The Proposed Grounds of Appeal
29 The matters on which the Applicant seeks to rely, if leave is granted, are summarised in three grounds of appeal:
"1. His Honour erred by imposing a non-parole period in excess of the customary ratio resulting in a non-parole period which is manifestly excessive.
2. His Honour erred in his approach to special circumstances.
3. (a) His Honour erred in finding that the break, enter and steal offence, the subject of count two, was aggravated on account of the victim's vulnerability.
(b) His Honour erred in finding that the break, enter and steal offence, the subject of count three, was aggravated on account of the victim's vulnerability."
30 The first ground arises from the fact that the ratio of the aggregate non-parole period to the aggregate term is 76:90, ie 84.4%.
31 The obligation to impose a non-parole period when sentencing an offender arises under section 44 Crimes (Sentencing Procedure) Act 1999:
"(1) When sentencing an offender to imprisonment for an offence, the court is first required to set a non-parole period for the sentence (that is, the minimum period for which the offender must be kept in detention in relation to the offence).
(2) The balance of the term of the sentence must not exceed one-third of the non-parole period for the sentence, unless the court decides that there are special circumstances for it being more (in which case the court must make a record of its reasons for that decision)."
32 Because section 44 is directed to sentencing concerning "an offence" it is a provision that should be complied with concerning each of the charges, if an accused is being sentenced for several different offences. Section 8(b) Interpretation Act 1987 provides that in any Act a reference to a word in the singular form includes a reference to that word in the plural form. Thus, section 44 also applies to the several sentences that are imposed if more than one offence is being sentenced for at the same time. In particular, section 44(2) applies to the relationship that the total of the non-parole periods has to the total of the term of the sentences imposed when several offences are being sentenced for at the same time.
33 The Applicant was aged 24 years at the time of being sentenced. He had acquired a very lengthy criminal history, predominantly involving crimes of dishonesty. He had grown up in Tasmania, and in the period of 1998 and 1999 had committed, according to the Crown, some 15 offences of aggravated burglary, 12 offences of burglary, 2 offences of attempted burglary, 24 offences of stealing, 3 offences of attempting to steal, 3 offences of trespass, 1 offence of escape, and 1 breach of bail. My examination of the Tasmanian records suggests this might understate the number of his offences somewhat, but as the records are not altogether clear I shall proceed as though the Crown summary is correct. For all his Tasmanian offences, he was sentenced to 9 months imprisonment, of which 4 months were suspended provided he did not commit any further offences of dishonesty for a period of 2 years.
34 He did not comply with that condition. During 2000, the Applicant committed 3 offences of aggravated burglary, 3 offences of stealing, 1 each of attempting to obtain goods by false pretences, destroying property, possession of ammunition when unlicensed, possession of a firearm whilst underage, use of an unregistered motor vehicle, failing to appear, and contempt of court. For all those offences, the Crown tells us, without objection by the Applicant, he was subjected to an aggregate of a further 6 months detention.
35 Between 2002 and the date of sentencing in 2007, he had appeared in the courts of New South Wales, and been convicted of a total of 28 offences, namely:
"a. 14 offences of break, enter and steal;
b. 1 offence each of stealing from a dwelling, enter dwelling with intent to steal, obtaining money by deception;
c. 2 offences each of receiving/disposing of stolen property, goods in custody suspected of having been stolen, having custody of a knife, possession of a prohibited drug and possession of a cutting implement upon apprehension; as well as,
d. 1 offence of entering enclosed lands."
36 He had been released from gaol approximately four months before he was arrested in connection with the last of the offences for which he was sentenced on 12 June 2007. The first of the offences taken into account in sentencing, namely the disposal of the stolen wedding ring set, occurred about two months after his release.
37 The Applicant left school aged 14, after year 9. He had not had any educational or vocational training since that time, and had had two days of employment in the entire time since he left school.
38 The Applicant grew up in a household that provided him with neither support nor example. A psychologists pre-sentence report described it as "a most dysfunctional and abusive home environment". His parents separated when he was 11 months old and he did not meet his biological mother until he was 14 years old. After leaving home because of his father's abusive behaviour, he lived with a sister for a few months, then on the streets. At the age of 15 he went to a juvenile institution for 9 months. He was in gaol at the age of 16. While he claims no problem with alcohol abuse, he admits to using cannabis from the age of 15, amphetamines from the age of 16, and "ice" from the age of 18. He also admitted to occasionally using heroin, but without becoming addicted to it.
39 A pre-sentence report of the Probation and Parole Service assessed him as unlikely to benefit from supervision from the service, because of his previous negative response to community based orders.
40 In his remarks on sentence, the judge observed.
"In 2003 it appears he was given the chance to enter the William Booth Centre for rehabilitation.
His record of offending shows a blatant lack of respect for the law, and other peoples rights and property and a refusal to learn, even when he was given the chance of rehabilitation. The pre-sentence report indicates that his response to supervision has generally been most unacceptable, with the offender breaching previous orders."
41 The judge also said:
"His whole life history shows a person, who for the benefit of the community needs serious intervention, to resolve the various issues of drugs, recovery from a dysfunctional childhood, and no vocational experience or ability. However, he was given the opportunity for serious intervention with a chance to enter the William Booth Centre in 2003.
The community is entitled to say enough is enough, he had the opportunity then, how can we keep giving him further opportunity, when he persists on preying on vulnerable old people, especially with the offence at the Village Life Retirement Home. I therefore cannot find any special circumstances to consider any special leniency, especially for the ratio of non parole to parole."
42 Later in his reasons, the judge said:
"I have already stated that with his record of offending, I cannot find special circumstances to vary the non parole ratio."
43 His counsel at trial (who was not his counsel on the present application) had identified four matters said to justify a finding of special circumstances:
His background
His mental state at the time of the commission of the offences in relation to his drug problem.
His long history of offending and incarceration and his need to break this cycle
His need for rehabilitation and counselling in relation to drugs, his mental health, and living skills
44 In my view, it was open to the judge to take the view that the past history of the Applicant showed that he was less likely than many convicted criminals to benefit from spending the latter portion of his sentence in the community, under the supervision of the parole service. The sentences imposed still permitted the Applicant to serve the last 14 months of the aggregate sentence on parole.
45 Any review of the sentence would need to take into account not only the ratio of non-parole period to total term, but also the appropriateness of the sentences that made up the total term. The Applicant was accorded a considerable measure of generosity in the sentences on counts 1, 4, 5 and 6 being made totally concurrent. As well, the various offences disclosed on a Form 1 may have justified an even longer total term than was imposed. In particular, the offence relating to disposal of the stolen wedding ring set occurred on a date more than a month before the other offences, and, unlike some of the other Form 1 offences, was not connected with any of the offences that were the subject of a specific charge.
46 It is well within a sentencing judge's discretion to fix a balance of term that is less than one-third of the non-parole period for the sentence. I am not persuaded that there was any miscarriage of justice in the relationship between the non-parole period and the balance of term that was imposed in the present case.
47 Insofar as the notion of "special circumstances" has a statutory role to play in sentencing, it arises under section 44 only if the sentencing judge imposes a balance of term that exceeds one-third of the non-parole period. When the judge said, "I therefore cannot find any special circumstances to consider any special leniency, especially for the ratio of non-parole to parole" the "special leniency" he was referring to was the leniency that would be involved in having a balance of term that exceeded one-third of the non-parole period.
48 Ms Francis, counsel for the Applicant on the appeal, went so far as to suggest that the judge had made the type of error that should be corrected on appeal by failing to take into account, as a special circumstance, the Applicant's risk of institutionalisation. Fullerton J (with whom McClellan CJ at CL and Simpson J agreed) has recently, in Jackson v R [2010] NSWCCA 162 at [24] accepted that a risk of institutionalisation can be a basis for a finding of special circumstances. However, nothing in Fullerton J's judgment supports the proposition that risk of institutionalisation is a factor that a sentencing judge is legally obliged to take into consideration. In circumstances where counsel for the Applicant at the trial did not place reliance on risk of institutionalisation as a factor establishing special circumstances, the failure of the judge to advert to the risk of institutionalisation does not show legal error on his part.
49 Ms Francis drew our attention to the remarks of Grove J (with whom Simpson and RA Hulme JJ agreed) in Wakefield v R [2010] NSWCCA 12 at [26], where his Honour said:
"It is true that, whilst the statute requires reasons to be stated for reducing the non-parole period against the stated formulation, no such requirement has been legislated if it is increased. However it has been stated in this Court more than once that it is expected that in circumstances where there is such an increase some reasons should be provided if only to forestall a conclusion that the specification was the result of error or oversight. In R v Dunn [2007] NSWCCA 312 it was said that this was especially the case where cumulation had taken place."
50 Here, even though the judge did not state in his remarks on sentence the ratio that the non-parole period bore to the total sentence, I would not conclude that the judge overlooked the ratio of non-parole to parole. The portions of the remarks on sentence that I have quoted show the reasons the judge had for imposing a shorter than usual balance of term, as a proportion of the entire sentence. He specifically used the phrases "ratio of non-parole to parole" and "non parole ratio" in the course of those reasons.
51 The proposed third ground of appeal arises from the judge, in the course of discussing aggravating and mitigating factors under section 21A Crimes (Sentencing Procedure) Act, having said:
"The fact that the victims in some of the offences were elderly people could be regarded as a factor of aggravation as they being particularly vulnerable people."
52 In fact there was no evidence of the age of any of the victims. While counts 2 and 4 related to an offence against Mr Rogers, who occupied an apartment in a retirement home, there was no evidence about Mr Rogers' age.
53 The fourth charge related to a total of 52 individual transactions, totalling over $38,000, each conducted using Mr Rogers' debit card. Those transactions included seven withdrawals from a bank, while the rest of the transactions involved obtaining a variety of goods and services from a variety of suppliers, over the seven days to which the charge relates. Each transaction on Mr Rogers' debit card could fairly be described as preying on him.
54 The judge went too far in saying that the victims in some of the offences were elderly people. However, he would have been justified in saying that the victim of some of the offences was someone who was likely to be old enough to live in a retirement village, that that person's home was broken into and stolen from, and that that person's property was repeatedly depleted by the Applicant's dishonest use of the debit card. In my view, no material difference to the sentence would result from the judge having stated the position accurately, rather than by saying "the victims in some of the offences were elderly people".
55 Nothing in this examination of the proposed grounds of appeal shows that an appeal would have sufficient prospects of success to justify the considerable extension of time that the applicant seeks.
56 I propose that the application for extension of time be dismissed.
57 LATHAM J: I agree with Campbell JA.
58 PRICE J: I agree with Campbell JA.
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