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[1999] VSC 463
Supreme Court of Victoria
1999-12-09
Byrne J
Original judgment source is linked above.
DISCRIMINATION - equal opportunity - discrimination in employment on grounds of race and religious belief - characteristics of race and religion - whether personality trait is capable of being a "characteristic" - whether discrimination on basis of a characteristic must be based on race or religion - whether, for purposes of characteristic-based discrimination, the comparison is with a person of different race and religion and lacking the characteristics - relationship between Equal Opportunity Act 1984 s. 17(1) and s. 17(4) - onus on complainant to prove less favourable treatment is based on race or religion. Equal Opportunity Act 1984 ss. 4, 17(1), 17(4), 21 Equal Opportunity Act 1995 ss. 6, 7, 8, 13, 14
"(a) Whether the Tribunal erred in its constructions of the definition of `race' or characteristic appertaining to or held by persons of a race in sections 4 and 7 of the Equal Opportunity Act 1995 (Vic) and in sections 4 and 17 of the Equal Opportunity Act 1984 (Vic). (b) Whether there was any evidence or other material upon which the Tribunal could base its finding that haughtiness was a characteristic of the Brahmin race. (c) Whether the Tribunal applied the correct standard of proof to its findings of unlawful discrimination. (d) Whether the Tribunal gave proper and adequate reasons for its decision. (e) Whether the Tribunal correctly determined the damages which could be awarded to the complainant. (f) Whether it was open to the Tribunal to hold that the appellants had discriminated against the respondent in contravention of s. 21 of the Equal Opportunity Act 1984 and ss. 13 or 14 of the Equal Opportunity Act 1995, when the Tribunal found that the second appellant had treated the respondent as she did because she held the view that the respondent lacked empathy with the understanding of the special needs of Aboriginal students. (g) Whether it was open to the Tribunal to hold that the appellants had discriminated against the respondent in contravention of s. 21 of the Equal Opportunity Act 1984 and ss. 13 or 14 of the Equal Opportunity Act 1995, when the Tribunal had failed to find that the appellants treated the respondent less favourably than they would have treated a person of a different status, private life and attribute in the same or similar circumstances."
"to discriminate against a person on the grounds of status or by reason of the private life of the person..."
in a number of specified circumstances. The findings to which I have referred mean that Monash was prohibited by the 1984 Act from discriminating against Dr Kapoor on the grounds of her Indian race or by reason of her religious beliefs as a Hindu in any of those circumstances.
"(a) that at the commencement of 1993, she was informed by the second respondent there was a University rule which prohibited children of staff from entering the workplace, and that the complainant was to advise the second respondent in advance if she intended to bring her daughter on to University premises."
"(b) that from in or about July/August 1995, the second respondent made critical comments about the complainant's wearing of national dress, her vegetarianism, her abstention from drinking alcohol, and her `interpersonal skills'."
"The Tribunal does not believe that any of these comments were made when [Dr Kapoor] and [Ms Curzon-Siggers] entertained a friendly relationship. In the absence of better evidence than is before us, we are unable to find on the balance of probabilities that such matters took place." (Page 38-9.)
"(d) that, in addition to the matters raised in [(b)], the fact that the complainant did not, on a trip to Flinders Island, socialise with the students on that trip in the evenings."
"(c) that the non-renewal of the complainant's contract of employment (due to expire on 31 December 1995) was said by the second respondent to be solely for the reason that the complainant's cultural background adversely affected her interaction with students."
"(e) that as a series of events in 1996, the complainant: (i) was put through an ordeal in the form of a meeting in which she was confronted with allegations of which she had no notice and that minutes of that meeting misrepresented the content of the meeting (ii) received a letter from the second respondent dated 15 May 1996 in which the second respondent alleged that the complainant was not performing her duties properly (iii) that without reasonable or proper basis or for any reasonable pedagogic purpose, the second respondent sought to have the complainant's teaching position restructured and that an inevitable effect of that would be to remove the complainant from her position (iv) that the first respondent withdrew funding for the position when the restructuring attempt was unsuccessful."
"17.(1) A person discriminates against another person in any circumstances relevant for the purposes of a provision of this Act if on the ground of the status or by reason of the private life of the other person the first-mentioned person treats the other person less favourably than the first-mentioned person treats or would treat a person of a different status or with a different private life. (2) For the purposes of sub-section (1) a comparison of the cases of persons of another status or with a different private life shall be a comparison where the relevant circumstances in the one case are the same, or are not materially different, in the other. ... (4) For the purposes of sub-section (1), a person discriminates against another person in any circumstances relevant for the purposes of a provision of this Act if - (a) by reason of a characteristic that appertains generally to persons of the status or with the private life of the other person; or (b) by reason of a characteristic that is generally imputed to persons of the status or with the private life of the other person - the first-mentioned person treats the other person less favourably than the first-mentioned person treats or would treat a person of a different status or with a different private life."
"27A (1) A person discriminates against another person on the ground of that other person's impairment, whether the impairment presently exists or existed in the past but has now ceased to exist in any circumstances relevant for the purpose of a provision of this Act if on the ground of- (a) the other person's impairment, whether the impairment presently exists or existed in the past but has now ceased to exist; or (b) a characteristic that appertains generally to persons having or who have had that impairment; or (c) as characteristic that is generally imputed to persons having or who have had that impairment- the first-mentioned person treats the other person less favourably than in the same or similar circumstances he treats or would treat a person without that impairment."
Indirect discrimination was dealt with in s.27A(2).
"But at least two things emerge from s. 39(1). First, the two paragraphs do not, in my opinion, require that the employer ignore characteristics which a complainant in fact has merely because they are characteristics that in fact appertain generally to, or are generally imputed to, persons of the relevant marital status. The words of the paragraphs are capable of meaning that, if the complainant has in fact the relevant characteristic, the employer cannot take it into account if that characteristic is one which in fact appertains generally to (or is generally imputed to) persons of the relevant marital status. But I do not think the paragraphs should be so construed."
Thus, to adapt his Honour's words to the example I have given, if it were assumed that a want of punctuality was a reputed characteristic of the race of the subject and, further, that the subject was in fact habitually late for appointments or for work, an employer would not be prevented by the statute from taking that into account in their treatment of this employee.
"Prima facie, s. 39(1) operates as an extension of the grounds on which discrimination is proscribed. As I have said, if s. 40(1) stood alone, there would be an effective proscription of discrimination on the ground of marital status. In the case of each complaint, it would be necessary to determine whether there had been discrimination and whether the discrimination was on that ground. But s. 39(1) in effect expands the meaning of 'marital status' in s. 40(1): it extends it so as to include not merely marital status, as defined by s.4(1), but also the two characteristics specified in ss. 39(1)(b) and 39(1)(c). The legislature was, perhaps, moved to provide for this kind of extension in order to prevent discrimination 'based on stereotyped characterizations of' persons of particular sex or marital status: cf Phillips v Martin Marietta Corp [1971] USSC 14; 400 US 542 (1971) at 545 per Marshall J. But the legislature did not merely add such characteristics to the meaning of marital status: it also provided a formula for determining whether there has been discrimination."
The 1995 Act
"7. Meaning of discrimination (1) Discrimination means direct or indirect discrimination on the basis of an attribute. (2) Discrimination on the basis of an attribute includes discrimination on the basis - (a) that a person has that attribute or had it at any time, whether or not he or she had it at the time of the discrimination; (b) of a characteristic that a person with that attribute generally has; (c) of a characteristic that is generally imputed to a person with that attribute; (d) that a person is presumed to have that attribute or to have had it at any time. 8. Direct discrimination (1) Direct discrimination occurs if a person treats, or proposes to treat, someone with an attribute less favourably than the person treats or would treat someone without that attribute, or with a different attribute, in the same or similar circumstances. (2) In determining whether a person directly discriminates it is irrelevant - (a) whether or not that person is aware of the discrimination or considers the treatment less favourable; (b) whether or not the attribute is the only or dominant reason for the treatment, as long as it is a substantial reason."
"Anti-discrimination legislation must be understood, not only by statutory bodies that enforce it, but by all sections of the community because the implications and effects of the legislation could touch us all. It is important that the legislation is not approached and construed with fine and nice distinctions which will not be comprehended by any except experts in the field; nor is there any need for them."
Human Rights and Equal Opportunity Commission v Mount Isa Mines Ltd (1993) 46 FCR 301 at 326, per Lockhart J.
"(a) the Tribunal erred in construing the words `characteristic that appertains' and `characteristic that a person with that attribute generally has' as capable of including personality traits (haughtiness)."
"The provisions of pars (b) and (c) are expressed with an engaging and commendable simplicity. But in the application of them to the present case there are difficulties. In general, the paragraphs are, I think, directed to ensuring that in the decisions to which the statute refers, each person is to be treated as an individual. The paragraphs are directed against the form of reasoning which runs: married persons generally have in fact characteristic X (or characteristic X is generally imputed to them); characteristic X is one which I do not desire to have in my employee; therefore I will not employ this person. The general thrust of these two paragraphs is that if an employer desires to discriminate against a person by reference to that characteristic, it must be because she has that characteristic or, perhaps, because the employer believes she has it in fact."
Indeed, in a case of stereotyping, there is much to be said for the conclusion that this mental process will often play a more significant role where the characteristic is non-physical. In the case of a physical trait, the employer can see if it is present or not without resorting to the mental process to which I have referred. I cannot easily suppose that the legislature would have intended that an employer should not be permitted to refuse employment on the basis that persons of the race of the job applicant are reputed to be tall or to wear particular clothing or to have some other inappropriate physical characteristic, but that there be no prohibition against such a refusal on the ground that persons of that race are reputedly lazy, unpunctual or dishonest.
"(f) The Tribunal erred in finding that haughtiness was a characteristic of the Brahmin race without any evidence or other material upon which to base that finding."
"(b) alternatively, the Tribunal erred in deciding that less favourable treatment on the ground of a personality trait (haughtiness) could amount to discrimination on the ground of race."
"(g) Having found that the second appellant had treated the respondent as she did because she held the view that the respondent lacked empathy with and understanding of the special needs of Aboriginal students, the Tribunal erred in holding that the appellants had discriminated against the respondent in contravention of s. 21 of the Equal Opportunity Act 1984 and ss. 13 or 14 of the Equal Opportunity Act 1995."
"The Tribunal erred in holding that the appellants had discriminated against the respondent in contravention of s. 21 of the Equal Opportunity Act 1984 and ss. 13 or 14 of the Equal Opportunity Act 1995, when the Tribunal had failed to find that the appellants treated the respondent less favourably than they would have treated a person of a different status, private life and attribute in the same or similar circumstances, namely, a person whom the second [appellant] viewed as haughty and lacking empathy with and understanding of the special needs of aboriginal students."
"It would fatally frustrate the purposes of the Act if the matters which it expressly identifies as constituting unacceptable bases for differential treatment... could be seized upon as rendering the overall circumstances materially different, with the result that the treatment could never be discriminatory within the meaning of the Act."
See Human Rights and Equal Opportunity Commission v Mt Isa Mines Ltd (1993) 118 ALR 80 at 86, per Black CJ, at 104, per Lockhart J, Lee J concurring; Commonwealth v Human Rights and Equal Opportunity Commission [1993] FCA 547; (1993) 46 FCR 191 at 195, per Black CJ, at 205, per Lockhart J (compare Wilcox J at 211-2). To return to the example which I gave in [42] above, let it be supposed that there were a number of applicants for an employment position, including a person with superior qualifications but whose race was such that its members were thought generally to be unpunctual. This person failed to obtain the position for this reason. Upon a complaint by that person under one or other of the Victorian statutes, it cannot be that s. 17(2) or s. 8(1) would require the comparator to be a person without the subject's race but having the characteristic of unpunctuality, for this would defeat the purpose of the legislation.
"the Tribunal failed to apply the test set out in Briginshaw v Briginshaw concerning the requisite degree of satisfaction necessary before it could make findings of fact which resulted in findings of unlawful discrimination."
"the Tribunal breached the duty imposed on it by s. 139 of the Equal Opportunity Act 1995 or s. 117 of the Victorian Civil and Administrative Tribunal Act 1998 to give adequate and proper reasons for its decision. In particular: (i) the Tribunal did not set out the inferences which it drew as to the true basis for the complainant's less favourable treatment, as it found to have existed; (ii) the Tribunal did not set out the primary facts from which it drew the inference of the true basis for the complainant's treatment; (iii) the Tribunal did not set out the relevant principles upon which it determined the payments of special, general or aggravated damages."
"the Tribunal erred in its determination of the damages to be awarded to the complainant, in that: (i) on the evidence before the Tribunal, the amount awarded for loss of income does not represent the lawful and proper calculation of a sum to which the complainant is entitled for loss of income; and (ii) there was no basis in the evidence that the Tribunal could reasonably have reached a determination that aggravated damages should be awarded to the complainant."
Monash University
Kapoor [1999] VSC 463
(1989) 168 CLR 165
(1991) 173 CLR 349
(1993) 46 FCR 191
(1993) 46 FCR 301
(1991) 25 NSWLR 99
(1993) 118 ALR 80
(1938) 60 CLR 336