a decision not to do that act. This allows a person seeking the decision to place the matter before the Tribunal."
(a) upon receipt of a notice informing him of the result of the reconsideration by the Authority of its decision, the person who made the request is not satisfied with the result of the reconsideration; or
(b) within a period of ninety days after making the request, the person who made the request has not received notice of the result of the reconsideration by the Authority of its decision,
he may, by notice in writing given to the Authority within a period of thirty days after receiving the notice or upon expiration of that period of ninety days, as the case may be, request the Authority -
(c) in the case of a decision of the Authority made under section 30 or 34 - to refer the decision to an Invalidity Classification Review Tribunal for review; or
(d) in any other case - to refer the decision to an Administrative Review Tribunal for review."
"by omitting from sub-section (5) 'For the purposes of this section, a failure by a person to do an act or thing within the period prescribed by an enactment' and substituting 'For the purposes of an enactment that makes provision in accordance with this section for the making of applications to the Tribunal for review of decisions, a failure by a person to do an act or thing within the period prescribed by that enactment, or by another enactment having effect under that enactment,' ...".
"Paragraph (a) of this clause makes a drafting change to clarify the intention of sub- section 25(5) of the Principal Act."
"The change of wording clarified the purpose of s 25(5). Where the act in question has provision for applications to the Tribunal, if the decision has not been made in the prescribed period, then a decision will be deemed to be made which 'opens the door' on the jurisdiction of the Tribunal."[178]
"It is important to compare the Bill to which the Parliamentary remarks are addressed with the Bill as finally enacted. The remarks may be addressed to quite different, and even contrary, language. The Bill may have been substantially amended after the second-reading speech."[180]
B. Is it relevant to consider that a later enactment may impliedly repeal another?
It has long been recognised ... that even though one statute does not expressly repeal an earlier statute, the later statute must be read as impliedly repealing the earlier, if the two are inconsistent. Inconsistency lies at the root of this principle .... But, as Isaacs J pointed out in 1907 ..., '[i]t is very hard to formulate a rule which will apply to every case of implied repeal'. There are, however, two cardinal considerations. First, as Gaudron J said in Saraswati v The Queen ..., '[t]here must be very strong grounds to support [the] implication, for there is a general presumption that the legislature intended that both provisions should operate'. Secondly, deciding whether there is such inconsistency ('contrariety' ... or 'repugnancy' ...) that the two cannot stand or live together ... (or cannot be 'reconciled' ...) requires the construction of, and close attention to, the particular provisions in question."[181]
"... [A]s their Honours observed, the law presumes that statutes do not contradict one another. The question is not whether one law prevails, but whether that presumption is displaced ... Their Honours said that deciding whether the two statutes could not 'stand or live together' in the relevant respect 'requires the construction of, and close attention to, the particular provisions in question' ..."[182]
"Notwithstanding any other Act the minimum amount of any fine and the minimum period of imprisonment or disqualification prescribed by this section shall not be reduced or mitigated in any way except as follows:-
In the case of a first offence, the court, if it is satisfied by evidence given on oath that the offence is trifling, may order disqualification for a period less than three months but not less than fourteen days."
"... to be decided not by any assumptions of what Parliament's purpose was, but by its intention as expressed in the language it has used. ... The proposition that the [OP] Act has been supplanted by the rigorous provisions of the later Act was put to us as an example of the contrast between the general and the special - the provisions of the Road Traffic Act being regarded as the special. So put, the proposition is the obverse of the maxim generalia specialibus non derogant: but whether a later Act has taken away a discretionary power given by an earlier Act must depend upon a comparison of the actual language of each, to see whether they stand together or whether the latter has, pro tanto, abrogated the former. The question is not answered by maxims. ..."[185]
"... hypothetical or possible conflicts. Legislation being concerned with the highly practical business of lawmaking, the issue in every case of a suggested conflict will be the practical ways in which the legislation operates together and whether, in that context, an irreconcilable conflict of duties really arises. In answering this question it is relevant to consider whether one of the statutes applies to a special class or subject matter whereas the other applies to a more general or wider subject matter...".[188]
"... Where there is a general provision which, if applied in its entirety, would neutralize a special provision dealing with the same subject matter, the special provision must be read as a proviso to the general provision, and the general provision, in so far as it is inconsistent with the special provision, must be deemed not to apply. ..."[190]
**B.2 Can the specific provisions of the NDIS Act be reconciled with the general operation of section 25(5) of the AAT Act?
(NDIS rules).[194] Those rules are made by the Minister by legislative instrument. They prescribe matters required or permitted by the NDIS Act to be prescribed or necessary or convenient to be prescribed in order to carry out, or give effect to, that legislation.
The rules may be of general application or limited. They may make different provisions in relation to different kinds of providers, supports, services, circumstances or other matter. When making the rules, the Minister must have regard to the need to ensure the financial sustainability of the NDIS.[195] Section 209(8) sets out the provisions for whose purposes NDIS rules may be made. They include s 33, which relates to matters that must be included in a participant's plan and s 48, which relates to the review of a participant's plan. Neither sets time limits within which the CEO must make a decision. 4. Section 204 relates to time frames for decision-making by the CEO:
"(1) If this Act requires the CEO to make a decision or do a thing within a specified period, the National Disability Insurance Scheme rules may prescribe that the decision is to be made, or the thing done, within a longer period that is not more than double the length of the specified period.
(2) If this Act requires or provides for a person other than the CEO to do a thing within a specified period, the National Disability Insurance Scheme rules may prescribe that the thing is to be done within a longer period."
B.2.2 Review of decisions made by the CEO or the Commissioner
That confusion arises from the fact that the two avenues cannot be taken contemporaneously but must be taken sequentially with the right to apply to the Tribunal under s 103 only arising if a decision has been made under s 100(6). 3. Returning to the first level of review under s 100, a person, who has been given a notice under s 100(1) of the reviewable decision, has three months within which to request, either in writing or orally,[198] the decision-maker to review the decision. It is apparent from a reading of s 100(2) that the three month period would not apply if notice is not given. Section 100(2) reads:
"A person who is directly affected by a reviewable decision may request the decision- maker to review the reviewable decision. If the person is given a notice under subsection (1) the person must make the request within 3 months after receiving the notice."
(a) the decision-maker receives a request for review of reviewable decision; or
(b) the decision-maker is taken to have made a reviewable decision because of subsection 21(3) or 48(2);
the decision-maker must cause the reviewable decision to be reviewed by a person (the reviewer):
(c) to whom the decision-maker's powers and functions under this section are delegated; and
(d) who was not involved in making the reviewable decision.
(6) The reviewer must, as soon as reasonably practicable, make a decision:
- (a) confirming the reviewable decision; or
- (b) varying the reviewable decision; or
- (c) setting aside the reviewable decision and substituting a new decision."
"A request for review of a reviewable decision, or a requirement to review a reviewable decision that the decision-maker is taken to have made, does not affect the operation of the decision or prevent the taking of action to implement the decision."
"Applications may be made to the Administrative Appeals Tribunal for review of a decision made by a reviewer under subsection 100(6)."
Note: Under the Administrative Appeals Tribunal Act 1975, notice must be given to persons whose interests are affected by a decision of the reviewer."
The Note refers to the requirement under the AAT Act to give notice to a "person whose interests are affected by a decision of the reviewer". That requirement is found in s 27A of the AAT Act where the reference to a "person whose interests are affected by the decision..." reflects the words used in s 27 to describe those who may apply to the Tribunal i.e. "by or on behalf of any person or persons ... whose interests are affected by the decision" in respect of which an enactment has provided that an application may be made to the Tribunal.[200] Those words do not precisely reflect the words used to describe those who may apply to the decision-maker for review of a reviewable decision under s 100(2) i.e. "a person who is directly affected by a reviewable decision" (emphasis added).
C. Are the particular provisions of the NDIS Act providing for review of decisions reconcilable with section 25(5) of the AAT Act?
The examples I have chosen, together with a reference to the relevant passage in Attachment A where further detail is provided are:
Provision under which the reviewable decision is made
a decision that a person does not meet the access criteria
a decision to approve the statement of participant supports in a participant's plan
a decision to vary, or refuse to vary, the registration of a registered NDIS provider
a decision to revoke, or not to revoke, the registration of a person as a registered NDIS provider
"If, after receiving an application under section 73M, the Commissioner refuses to vary the registration of a registered NDIS provider, the Commissioner must give written notice of the refusal, including reasons for the refusal."
Section 73L does not impose any period within which the Commissioner must make a decision after receiving an application under s 73M.[206] This approach is to be contrasted with that under s 73P, which permits the Commissioner to revoke the registration of a person as a registered NDIS provider in certain circumstances. Before deciding to revoke the registration, the Commissioner must notify the person that revocation is being considered and invite him or her to make written submissions within 28 days of receiving the notification. The Commissioner must notify the person in writing of his or her decision and must give notice of the decision within 28 days after the end of the period for making submissions. If the notice is not given in that period, "... the Commissioner is taken to have decided not to revoke the registration."[207]
"... I have no doubt that the effect of s 25(5) of the AAT Act is to require that, unless the Board has no power to review the Commission's decision as to the date of the increase, its failure to exercise its power of review is to be deemed to be a decision by it to affirm the Commission's decision. The issue is, therefore, whether it had power to review it or not."[209]
Mr Wells (W) lodged a claim for pension with the Repatriation Commission (Commission) for ischaemic heart disease.
The Commission rejected W's claim on the ground that incapacity from that condition was not service-related.
The Commission decided W suffered incapacity from ischaemic heart disease and that it related to war service.
The Commission assessed total rate of pension payable to W having regard to the incapacity from ischaemic heart disease and from previously accepted conditions. It decided W should be paid pension at the special rate from 12 January 1984.
In December 1984, s 107VD of the Repatriation Act permitted a member of the Forces to apply to the Repatriation Review Tribunal (RRT) where the Commission or a Board had made certain decisions. A member of the Forces might make that application within three months of service of the decision on him or her.
Section 27(1) provided that each Board had duties to determine matters relating to incapacity of a member of the Forces as well as assessing the rate of any pension payable and determining the dates of commencement and cessation of such pensions. The Commission might make such determinations in any particular case or class of cases it directed be referred to it.
The RRT ceased to exist at the end of December 1984 and it was replaced by the Veterans' Review Board (VRB).
Section 55 of the Repatriation Legislation Amendment Act 1984 set out transitional provisions providing that a person who had been entitled to apply to the RRT was now entitled to apply to the VRB. Section 55(3) provided that the person had three months within which to do so unless he or she had previously applied to the RRT under s 107VD.
W wrote to the Department of Veterans' Affairs (DVA) requesting that it review the Commission's decision dated 3 December 1984 in so far is it related to setting the date of effect at 12 January 1984. DVA treated W's request as an application to the VRB for review.
The application was also within the three month time period specified in s 55 of the transitional provisions.
With effect from 1 January 1985, s 107VC(1) of the Repatriation Act provided: "Where a person -
(a) who has made a claim for a pension in accordance with section 25; or
(b) who has made an application for a pension, or for an increased pension, in accordance with section 26,
is dissatisfied with any decision of the Commission in respect of the claim or application (not being a decision under sub-section 29A(3)), the person may, subject to this Act, make application to the Board for a review of the decision of the Commission."
In September 1985, s 107VC(2A) was added but it was given retroactive effect to 1 January 1985:
"A person may make application to the Board for the review of a decision of the Commission for the purposes of sub-section 29(1)."
(a) in considering a claim or application submitted to it, to satisfy itself with respect to, or to determine, as the case requires, all matters relevant to the determination of the claim or application;
(b) to assess, from time to time, the rates of pensions of members of the Forces or their dependants, and determine the dates of the commencement and cessation of those pensions;
(c) to determine, in such cases as the Commission deems proper, that payment of pension shall be suspended and fixing the date of any such suspension; and
(d) to determine the date of re-commencement of a pension that has been suspended."
The VRB informed W that it did not believe that it was empowered to deal with his application but invited him to request it formally consider the matter if he so wished.
The VRB heard his application and W attended. VRB decided it did not have power to review the Commission's decision dated 3 December 1984 regarding date of effect and did not do so.
At this time, s 107VZW of the Repatriation Act 1920 (Repatriation Act) provided:
"(1) Where a decision made by the Commission for the purposes of sub-section 29(1), or under section 29A or 31, has been reviewed by the Board and affirmed or set aside, then, subject to section 29 of the Administrative Appeals Tribunal Act 1975, application may be made to the Administrative Appeals Tribunal for a review -
(a) of the decision of the Commission that was so affirmed; or
(b) of the decision made by the Board in substitution for the decision so set aside, as the case may be."
W applied to the Tribunal for review of the VRB's decision.
" As the applicant would have had a right to apply to the Repatriation Review Tribunal under section 107VD of the Repatriation Act if Part IIIA of that Act had not been repealed, he was entitled, by virtue of section 55 of the 1984 amending Act, to apply to the Board before 3 March 1985 under the new section 107VC for review of the Commission's decision. Accordingly the Board's failure to review the decision is, by reason of section 25(5) of the AAT Act, to be deemed to constitute the making of a decision by the Board to affirm the Commission's decision. Consequently the applicant had a right to apply to the Administrative Appeals Tribunal under section 107VZW for it to review that decision. The effect of section 19 of the Transitional Provisions Act is that the Tribunal has power, and is required, to carry out that review.
Whether the application has any merit is doubtful; that is a matter which the applicant's solicitors may now wish to consider. However, it is not a matter for decision by the Tribunal at this stage."[210]
the reasons in Wells do not disclose any period, however broadly described, within which the Board was required to make a decision. Without the reference to such a period, the there was no basis on which the deeming provisions in s 25(5) could be called upon to assist the Tribunal to find jurisdiction. 2. Quite apart from the absence of a prescribed period, however described, within which to the VRB had to do an act or thing being the making of a decision, the reasons in Wells do not address how the VRB is deemed to have affirmed the decision. The VRB had refused to exercise its power and so had not made a decision of the sort that entitled Mr Wells to make an application to the Tribunal under s 107VZW. The reasons in Wells do not address how that conclusion is reached when the decision that s 25(5) deems to have been made is a decision not to make a decision at all. The answer is not self-evident to me. 3. NNXF's submissions referred to common law principles to support the proposition that a deemed decision is a decision to affirm the original decision. No authorities were advanced in support of that proposition and I am not aware of any. It seems to me that the effect of a deemed decision would have to depend on the nature of the decision that is deemed to have been made. In the case of a failure to make a decision on an internal review application under the Right to Information Act 2009 (Qld), for example, the agency's principal officer or the Minister is taken to have made a decision at the end of a prescribed period affirming the original decision.[211] Another example is found in s 344 of the Superannuation Industry (Supervision) Act 1993 (SIS Act). Upon receiving a request to review a decision, the Australian Prudential Regulation Authority (APRA) must reconsider that decision. Having done so, it may confirm or revoke the decision or vary it in such manner as it thinks fit.[212] If APRA does not take one or other of those courses before 60 days have passed after it received the request, s 344(5) provides that it is taken to have confirmed the decision under s 344(4). That decision is deemed to have been made at the end of the 60 day time period. An application may then be made to the Tribunal for review of APRA's decision that has been confirmed or varied under s 344(4). 4. The Repatriation Act considered in Wells contained no similar provision. In its absence, there is no basis for coming to the view that a failure to make a decision leads to a conclusion that the decision under review is affirmed. The only view that can be reached is that there is no decision and all remains as it was. In particular, the decision under review continues to remain unaltered because the act or thing that had to be done under s 29 of the Repatriation Act was to review the reviewable decision. No decision had been made under s 29. The fact that no decision has been made under s 29 does not equate with the reviewable decision's having been affirmed. 5. I also respectfully suggest that the approach of the Full Court of the Federal Court in Deputy Commissioner of Patents v Board of Control of Michigan Technological University[213] when confronted with a refusal to make a decision is to be preferred.
The approach involves an analysis of the provisions giving the Tribunal jurisdiction and a comparison with the decision made. In that case, r 92 of the Patent Regulations provided:
"Applications may be made to the Administrative Appeals Tribunal for review of decisions made by the Commissioner in exercise of the powers conferred on him by sub-regulation 7B(8) or 16F(6) or by regulation 44 or 52."
Sub-regulation 7B(8) of the Patent Regulations gave the Commissioner of Patents (Commissioner) power to restore a lapsed application for a patent in certain circumstances. Section 160(2) of the Patents Act 1952 (Patents Act 1952) provided that the Commissioner might extend the time for doing an act or taking a step in relation to an application for a patent or in proceedings under that legislation. The Deputy Commissioner decided that s 160(2) did not authorise him to extend the time for doing an act or taking a step in relation to an application for a patent that had lapsed for reasons set out in r 7B(4). It was not then possible to restore that lapsed application. Regulation 92 provided that applications could be made to the Tribunal for review "of decisions made by the Commissioner in exercise of the powers conferred on him by sub-regs 7B(8) ...". Section 151 of the Patents Act 1952 provided that applications might be made to the Tribunal for review of "a decision of the Commissioner under s ... 160." A decision by the Deputy Commissioner of Patents that he had no power to grant the applicant's request for an extension of time within which to apply for the restoration of the lapsed application under r 7B(8) was a decision made "under" s 160. A decision that he had no legal power under r 7B(8) of the Regulations to restore the lapsed patent was a decision made "in the exercise of powers" under that regulation i.e. in the exercise of powers conferred on him by that provision. Therefore, the Tribunal had jurisdiction to review the decision under
s 25(4) of the AAT Act. Since the repeal of s 25(4) of the AAT Act, the argument must now centre on s 25(1) but the outcome is the same.[214]
"... there is a distinction between the decision and action taken upon it. It is the decision itself which is the important thing. Whether right or wrong it may have serious results for the citizen (p 336). Such serious results may follow from a decision not to exercise the power, or that a power does not exist. It is important because of this, that it is with the actual administrative decisions that the AAT Act is concerned. As was said by Bowen CJ in Lawlor's case (at p 317): 'As I have said, in my opinion an applicant to the Tribunal has standing and the Tribunal has jurisdiction provided there is a decision in fact and provided further that the decision purports to have been made in the exercise of powers conferred by an enactment whether or not as a matter of law it was validly made and whether or not the action on the basis there was power to make the decision was right or wrong.'
It was also pointed out by Bowen CJ in Lawlor's case that it would be unsound to adopt an interpretation of s 25 of the AAT Act which would restrict reviewable decisions under the Act to those only which constitute a legally effective exercise of powers conferred by an enactment. He said: The Act is clearly intended to give a person whose interests are affected by an administrative decision an effective appeal, free of technicalities, against that decision on questions of fact and law ... It is a feature of administrative decisions that once made, even if unlawful, they have consequences which may adversely affect citizens, until such time as they are withdrawn due to a change of mind on the part of the administrative official himself or are set aside by determination of a court or tribunal. It appears to me that the Act is designed to give a simple remedy in all such cases."[215]
"... It is said that what was actually decided was that the Commissioner could not entertain the applications. It is suggested that if the matter is properly expressed in that form it is clear that the Commissioner did not enter upon the business of considering and disposing of the application pursuant to the Act. But it is manifest that he did. He could not decide that he had no power to give relief under s. 160 in the application made under that section until he had acquainted himself with its contents and ascertained that the extension of time sought therein related to a lapsed application for a patent. It was only for the purpose of deciding whether on the facts disclosed in the applications he could or should give the relief sought therein that the Commissioner had cause to refer to s. 160(2). It was in the course of deciding what to do with the application, in the course of performing his function under the Act, that he necessarily consulted and construed s. 160(2). Having done that and made his decision that the provisions of s. 160(2) did not apply to an application concerning a lapsed application and that the application for restoration under reg. 7B(8) must therefore necessarily fail, and having informed the defendant thereof he officially disposed of the applications. In effect he rejected them. It is impossible to regard the Commissioner's intimation that s. 160(2) did not empower him to grant the relief sought as an exercise independent altogether of the performance of his functions in relation to the applications, or to say that he made the decision merely 'in gross' so to speak. When what actually was done is examined it is clear that the applications were dealt with and disposed of by reference to what was regarded as the proper construction of s. 160(2)."[216]
" Section 1283 refers simply to 'a decision' which has been reviewed by the SSAT, and 'the decision' of the SSAT. Unlike the context in which the word 'decision' appears in s.25 of the AAT Act, 'decision' in s.1283(1) is not qualified by the words 'made in the exercise of powers conferred by that enactment'. In s.1283(1), even on a literal reading, there is no reason why 'decision' should be narrowly construed. The reasons of convenience given by Brennan J at first instance in Re Brian Lawlor Automotive Pty Ltd and Collector of Customs (NSW) (1978) 1 ALD 167, and by the majority of the Full Court on appeal, supra, apply to require that the narrow interpretation of 'decision' in s.1283(1) adopted by the AAT must be rejected. To hold otherwise would defeat the purposes of the review procedures established under the Act. ...
The right of review by the AAT of a decision of the SSAT given by s.1283(1) arises where an administrative decision made in purported exercise of powers conferred by the Act has, as a matter of fact, been reviewed by the SSAT. That right exists whether or not the decision reviewed by the SSAT, or the decision of the SSAT itself, was legally effective. A similar construction should also be accorded to 'decision' in ss.1239 and 1247 which respectively provide for internal review of decisions by the Secretary, and the review of decisions by the SSAT."[218]
the Tribunal has power to review the decision. 2. The logic that must underpin this submission is that the reviewer must be deemed to have made a decision affirming the CEO's decision under s 33(2) for no decision has been made in fact. For the reasons I have given, the decision that s 25(5) of the AAT Act deems the reviewer to have made for the purposes of the NDIS Act is a decision not to make a decision. Under the NDIS Act, s 103 is quite specific in that applications may be made for review of a decision made by a reviewer "under" s 100(6). No provision is made for applications for review of decisions made "in the exercise of powers" under s 100(6) or for review of either no decision at all or, if s 25(5) of the AAT Act were to apply, a decision not to make a decision. 3. My conclusion is consistent with that in Re Duarte and Australian Maritime Safety Authority,[219] to which Ms Higgins referred, where the Tribunal had found that s 25(5) had no operation because there was no prescribed time within which a decision had to be made on Mr Duarte's application. As no decision had been made in fact, there was nothing for the Tribunal to review. My conclusion is also consistent with the general statement of principle set out by Gageler, Keane and Nettle JJ in the passage I have quoted from Plaintiff M174/2016 v Minister for Immigration and Border Protection at [262] above. Their Honours had no need to go beyond the two general principles that are imperative for the implementation of the principles in Brian Lawlor. One is that there is a decision in fact; its lawfulness is irrelevant. The other is that the decision that has been made in fact is a decision in respect of which an enactment might provide for review.
I suggest that there is no need to go beyond that in this case. The reviewer has not made, and has not been deemed to have made, a decision under s 100(6). Therefore,
an application may not be made to the Tribunal under s 103. 4. Finally, I must sound a note of caution in relation to a passage from the reasons for decision given by Deputy President McCabe and Dr Bygrave, Member, in Re Wendy Halliday as the Administrator of the Estate of the Late Ashley Pauling and Secretary of Social Services[220] when they said:
"There is a danger of over-thinking some of the jurisprudence on jurisdictional error. The provisions of the AAT Act (read in light of the decisions in Brian Lawlor) point the way to dealing with defective decisions by original decision-makers. The fact the Tribunal is independent of the agencies whose decisions it reviews does not change the fact the Tribunal remains part of the executive. The Tribunal's decision-making processes are incorporated by operation of law into the executive decision-making process that it reviews. If there is a problem - even a fundamental problem - encountered during the course of the original decision-making process, the Tribunal can set things to right."[221]
9 April 2019. Provided it was satisfied that the agreement complied with s 42C,
the Tribunal was entitled to make a decision in the terms that the parties agreed would resolve the matter and to do so when it received them.
BECOMING A PARTICIPANT IN NDIS AND HAVING A PARTICIPANT'S PLAN
"... the CEO must, within 21 days of receiving the access request:
(a) decide whether or not the prospective participant meets the access criteria; or
(b) make one or more requests under subsection 26(1)."[224]
"(a) that the prospective participant, or another person, provide information that is reasonably necessary for deciding whether or not the prospective participant meets the access criteria;
(b) that the prospective participant do either or both of the following:
- (i) undergo an assessment and provide to the CEO the report, in the approved form, of the person who conducts the assessment;
- (ii) undergo, whether or not at a particular place, a medical, psychiatric, psychological or other examination, conducted by an appropriately qualified person, and provide to the CEO the report, in the approved form, of the person who conducts the examination."
"... the CEO must, within 14 days of receiving the access request:
(a) decide whether or not the prospective participant meets the access criteria; or
(b) make one or more requests under subsection 26(1)."[226]
The consequences are that the "... CEO is taken to have decided that the prospective participant does not meet the access criteria ...".[228]
B.1 Facilitation of the preparation of the participant's plan**
"... commence facilitating the preparation of the plan as soon as reasonably practicable, having regard to the obligations of the CEO under the rules to commence facilitating the preparation of other participant's plans."
(a) prescribe a class by reference to a decision of the CEO about a matter prescribed by the rules;
- (b) prescribe a period or circumstances by reference to a decision of the CEO;
- (c) prescribe matters by reference to a decision of the CEO."[230]
"Without limiting the classes that may be prescribed as mentioned in subsection (1), a class may be prescribed by reference to one or more of the following:
(a) whether the participant's name is included on a prescribed waiting list;
- (b) whether the participant is receiving support from a prescribed service provider or under a prescribed program;
- (c) whether, when the participant first made an access request, he or she was not receiving supports other than informal supports in relation to his or her disability;
- (d) the place of residence of the participant on a prescribed date or throughout a prescribed period;
- (e) whether, when the participant first made an access request, he or she had left, or was reasonably likely to leave, school at a prescribed time or during a prescribed period;
- (f) the participant's age;
- (g) other matters."
"... if the CEO is satisfied that, because of the urgency of the circumstances, it is appropriate to commence facilitating the preparation of a participant's plan at a particular time:
(a) the CEO may do so; and
(b) if doing so means that it is necessary not to commence facilitating the preparation of the plans of one or more other participants - the CEO may delay commencing such facilitation, so far as is reasonably necessary."
"... matters to which the CEO is to have regard in deciding for the purposes of subsection (3) whether or not he or she is satisfied that, because of the urgency of the circumstances, it is appropriate to commence facilitating the preparation of a participant's plan."[231]
"The CEO does not have a duty to consider whether to exercise a discretion conferred upon the CEO by:
(a) subsection (3); or
(b) National Disability Insurance Scheme rules made for the purposes of subsection 32(2) (including as mentioned in subsection (1) of this section).
Section 32(5) is also relevant to the scope of the CEO's duty under s 32(2) and the NDIS rules when it provides_:_
"If the CEO commences or delays facilitating the preparation of a participant's plan in accordance with subsection (3), the CEO does not breach subsection 32(2), or National Disability Insurance Scheme rules made for the purposes of that subsection, in relation to the participants concerned."
B.2 Principles relevant to the preparation, review and replacement of a plan
"The preparation, review and replacement of a participant's plan and the management of the funding for supports under a participant's plan, should so far as reasonably practicable:
(a) be individualised; and
(b) be directed by the participant; and
(c) where relevant, consider and respect the role of family, carers and other persons to support participants who are significant in the life of the participant; and
(d) where possible, strengthen and build capacity of families and carers to support participants who are children; and
(da) if the participant and the participant's carers agree - strengthen and build the capacity of families and carers to support the participant in adult life; and
(e) consider the availability to the participant of informal support and other support services generally available to any person in the community; and
(f) support communities to respond to individual goals and needs of participants; and
(g) be underpinned by the right of the participant to exercise control over his or her own life; and
(h) advance the inclusion and participation in the community of the participant with the aim of achieving his or her individual aspirations; and
(i) maximise the choice and independence of the participant; and
(j) facilitate tailored and flexible responses to the individual goals and needs of the participant; and
(k) provide the context for the provision of disability services to the participant and, where appropriate, coordinate delivery of disability services where there is more than one disability service provider."
"(a) the goals, objectives and aspirations of the participant; and
(b) the environmental and personal context of the participant's living, including the participant's:
(i) living arrangements; and
(ii) informal community supports and other community supports; and
(iii) social and economic participation." [233]
"(a) the general supports (if any) that will be provided to, or in relation to, the participant; and
(b) the reasonable and necessary supports (if any) that will be funded under the National Disability Insurance Scheme; and
(c) the date by which, or the circumstances in which, the Agency must review the plan under Division 4; and
(d) the management of the funding for supports under the plan (see also Division 3); and
(e) the management of other aspects of the plan."[234]
"(a) have regard to the participant's statement of goals and aspirations;
(b) have regard to the relevant assessments conducted in relation to the participant;
(c) be satisfied as mentioned in section 34 in relation to the reasonable and necessary supports that will be funded and the general supports that will be provided; and
(d) apply the National Disability Insurance Scheme rules (if any) made for the purpose of section 35; and
(e) have regard to the principle that a participant should manage his or her plan to the extent that he or she wishes to do so; and
(f) have regard to the operation and effectiveness of any previous plans of the participant."[235]
"... the CEO must be satisfied of all of the following in relation to the funding or provision of each such support:
(a) the support will assist the participant to pursue the goals, objectives and aspirations included in the participant's statement of goals and aspirations;
(b) the support will assist the participant to undertake activities, so as to facilitate the participant's social and economic participation;
(c) the support represents value for money in that costs of the support are reasonable, relative to both the benefits achieved and the cost of alternative support;
(d) the support will be, or is likely to be, effective and beneficial for the participant, having regard to current good practice;
(e) the funding or provision of the support takes account of what it is reasonable to expect families, carers, informal networks and the community to provide;
(f) the support is most appropriately funded or provided through the National Disability Insurance Scheme, and is not more appropriately funded or provided through other general systems of service delivery or support services offered by a person, agency or body, or systems of service delivery or support services offered:
- (i) as part of a universal service obligation; or
- (ii) in accordance with reasonable adjustments required under a law dealing with discrimination on the basis of disability."[236]
"2.6 Part 3 sets out criteria or considerations that the CEO is to use in deciding whether the CEO is satisfied in relation to some of the matters in paragraph 2.3. These are:
(a) value for money (see paragraph 2.3(c));
(b) whether the support is effective and beneficial (see paragraph 2.3(d));
(c) taking account of the expectations of what is reasonable to expect families, carers, informal networks and the community to provide in informal supports (see paragraph 2.3(e));
(d) whether the support is appropriate under the NDIS (see paragraph 2.3(f)).
2.7 Part 4 relates to the needs assessments and the use of assessment tools when conducting such assessments.
2.8 Part 5 sets out general criteria for supports, and supports that will not be funded or provided.
2.9 Part 6 provides for other matters, such as how these Rules are to be interpreted.
2.10 Schedule 1 sets out considerations relating to whether supports are most appropriately funded through the NDIS, which is relevant to the matter set out in paragraph 2.3(f) [i.e whether "... the support is most appropriately funded, or provided through the NDIS, and is not more appropriately funded or provided through other service systems ..."]."
"(a) methods or criteria to be applied, or matters to which the CEO is to have regard, in deciding, the reasonable and necessary supports or general supports that will be funded or provided under the National Disability Insurance Scheme; and
(b) reasonable and necessary supports or general supports that will not be funded or provided under the National Disability Insurance Scheme; and
(c) reasonable and necessary supports or general supports that will or will not be funded or provided under the National Disability Insurance Scheme for prescribed participants."[237]
B.4 When a participant's plan comes into effect
B.5 New participant's plan when participant's statement of goals and aspirations changed but statement of participant supports unchanged
"The CEO must decide whether or not to conduct the review within 14 days after receiving the request. If the CEO does not make a decision within that period, he or she is taken to have decided not to conduct the review.
Note 1: The period may be extended under the National Disability Insurance Scheme rules made under section 204.
Note 2: Notice of a decision that the CEO makes, or is taken to have made, must be given because of subsection 100(1), and a decision that the CEO is taken to have made will be automatically reviewed because of subsection 100(5)."
I certify that the preceding 215 (two hundred and fifteen) paragraphs are a true copy of the reasons for the decision herein of Deputy President S A Forgie
............................[SGD]...................................
Ms Kate Higgins, Legal Services Commission of South Australia
Ms Kim Robbins, National Disability Insurance Agency
[4] Applicant's Submissions on Jurisdiction at [61] (6 May 2019).
[5] Submissions of the Respondent Regarding Jurisdiction at [38] (3 May 2019); Transcript of proceedings, page 71, lines 12 - 23.
[6] [1906] HCA 73; (1906) 4 CLR 716 at 726.
[7] (1987) 9 NSWLR 719 at 723-724.
[10] Re Young and Telstra Corporation [1993] AATA 376; (1993) 32 ALD 307 at 309 (per President O'Connor J).
[11] See the cases referred to above of Sweeney v Fitzhardinge [1906] HCA 73; (1906) 4 CLR 716 at 726; Commr of Stamp Duties v Permanent Trustee Co Ltd (1987) 9 NSWLR 719 at 723 - 724 (Kirby P); and Maroondah City Council v Fletcher [2009] VSCA 250; (2009) 169 LGERA 407 at [85].
[12] (1987) 9 NSWLR 719 at 723-724.
[13] (1983) 5 ALN 116 at 164.
[14] [2018] HCA 16 at [39] (Gageler, Keane and Nettle JJ).
[15] See discussion of Collector of Customs (NSW) v Brian Lawlor Automotive Pty Ltd [1979] FCA 21; (1979) 24 ALR 307 in Plaintiff M174/2016 v Minister for Immigration and Border Protection [2018] HCA 16 at [39] (Gageler, Keane and Nettle JJ).
[16] National Disability Insurance Scheme Act 2013 (Cth), s 3(1)(d) (subsequent sections in footnotes are with respect to the National Disability Insurance Scheme Act 2013 (Cth) unless stated otherwise).
[24] It was the CEO's decision to approve the SPS that the applicant requested to review.
[26] Section 99, item 6.
[28] Sweeney v Fitzhardinge [1906] HCA 73; (1906) 4 CLR 716 at 726; Commr of Stamp Duties v Permanent Trustee Co Ltd (1987) 9 NSWLR 719 at 723 - 724 (Kirby P); and Maroondah City Council v Fletcher [2009] VSCA 250; (2009) 169 LGERA 407 at [85].
[29] See Further Submissions of the Respondent Regarding Jurisdiction at [21] (21 May 2019); Applicant's Further Submissions at [20] (3 June 2019).
[30] [2001] FCA 1514 at [26].
[31] Submissions of the Respondent Regarding Jurisdiction at [38] (3 May 2019).
[32] Transcript of proceedings, page 71, lines 12 - 23.
[33] Alcan (NT) Alumina Pty Ltd v Commissioner of Territory Revenue [2009] HCA 41; (2009) 239 CLR 27 at [47] (Hayne, Heydon, Crennan and Kiefel JJ).
[34] Project Blue Sky v Australian Broadcasting Authority [1998] HCA 28; (1998) 194 CLR 355 at [78] (McHugh, Gummow, Kirby and Hayne JJ); and SAS Trustee Corporation v Miles [2018] HCA 55 at [20]; [2018] HCA 55; (2018) 92 ALJR 1064 at 1071 (Kiefel CJ, Bell and Nettle JJ).
[35] [1986] HCA 88; (1986) 161 CLR 278 at 283 (Gibbs CJ).
[37] [1988] NTSC 58; (1988) 91 FLR 436 at 439 (Gakkio J).
[38] [2004] HCA 37; (2004) 219 CLR 562 at 608, [121].
[39] [2014] FCAFC 156; (2014) 230 FCR 82 at 103, [116].
[40] [2014] FCAFC 156; (2014) 230 FCR 82 at 103, [116].
[41] Ibid at 102, [109]. See also at 103, [117] where the Full Court (Middleton and Wigney JJ) in Sneddon said that a determination of a reasonably practicable period "will depend on a consideration of all the relevant circumstances of the particular case at hand."
[42] See Trajkovski v Telstra Corporation Ltd [1998] FCA 169; (1998) 81 FCR 459, at 468 (Tamberlin J).
[43] [2018] AATA 1294 at [46].
[44] [1947] SAStRp 4; [1947] SASR 4 at 8-9.
[45] See Scott v Commercial Hotel Merbein Pty Ltd [1929] ArgusLawRp 75; [1930] VLR 25 at 30 (Irvine CJ).
[46] [2014] FCAFC 156; (2014) 230 FCR 82 at 101, [107].
[47] Ibid at 102 - 103, [114 - [115]; Submissions of the Respondent Regarding Jurisdiction at [26] (3 May 2019).
[48] Muller v Dalgety & Co Ltd [1909] HCA 67; (1909) 9 CLR 693 at 696 (Griffith CJ).
[49] [1891] 60 LJQB 379 at 380.
[50] Commissioner of Taxation v Comber [1986] FCA 92; (1986) 10 FCR 88 at 96.
[52] T-documents, T5, Plan Review Request Form, dated 10 September 2018, page 19.
[53] [2018] AATA 1294 at [46].
[54] [2001] FCA 1514 at [26].
[55] Shi v Migration Agents [2008] HCA 31; (2008) 235 CLR 286 at 324-325; and Frugtniet v Australian Securities and Investments Commission [2019] HCA 16; (2019) 93 ALJR 629 at 64 [51].
[56] [2018] AATA 1294 at [64].
[57] Transcript of proceedings, page 61.
[58] The Queen v County Council of Norfolk [1891] 60 LJQB 379 at 380 (Cave J).
[59] Submissions of the Respondent Regarding Jurisdiction at [38] (3 May 2019); Transcript of proceedings, page 71, lines 12 - 23.
[60] T-documents, T8, NDIS Plan (27.06.2018 - 27.06.2019), dated 28 June 2018, pages 47 - 53.
[61] Submissions of the Respondent Regarding Jurisdiction at (3 May 2019).
[62] As a matter of practicality, it is my experience that, in each case of this nature, the NDIA has proceeded to a review of the decision very quickly and applicants have had a substantive and considered decision under s 100(6) of the NDIS Act. They have either been satisfied with that decision or made a further application to the Tribunal.
[63] Documents lodged under s 37 of the Administrative Appeals Tribunal Act 1975 (T documents); T8 at 47-53
[64]T documents; T5 at 18-25. Although the request was made for review of the plan, the request has been taken as a request for review of the statement of participant supports. This reflects the substance of the request made by NNXF's sister and is appropriate.
[65] This document is not included in the T documents but reference is made to it in the statement of reasons of the reviewer dated 9 April 2019 and lodged in the Tribunal.
[67] [1986] HCA 88; (1986) 161 CLR 278; (1986) 66 ALR 385; Gibbs CJ, Mason, Wilson, Brennan and Dawson JJ
[71] [2013] HCA 2; (2013) 252 CLR 1 at [98]; [2013] HCA 2; 294 ALR 608; Heydon, Crennan, Kiefel and Bell JJ; Gageler J dissenting
[72] [2006] HCA 5; (2006) 225 CLR 130; 224 ALR 238; Gleeson CJ, Gummow, Hayne and Callinan JJ; Kirby J dissenting
[75] [1979] FCA 38; (1979) 40 FLR 462; 25 ALR 403 per Sweeney, Evatt and Northrop JJ
[76] [1979] FCA 38; (1979) 40 FLR 462; 25 ALR 403 at [9]; 467; 409
[79] AAT Act; s 24Z(1) Only ss 25 and 42 apply in relation to a proceeding in relation to a proceeding in the MRD: AAT Act; s 24Z(2)
[80] AAT Act; s 25(1). Regulations may provide that applications may be made to the Tribunal for review of decisions made in the exercise of powers conferred by a Norfolk Island enactment: AAT Act; s 25(2).
[84] AAT Act; s 26(1)(b) Sections 26(1)(a) and (aa) provide for alterations in relation to certain decisions made under Norfolk Island enactments.
[85] This will follow a hearing where oral, as well as written, material is considered or on the papers. In making its decision, the Tribunal "... may exercise all the powers and discretions that are conferred by any relevant enactment on the person who made the decision ...": AAT Act; s 43(1)
[86] The outcome is the same whether parties may do this by themselves or in the course of an alternative dispute resolution process but, in the first instance, is achieved by means of s 42C and, in the second, by s 34D of the AAT Act.
[87] An applicant may withdraw the application with the outcome that the matter is taken to be dismissed AAT Act; s 42A(1A). The Tribunal may dismiss an application on various grounds: AAT Act; ss 42A(1), (1A), (2), (4), (5) and (7) and s 42B.
[89] An express exception is made for a proceeding in the Tribunal's Security Appeals Division: AAT Act; s 35(1AA)
[90] AAT Act; s 35A(1) although an express exception is made for a proceeding in the Tribunal's Security Appeals Division: AAT Act; s 35A(2)
[91] Most noticeably any confidentiality issues arising under s 35 in Divisions other than the Security Appeals Division: AAT Act; s 39(1)
[92] See, for example, ss 28(1AAA), 30, 31(2), 33A(2) and 34.
[94] [2013] AATA 822; (2013) 96 ATR 967; (2013) 140 ALD 436 at [18]; 971; 439
[95] [2018] FCAFC 228; McKerracher, Reeves and Thawley JJ
[100] AAT Act; s 3(1), paragraph (a) of the definition of "enactment"
[102] Director-General of Social Services v Chaney [1980] FCA 87; (1980) 31 ALR 571; 47 FLR 80; 3 ALD 161; Northrop, Deane and Fisher JJ at 591; 101; 178-179 per Deane J with whom Fisher J agreed
[103] Paragraph (g) of the definition of "decision" in s 3(3) of the AAT Act.
[104] [1983] FCA 81; (1983) 47 ALR 281; 5 ALN N162; Lockhart and Sheppard JJ; McGregor J dissenting
[105] [1983] FCA 81; (1983) 47 ALR 281; 5 ALN N162 at 305-306; N164
Alcan (NT) Alumina Pty Ltd v Commissioner of Territory Revenue [2009] HCA 41; (2009)
Al-Kateb v Godwin [2004] HCA 37; (2004) 219 CLR 562
Australian National University v Burns [1982] FCA 191; (1982) 64 FLR 166; 43 ALR 25; 5
Babaniaris v Lutony Fashions Proprietary Ltd [1987] HCA 19; (1987) 163 CLR 1
Beni v Minister for Immigration and Border Protection [2018] FCAFC 228
Certain Lloyd's Underwriters v Cross [2012] HCA 56; (2012) 248 CLR 378; 293 ALR 412
Chhua v Commissioner of Taxation [2018] FCAFC 86
Cobiac v Liddy [1969] HCA 26; (1969) 119 CLR 257
Collector of Customs (NSW) v Brian Lawlor Automotive Pty Ltd [1979] FCA 21; (1979) 24ALR 307[1979] FCA 21; , 41 FLR 338, 2 ALD 1
Comcare v Sassella [2001] FCA 1514; (2001) 34 AAR 142
Commissioner of Police v Eaton [2013] HCA 2; (2013) 252 CLR 1; 294 ALR 608
Commissioner of Taxation v Comber [1986] FCA 92; (1986) 10 FCR 88
Concrete Constructions (NSW) Pty Ltd v Nelson [1990] HCA 17; (1990) 169 CLR 594
Director-General of Social Services v Chaney [1980] FCA 87; (1980) 31 ALR 571; 47 FLR
Ferdinands v Commissioner for Public Employment [2006] HCA 5; (2006) 225 CLR 130;
Frugtniet v Australian Securities and Investments Commission [2019] HCA 16; (2019) 93 ALJR 629
Goodwin v Phillips [1908] HCA 55; (1908) 7 CLR 1
Griffith University v Tang [2005] HCA 7; (2005) 221 CLR 99; 213 ALR 724; 82 ALD 289
Hunter Douglas Australia Pty Ltd v Perma Blinds [1970] HCA 63; (1970) 122 CLR 49
Jones v Daniel [2004] FCAFC 278; (2004) 212 ALR 588
Kim v Minister for Immigration [2008] FCAFC 73; (2008) 167 FCR 578; 248 ALR 51
Maroondah City Council v Fletcher [2009] VSCA 250; (2009) 169 LGERA 407
McLeish v Faure [1979] FCA 38; (1979) 40 FLR 462; 25 ALR 403
McMillan v Territory Insurance Office [1988] NTSC 58; (1988) 57 NTR 24; 91 FLR 436
Muller v Dalgety and Co Limited and Rodger [1909] HCA 67; (1909) 9 CLR 693; 16 Argus LR 17
NAIS v Minister for Immigration and Multicultural Affairs [2005] HCA 77; (2005) 228 CLR
O'Sullivan v Barton [1947] SAStRp 4; [1947] SASR 4
P v P [1994] HCA 20; (1994) 181 CLR 583
Plaintiff M174/20 16 v Minister for Immigration and Border Protection [2018] HCA 16;
Project Blue Sky v Australian Broadcasting Authority [1998] HCA 28; (1998) 194 CLR 355;
Re Coshott and Commissioner of Taxation [2013] AATA 822; (2013) 96 ATR 967; (2013)
Re Duarte and Australian Maritime Safety Authority [2011] AATA 530; (2011) 55 AAR
Re FJKH and National Disability Insurance Agency [2018] AATA 1294
Re Jetopay Pty Ltd and Australian Fisheries Management Authority [1993] AATA 388;
Re KRBG and National Disability Insurance Agency [2019] AATA 144
Re LQTF and National Disability Insurance Agency [2019] AATA 631
Re LQMG and National Disability Insurance Agency [2019] AATA 4975
Re Newbridge Civil Pty Ltd and Comptroller-General of Customs [2016] AATA 81
Re Simpson and National Disability Insurance Agency [2018] AATA 1326
Re Wells and Repatriation Commission [1986] AATA 257; (1986) 10 ALD 190
Secretary of Social Services [2018] AATA 3865
Re Young and Telstra Corporation [1993] AATA 376; (1993) 32 ALD 307
SAS Trustee Corporation v Miles [2018] HCA 55; 92 ALJR 1064
Scharer v New South Wales [2001] NSWCA 360; (2001) 53 NSWLR 299; 116 LGERA
Scott v Commercial Hotel Merbein Pty Ltd [1929] ArgusLawRp 75; [1930] VLR 25
Secretary, Department of Social Security v Alvaro [1994] FCA 1124; (1994) 50 FCR 213;
Shi v Migration Agents [2008] HCA 31; (2008) 235 CLR 286
Silk Bros Pty Ltd v State Electricity Comm (Vic) [1943] HCA 2; (1943) 67 CLR 1
Snedden v Minister for Justice for the Commonwealth of Australia [2014] FCAFC 156,
Sweeney v Fitzhardinge [1906] HCA 73; (1906) 4 CLR 716
Trajkovski v Telstra Corporation Ltd [1998] FCA 169; (1998) 81 FCR 459
Watts v Australian Postal Corporation [2014] FCA 370
Williams v The Queen [1986] HCA 88, (1986) 161 CLR 278, 66 ALR 385
(1992) 111 ALR 1
(1979) 24 ALR 307
(1986) 66 ALR 385
(1983) 47 ALR 281
(2004) 219 CLR 562
(1982) 64 FLR 166
(1996) 68 FCR 87
(1987) 11 NSWLR 126
(1987) 163 CLR 1
(2012) 248 CLR 378
(1969) 119 CLR 257
(2013) 252 CLR 1
(1987) 9 NSWLR 719
(1986) 10 FCR 88
(1990) 169 CLR 594
(1979) 28 ALR 551
(1980) 31 ALR 571
(1979) 24 ALR 577
(2006) 225 CLR 130
(2019) 93 ALJR 629
(1908) 7 CLR 1
(2005) 221 CLR 99
(1970) 122 CLR 49
(2004) 212 ALR 588
(2008) 167 FCR 578
(2009) 169 LGERA 407
(1979) 40 FLR 462
(1909) 9 CLR 693
(2005) 228 CLR
470
(1994) 181 CLR 583
(2018) 353 ALR 600
(1998) 194 CLR 355
(1992) 27 NSWLR 282
(2001) 53 NSWLR 299
(1994) 50 FCR 213
(2008) 235 CLR 286
(1943) 67 CLR 1
(2014) 230 FCR 82
(1906) 4 CLR 716
(1994) 53 FCR 137
(1998) 81 FCR 459
(1986) 161 CLR 278
(2003) 131 FCR 146
(2003) 133 FCR 506
(2009) 239 CLR 27
(2018) 92 ALJR 1064
(1988) 91 FLR 436