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[2002] FCAFC 140
Federal Court of Australia (Full Court)
2002-05-21
Sackville J, Beaumont J, Sackville JJ, Carr J
Original judgment source is linked above.
INTRODUCTION 2 This is an appeal from a judgment setting aside a decision of the Refugee Review Tribunal that it was satisfied that the appellant was a person to whom Australia had protection obligations under the Refugees Convention. On 7 September 2001 the Tribunal remitted the appellant's application for a protection visa to a delegate of the respondent for reconsideration, with a direction that the appellant was a person to whom Australia had protection obligations under the Refugees Convention. The respondent sought judicial review of that decision. On 18 January 2002 the learned primary judge set aside the Tribunal's decision and remitted the matter to it for reconsideration and determination according to law.
factual background 3 The appellant is a 36 year old Sri Lankan citizen. He left Sri Lanka on 23 February 2001 and arrived at Christmas Island by boat from Indonesia on 22 April 2001. 4 The appellant's claims, which, so it seems to me, were accepted by the Tribunal, were, in summary, as follows: · He was born on 6 July 1965. His father is Tamil and his mother Singhalese. His national identity card characterises him as a Tamil from Kandy; · He was a supporter of the UNP, an opposition party, in the elections in 2000. He acted as a bodyguard for a local UNP candidate in Kandy. The other bodyguards used by that candidate had been coached or trained in martial arts by the appellant. The appellant was well known in Kandy as a teacher of martial arts; · The appellant became embroiled in electoral violence in Kandy during the 2000 election campaign. He was threatened by the son of a senior government minister (the local incumbent) and some of his thugs in an effort by them to seize his electoral card. During this incident the appellant and a friend assaulted the thugs. The police, initially, took the side of the senior minister's son and thugs, but eventually arrested them when neighbours intervened and confirmed that their electoral cards had been taken by force by those persons; and · The appellant fled from Kandy to Colombo and feared harm at the hands of those political opponents or the police.
the tribunal's reasons 5 As is almost standard practice, the Tribunal, at the beginning of its reasons, set out the relevant law. In my view it did so accurately. The respondent has certainly made no complaint about that part of the Tribunal's reasons. 6 The Tribunal then reviewed the appellant's claims and evidence. It also referred to some independent country information, in particular, information relating to treatment of Tamils in Colombo. 7 I set out below the findings and reasons of the Tribunal in full. I have added numbers to facilitate later references: "(i) I am satisfied that the Applicant is a Sri Lankan citizen. His father was Tamil and his mother Singhalese. His National Identity Card identifies him as a Tamil from Kandy. (ii) I am satisfied that the Applicant was a supporter of the UNP in the elections in 2000. He acted as a bodyguard for a local UNP candidate. The other bodyguards used by the candidate had been coached or trained in martial arts by the Applicant. The Applicant was a (sic) well known in Kandy as a teacher of martial arts. (iii) I am satisfied that the Applicant became embroiled in electoral violence during the 2000 campaign. He was threatened. He and his friend assaulted the thugs or bodyguards of another political figure. The police took the side of this man because his father is a senior minister. The Applicant and his friend fled and continue to fear harm at the hands of their political opponents or the police. (iv) I note that there is evidence that the 2000 election was violent. There was also evidence that the police took action and arrested the son of a senior minister who had been involved in political violence. (v) I also note that the Applicant came to no harm in the months between the election and his departure for Australia. I am not satisfied that it is likely that the Applicant would be persecuted by the police or his political opponents, or that the Sri Lankan authorities would be unable or unwilling to protect him. Nevertheless, I note that there seems to be a culture of political violence and I am satisfied that there is some risk that this may happen. I am satisfied that the Applicant is at greater risk in Kandy and his decision to leave the city seems justified. (vi) I am satisfied that if the Applicant did suffer any such harm it would be, at least in part, because he is seen as a UNP supporter. That is, for reasons of his political opinion or a political opinion imputed to him. (vii) I also note that the Applicant fears that if he were to relocate to Colombo he would be at risk of arrest and detention as Tamil from outside Colombo. If he is detained he believes that he would be at risk of torture and mistreatment. (viii) I am not satisfied that this is likely. The Applicant is fluent in Singhalese. He is from Kandy not Jaffna, he is not a youth, and he was not harmed in the months leading up to his departure for Australia. Again, I am satisfied that there is however some chance that the Applicant could be detained, arrested and mistreated. He states that he was able to avoid harm because he was moving about in way (sic) which he could not sustain long term. (ix) I am satisfied that any such harm the Applicant faced would be because he is seen as a Tamil and a possible supporter of the LTTE. That is for reasons of his race, nationality, membership of a particular social group or political opinion imputed to him. (x) While I do not consider it likely that the Applicant would suffer persecution from either of the sources he fears, I am not satisfied that the chance that the Applicant would suffer such persecution is so remote as to be fanciful. It follows that I am satisfied that he has a well founded fear of persecution for Convention reasons. CONCLUSION (xi) The Tribunal is satisfied that the Applicant is a person to whom Australia has protection obligations under the Refugees Convention as amended by the Refugees Protocol. Therefore the Applicant satisfies the criterion set out in s 36(2) of the Act for a protection visa."
the decision at first instance 8 Having summarised the factual and procedural background and the applicant's claims, the primary judge focussed on the first ten paragraphs of the Tribunal's reasons which I have set out above. 9 His Honour noted that in paragraph (v) the Tribunal had only found "some risk" and in paragraph (viii) "some chance" of conduct amounting to persecution for Convention reasons. He observed that if that was how the reasons had rested, they would have revealed a failure, in his Honour's opinion, to deal with the relevant question - whether the subjectively entertained fear was "well-founded". That was because, as his Honour reasoned, "some" chance might be "real", "fanciful", "speculative", "unlikely in the extreme", "ludicrous" or "material". His Honour commented that any number of qualifying terms to elucidate the nature or quantum of the risk or chance might be given as encompassed by the word "some". 10 The essence of the primary judge's reasoning can be seen from the following five paragraphs: "15. I will come to State protection in a moment. It is clear that the Tribunal was using the "real chance" test referred to by McHugh J in Chan v Minister for Immigration and Ethnic Affairs (1989) 169 CLR 379 at 429. However, as the High Court said in Minister for Immigration and Ethnic Affairs v Guo (1997) 191 CLR 559 at 572, to use the "real chance" test as a substitute for the Convention term "well-founded fear" is to invite error. A fear is well-founded when there is a "real substantial basis for it": Guo, supra, at 572. No fear of persecution can be well-founded unless the evidence indicates a real ground for believing that the person is at risk of persecution: Ibid. 16. Here, it seems to me that a formulaic and flawed approach has been adopted by the Tribunal and that the Tribunal has not grappled with the need to reach a state of satisfaction about whether the risk is real from available evidence. First, the Tribunal stated that it was not satisfied that the risk of harm was likely. Next, it was satisfied that some risk of harm was present. That risk, "some" risk, covered the totality of risk from infinitesimal to just short of likely. Next, it was not satisfied that such risk was so remote as to be fanciful. Next, it thereby concluded that the fear was well-founded. However, not to be satisfied that the risk was so remote as to be fanciful does not mean that on the evidence the Tribunal was satisfied that there was a real ground for, or that there was a real substantial basis for, the fear of persecution. The essaying of the task of assessing the evidence as to whether it is sufficient to bring the Tribunal to a positive state of satisfaction about such a degree of risk is not completed (though it may be part of the task) by stating a lack of satisfaction that the risk is so remote as to be fanciful. Nor does a lack of satisfaction on the available material that the risk of persecution is so remote as to be fanciful logically lead to the bringing about of a state of satisfaction of the kind referred to in Guo. It is a state of satisfaction which is to be reached assessing the evidence directed by that question. 17. The last sentence of para (x) indicates to me that the Tribunal approached the task formulaically using the integers "real" (A) and "so remote as not to be fanciful" (B) as covering the totality of the universe of "some chance" (A+B). In finding a lack of satisfaction of B, a positive state of satisfaction about A was assumed in the conclusion of well-founded fear, without any expressed assessment of the material to justify that conclusion. Rather, the conclusion was said, in effect, to flow from the lack of satisfaction that the risk was remote. 18. The necessity for the Tribunal to deal with what it is satisfied of is highlighted by the second ground of the application. [The second ground of the application alleged error on the Tribunal's part in finding that Australia had protection obligations to the appellant in circumstances in which it was said to have been not satisfied that the Sri Lankan authorities would be unable or unwilling to protect him and was said to have made no finding that it was unreasonable in all the circumstances for the appellant to avail himself of that protection]. The question of state protection is not mentioned in para (viii). That may be because that paragraph is dealing with the risk of activities by state agencies. However, until one knows what the Tribunal is satisfied of concerning the risk of harm it is difficult to know what has been dealt with. This highlights, it seems to me, the flaw in the approach of the Tribunal in concluding, from a lack of satisfaction about the remoteness of the risk, something positive about the reality of the risk, without basing any such conclusion on a positive state of satisfaction from the material before it. 19. For the above reasons the Tribunal failed to complete its task mandated by the Act and the Convention and so made orders without jurisdiction or authorisation for the purposes of paras 476(1)(b) and (c). The decision of the Tribunal should therefore be set aside."
the ground of appeal 11 There was only one ground of appeal. It read as follows: "The Court erred in finding that the Refugee Review Tribunal had failed to correctly address the issue of whether the appellant had a well founded fear of persecution for a Convention reason."
the appellant's contentions 12 The appellant referred to the last sentence of paragraph numbered (v) of the Tribunal's reasons above - "I am satisfied that the applicant is at greater risk in Kandy and his decision to leave the city seems justified" as amounting to more than simply a finding of "some risk" of persecution without making a finding (as the primary judge had stated) on the objective nature of the risk. The appellant submitted that the primary judge had failed to consider the totality of the Tribunal's reasons in context. 13 The same applied, so the appellant contended, in relation to his Honour's analysis of the Tribunal's assessment of the risk of persecution of the appellant in Colombo by reason of his race. 14 The appellant submitted that the Tribunal's conclusion that the appellant's fear was "well-founded", followed, not from the use of a formula, but from a weighing of evidence leading to the assessment in paragraphs (viii) and (x) of the degree of risk faced by the appellant. In consequence of the totality of its findings on the issue of whether the fear was well-founded, it did in fact express its satisfaction. That was in the last sentence of paragraph (x). The words "it follows" referred to the whole of the findings on that issue and not just the previous sentence. 15 The appellant submitted that the Tribunal had, in assessing the degree of objective risk to the appellant, used terminology previously used by the High Court of Australia in Chan at 389 and by this Court in Chen v Minister for Immigration and Ethnic Affairs (1995) 58 FCR 97 at 102 - a passage quoted by the High Court in Minister for Immigration and Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259 at 280.
respondent's contentions 16 In relation to the Tribunal's reasoning on the question whether the appellant's fears were well-founded, the respondent contended that the Tribunal had erred, essentially for the reasons given by the primary judge. 17 The respondent filed written submissions on the question of State protection. In essence these were as follows: · Australia had no protection obligations to the appellant under the Convention unless either: (a) State protection was not available to the appellant in Sri Lanka; or (b) If State protection was available, it was reasonable in all the circumstances for the appellant not to avail himself of that protection. · The Tribunal was not satisfied that it was likely that the Sri Lankan authorities would be unable or unwilling to protect the appellant, i.e. the first of the above tests was not found in favour of the appellant because State protection was available. · The Tribunal had failed to deal with the question why it would not be reasonable for the appellant to avail himself of the State protection that was found to be available. That is, the question arising from the second test above had not been addressed by the Tribunal.
well-founded fear 18 At pages 3-4 of its reasons, the Tribunal said this: "… an applicant's fear of persecution for a Convention reason must be a "well-founded" fear. This adds an objective requirement to the requirement that an applicant must in fact hold such a fear. A person has a "well-founded fear" of persecution under the Convention if they have genuine fear founded upon a "real chance" of persecution for a Convention stipulated reason. A fear is well-founded where there is a real substantial basis for it but not if it is merely assumed or based on mere speculation. A "real chance" is one that is not remote or insubstantial or a far-fetched possibility. A person can have a well-founded fear of persecution even though the possibility of the persecution occurring is well below 50 per cent." 19 In that passage the Tribunal can be seen to have attempted (in my view successfully) a synthesis of the guidance provided by the High Court of Australia in cases such as Chan and Guo. In fact, the Tribunal had earlier in its reasons cited those decisions (amongst others). 20 In those circumstances, in my opinion, the Tribunal should be taken to have understood the applicable law and to have had that law in mind when it reached its decision, unless something later in its reasons suggests to the contrary. There is no need for the Tribunal to set out its understanding of the relevant law more than once. 21 When the Tribunal said (at paragraph (v)) that it was not satisfied that it was likely that the applicant would be persecuted by the police or his political opponents, or that the Sri Lankan authorities would be unable or unwilling to protect him, and when it made similar statements in paragraphs (viii) and (x), I think that a fair construction would be that it was (temporarily) applying the balance of probabilities test. That is, it was making a predictive assessment based on a probability of a likelihood of more than 50 per cent. The Tribunal knew that that was not the test to be applied in respect of predicting what might happen to the appellant. It can thus be seen to have had in mind the last sentence of the passage earlier in its reasons, which I have set out above. 22 I think that it is reasonable, in those circumstances, to infer, as I do, that the Tribunal then moved on to make its predictive assessment of the degree of risk. 23 Counsel for the respondent conceded that if the Tribunal had described that risk in terms of a "real chance", then the respondent would not have any complaint. I pause here to note that his Honour said (at paragraph [15] of his reasons) that it was clear that the Tribunal had used the "real chance" test referred to by McHugh J in Chan. 24 In relation to what might happen to the appellant if he were returned to Kandy the Tribunal (in paragraph (v)) said that it was satisfied that there was some risk that the applicant would be persecuted by the police or his political opponents or that the Sri Lankan authorities would be unable or unwilling to protect him. It also said that it was satisfied that the applicant is at greater risk in Kandy and that his decision to leave the city "seems justified". 25 In my view, it is sufficiently clear that the reference in paragraph (x) to "either of the sources" which the appellant fears, is a reference to persecution by the police or political opponents in Kandy and a reference to detention arrest and mistreatment (see paragraph (viii)) by Sri Lankan authorities in Colombo. 26 I also think that a fair construction of paragraph (v) when read with paragraph (x) is that the Tribunal was weighing up the risk of danger to the appellant from the police and his political opponents in Kandy and the risk that the police might not protect him. I think it is reasonable to construe the phrase used by the Tribunal "…at greater risk in Kandy …", as meaning that the appellant was at greater risk in Kandy than in Colombo. It was also weighing up risk when it added that the appellant's decision to leave Kandy "seems justified". 27 When the Tribunal drew in its conclusions in paragraph (x) in relation to Kandy and said that it was not satisfied that the chance that the appellant would suffer such persecution was so remote as to be fanciful, I think that a beneficial, but not over beneficial, construction of what it was saying was that there was a real substantial basis for the appellant's fear. 28 I think that the same applies in relation to the Tribunal's assessment of the degree of risk to the appellant if he were returned to Colombo. 29 In paragraph (viii) the Tribunal can be seen to have taken into account the independent information (which it set out at pp 6-8 of its reasons, immediately before its "Findings and Reasons") about the risks to Tamils in Colombo. It assessed the risk of persecution as being, again, less than a 50 per cent probability. However, it found, on that independent evidence, that there was some chance that the appellant could be detained arrested and mistreated. The Tribunal took into account the appellant's statement that he was able to avoid harm because he had been moving about in a way which he could not sustain long term. It also said [see paragraph (ix)] that it was satisfied that any such harm would be because he would be seen as a Tamil and a possible supporter of the LTTE, i.e. for reasons of his race, nationality, membership of a particular social group or political opinion imputed to him. The Tribunal was not prepared to rule out the risk that the appellant might be detained. The Tribunal understood that detention on its own might not amount to persecution. It proceeded to make an assessment of what might happen if the appellant were detained in Colombo. It cited independent evidence from human rights groups to the effect that around 40 per cent of those detained under the Emergency Regulations and the Prevention of Terrorism Act in Colombo complain of being tortured or show signs of being tortured and that the overwhelming majority of people arrested are Tamils detained in connection with LTTE activities. 30 In my view, in those circumstances when the Tribunal revisited this second source of fear and said that it was not satisfied that the chance that the appellant would suffer such persecution was so remote as to be fanciful, it showed an understanding of the relevant law which it had earlier sought to synthesise and was not, as the respondent contended, falling foul of the strictures or guidance of the High Court expressed in Guo at 572-573. It was not, in my opinion, engaging in conjecture or surmise. Its assessment can be seen to have been rooted in the evidence which, to the Tribunal, indicated a real ground for believing that the appellant was at risk of persecution even though that evidence did not show that persecution was more likely than not to eventuate. 31 I acknowledge that it is reasonably open to construe the Tribunal's reasons in a manner different from my above construction. However, with the greatest of respect to the primary judge, my impression is that the Tribunal did not bring a formulaic or flawed approach to its task. 32 It would have been perhaps preferable if the Tribunal had expressed its satisfaction of the degree of risk in a positive tense and actually used the word "substantial". But, in my view, in substance it was assessing the risk as "not insubstantial" which amounts to much the same thing. It switched to an expression of positive satisfaction in paragraph (xi) of its reasons set out above, which I think is another, perhaps small, factor to be credited to it when assessing its decision-making process. In that paragraph, the Tribunal expressed its satisfaction that the appellant was a person to whom Australia had protection obligations under the Convention. That is the relevant decision, and it is a subjective one - see Wu at 277. The Tribunal reached that decision after correctly summarising the relevant law and weighing up the facts. In my opinion, the Tribunal, in reaching its decision, neither erred in law nor fell into jurisdictional error.
state protection 33 As to the respondent's submissions on the question of State protection, the appellant argued that he (the respondent) was not entitled to raise this matter as he had not filed a notice of contention. The respondent argued that these issues had been decided by the primary judge. 34 It is not necessary for me to resolve this essentially procedural dispute, because I do not think there is any substance in the respondent's submissions. 35 At page 4 of its reasons the Tribunal said this: "In addition, an applicant must be unable, or unwilling because of his or her fear, to avail himself or herself of the protection of his or her country or countries of nationality. Whenever the protection of the applicant's country is available, and there is no ground based on well-founded fear for refusing it, the person concerned is not in need of international protection and is not a refugee." 36 In my view, it was implicit in the Tribunal's reasoning that if the persecution which the appellant feared became a reality, it would take the form of persecution by the police (i.e. an agency of the Sri Lankan Government) or his political opponents in Kandy and the Sri Lankan authorities would be unable or unwilling to protect him. This can be seen from its reasoning in paragraph (v) in relation to Kandy. In relation to the risk in Colombo, the only risk identified was from the activities of the Sri Lankan police or security forces. 37 In each case (i.e. Kandy and Colombo) the relevant persecution which the Tribunal identified included persecution by the State or its own agents. Accordingly, the question of internal protection did not, in my opinion, arise for consideration: see Horvath v Secretary of State for the Home Department [2001] AC 489 at 497 cited with apparent approval by Gleeson CJ in Minister for Immigration and Multicultural Affairs v Khawar [2002] HCA 14 at [19]; see also in Khawar Gleeson CJ at [22], and McHugh and Gummow JJ at [66]. In those circumstances, I do not think that the Tribunal can be criticised for not taking the matter any further than it did.
conclusion 38 For the foregoing reasons, I would allow the appeal, set aside the orders made at first instance and substitute an order that the respondent's application for judicial review be dismissed with costs. The respondent should pay the appellant's costs of the appeal. I certify that the preceding thirty-seven (37) numbered paragraphs are a true copy of the Reasons for Judgment herein of Justice Carr.
ON APPEAL FROM A JUDGE OF THE FEDERAL COURT OF AUSTRALIA
AND: MINISTER FOR IMMIGRATION AND MULTICULTURAL AFFAIRS
SACKVILLE J: REASONS FOR JUDGMENT 39 I gratefully adopt Carr J's analysis of the facts and his account of the decisions of the Refugee Review Tribunal ("RRT") and the primary Judge. I shall use the same paragraph numbers to refer to the RRT's reasons as does his Honour. 40 The primary Judge held that the RRT had failed to complete the task mandated by the Migration Act 1958 (Cth) ("Migration Act"). His Honour said that it followed that the RRT "did not have jurisdiction to make the decision" (s 476(1)(b)) and that "the decision was not authorised by the Act or the regulations" (s 476(1)(c)). These were not the grounds particularised by the Minister in his application for review, which identified the relevant ground as "error of law" (s 476(1)(e)). No point has been taken about this apparent disparity and the appellant has been content to argue the appeal on the basis that his Honour's conclusions were in conformity with the application. 41 The appellant's principal argument was that the primary Judge had failed to pay due regard to the totality of the RRT's reasons and the need to accord those reasons a "beneficial construction", as required by the decision of the High Court in Minister for Immigration and Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259, at 271-272, per Brennan CJ, Toohey, McHugh and Gummow JJ. Mr Karp, who appeared for the appellant, contended that on a proper reading of the RRT's reasons, it was affirmatively satisfied that the appellant had a well-founded fear of persecution for a Convention reason from two sources:
Associate: Dated: 21 May 2002 Counsel for the Appellant: Mr L Karp Counsel for the Respondent: Mr R Bromwich
Solicitor for the Respondent: Australian Government Solicitor
NACB of 2002
Minister for Immigration & Multicultural Affairs
(1996) 185 CLR 259
(1999) 197 CLR 61
(1989) 169 CLR 379
(1997) 191 CLR 559
(1995) 58 FCR 96
(1995) 58 FCR 97