[2017] VCAT 406
General information, not legal advice.
Victorian Civil and Administrative Tribunal
2017-03-22
Mr J, Ross J, Member Mr J
Original judgment source is linked above.
Nikolic v Racing Victoria Limited (Review and Regulation) [2017] VCAT 406
The decision of the respondent dated 22 September 2015 is affirmed.
...Section 24 of the Act gives Racing Victoria a monopoly of the conduct of thoroughbred racing in the State and requires it to be carried out on licensed racecourses. The meetings must be carried out 'in accordance with the rules for the time being in force of Racing Victoria ...' (Section 61(c)).
'... According to the determination of the Tribunal (Ross J, President; Senior Sessional Member Mr J. Nixon and Senior Member E. Riegler) in Clements v Racing Victoria Limited [2010] VCAT 1144, those rules have effect in the manner that rules of clubs and unincorporated associations do, that is, by contract. The Racing Act requires the various players in the racing industry to hold licences from Racing Victoria and as such these licensed 'players' in the industry are bound by the Australian rules of racing.
The rules as they existed a few decades ago, were described by the Judicial Committee of the Privy Council in Calvin v Carr [1979] UKPC 1; [1980] AC 574 as constituting 'a comprehensive scheme or code for the administration of racing and for the exercise of discipline through domestic body' [1979] UKPC 1; [1980] AC 574, 589.
The rules place the supervision and control of race meetings in the hands of a group of officers known as stewards. This is in accordance with a model of operation which in Australia and Britain reaches back for centuries.
One of the features of this mode of control is that, as the primary disciplinary body in the racing industry, the stewards may occupy the role of prosecutor in disciplinary proceedings and also decision-makers in their own cause. This is in accordance with, and hallowed by, centuries of usage. In the Anglo-Australian legal system, generally, such a structure would be regarded as offensive to the rules of natural justice; nevertheless, those engaged in the racing industry are, by the force of contract and their acceptance of the Australian Rules of Racing, regarded as having dispensed themselves from the entitlement to rely on any inconsistent elements in the rules of natural justice or procedural fairness as they are sometimes described: R v Brewer; ex parte Renzella [1973] VicRp 36; [1973] VR 375.
application: requirement for grant of license to ride: an application to the directors for the grant or renewal of license or permit to ride must meet the requirements set out in the Racing Victoria Jockey Licensing Policy (as amended from time to time).
In addition to any specific requirements set out in this policy or in the rules, it is a requirement for the grant of any licence to ride that the person:
(d) character: is of good reputation and character and is a fit and proper person to hold a licence to ride, including adherence to Racing Victoria's social media policy.
1. In or around March 2010, a charge was found proven against Mr Nikolic by the Racing Appeals and Disciplinary Board under AR 175(p) and he was fined $5000 for failing to comply with a direction of the stewards in February 2010 to hand in his mobile phone for inspection of his contacts list.
2. On or around 29 June 2010, Mr Nikolic pleaded guilty in the Racing Appeals and Disciplinary Board to a charge under AR 175(j) for engaging in improper behaviour on 13 February 2010 at Moonee Valley Racecourse while speaking to Mr Terry Bailey (the Chief Steward), in the Stewards room.
3. On or around 29 June 2010, Mr Nikolic was found not guilty of two charges under AR 175(a) of 'dishonest, corrupt, fraudulent, improper or dishonourable action or practice in connection with racing".
On or around 29 June 2010, Mr Nikolic was found not guilty of two charges under AR 175(a) of 'conduct prejudicial to the image, or interests, or welfare of racing".
(These matters became known the "Betfair Inquiry").
On or around 29 June 2010, Mr Nikolic pleaded guilty to a charge under AR 91 and was fined a total of $1000 for having left the jockeys' room without gaining permission from the Stewards on four occasions in Seymour (18/09/09); Kyneton (20/10/09); Geelong (21/10/09) and Flemington (01/01/10).
4. On or around 10 July 2010, Mr Nikolic pleaded guilty to a charge under AR 83(a) for misconduct and was fined $300 because:
(a) he said a licensed trainer was 'an absolute mug, dickhead, brain dead'; and;
(b) his general conduct in the Stewards' Inquiry.
5. On or around 4 September 2010, Mr Nikolic was severely reprimanded after being charged with misconduct under AR 83(a), having used insulting language in the Scales area before the running of a race at Flemington Racecourse.
6. On or around 29 September 2010, Mr Nikolic was charged under AR 83(a) for misconduct and fined $300 ahead of race 1 at Ballarat Racecourse.
7. In or around November 2010, Mr Nikolic pleaded guilty to a charge under AR 175(a) for his conduct towards a Stewards' Inquiry into whether a particular riding vest in Mr Nikolic's bag did not comply with standards. The Racing Appeals and Disciplinary Boards reasons, which Racing Victoria relies on, include several unfavourable findings about Mr Nikolic's conduct and attitude toward those in authority
8. On 18 January 2011, Mr Nikolic was involved in a physical altercation with jockey, Mr Mark Pegus. Mr Nikolic subsequently was found guilty of recklessly causing injury and fined $300.
(Although the parties did not do so, I consider it relevant to interpose another event. On 27 February 2011, Mr Nikolic's former father-in-law, Les Samba was killed - he was gunned down in the street. An extraordinary amount of adverse media publicity and speculation took place in the Media, suggesting that Mr Nikolic played some part in the killing. He has never been charged with involvement in the murder).
9. On 7 March 2011, at the Hotel Barkly in Saint Kilda, Mr Nikolic had an aggressive verbal exchange and physical contact with a woman, Ms Rikki- Lee Hull, the (then) girlfriend of Mr Pegus. On 5 December 2013, Mr Nikolic pleaded guilty to assault in the Melbourne Magistrates' Court where no conviction was recorded and he was placed on a 12-month good behaviour bond.
10. Mr Nikolic was found in possession of a mobile phone within the area of the jockeys' room and pleaded guilty to a charge under AR 160B(3)
11 On or around 6 April 2011, Mr Nikolic attended the Saint Kilda Police Station to be interviewed over the above alleged assaults of Mr Pegus, on 18 January 2011 and Ms Hull, on 7 March 2011. As a result of physical contact between Senior Constable Salerno and Mr Nikolic during the interview, Mr Nikolic was convicted of assaulting a police officer on duty and fined $300.
(I further interpose my own part of the chronology at this point, to add that in 2012, a further investigation was launched into a race Mr Nikolic had won on the horse "Smoking Aces". The race took place on 27 April 2011, at Cranbourne (race 6). There was intense media speculation that he had acted improperly. On 15 July 2013, police announced that no charges would be laid in relation to "Smoking Aces").
12. On or around 10 May 2012, Mr Nikolic was issued with an infringement notice and fined $244 in circumstances in which it was alleged that he took items from a bag in a Coles supermarket and ate them in store.
13. Mr Nikolic was charged under AR 83(a) and reprimanded for misconduct, on 28 June 2012, for using inappropriate language toward the VRC float car park attendant, Ron Levett, when Mr Nikolic arrived on course before the first race on 12 March 2011.
14. On or around 4 September 2012, at a Seymour race meeting, about five minutes before race 5, Mr Nikolic said to Mr Bailey 'keep your eyes on the road, Terry'.
15. After the running of race 5, Mr Bailey conducted a Stewards' Inquiry into the 'keep your eyes on the road, Terry' comment.
16. At the Stewards' Inquiry into the 'keep your eyes on the road, Terry' comment, Mr Nikolic sat with his feet up on the Stewards' table and removed them when asked. Mr Bailey repeatedly asked Mr Nikolic if he was threatening him and Mr Nikolic repeatedly responded by asking him if he felt threatened.
17. After the Stewards' Inquiry and shortly before race 6, in a separate incident on 4 September 2012 at Seymour Racecourse, Mr Nikolic spoke to Mr Bailey in an inappropriate fashion. Mr Nikolic was charged with breaches of AR 175(a) and AR 175A regarding the incident and on 2 October 2012 was found guilty by the RAD Board. Mr Nikolic was suspended for two years.
18. Shortly after 2 October 2012, Mr Nikolic appealed to the Victorian Civil and Administrative Tribunal for review of the RAD Board's decision concerning the 4 September, Seymour incidents. He applied for a stay of the decision, pending the determination of the review proceeding.
19. On or around 4 October 2012, the Chief Commissioner of Victoria Police issued Mr Nikolic with a Casino Exclusion Order under the Casino Control Act 1991 (Vic). Mr Nikolic has never appealed this order.
20. On or around 16 October 2012, Mr Nikolic's stay application relating to the RAD Board's decision, dated 2 October 2012, was heard before VP Judge Macnamara in the Victorian Civil and Administrative Tribunal.
21. In November and December 2012, Mr Nikolic's review application regarding the 4 September 2012, Seymour incidents was heard before VP Judge Macnamara in the Victorian Civil and Administrative Tribunal.
22. On around 8 November 2012, during the course of the second day of Mr Nikolic's review hearing at the Victorian Civil and Administrative Tribunal, concerning the 4 September 2012, Seymour incidents, Mr Nikolic said the words 'you're a disgrace' to another Racing Victoria Steward, Mr Wade Hadley, after he had given evidence and left the witness box.
23. On around 29 November 2012, during the course of the third day of Mr Nikolic's review hearing at the Victorian Civil and Administrative Tribunal, concerning the 4 September 2012, Seymour incident, Mr Nikolic approached Mr Hadley outside the Tribunal hearing room and sat down next to him. Mr Nikolic spoke to Mr Hadley in an inappropriate fashion.
24. On 21 December 2012, Judge Macnamara handed down his decision concerning the incident in Seymour on 4 September 2012, affirming the decision of the RAD Board and reserving the decision on the question of penalty.
25. On 13 February 2013, the Mornington Cup was held at the Mornington Racecourse.
26. On or around 14 February 2013, at approximately 1:15 am, Mr Nikolic was driven by taxi from Mornington to Mt Martha. Mr Nikolic was involved in a physical altercation with the driver. Mr Nikolic subsequently pleaded guilty to recklessly causing injury in respect of this altercation and no conviction was recorded.
27. On 19 February 2013, Judge Macnamara delivered his decision on the question of penalty in relation to the 4 September 2012, Seymour incidents between Mr Nikolic and Mr Bailey.
(I interpose that the order as to penalty made by the RAD Board on 2 October 2012 was varied by modifying the penalty on charge one, so as to record a period of one year's disqualification followed by a one year suspension. The determination of the RAD Board was otherwise affirmed).
28. On or about 21 May 2013, the Racing Victoria Stewards charged Mr Nikolic for alleged breaches of AR 175(a) for the incidents on 8 November 2012 and 29 November 2012, involving Mr Wade Hadley.
29. On or about 6 August 2013, Mr Nikolic was found guilty by the Local Court of New South Wales of contraventions of a Domestic Apprehended Violence order by sending text messages.
30. On or around 17 October 2013, there was a penalty hearing before the RAD Board following Mr Nikolic's plea of guilty to the charges in respect of the incidents which occurred at the Victorian Civil and Administrative Tribunal, on 8 November 2012 and 29 November 2012, between himself and Mr Hadley.
31. On 5 December 2013, Mr Nikolic was found guilty of contraventions of an Apprehended Violence order against his ex-wife, Victoria Samba, by sending text messages.
32. In around early December 2013, Mr Nikolic, applied to the Victorian Civil and Administrative Tribunal for review of the RAD Board's decision on penalty, concerning the Hadley incidents.
33. On 17 December 2013, VP Judge Jenkins heard Mr Nikolic's application for review in respect of the Hadley incidents.
34. On around 18 December 2013, Judge Jenkins delivered her decision on penalty in respect of the incident involving Mr Hadley. Her Honour extended Judge Macnamara's sanctions against Mr Nikolic (concerning the Seymour incident), by a further 12 months. Accordingly, Mr Nikolic was disqualified until 30 September 2014 and then only permitted to ride track work, and not ride in races up until 30 September 2015. As matters transpired, Mr Nikolic was not able to obtain a licence and thus was not able to ride track work or in races.
35. On 25 February 2014, Judge Jenkins delivered her written reasons for the decision in respect of the incident involving Mr Hadley
36. On 28 February 2014, Mr Nikolic was found guilty by the Local Court of New South Wales of contraventions of a Domestic Apprehended Violence order by sending text messages.
37. On 23 May 2014, Mr Nikolic was found guilty by the Local Court of New South Wales of four counts of contraventions of a Domestic Violence order by sending text messages.
38. On 23 May 2014, Mr Nikolic was found guilty by the Local Court of New South Wales of using a carriage service to menace/harass/ offend.
39. On 3 August 2014, Mr Nikolic was served with a drink-driving infringement notice for a blood alcohol concentration of 0.068.
40. On 10 June 2015, Mr Nikolic attended the races at Flemington Racecourse and entered the mounting yard. Mr Nikolic left the area when asked to do so.
41. On around 12 November 2015, Deputy Commissioner Mr Shane Patton, the Delegate of the Commissioner of Police, issued Mr Nikolic with a Racecourse Exclusion Order under section 33 of the Racing Act 1958 (Vic).
(I interpose that the order prohibited Mr Nikolic from entering or remaining at specified racecourses for the duration of the race meeting. It could not have been made if Mr Nikolic held an occupational racing licence. The police must be notified if an excluded person is at a specified racecourse during the meeting).
42. In around late January 2016, Mr Nikolic made an application for judicial review in respect of the 12 November 2015 exclusion order to the Supreme Court of Victoria.
43. On 16 June 2016, Justice Ginnane handed down his decision quashing the exclusion order[1].
44. On or around 18 July 2016, the Chief Commissioner of Victoria Police filed an application for leave to appeal the decision of Justice Ginnane in the Court of Appeal.
Factual findings and discussion based on the SAF
(a) conduct within the racing industry (SAF items 1,2,3,4,5,6,7,10,13, 14,15,16,17,22,23 and 40);
(b) criminal conduct outside the racing industry (SAF items 8, 9, 11 & 26)
(f) Casino and Racing Exclusion orders (SAF items 19 and 41)
(h) current attitudes towards officials of Racing Victoria
I found the stress and publicity surrounding the murder of my ex-father-in-law and the other matters very difficult to cope with. During this period I began acting differently. I was dealing with events in an angry way and with a very short temper.
I am better qualified to handle the situation after I've spent a serious amount of time on the sidelines and had plenty of counselling and learned to look at things from a different perspective.
Mr Nikolic currently sees a counsellor, Odelia Carmon... He has had two face-to-face consultations and three telephone consultations. He spoke positively of the effects of this therapy. He spoke of the adverse impact of being out of the workforce. He stated that he misses being busy as he likes routine. He did not describe the persistence of depressive symptomatology.
Having regard to the totality of the information available at the time of the preparation of this report, it is evident that Mr Nikolic found himself to be the subject of certain accusations levelled at him by racing authorities, some of which culminated in formal charges and some of which were the subject of adverse publicity in the media. Having regard for Mr Nikolic's account, it is his belief that the circumstances in which he found himself arose as a result of personal conflict with Mr Bailey and with others in position of authority within the racing industry.
It would appear from the report and with the benefit of hindsight and the passage of time, he has come to acknowledge that an attitude of self-righteous pride and a propensity to speak his mind, has served him poorly in the past. He expressed the opinion that an attitude of humility, reserve and deference to authority would protect him from coming into conflict with authority in the future. He expressed remorse regarding his previous conduct and the adverse impact that it has had on his standing within the racing industry and his career.
From a psychiatric perspective, it is evident that Mr Nikolic suffered an episode of depressive illness in the period subsequent to the demise of his marriage approximately five years ago. He described a degree of impairment arising as a result of features of his depressive illness. A Major Depressive Disorder of the nature and severity described by Mr Nikolic is typically associated with a decline in interpersonal functioning and irritability. It is also typically associated with compromised judgement, interpersonal sensitivity, irritability, volatility and relative indifference to consequence. In the absence of a contemporaneous assessment of Mr Nikolic's mental state from that time, the extent of the psychiatric compromise cannot be determined with certainty. However Mr Nikolic's psychiatric condition would inevitably adversely impact upon his functioning to some degree
At the time of his attendance for assessment, Mr Nikolic described enduring remission with respect to his depressive symptomatology, having remained compliant with antidepressant medication. He expressed insight into his conduct of the past. His description of his personality style included in an account reflective of a strong sense of pride and a strong work ethic. He described commitment to family and close friends. There was no material identified to suggest the presence of personality pathology. Specifically features that could be construed to reflect personality style predisposed to disregard for rules, disdain for authority or a tendency to criminality were not identified.
Having considered the available information with respect to Mr Nikolic, no psychiatric basis could be identified to suggest that he is compromised with respect to his ability to comply with rules or demonstrate defiance toward persons in position of authority. No psychiatric basis was identified to suggest that Mr Nikolic might pose a risk toward the welfare and safety of Racing Victoria staff, other riders and participants.
Notwithstanding my psychiatric impression with respect to Mr Nikolic, it is expected that he will continue to benefit from psychological support derived from his current counsellor, in particular during the process of reintegrating himself into the racing industry from which he has been absent for some time.
There was no material presented to suggest perceptual disturbance, delusional thinking or disorder of thought form as would indicate the presence of a psychotic condition.
It's very challenging for a person suffering a depressive condition to sustain an interview of one hour without revealing features of the depressive condition and it does take considerable effort for a person with a depressive condition to masquerade as well but it is not unheard of.....it would take a considerable effort to present as well is Mr Nikolic presented.
If the assumption is made that Mr Nikolic's depressive condition contributed to his inability, intolerance, impulsivity and aggression, then if he were to suffer a relapse of his depressive condition, his ability to manage a challenging confrontation with another person would be compromised.
Went on to explain that at Seymour in 2012, on the way to the barriers, Mr Nikolic was trotting with a clerk. He engaged in banter with Mr Bailey in response to which Mr Bailey asked 'am I supposed to be threatened by you?'
He said that "during the course of the VCAT hearing, Wade Hadley, a racing official from Tasmania, gave evidence. After the hearing, Mr Hadley passed Mr Nikolic who acknowledged having said to him "you're a disgrace"...
The VJA's role is multifaceted, but a key part is to represent the interests of jockeys in this state in their dealings with various RV departments, including its Integrity Services Department and Licensing Department.
We understand that RV refused Mr Nikolic's application to be relicensed and that, as a result, Mr Nikolic has made application to VCAT to review that decision.
I can confirm the position taken by the directors of the VJA is that they endorse Mr Nikolic's application to be relicensed as a jockey in Victoria, on the basis that he has completed the penalty imposed on him. The directors are unaware of any matters that should now preclude him from being relicensed as a jockey by RV.
In addition, my directors, a number of whom are active jockeys, have confirmed that it is their belief that relicensing Mr Nikolic would not pose a risk to the welfare and safety of other riders.
As Executive Officer of this Association for 11 years, I have known and observed Mr Nikolic during that time. I am also of the belief that relicensing Mr Nikolic would not pose a risk to the welfare and safety of his fellow riders and therefore I also endorse his application to be relicensed.
Good reputation, character and fit and proper person tests
Horse racing in Australia is a highly regulated industry. This is hardly surprising, given the high level of public interest and participation and the consequent need to maintain public confidence in the industry. As has long been recognised, regulation is necessary both to ensure fair and open competition in racing and to maintain the health and well-being of horses and their jockeys.
The expression "good character and repute" itself involves two discrete elements. While "good character" does not have a precise meaning, it ordinarily refers to a person's moral qualities (whether known to others or not) as opposed to the estimations in which (fairly or unfairly) the person is held by others, that is, their repute.
... To give the widest scope for judgement and indeed for rejection. ""fit (or "idoneous") with respect to an office is said to involve three things honesty knowledge and ability ("honesty to execute it truly, without malice affection or partiality; knowledge to know what he ought duly to do; and ability as well in estate as in body, that he may intend and execute his office, when need is, diligently, and not for impotency or poverty neglect it" - Coke.
- has an extensive disciplinary record in which he has refused to follow directions; disobeyed rules; swore at various individuals within the racing industry including but not limited to stewards;
- has acted in a rude and disrespectful manner during stewards inquiries;
- lied giving evidence before the RAD Board; lied giving evidence before this tribunal and intimidated a witness giving evidence before this tribunal.
- has a criminal history both of violent behaviour and disregarding apprehended violence orders
- is excluded from crown casino under an exclusion order
- is excluded from race meetings under an exclusion order
- has stated publicly that he believes the chief steward of Racing Victoria and other senior officials to be corrupt; and
- has placed the head steward in a position where he does not believe he could work with Mr Nikolic
[1] See Nikolic v Chief Commissioner of Police (no 2) 2016 VSC 333
Nikolic
Racing Victoria Limited
(1938) 60 CLR 336
(2010) 29 VR 325
(1992) 174 CLR 430