[2022] FWC 1406
General information, not legal advice.
Fair Work Commission
2022-06-03
Original judgment source is linked above.
The Applicant: To go right back to the start, I have had anxiety for over 30 years. It started when there was a shooting at my high school and a good friend of mine died. I started to get such bad anxiety I would vomit. It wasn’t until about 10 years ago that I started to get help. I was prescribed with anxiety medication and got professional counselling. I have been on high levels of medication ever since. As my letter explains, I am having mental health issues at the moment. The lockdown and some family matters have seen a decline in my mental health. I regrettably took some marijuana from a friend whilst I was on annual leave as he said it would help with my anxiety and to sleep. I wish I never had smoked it and I have since stopped. I have just had an appointment with my counsellor and we are talking about the reasons behind why I made that poor decision. I was not under the influence, but I accept the test shows traces were in my system. I was shocked to find out I had failed the test. I had smoked over 20 hours before. I regret ever smoking. I value my job and am the main bread winner in my family.
Mr Johnston: We maintain the position that smoking pot in one's personal life is not serious misconduct in any way. The purpose of the drug and alcohol policy is to ensure that employees aren't under the influence of illicit substances while at work and can competently perform their duties without compromising the health and safety of themselves and others.
Mr Muscat: He failed the test, we can't have people at work impaired. What if was outside lashing? He could put people at risk. Luckily, he was upstairs and less risk in the clerical section.
Mr Johnston: Yes so you're saying on this day if he was impaired he posed less risk, however we maintain he was not impaired at all. Other than the single test what other independent evidence is there that Craig was impaired whilst at work. Craig engaged with supervisors and managers throughout the day. He was competently performing his duties and his work was not called into question once that day indicating he was not impaired. Would you agree?
Mr Muscat: Yes - no one questioned his work that day or suspected he was under the influence of drugs.
Mr Johnston: The urine sample is merely an indicator of historical use and there is substantial literature that supports the fact that it in no way is an indicator of impairment.
Mr Muscat: We could not know for sure we are not doctors. We don't know whether it indicates impairment or not, but we do know he breached DP World policy and that it was a high reading.
Mr Johnston: So at most, the urine test merely suggests that he had smoked pot in is time off which he a has admitted to and since ceased doing. To severely discipline Craig for smoking pot during his personal time without further substantial or independent evidence that he was impaired whilst at work is not justified. There is no case to terminate the employment of someone when they have no concrete evidence other than a single swab test that is relied upon to state they were impaired while performing their job. There are other options available in the policy. Craig is a 25-year employee, maintains a good work history with a large amount of knowledge in the clerical section, his work has never been called into question. He has received tremendous support from other employees, the production team and also some supervisors. He has outlined his mental health issues. He has accepted responsibility for his actions, realised the error of his ways and committed to ongoing help and counselling, he is able to demonstrate that the relationship of trust and confidence and his ability to continue his employment without ever failing another test. Understands the seriousness of the situation. As per the letter Craig will comply with all requirements imposed upon him, counselling, ongoing drug testing and attending a Drug and Alcohol awareness course.
Mr Hanley: We have considered what you have said, and the letter provided. The policy is clear, the test complies with Australian standards and the Company has made it clear that employees have to self-declare. You are a senior member of the ERC you should be aware of the policy requirements. We deem this serious and wilful misconduct and cease your employment immediately. No notice period applies but we will pay you all your entitlements, clear out your locker and take your personal belongings.
Mr Johnston: It is absolute that the company always terminates someone with what you call a high range reading? The policy says if the result of the test is high range in accordance with the approved levels contained at Appendix B, then the employee may be subject to termination of their employment with the Company.
Mr Johnston: Given this, under what circumstances if someone tested over the high range detection level would they not be terminated. Is there any? What if he self-declared?
Mr Muscat: He could have called us when he was on leave.
Mr Johnston: So, you are unable to provide us anything that could change the outcome?
Mr Hanley: We have to focus on safety and enforce the policy. We deem this breach serious and wilful. Therefore, we have decided on termination.
Mr Johnston: I believe this was predetermined and you have not taken into account what has been said. It is unjust to consider any other options considering his length of service. Craig has passed many other random drug tests in the past and his work has never been questioned. There are other options that have not been considered and the policy states 'may be terminated', but you have not seemingly considered them. Have gone for the most extreme outcome due to who Craig is in the workplace as a delegate.
Mr Hanley: We have considered other options but still consider this as serious and wilful misconduct, so we have no other option. you'll need clear out all your belongings.
'DP World recognises alcohol or other drug dependency as a treatable condition. Any person who suspects that they have an alcohol and other drug dependency condition is encouraged to seek advice and to obtain appropriate medical treatment.'
"...employer policies which provide for disciplinary action including dismissal where an employee tests positive for cannabis simpliciter may, at least in the context of safety-critical work, be adjudged to be lawful and reasonable" (emphasis added).[8]
"...an employee who returns a positive test result will be subject to disciplinary action in accordance with the Respondent's Disciplinary Policy. The Respondent's Disciplinary Policy provided ... that consumption or use of drugs or alcohol in breach of the Respondent's or a client's DAMP is an act of serious misconduct."[9]
SUMMARY OF THE RESPONDENT'S SUBMISSIONS AND EVIDENCE
"For that reason, employer policies which provide for disciplinary action including dismissal where an employee tests positive for cannabis simpliciter may, at least in the context of safety-critical work, be adjudged to be lawful and reasonable."[14]
s.387(a) - whether there was a valid reason for the dismissal related to the person's capacity or conduct (including its effect on the safety and welfare of other employees)
"MR McLEAN: Mr Hancock, my name is James McLean, and I'm the barrister for DP World in this matter. Mr Hancock, you say you had a joint on the evening of 10 August this year; is that correct?‑‑‑Yes, around about 6-ish, I think, yes.
And then you attended for work at 6 am the next day?‑‑‑I didn't start until 7.
Did you enter the employer's premises at 6 am?‑‑‑About 6.30.
And you worked around seven hours before you were tested?‑‑‑Yes, that's correct.
So, you were tested around 1 pm?‑‑‑It was 2 o'clock.
2 pm in the afternoon. And you returned a non-negative oral swab test result for cannabis?‑‑‑Yes, that's correct.
And you then provided a urine test that also confirmed positive for THC; correct?‑‑‑That's correct, yes.
And after your non-negative test result you were sent home from the workplace?‑‑‑Yes.
And you were offered a taxi by your employer?‑‑‑Yes, they asked if I wanted to, yes.
You said you didn't want to take a taxi?‑‑‑No, I didn't feel I needed to.
Now, your joint on 10 August of this year, you said you had that around 6 pm?‑‑‑I can't 100 per cent confirm 6 pm. Six to 7, it was after dinner.
And how long did it take to finish that joint, Mr Hancock?‑‑‑A couple of minutes.
A couple of minutes. Did you prepare that joint yourself?‑‑‑Yes, I did.
Do you know how potent that cannabis was?‑‑‑Well, no, not in any factual way, no.
You didn't have another joint after you'd finished that first joint?‑‑‑No.
You didn't consume cannabis on the morning of 11 August?‑‑‑No.
So, you finished your joint by around 7 pm?‑‑‑Almost certainly, yes.
And it's then some 15 or 16 hours later that you returned your non-negative oral swab test for THC?‑‑‑Yes, it was. Yes."[25]
"How far in advance of 11 August, Mr Hancock, did you purchase that marijuana?‑‑‑Two weeks. Two weeks and two days, actually.
And did you consume that marijuana every evening between when you purchased it and 10 August?‑‑‑Yes, I did.
And did you ration out that marijuana over the course of that two and a bit-week period?‑‑‑I would - I just consumed - I don't know about rationed. I don't know.
Did you save - - -?‑‑‑I didn't put it into, what, 16 different boxes or anything or - - -
Did you consume the same amount of marijuana every night between when you purchased it and 10 August?‑‑‑Probably not. I think when I - maybe on a Saturday night or whatever, I might have had a little bit more.
Was the joint that you consumed on 11 August - sorry, the joint that you consumed on 10 August the smallest of the joints that you consumed during that period?‑‑‑I don't know. It could have been. Yes, I don't know.
And what date did you return to work, Mr Hancock?‑‑‑I returned on the 9th, which was the - the 10th. Monday. The Monday prior.
Did you also attend work on the 9th?‑‑‑Is that the Sunday? (indistinct) the dates, I'm not great with dates.
We can check the date for you, Mr Hancock?‑‑‑No. I think I only worked the Monday and Tuesday.
And the Tuesday was the 11th, to your recollection?‑‑‑Yes.
And as you've just told us, you also smoked marijuana on the Sunday evening?‑‑‑That's correct.
And you smoked marijuana on the Sunday evening and then again you attended for work on the Monday in similar conditions that led you to test positive on the Tuesday?‑‑‑That's correct.
And so you returned to work on the Monday at 10 o'clock?‑‑‑Yes.
So if the 9 August is a Monday, do you accept that you also worked on the 9th and the 10th?‑‑‑Only on the Monday and Tuesday, sorry. The dates escape me, but it was the Monday and Tuesday, I believe that I worked. I believe I was on a week off prior to that.
And then, again, 11 August is the Wednesday, Mr Hancock?‑‑‑It was the Tuesday, I believe.
In actual fact, there were two additional shifts to 11 August on which you attended for work after smoking marijuana the night before, weren't there?‑‑‑Only the Monday and Tuesday, I believe."[26]
"Now, yesterday Dr Williams, Mr Hancock gave evidence that he was certain he was not impaired when he was attending DP World's terminal on 11 August. Having regard to the test results that are annexed to your report, do you have anything that you can say in response to that claim from Mr Hancock?‑‑‑The value returned by Mr Hancock is very high, so in the thousands of test results that I've seen over my course of work with Brassets and other companies, this would be in the top quartile of those results. Now, typically when samples are collected the morning after we see very - values that are close to the cut off, so the cut off being 15 micrograms per litre or nanograms per mil, depending on how you sort of shape the units, right. The other thing of concern is that this value or the sample was collected at 2 pm, so this is - it's implausible that it is as a result of terminal elimination, so smoking the preceding evening. It's more indicative of somebody consuming either a significant amount the evening before or potentially that morning. And if we put this in context of the cut off level, so the value returned is in the order of 37 times the cut off level as dictated by the Australian Standard."[27]
"And again, Mr Hancock gave evidence yesterday that his role was not a safety‑critical role. Sorry, to be more specific, his role as a toggle or controller operator is not a safety‑critical role. As general manager of the terminal, what's your response to that, and how does that sort of comment from Mr Hancock make you feel?‑‑‑Yes, I think it is a safety‑critical role. I think anybody on site has a responsibility when it comes to safety. Anybody who's operating any machinery who's in a decision‑making capacity has a safety‑critical role. So I would have to disagree with that comment."[30]
"So, as you've just acknowledged, it might be DP World's entitlement to re-assign you, they could have re-assigned you to operate a reach stacker during the middle of your shift, couldn't they?‑‑‑Yes, I guess possibly they could have, but ‑ ‑ ‑
And possibly they could have re-assigned you on 11 August to operate a reach stacker, couldn't they?‑‑‑They could have, yes.
Could have. And driving ‑ ‑ ‑?‑‑‑But I knew ahead of time that it wasn't going to happen due to the labour pick up and the 25 years' of experience of that labour pick up, and what happens when certain (indistinct) vessels are applied and whatnot, but, yes.
Do you accept that if you were driving or if you were assigned to drive a reach stacker for example that would be a safety critical task?‑‑‑Yes, it would be.
THE COMMISSIONER: What does that involve, for someone who's not expert in stevedoring, just indicate to me?‑‑‑Well, there's a chance of - a very mild chance, but a chance that I could damage equipment. I couldn't hurt anyone because there's no one allowed inside safety zones, and whatnot, but I could have damaged something.
Dropping a container from the ‑ ‑ ‑?‑‑‑Well, yes, or if I didn't pay attention and I picked up a truck or something and he's forgotten to undo his twist locks before he'd stepped into the safe zone. That's a possibility, I've never done anything like that, but it's a possibility."[32]
"MR McLEAN: Mr Hanley, if Mr Hancock was performing those general stevedoring duties that you've described, what's your view on the prospect of he could theoretically cause injury to another employee?‑‑‑It would be same possibility as anybody on the terminal who was operating machinery or assigned to the task.
What's that level of possibility?‑‑‑Well, there's a strong possibility.
Mr Hancock gave evidence yesterday that when he was operating as a controller, there was no possibility that he could cause injury to anyone else at the terminal. Do you have a response to that?‑‑‑The controller is I guess a very centralised role, which in the name itself controls machinery around the terminal, which includes the reach stackers and the shuttle fleet. So, you know, if you're giving direction to somebody who's operating a piece of machinery or our contractors on the ground, we have areas of exclusion if those people are directed into that area. There's a high potential that somebody could be injured."[34]
[55] Mr Roach's decision to attend work and perform a safety critical role on 19 and 20 July 2021 so soon after he knowingly consumed cannabis was reckless behaviour and potentially placed him and his team members at serious risk of harm. Mr Roach's conduct was serious, notwithstanding that this was the first occasion on which he had tested positive for drugs or alcohol at work.
[56] PN accepts that the proportionality of an employer's response to conduct in question is a matter that might be relevant under s 387(h) of the Act. However, PN submits that it is relevant only where the employer fails to take into account mitigating circumstances in its decision. I reject that submission. PN relies on a decision of the Full Bench of the Commission in _Sydney Trains v Hilder_17 (Hilder) in support of its contention. In Hilder, the Full Bench did not state that the proportionality of an employer's response to conduct in question is a matter that is relevant only where the employer fails to take into account mitigating circumstances in its decision. The Full Bench in Hilder observed (at [30]) that:
"If the consequence of Sydney Trains' "zero tolerance" was that it would not give any consideration to any mitigating circumstances advanced by any employee who has been found to have breached the Policy, that may be relevant to s 387(c) since it would arguably constitute a denial of a real opportunity to respond to the reason for the putative dismissal. If dismissal was a disproportionate response to the conduct in question because Sydney Trains had failed to take into account mitigating circumstances, that would be a matter relevant to s 387(h). But in the context of s 387(a), they were simply distractions."
[57] The Commission is required to determine an application for unfair dismissal on the basis of the material before the Commission, regardless of whether the employer took into account any of that material in making its decision to dismiss the employee. Consider, for example, an employer that takes into account all mitigating circumstances but decides to dismiss a long serving employee with an exemplary record for a trivial breach of policy, such as attending work on one occasion 30 seconds late. The Commission would have little hesitation in concluding that the dismissal was harsh because it was disproportionate to the gravity of the conduct, regardless of whatever the employer did or did not take into account."[48]
"In the employee handbook DP World made it very clear to you that termination of employment is a potential consequence of attending for work with a drug in your system, haven't they? --- Yes, particularly if you're intoxicated or - yes."[49]
"An Employee who disregards the Alcohol and Other Drugs Policy and who attends work with a level of alcohol in their blood or a drug in their system that produces a positive test result will be subject to disciplinary action and may have their employment terminated."[51]
"Can I ask you to turn to page 155, please, Mr Hancock? Do you recognise this document?---Yes. Yes, I do, and in the blue font.
This is a drug and alcohol policy of DP World, isn't it?---Yes, cardinal commitment. This is the one I've seen."[52]
"You served on the safety committee, did you not?‑‑‑Yes.
How many years did you serve on the safety committee?‑‑‑A long time. 12, 15 years.
How do you feel about your responsibility as an employee in relation to workplace health and safety?‑‑‑Just you can't be off your head driving around big machinery and stuff. That's just not on. You can never be - you've got to be very mindful.
So not just speaking about potential impairment, do you take seriously health and safety commitments in other areas of the job?‑‑‑Yes. I do. I was on the guidelines committee and wrote a lot of the procedures in the joint around lifting and dropping of things, and all that sort of stuff - areas.
So why was it important for you to serve on the health and safety committee?‑‑‑Just to - just to ensure that all the boxes were being ticked, I guess, for my own peace of mind. Yeah. Making sure people were - I didn't trust other people to do it, basically, if that's a reasonable answer."[54]
"So this policy put you on square notice that positive drug result may result in termination of your employment, didn't it? --- Yes. And those paragraphs of it certainly do. There's others that lead me in a different direction, but yes."[55]
"[24] ... However, a critical consideration in assessing whether a dismissal in these types of circumstances was unfair is the fact that there is currently no direct scientific test for impairment arising from the use of cannabis...
Therefore, where an employee who shows no obvious signs of impairment undergoes a drug test at work and tests positive for cannabis use, the employer is placed in a difficult position. In practical terms, it will be unlikely that the employer will be in a position to independently ascertain when the relevant employee consumed cannabis and the quantity that was consumed. Apart from reliance upon the employee's own explanation about the matter, which will probably not be verifiable, the employer will therefore not be in a position properly to assess whether the employee is impaired as a result of cannabis use and therefore represents a threat to safety.
For that reason, employer policies which provide for disciplinary action including dismissal where an employee tests positive for cannabis simpliciter may, at least in the context of safety-critical work, be adjudged to be lawful and reasonable."[59]
"The sample for donor Craig Hancock was collected in accordance with the Australian Standards -
The chain of custody and tamper‑evident seals were intact, ensuring the validity of the sample.
And you mentioned that you were familiar with Ms Deborah Brass?‑‑‑Yes, I know Deborah Brass.
And what's Deborah's - Ms Brass' capacity?‑‑‑I think it's the operations - I'm not too clear on her actual title, I think she might be operations or something like that, within the group.
All right. And then there's the last paragraph of that document, Dr Robertson:
The interpretation of the handwritten date of birth on the vacutainers does not impact the validity of the sample. The sample was compliant to the Australian Standards.
All right. No further questions of the witness."[62]
"So, in light of what you've just told us, do you have any concerns about the integrity of the sample that is the basis of the test results annexed to your witness statement? --- No."[65]
"It also says on a different line - bear with me: "Please note, sample tubes have the date of birth as 20/12/1979
So are you saying that that line is the reason that it wasn't - that the sample wasn't tested in accordance with Australian New Zealand Standards? --- Yes.
But that's not what it says does it? --- But that's what happens.
So, if you know that there is a - that the date of birth is one way that it didn't comply, that doesn't exclude any other way that it didn't comply with the Australian Standards does it? --- Then it would be written on the report. If there was multiple ways that it wouldn't comply, that would be documented on the report the same as it says, sample tubes have the date."[66]
(b) whether the person was notified of that reason
(c) whether the person was given an opportunity to respond to any reason related to the capacity or conduct of the person
(d) any unreasonable refusal by the employer to allow the person to have a support person present to assist at any discussions relating to dismissal
(e) if the dismissal related to unsatisfactory performance by the person - whether the person had been warned about that unsatisfactory performance before the dismissal
(f) the degree to which the size of the employer's enterprise would be likely to impact on the procedures followed in effecting the dismissal; and (g) the degree to which the absence of dedicated human resource management specialists or expertise in the enterprise would be likely to impact on the procedures followed in effecting the dismissal
(h) any other matters that the FWC considers relevant
"... [h]aving found a valid reason for termination amounting to serious misconduct and compliance with the statutory requirements for procedural fairness it would only be if significant mitigating factors are present that a conclusion of harshness is open."
Applicant's length of service; remorse and apology
Comparative differentiation and the Applicant's personal circumstances
"Now, the company also issued bulletins about the drug and alcohol policy from time to time, didn't they?‑‑‑Yes, this appendix C was found everywhere. The flow chart was behind on the safety - behind the glass petition there was - so it was there, like, all the time.
So, bulletins were posted on a notice board?‑‑‑Possibly. Probably, but I didn't - but, I certainly recall seeing appendix C regularly.
In the break room?‑‑‑In the break room, in the office. It was in the office from time to time, yes, appendix C for sure.
If I can ask you to turn to page 171 of the court book, Mr Hancock?‑‑‑Yes.
This is one of the bulletins that was put up, the bulletin about peppermint flavouring in oral swab tests?‑‑‑Yes.
Yes, okay. And, you see where it says 'zero tolerance' n the very bottom paragraph, Mr Hancock?‑‑‑Yes.
'As a reminder to all employees DPWB', being DP World Brisbane, operates a zero tolerance to any employee being under the influence of drug and alcohol in our facilities'. Do you see where it says that?‑‑‑I do. I don't recall reading it, but, yes.
‑ ‑ ‑when you say DP World has never used the term 'zero tolerance', that's not correct, is it?‑‑‑Obviously if this ‑ ‑ ‑
I've just taken you to where they use it?‑‑‑ ‑ ‑ ‑bulletin was put out, for sure. That seems to be there on that one, but ‑ ‑ ‑"[71]
Proportionality of the Employer's response to dismiss the Applicant

[1] Sharma, P., Murthy, P., & Bharath, M. M. (2012). Chemistry, metabolism, and toxicology of cannabis: clinical
implications. Iranian journal of psychiatry, 7(4), 149-156 (citations omitted).
[3] [2020] FWCFB 1373 (Sydney Trains)
[6] Jurisic v ABB Australia Pty Ltd [2014] FWCFB 5835 at [73].
[9] Sharp v BCS Infrastructure Support Pty Limited [2014] FWC 7310 at [26].
[11] Roger Iannella v Engie Fire Services Australia Pty Ltd T/A Engie Services [2016] FWC 8389 at [42]; citing Kolodiashnii v Lion Nathan T/A J Boag and Son Brewing Pty Ltd [2009] AIRC 893.
[14] Sharp v BCS Infrastructure Support Pty Limited [2015] FWCFB 1033, [24].
[17] See Harbour City Ferries Pty Ltd v Toms [2014] FWCFB 6249, [27].
[19] Sharp at [2015] FWCFB 1033 at [33]- [34].
[20] OP World Sydney Limited v Lambley [2012] FWAFB 4810; (2012) 222 IR 277 at [26].
[21] Selak v Woolworths Ltd [2008] AIRCFB 81; (2008) 171 IR 267 at [35].
[22] Walton v Mermaid Dry Cleaners Pty Ltd [1996] IRCA 267; (1996) 142 ALR 681 at 685.
[24] Nicholas Ward v Great Southern Rail Pty Ltd TIA Great Southern Rail [2019] FWC 5064 at [195].
[25] Paragraph [400] to [420] of the transcript.
[26] Paragraph [724] to [740] of the transcript.
[36] Witness statement of Ben Hanley at [8].
[47] Rodney Roach v Pacific National Services Pty Ltd [2022] FWC 103.
[54] Paragraphs [806] to [810] of the transcript.
[62] Paragraphs [229] to [248] of the transcript.
[68] Briginshaw v Briginshaw (1938) 60 CLR 336' [1938] HCA 34.
[69] [2020] FWC 704 (Okoye)
[73] Sydney Trains at [12] and [42].
[74] Hudson v Metcash Trading Limited (2021) FWC 2765 at [83].
Printed by authority of the Commonwealth Government Printer
Mr Craig Hancock
DP World Brisbane Pty Ltd [2022] FWC 1406
(2008) 171 IR 267
(1938) 60 CLR 336
(2013) 238 IR 1
(2012) 222 IR 277
(1996) 142 ALR 681