[2024] AATA 891
General information, not legal advice.
Administrative Appeals Tribunal of Australia
2024-04-30
Original judgment source is linked above.
Beaumont and National Disability Insurance Agency [2024] AATA 891 (30 April 2024)
Division: NATIONAL DISABILITY INSURANCE SCHEME DIVISION
The Tribunal sets aside the decision under review pursuant to subsection 43(1)(a) of the Administrative Appeals Tribunal Act 1975 (Cth) and decides in substitution that Mr Beaumont meets the disability requirements for access to the National Disability Insurance Scheme as set out in section 24 of the National Disability Insurance Act 2013 (Cth).
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NATIONAL DISABILITY INSURANCE SCHEME - access - multiple myeloma - terminal
illness - pain - palliative care - Rule 5.8 - deeming provision - assistive technology and equipment - commonly used items - usually requires assistance - section 24(1)(c) - whether substantially reduced functional capacity - substituted decision.
National Disability Insurance Scheme (Becoming a Participant) Rules 2016 (Cth)
Mulligan v National Disability Insurance Agency [2015] FCA 544
Mulligan and National Disability Insurance Agency [2015] AATA 974
National Disability Insurance Agency v Foster [2023] FCAFC 11
Re Drake and Minister for Immigration and Ethnic Affairs (No 2) [1979] AATA 179; (1979) 2 ALD 634
Madelaine and National Disability Insurance Agency [2020] AATA 4025 (13 October 2020)
National Disability Insurance Agency v WRMF [2020] FCAFC 79; 276 FCR 415
Our Guidelines - Becoming a participant - Applying to the NDIS, 1 February 2024
(a) the CEO is satisfied that the person meets the age requirements (see section 22); and
(b) the CEO is satisfied that, at the time of considering the request, the person meets the residence requirements (see section 23); and
(c) the CEO is satisfied that, at the time of considering the request:
(i) the person meets the disability requirements (see section 24); or
(ii) the person meets the early intervention requirements (see section 25).
(1) A person meets the disability requirements if:
(a) the person has a disability that is attributable to one or more intellectual, cognitive, neurological, sensory or physical impairments or the person has one or more impairments to which a psychosocial disability is attributable; and
(b) the impairment or impairments are, or are likely to be, permanent; and
(c) the impairment or impairments result in substantially reduced functional capacity to undertake one or more of the following activities:
(d) the impairment or impairments affect the person's capacity for social or economic participation; and
(e) the person is likely to require support under the National Disability Insurance Scheme for the person's lifetime.
(2) For the purposes of subsection (1), an impairment or impairments that vary in intensity may be permanent, and the person is likely to require support under the National Disability Insurance Scheme for the person's lifetime, despite the variation.
(1). A person meets the early intervention requirements if:
(i) has one or more identified intellectual, cognitive, neurological, sensory or physical impairments that are, or are likely to be, permanent; or
(ii) has one or more identified impairments that are attributable to a psychiatric condition and are, or are likely to be, permanent; or
(iii) is a child who has a developmental delay; and
(b) the CEO is satisfied that provision of early intervention supports for the person is likely to benefit the person by reducing the person's future needs for supports in relation to disability; and
(c) the CEO is satisfied that provision of early intervention supports for the person is likely to benefit the person by:
(i) mitigating or alleviating the impact of the person's impairment upon the functional capacity of the person to undertake communication, social interaction, learning, mobility, self-care or self-management; or
(ii) preventing the deterioration of such functional capacity; or
(iv) strengthening the sustainability of informal supports available to the person, including through building the capacity of the person's carer.
Note: In certain circumstances, a person with a degenerative condition could meet the early intervention requirements and therefore become a participant.
5.4 An impairment is, or is likely to be, permanent (see paragraph 5.1(b)) only if there are no known, available and appropriate evidence-based clinical, medical or other treatments that would be likely to remedy the impairment.
5.5 An impairment may be permanent notwithstanding that the severity of its impact on the functional capacity of the person may fluctuate or there are prospects that the severity of the impact of the impairment on the person's functional capacity, including their psychosocial functioning, may improve.
5.6 An impairment may require medical treatment and review before a determination can be made about whether the impairment is permanent or likely to be permanent. The impairment is, or is likely to be, permanent only if the impairment does not require further medical treatment or review in order for its permanency or likely permanency to be demonstrated (even though the impairment may continue to be treated and reviewed after this has been demonstrated).
5.7 If an impairment is of a degenerative nature, the impairment is, or is likely to be, permanent if medical or other treatment would not, or would be unlikely to, improve the condition.
5.8 An impairment results in substantially reduced functional capacity of a person to undertake one or more of the relevant activities - communication, social interaction, learning, mobility, self-care, self-management (see paragraph 5.1(c)) - if its result is that:
(a) the person is unable to participate effectively or completely in the activity, or to perform tasks or actions required to undertake or participate effectively or completely in the activity, without assistive technology, equipment (other than commonly used items such as glasses) or home modifications; or
(b) the person usually requires assistance (including physical assistance, guidance, supervision or prompting) from other people to participate in the activity or to perform tasks or actions required to undertake or participate in the activity; or
(c) the person is unable to participate in the activity or to perform tasks or actions required to undertake or participate in the activity, even with assistive technology, equipment, home modifications or assistance from another person.
(a) Chronic musculoskeletal pain; and > > (b) Fatigue.
Social and Economic Participation - Subsection 24(1)(d)
SUBSTANTIALLY REDUCED FUNCTIONAL CAPACITY - SUBSECTION 24(1)(C)
Home - Mr Beaumont described being in constant pain, he mobilises within his home independently, however, will steady himself by hanging onto furniture. > > Community - Mr Beaumont mobilises independently albeit with difficulty. He previously used walking sticks or his wheelchair for community access. He stated he rarely uses these mobility aids. > > He can walk approximately 200 to 400 meters before he requires a break secondary to pain. Notably he reported his pain is at the base of his neck. He will rest for 5 to 10 minutes before resuming. > > Mr Beaumont will drive within the local area. He stated he can drive to Sunshine Coast University Hospital which is approximately 40km away. He described his tolerance for driving has increased over the last year, however he would drive no further than this. > > Transfers, sitting tolerance - Can transfer independently, although his pain may interfere with transfers and make him 'catch his breath'. > > Mr Beaumont reported he has limited sitting tolerance on backless chairs (e.g., stools). He described how he uses cushions to support his back and assist with his positioning. He identified prolonged sitting will increase his stomach pain and discomfort. He will use cushions when sitting on the couch and in the car. > > Stair mobility - Paces himself on flights of stairs, and always uses the handrail to steady himself. > > He demonstrated he was able to independently mobilise on the 3 steps within his house. > > Falls history - Mr Beaumont stated he has not experienced any falls. He reported experiencing dizziness at times, along with his decreased bone density puts him at high risk for injury should he suffer a fall.
(a) He does not use mobility aids and can get around the house, however he must hold onto furniture in the house to relieve pain and allow him to move around. > > (b) He has trouble bending down and if he drops something, he needs to pick it up in a certain way. > > (c) He can get in and out of chairs, using his hands to lower himself and propping himself up with pillows for support. > > (d) He can ascend and descend up to five steps. He thought he might be able to navigate 10-12 steps but did not provide a recent example. > > (e) He hasn't had any falls since his diagnosis. Occasionally he gets dizzy but no more than a couple of times per week. > > (f) He can get in and out of bed but must manoeuvre in a certain way to complete the task. > > (g) Due to a combination of pain and hot weather, Mr Beaumont has not done any woodwork in his shed (located some distance from the house) since about October 2023. If he took an Endone (5mg PRN) to manage pain, the effects of the medication on his cognition would make it unsafe for him to operate any machines with spinning blades.
(h) He has a light-weight folding chair and cushion in the car for occasions when the car is parked a distance away from the ultimate destination. He said he could carry the lightweight chair himself (which was later disputed by Mrs Beaumont). > > (i) He can walk about 100 to 200 meters but then needs to rest by leaning against something or sitting down. > > (j) He can drive 7-10 minutes to Noosaville where his GP, physiotherapist, pharmacy and local shops are located. He would drive to Noosaville about once or twice a fortnight. He is always careful about the side-effects of his medication when deciding to drive. > > (k) If he goes to the supermarket with his wife, he needs to lean against something or sit down after 10 minutes. > > (l) He can only carry very light items, like toilet paper. > > (m) His ability to stand still, for example, in a queue, is "less than 5 minutes". > > (n) He can walk around the hospital but needs to sit down or lean regularly. > > (o) He thought he could drive to the hospital 60km away "at a pinch, at a push, depending on the day" and how much oxycodone he'd taken. He was unsure of the state that he would arrive in and whether he would be capable of doing anything at the hospital if he drove himself. When asked if he could drive to the hospital for a procedure and then home the same day, he said no. > > (p) His wife generally drives him to the hospital. He could not recall a time in 2024 that he had driven himself. Once he commences chemotherapy, his wife will have to drive. > > (q) He lives in a regional location and does not use public transport, though there is a bus stop located near his property.
(a) mopping floors
(b) doing the dishes / using the dishwasher
(c) cleaning kitchen benchtops
(d) hanging out laundry
(e) cleaning the toilet
(f) cleaning the shower
(g) cleaning the bathroom vanity
(h) changing bedroom linen.
Is 'self-care' or 'mobility' captured by the deeming provisions of rule 5.8
[t]he Guidelines are merely administrative 'tools'. They do not provide a legislative definition of the relevant activities. They do not control the meaning of the phrase "substantially reduced functional capacity". Nor do they alter the threshold criteria for when a person meets the disability requirements as specified in s 24(1) of the NDIS Act. They are not the equivalent of statutory provision and are not to be construed in like manner: Australian Prudential Regulation Authority v TMEffect Pty Ltd [2018] FCA 508; 76 AAR 540 at [59] per Perry J. Rather they provide non-exclusive content to the range of "tasks and actions" (as referred to in r 5.8) that comprise the "activities" the NDIA is required to consider, consistent with the legislative history, context and purpose.[29]
In the context of all the matters that comprise the concept of self-care, a decision-maker is required to make a functional, practical assessment of what a person can and cannot do. > > Rather than using the assessment tool, being the Guidelines, to reach a conclusion as to whether or not Mr Foster had substantially reduced functional capacity to undertake self-care by assessing his functional capacity with respect to the bundle of tasks and actions forming the concept of "self-care", the Tribunal applied the Guidelines in such a way as to equate Mr Foster's impairment with the single task of toileting and deemed that to be the relevant activity for which functional capacity was required to be assessed. That was an error.[30]
**_Rule 5.8(a) - the person is unable to participate effectively or completely in the activity, or to perform tasks or actions required to undertake or participate effectively or completely in the activity, without assistive technology, equipment (other than commonly used items such as glasses) or home modifications
The proper construction of the phrase "effectively and completely" in r 5.8 is informed first by the NDIS Act, pursuant to which it was made. As the Full Court said in National Disability Insurance Agency v WRMF [2020] FCAFC 79; 276 FCR 415 at [138]: > > In dealing with legislation such as the Act, a number of particular considerations should be remembered. First, the subject matter of the NDIS legislation is unique, as is its structure: it embeds an approach to the support of persons with disability which was previously non existent. In its structure, it does more than 'ordinary' legislation by incorporating objects and purposes. It incorporates a number of values, which are integral to the legislative scheme. It is always necessary to ensure that constructional choices, and construction, are undertaken paying sufficient regard to the legislative scheme as a whole, for that forms the context for any particular provision: see R v A2 [2019] HCA 35; (2019) 93 ALJR 1106 at [32] [34] (Kiefel CJ and Keane J), [124] (Bell and Gageler JJ). In the case of the Act, because of its particular features, the need to examine particular provisions in the wider context of the scheme as a whole is especially important.[33]
The World Health Organisation has a universal definition of assistive technology. > > Assistive technology is equipment or devices that help you do things you can't do because of your disability. Assistive technology may also help you do something more easily or safely. Assistive technology will reduce your need for other supports over time. > > This could be small things like non-slip mats, or special knives and forks. It could be big things like wheelchairs and powered adjustable beds. It also could be technology like an app to help you speak to other people if you have a speech impairment. > > Not all equipment or technology you use is assistive technology. Many people use some equipment as part of their lives, for example, a radio to listen to music, or a standard microwave oven to cook food. > > Assistive technology is only the equipment you need because it helps you do things that you normally can't do because of your disability. It includes items that: > > • mean you need less help from others > > • help you do things more safely or easily > > • help you to keep doing the things you need to do > > • allow you to do tasks independently > > • are personalised for you. > > (Our emphasis)
Rule 5.8(b) - the person usually requires assistance (including physical assistance, guidance, supervision or prompting) from other people to participate in the activity or to perform tasks or actions required to undertake or participate in the activity
Rule 5.8(c) - the person is unable to participate in the activity or to perform tasks or actions required to undertake or participate in the activity, even with assistive technology, equipment, home modifications or assistance from another person.
51. Some general observations should be made about these matters. The term "disability" is used in the Act, and in s 24, as a descriptive concept for the overall effect of a person's impairments on that person's abilities to participate in all aspects of personal and community life. Threshold provisions such as s 24 operate not on the concept of disability, but on the concept of an impairment, which, as the Tribunal correctly observed at [19] of its reasons, is generally understood as involving the loss of or damage to a physical, sensory or mental function. > > 52. Although an impairment may, in general terms (and, for example, in the terms of Art 1 of the Convention on the Rights of Persons with Disabilities extracted above) be responsible for or related to a disability, the threshold in s 24 revolves around the severity and permanency of the effects of the impairments experienced by a person, so as to justify the provision of the "reasonable and necessary supports" to which participants may be entitled, after assessment in accordance with Pt 2 of Ch 3 of the Act. > > 53. At p 14 of the revised Explanatory Memorandum, the purpose of what became s 24 is described: > > Clause 24 sets out the disability requirements a person must satisfy in order to become a participant in the NDIS launch. The disability requirements are designed to assess whether a prospective participant has a current need for support under the scheme, based on one or more permanent impairments that have consequences for the person's daily living and social and economic participation on an ongoing basis. This clause also implements recommendation 3.2 of the Productivity Commission report. > > 54. Recommendation 3.2 of the Productivity Commission Inquiry Report, "Disability Care and Support" (31 July 2011), stated: > > Individuals receiving individually tailored, funded supports through the NDIS: > > · should have a disability that is, or is likely to be, permanent, and > > · would meet one of the following conditions: > > · have significantly reduced functioning in self-care, communication, mobility or self- management and require significant ongoing support; > > · be in an early intervention group, comprising individuals for whom there is good evidence that the intervention is safe, significantly improves outcomes and is cost effective. > > In exceptional cases, the scheme should also include people who would receive large identifiable benefits from support that would otherwise not be realised, and that are not covered by the groups above. Guidelines should be developed to inform the scope of this criterion and there should be rigorous monitoring of its effects on scheme costs. > > 55. Using the concept of impairment enables assessment of the severity and permanency of a person's condition, and of the effects of that condition through not only the evidence of an applicant, but also medical and clinical evidence. The legislative scheme contemplates a relatively high degree of precision by decision-makers (see, for example, the six activities in s 24(1)(c) in assessing what a person can or cannot do. The assessment to be undertaken is avowedly functional, and multi-faceted. > > 56. That being the case, no arbitrary limits are placed on access to the NDIS. No decision-maker need be satisfied a person's impairment is "serious", or more serious than another person's. No qualitative judgments in that sense are called for. Rather, the legislative scheme is based on a functional, practical assessment of what a person can and cannot do. Critically, the scheme makes detailed provision for that assessment, and it is sufficient for a person to have substantially reduced functional capacity in relation to one activity. That, in my opinion, recognises the spectrum of impairments which can be experienced by persons with disabilities, and accommodates different abilities within one person in terms of her or his daily activities. That is why a detailed functional assessment is so important. > > (Emphasis added).
I certify that the preceding one hundred and fifty-one (151) paragraphs are a true copy of the reasons for the decision herein of Member K Bean and Member N Purcell.
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[1] Joint Hearing Tender Bundle (JHTB), B7.
[4] Re Drake and Minister for Immigration and Ethnic Affairs (No 2) (1979) 2 ALD 634 at [635].
[5] National Disability Insurance Agency, Our Guidelines - Becoming a participant - Applying to the NDIS, (1 February 2024)
[6] Mulligan v National Disability Insurance Agency [2015] FCA 544 ('Mulligan') at [55].
[8] National Disability Insurance Agency v Foster [2023] FCAFC 11 ('Foster').
[10] For example, Beezley v Repatriation Commission (2015) FCAFC 165 at [68] (North, Tracey and Mortimer JJ).
[12] Timofticiuc and National Disability Insurance Agency [2021] AATA 3015 at [96].
[21] Re Drake and Minister for Immigration and Ethnic Affairs (No 2) (1979) 2 ALD 634 at [635]
[24] Our Guidelines - Becoming a participant - Applying to the NDIS, 1 February 2024, p8.
[25] Our Guidelines - Becoming a participant - Applying to the NDIS, 1 February 2024, p8.
[26] We note that 'personal domestic activities' including basic house and yard work are considered 'daily life' activities alongside self-care activities in the current NDIS Pricing Arrangements and Price Limits 2023-24 Version 1.3 (published 7/02/2024), https://www.ndis.gov.au/providers/pricing-arrangements, p 40.
[27] Our Guidelines - Becoming a participant - Applying to the NDIS, 1 February 2024, p8.
[32] Macquarie Dictionary (8th ed, Macquarie, 2020) at p 493 cited in Foster at [82].
[39] Our Guidelines - Becoming a participant - Applying to the NDIS, 1 February 2024, p 9.
[41] Madeleine and National Disability Insurance Agency [2020] AATA 4025 at [104]. ('Madeleine')
[42] Our Guidelines - Becoming a participant - Applying to the NDIS, 1 February 2024, p8.
Mulligan
National Disability Insurance Agency
(2019) 93 ALJR 1106