Montero v R
[2013] NSWCCA 214
At a glance
Source factsCourt
Court of Criminal Appeal (NSW)
Decision date
2013-08-06
Before
Leeming JA, Hulme J, Button J, Price JJ
Catchwords
- (2010) 79 NSWLR 740 Essex v R [2013] NSWCCA 11 Etchell v R [2010] NSWCCA 262
- (2010) 205 A Crim R 138 Ingham v R [2011] NSWCCA 88 Muldrock v The Queen [2011] HCA 39
Source
Original judgment source is linked above.
Catchwords
Judgment (11 paragraphs)
Judgment 1LEEMING JA: I have had the advantage of reading in draft the reasons of R A Hulme J. I agree with him that ground 1, the alleged non-compliance with Muldrock v The Queen [2011] HCA 39; (2011) 244 CLR 120, lacks merit, and that any error as alleged in ground 2 in the application of s 21A(2)(eb) by reason of the assaults having taken place in the home of the applicant, at which the complainant was a guest, does not mean that some less severe sentence was warranted such as to engage s 6(3) of the Criminal Appeal Act 1912. I also agree with his Honour's reasoning as to it being open to have regard as an aggravating factor to the fact that the assaults took place upon a guest in the applicant's home, notwithstanding the authorities in this Court, and I (like Simpson and Price JJ) share his reservations about those authorities. 2There is a further reason for refusing the application for an extension of time. It is well established that a change in the law, even a change whose effect is that a conviction would be quashed on appeal, is not of itself sufficient to warrant the granting of an extension of time in which to appeal. This is an aspect of the principle of finality. 3That principle was applied in R v Ramsden [1972] Crim LR 547, where a subsequent decision of the Court of Criminal Appeal had laid down the law differently from that which had been applied when Mr Ramsden was convicted, yet his application for an extension of time to appeal was refused, notwithstanding that it was assumed that the summing up at his trial was with the benefit of hindsight shown to be defective. 4This Court applied the same principle in Reg v Unger [1977] 2 NSWLR 990, where the applicant had been convicted of selling Indian hemp pursuant to a provision under the Poisons Act 1966 which deemed possession of in excess of a prescribed quantity of a drug of addiction to amount to possession for supply or sale. Street CJ, with whom Begg and Ash JJ agreed, proceeded on the basis that the regulation prescribing the quantity was invalid and had not been validated retrospectively by the remedial legislation (at 996B). The Chief Justice said that there was no taint necessarily introduced into the conviction by reason of the subsequent finding that the regulation on which it depended was invalid. That was a consequence of the doctrine of merger, as explained by Dixon J in Victorian Stevedoring and General Contracting Co Pty Ltd and Meakes v Dignan (1931) 46 CLR 73 at 106 (another conviction permitted to stand notwithstanding it was based upon a disallowed regulation). Gageler J referred to the same doctrine as underpinning the independent legal force possessed by judicial orders in State of NSW v Kable [2013] HCA 26; (2013) 87 ALJR 737 at [53] (another case where a man was imprisoned pursuant to orders which would never have been made had the judges at first instance and on appeal correctly determined that the Community Protection Act 1994 was invalid). 5It may seem hard for a conviction to be permitted to stand when it is based upon a superseded view of the common law or upon an Act or regulation which has later been held to be invalid. That serves to illustrate the importance of the broader issues which are involved. Street CJ explained the position, in a highly influential passage, as follows (at 995F-996A): "This concept of merger is no blind, arbitrary proposition. It is founded deeply in the fabric of the philosophy of the common law. Although in pure theory the overruling or modification by judicial decision of previous conceptions of legal principle does no more than correct a departure from the timeless perfection of the law, the plain fact is that legal principle is constantly evolving and being moulded in the light of the changing and developing social context. Recognizing this, there has always been an unwillingness to permit the re-opening of past decisions. Indeed the process of appeal, either civil or criminal, is a comparatively recent and statutory concept - it finds no basis in the common law itself. This finality of decision in each individual case leaves the courts free to permit a judicious flexibility in the development of principle in later cases, free from inhibition lest such development may set at large disputes that have previously been resolved. The concept of merger in judgment, both in the civil and in the criminal field, to which Dixon CJ referred, equally with the doctrine of res judicata, serves this requirement of flexibility for potential development of the law." For those reasons, the Court in Unger did not exercise its discretion to extend time. 6Those principles have been applied in this Court, including in R v Gregory [2002] NSWCCA 199 at [38]-[45] and Etchell v R [2010] NSWCCA 262; (2010) 205 A Crim R 138 at [19]-[24]. They were applied by the New Zealand Court of Appeal in R v Knight [1998] 1 NZLR 583 at 587-588 on which in turn the Hong Kong Court of Final Appeal has consistently relied (the most recent decision is Chau Cheuk Yiu v Poon Kit Sang [2012] HKCFA 42; [2013] 1 HKC 478: see at [9]-[11] and [53]-[59]). All four of those decisions recognise that "exceptional" circumstances must be shown to warrant departing from the principle of finality. 7What will amount to the requisite exceptional circumstances cannot be defined exhaustively. However, in the present case, the application is more than three years out of time, and the majority of the sentence has been served. Most importantly, there is no explanation at all for the delay from 30 October 2009 until late 2011, save that the decision in Muldrock pointed to the possibility of an argument that the sentencing judge, who was bound by R v Way [2004] NSWCCA 131; (2004) 60 NSWLR 168, had erred. That demonstrates the wholly adventitious background to the application which is now made. In my view this is a clear case for not departing from the principle stated in Unger. 8For those reasons, in addition to those given by RA Hulme J, I would refuse to extend the time within which an application for leave to appeal against sentence may be made. 9R A HULME J: Andres Montero ("the applicant") was sentenced, after being found guilty by a jury, for one offence of indecent assault (s 61L of the Crimes Act 1900 (NSW)) and two offences of aggravated sexual assault (s 61J(1)). 10The maximum penalty for indecent assault is imprisonment for 5 years. The maximum penalty for aggravated sexual assault is imprisonment for 20 years. For the latter there is also prescribed by the Crimes (Sentencing Procedure) Act 1999 (NSW) a standard non-parole period of 10 years. 11His Honour Judge O'Connor sentenced the applicant to imprisonment for 2 years for the indecent assault; 4 years for the first of the aggravated sexual assaults; and 4 years 6 months for the second such offence. The sentence for the latter was partially accumulated so that the total effective sentence was one of 7 years with a minimum custodial component of 4 years 6 months. The applicant will become eligible for release on parole on 28 October 2013. 12The applicant raised two grounds of appeal: first, that the judge erred by attaching "undue significance" to the prescription of a standard non-parole period for the aggravated sexual assault offences; and second, by taking into account as an aggravating factor that the offences occurred in the applicant's home. 13The judge imposed sentence on 30 October 2009. An application for an extension of time in which to apply for leave to appeal was filed over three years later, on 26 November 2012. I will say more about this later.