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[2020] AATA 4025
Administrative Appeals Tribunal of Australia
2020-10-13
Original judgment source is linked above.
Madelaine and National Disability Insurance Agency [2020] AATA 4025 (13 October 2020)
NATIONAL DISABILITY INSURANCE SCHEME DIVISION )
TRIBUNAL: Deputy President Gary Humphries AO
The Tribunal directs the Registrar, pursuant to subsection 43AA(1) of the Administrative Appeals Tribunal Act 1975, to alter the text of the decision in this application as follows:
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Division: NATIONAL DISABILITY INSURANCE SCHEME DIVISION
The Tribunal affirms the reviewable decision of the National Disability Insurance Agency dated 13 March 2019.
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NATIONAL DISABILITY INSURANCE SCHEME - access to the scheme - disability requirements - rheumatoid arthritis - chronic regional pain syndrome - left eye visual impairments - whether the applicant's impairments result in substantially reduced functional capacity to undertake one or more of the activities listed in s 24(1)(c) of the National Disability Insurance Scheme Act (the NDIS Act) - where inconsistency between the NDIS Act and the National Disability Insurance Scheme (Becoming a Participant) Rules 2016 - decision under review affirmed
Drake and Minister for Immigration and Ethnic Affairs (No 2) (1979) 2 ALD 634
Holmes and National Disability Insurance Agency [2017] AATA 2750
MHZQ and National Disability Insurance Agency [2019] AATA 810
Mulligan and National Disability Insurance Agency [2015] FCA 544
National Disability Insurance Scheme (Becoming a Participant) Rules 2016
(c) support the independence and social and economic participation of people with disability...
(f) facilitate the development of a nationally consistent approach to the access to, and the planning and funding of, supports for people with disability...
(b) the need to ensure the financial sustainability of the National Disability Insurance Scheme; and ...
(d) the provision of services by other agencies, Departments or organisations and the need for interaction between the provision of mainstream services and the provision of supports under the National Disability Insurance Scheme.
(1) A person meets the access criteria if:
(a) the CEO is satisfied that the person meets the age requirements (see section 22); and
(b) the CEO is satisfied that, at the time of considering the request, the person meets the residence requirements (see section 23); and
(c) the CEO is satisfied that, at the time of considering the request:
(i) the person meets the disability requirements (see section 24); or
(ii) the person meets the early intervention requirements (see section 25).
(1) A person meets the disability requirements if:
(a) the person has a disability that is attributable to one or more intellectual, cognitive, neurological, sensory or physical impairments or to one or more impairments attributable to a psychiatric condition; and
(b) the impairment or impairments are, or are likely to be, permanent; and
(c) the impairment or impairments result in substantially reduced functional capacity to undertake, or psychosocial functioning in undertaking, one or more of the following activities:
(d) the impairment or impairments affect the person's capacity for social or economic participation; and
(e) the person is likely to require support under the National Disability Insurance Scheme for the person's lifetime.
(2) For the purposes of subsection (1), an impairment or impairments that vary in intensity may be permanent, and the person is likely to require support under the National Disability Insurance Scheme for the person's lifetime, despite the variation.
(c) requirement of NDIS support for her lifetime (s 24(1)(e)); and
(d) various criteria related to the early intervention requirements in s 25.
(c) Acute angle glaucoma resulting in visual impairment (visual impairment);
I can still function. I can still get out of bed. I may not swing out of bed and pop up, glad to see the sun every morning, but after 15, 20 minutes I can get the legs over and I can actually do it. It's not without risk and it's never without pain.
(a) she was able to hold a pen with tripod grip for normal handwriting speed and quality;
(b) she reported having upper limb tremors, although these were not observed during the examination;
(c) she had difficulty with fine motor activities and sustained power grip;
(d) she primarily relied on her right arm and hand to perform functional activities;
(e) she reported problems with her memory and the need to write notes and reminders and was observed to do so during the examination. She was observed to intermittently lose her train of thought;
she ambulated independently within the home, with reduced gait speed, antalgic gait pattern and using furniture for steadying support;
(g) she walked through all areas of the home including to the rear and side access without use of a gait aid;
(h) she ambulated approximately 25 m from her front porch to the garage using a single point stick with reduced gait speed, slowly negotiating the four front porch steps using a step-by-step approach and holding the porch structure, then traversing the grass and negotiating the 12 uneven steps leading to the front yard gate and driveway using her single point stick, and then returning to the house completing 50 m of external walking;
(j) she independently transferred with self-reported pain from her bed, toilet, shower and car;
(k) she held onto the shower screen and frame for support with shower transfers and held onto the bathroom vanity for support with toilet transfers;
(l) she had restricted carrying, lifting and reaching abilities due to use of gait aids as required, but described that on average twice a week she was able to park outside the supermarket, use a single point stick to ambulate inside and carry the equivalent of one bag of groceries;
(m) she reported having about four good days per fortnight during which she was able to walk for up to 10 minutes in the community using either her stick or a lightweight four-wheeled walker, but for greater distances or on bad days she required a manual wheelchair and assistance in propelling it and lifting it into the car;
(n) she had an unrestricted driver's licence and own vehicle and was able to load a four-wheeled walker in and out of the car independently. She did not drive at night and restricted her driving to the Pambula area;
(o) she presented with normal mood and affect and described a significant amount of positive emotional support by a close friend who called daily and had regular face-to-face contact at the weekends;
(i) she requires intermittent physical assistance at times of heightened pain; otherwise can shower herself briefly;
(ii) she is independent but slow with dressing and uses clothes without fastenings;
(iii) she is independent with hair and teeth, needs physical assistance to cut toenails;
(iv) she is independent with toileting, but has difficulty reaching to wipe;
(v) she is independent with cutlery and mug with right hand, but has difficulty cutting hard foods;
(vi) she needs intermittent physical assistance to see and retrieve dropped medications and has difficulty self-administering eye drops, but independently administers injections;
(viii) she is independent using an iPhone to call, text and email with a two-hand approach and was observed to text with normal speed and response;
(q) specifically, with respect to domestic activities:
(i) she is independent in preparing a simple breakfast and lunch and stovetop meals cooked in small pans; receives minimal physical assistance from her daughter for cutting and other two-handed tasks and does not use the oven due to difficulty handling trays;
(ii) she is independent at pulling up sheets and quilt, but requires maximal assistance to change linen;
(iii) she is independent at performing washing, but has difficulty with heavier items such as sheets;
(iv) she is independent in wiping and tidying benchtops, but needs maximal assistance for floor surfaces, bathrooms, dusting and all other cleaning tasks;
(v) she is independent to shop for one bag of groceries twice per week, but performs the majority of shopping online;
(vi) she uses online banking with intermittent prompting from family to compensate for visual impairment;
(vii) she is able to water elevated pot plants using a hand-held jug, but otherwise is not independent for other tasks;
(viii) she is not independent for property maintenance tasks.
(a) Communication: Ms Madelaine is independent with verbal communication, being able to express her thoughts and needs. She did not demonstrate any impairment of receptive language. She concluded that Ms Madelaine did not require any assistance with verbal communication.
(b) Social interaction: Ms Richards reported daily contact with her children and ex-husband. She also noted recent social contacts with her friends Michelle and Trudy. Those contacts included phone calls and text messages. She concluded that Ms Madelaine has the social skills and capacity to interact socially with others, keep friends, behave within socially acceptable limits and cope with feelings and emotions in a social context. Ms Richards also noted that Ms Madelaine's opportunities for community based social interactions are limited by her restricted walking, activity and driving tolerance, pain, impaired mobility, fluctuating symptoms and fatigue. Her visual impairment means Ms Madelaine has intermittent difficulty in recognising faces.
(c) Learning: Ms Madelaine is able to learn new information and skills. These included enhanced driving features on her relatively new car. She is able to use her mobile phone, desktop computer and home appliances. She had also learned how to self-administer injections. Ms Richards said that she was able to utilise online banking and online shopping from a cognitive perspective, but had difficulty with the visual demands these entailed. Where there are deficiencies, including with her memory, she is able to compensate by writing notes and reminders.
(d) Mobility: Ms Richards noted that Ms Madeleine was able to drive her car, ambulate to the supermarket and chemist and carry out a small amount of shopping. She also noted that she was able to transfer and mobilise within her house independently or using (at that time) a two-wheeled walker. She can mobilise in the community for short distances of approximately 10 minutes, using either her walking stick or a four-wheeled walker.
Ms Richards considered that Ms Madelaine required assessment for a range of other aids including handrails for steps, modifications to her rear ramp for compliance and safety, bathroom rails, raised toilet seat with armrests, electric lift recliner chair and portable mobility scooter (subject to suitability in light of vision impairment and in-car hoist operation). She also noted that she receives some mobility assistance from her friends on weekends, but does not mobilise generally on bad days.
(e) Self-care: Ms Richards considered that Ms Madelaine requires intermittent-minimal physical assistance to complete showering and dressing, dependent upon fluctuating pain and fatigue. She is dependent for toenail cutting. She concluded:
Ms Madelaine requires assessment for a range of other [aids] for increased safety, independence and participation in self-care tasks. These include ... shower stool, handrails, handwasher, lever taps, long-handed personal care aids, toilet throne rails, bidet, stool for seated grooming tasks, magnifying mirror, easy drop eye-drop guide, Webster pak Pil-bob device, gripping aids, kitchen trolley, tipping kettle, long-handed reacher, adaptive cutlery and cups.
Ms Richards reported that Ms Madelaine's daughter gives her physical assistance with personal care, and the council-funded carer cuts her toenails. She considered that she has the capacity to be independent with self-care tasks with aids, modifications and training, though this may still not be possible on bad days. She thought that Ms Madelaine may benefit from an inpatient intensive multi-disciplinary pain management program, but the opinion of a pain management expert should be sought regarding this.
(f) Self-management: She considered that Ms Madelaine is able to make decisions independently, plan and problem-solve. She manages her children, medical care, fire safety strategies and her own finances. She drives to her chemist each week to collect her medication and to her GP every two weeks. She has investigated eligibility for Angel Flight Australia assistance to attend eye specialist services in Canberra. She thought she could use some aids to assist with computer activities and kitchen tasks to compensate for impaired vision and lack of upper limb function.
When does an impairment result in substantially reduced functional capacity to undertake relevant activities?
5.8 An impairment results in substantially reduced functional capacity of a person to undertake one or more of the relevant activities - communication, social interaction, learning, mobility, self-care, self-management (see paragraph 5.1(c)) - if its result is that:
8.3 Substantially reduced functional capacity to undertake relevant activities
The NDIA must be satisfied that an impairment results in substantially reduced functional capacity of a prospective participant to undertake one or more relevant activities (section 24(1)(c)).
The NDIA is required to consider whether any permanent impairment, or permanent impairments when considered together, result in substantially reduced functional capacity to undertake one or more of the following activities:
The NDIA does not need to be satisfied that a person's impairment is 'serious', or more serious than another person's. Rather, access to the NDIS is based on a functional, practical assessment of what a person can and cannot do (see Mulligan and NDIA [2015] FCA 44 at [56]) ...
It is sufficient for a prospective participant to have substantially reduced functional capacity in relation to one activity (see Mulligan and NDIA [2015] FCA 44 at 67 )...
The following information provides further guidance in relation to determining when an impairment results in substantially reduced functional capacity:
By itself, reliance on commonly used items will not result in a substantially reduced functional capacity to participate effectively or completely in an activity. Commonly used items include glasses, walking sticks, non-slip bath mats, bathroom grab rails, stair rails, age appropriate child safety locks, simple adapted kitchen utensils and dressing aids.
In considering the role played by assistive technology, home modifications and equipment, the NDIA will consider specific needs arising from the prospective participant's impairment, and whether those needs are met (or need to be met) through the use of specialist disability aids and/or equipment.
Such items would generally be specifically designed to assist in increasing the functional capacity and participation of people with disability and be formally prescribed by a medical practitioner, specialist clinician or allied health professional such as an occupational therapist, physiotherapist or speech therapist.
When considering whether a person requires assistance from others to participate or perform tasks associated with an activity, the NDIA will have regard to whether a person's need for assistance is consistent with normal expectations of a person of a similar age. For example, children under the age of 2 will not necessarily have a substantially reduced functional capacity because they need assistance to provide for self-care needs.
A person will be considered to be unable to participate effectively or completely in an activity if they cannot safely complete one or more of the tasks required to participate in an acceptable period of time. Undertaking a task more slowly or differently to others will not necessarily mean a person cannot participate effectively or completely in an activity.
When considering whether a fluctuating or episodic impairment results in substantially reduced functional capacity to undertake relevant activities, the NDIA will consider the impact on the person's ability to function in the periods between acute episodes.
(a) by itself, reliance on commonly used items will not result in a substantially reduced functional capacity to participate effectively or completely in an activity;
(b) undertaking a task more slowly or differently to others will not necessarily mean a person cannot participate effectively or completely in an activity; and
(c) when considering whether a fluctuating or episodic impairment results in substantially reduced functional capacity to undertake relevant activities, the NDIA will consider the impact on the person's ability to function in the periods between acute episodes.
Using the concept of impairment enables assessment of the severity and permanency of a person's condition, and of the effects of that condition through not only the evidence of an applicant, but also medical and clinical evidence. The legislative scheme contemplates a relatively high degree of precision by decision-makers (see, for example, the six activities in s 24(1)(c)) in assessing what a person can or cannot do. The assessment to be undertaken is avowedly functional, and multi-faceted.
That being the case, no arbitrary limits are placed on access to the NDIS. No decision-maker need be satisfied a person's impairment is "serious", or more serious than another person's. No qualitative judgments in that sense are called for. Rather, the legislative scheme is based on a functional, practical assessment of what a person can and cannot do. Critically, the scheme makes detailed provision for that assessment, and it is sufficient for a person to have substantially reduced functional capacity in relation to one activity. That, in my opinion, recognises the spectrum of impairments which can be experienced by persons with disabilities, and accommodates different abilities within one person in terms of her or his daily activities. That is why a detailed functional assessment is so important.
A person will be considered to be unable to participate effectively or completely in an activity if they cannot safely complete one or more of the tasks required to participate in an acceptable period of time. Undertaking a task more slowly or differently to others will not necessarily mean a person cannot participate effectively or completely in an activity.
When considering whether a fluctuating or episodic impairment results in substantially reduced functional capacity to undertake relevant activities, the NDIA will consider the impact on the person's ability to function in the periods between acute episodes.
I can't remember times, dates and events...
I can't carry out a conversation for any great length of time without losing my train of thought...
I can't recognise faces, as they appear as a blur...
I can't answer my phone due to the anxiety that arises...
I can't remember the simplest words for everyday things...
I can't just enjoy a conversation as I am constantly aware of my pain...
I can't use a computer or mobile phone for any length of time required to complete a task due to both physical and visual issues.
...being understood in spoken, written or sign language, understanding others and expressing needs and wants by gesture, speech or context appropriate to age...
The communication functionality being referred to here is of a fairly basic kind: telling a family member about something that has happened, explaining to a doctor in what part of the body pain is experienced, asking for help to reach something, and so on.
I am unable to attend book club.
I am unable to attend sewing group.
I can't transport myself outside of a 10 klm radius.
I can't maintain or make new friendships.
I can't walk my dogs.
I can't go fishing.
...making and keeping friends...interacting with the community, behaving within limits accepted by others, coping with feelings and emotions in a social context...
I can't learn a new skill that requires use of both hands or legs, mental focus and retention of information.
I can't use a computer for any great period of time.
I can't continue with writing my book.
I can't retain information and am easily confused.
I can't take hand written notes.
I can't transport myself to a college or learning facility.
I can't use my new embroidery machine...
...understanding and remembering information, learning new things, practicing and using new skills...
I can't mobilise for more than 10-20 minutes without difficulty and pain.
I can't just go for a walk for pleasure.
I can't use a wheelchair unassisted...
I can't use my left hand to mobilise on cane that I used daily in a safe manner.
I can't walk on the beach/sand.
I can't walk on sloping ground...
I can't go grocery shopping or manage more than one bag safely.
I can't go to the snowfields with my children.
I can't attend the Sydney Easter show...
I can't use a wheelchair unassisted.
This, said the Agency, demonstrated some reduction in functional capacity, but not substantially reduced functional capacity. It referred to the decision in Holmes and NDIA [2017] AATA 2750, where the Tribunal found that, because the applicant could walk 50 m at a time, he did not have substantially reduced capacity in respect of his mobility. Similarly, in MHZQ and NDIA [2019] AATA 810, the Tribunal found that an applicant who had the potential capacity to walk without aids for 50 m if she lost weight, did not have a substantially reduced functional capacity to mobilise.
... the ability of a person to move around the home (crawling/walking) to undertake ordinary activities of daily living, getting in and out of bed or a chair, leaving the home, moving about in the community and performing other tasks requiring the use of limbs;
In our view, activities such as shopping for oneself and cooking are more appropriately viewed as relating to self-care. Self-management connotes a cognitive capacity to organise one's life, to plan and make decisions, and to take responsibility for oneself.
...the cognitive capacity to organise one's life, to plan and make decisions, and to take responsibility for oneself, including completing daily tasks, making decisions, problem solving and managing finances.
I can't shower daily.
I can't always wipe my bottom properly.
I can't paint my toenails.
I can't dress neatly.
I can't style my hair.
I can't always remember medications or injections.
I can't look in the mirror without seeing my disfigurements.
I can't always look after open wounds resulting in infection...
I can't make my bed by myself...
In her evidence, she also said that sometimes (on bad days) she loses control before reaching the toilet. She can brush her teeth but the exercise was, she said, occasionally comical in execution.
...activities related to personal care, hygiene, grooming and feeding oneself, including showering, bathing, dressing, eating, toileting, grooming, caring for own health care needs...
To perform some of these tasks she needs aids such as a shower stall, handrails and a medication dispenser.
These considerations warrant the Tribunal's adoption of a practice of applying lawful ministerial policy, unless there are cogent reasons to the contrary...
When the Tribunal is reviewing the exercise of discretionary power reposed in a Minister, and the Minister has adopted a general policy to guide him in the exercise of the power, the Tribunal will ordinarily apply that policy in reviewing the decision, unless the policy is unlawful...
(Emphasis added.)
I can still function. I can still get out of bed. I may not swing out of bed and pop up, glad to see the sun every morning, but after 15, 20 minutes I can get the legs over and I can actually do it. It's not without risk and it's never without pain.
Ms Madelaine described many difficulties associated with the activities of daily living - how long they took to accomplish, how she had to devise compromises and workarounds, how doing this sometimes embarrassed or upset her - but there was, ultimately, very little in this range of activities that she could not actually do, particularly if assisted with commonly available aids such as a walking stick, handrails or enlarged print on her mobile phone or computer. On this basis, it is difficult to see how she reaches any of the thresholds for substantially reduced functional capacity listed in s 24(1)(c), quite apart from the deeming provisions in the Rules.
I certify that the preceding 134 (one-hundred and thirty four) paragraphs are a true copy of the reasons for the decision herein of Deputy President Gary Humphries, AO
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[1] In this decision, italicised text generally indicates a direct quotation.