Minister for Immigration, Multicultural Affairs and Citizenship v SZRHU
[2013] FCAFC 91
At a glance
Source factsCourt
Federal Court of Australia (Full Court)
Decision date
2013-08-14
Before
Griffiths JJ
Source
Original judgment source is linked above.
Judgment (35 paragraphs)
Introduction 8 These two appeals concern the correct construction and application of s 36(3) of the Migration Act 1958 (Cth) ("the Act"). In each case, an application for a protection visa was refused by a delegate of the Minister for Immigration, Multicultural Affairs and Citizenship ("the Minister") and in each case that decision was affirmed by the Refugee Review Tribunal ("the RRT") constituted under the Act. The RRT was constituted by the same member in the two cases which have generated the present appeals. 9 In each case an application was made to the Federal Magistrates Court of Australia (now the Federal Circuit Court of Australia) ("the FMCA") for judicial review of the decision of the RRT to refuse a protection visa. In one case (SZRHU v Minister for Immigration & Anor [2012] FMCA 1013 ("SZRHU")), the application for judicial review was upheld, the decision of the RRT was set aside and the matter was remitted to the RRT for determination according to law. A matter of days later, in the other case (SZRBJ v Minister for Immigration & Anor [2012] FMCA 1240 ("SZRBJ")), the application for judicial review was dismissed. 10 Section 36(2) of the Act (at the time relevant to the present cases) referred to "protection obligations" owed by Australia under the Refugees Convention. It provided: 36(2) A criterion for a protection visa is that the applicant for the visa is: (a) a non-citizen in Australia to whom the Minister is satisfied Australia has protection obligations under the Refugees Convention as amended by the Refugees Protocol; or … 11 However, s 36(3) (at the time relevant to consideration by the RRT) provided: 36(3) Australia is taken not to have protection obligations to a non-citizen who has not taken all possible steps to avail himself or herself of a right to enter and reside in, whether temporarily or permanently and however that right arose or is expressed, any country apart from Australia, including countries of which the non-citizen is a national. 12 There were a number of exceptions to, or qualifications on, the operation of s 36(3) expressed later in s 36. None are directly relevant to the present cases, but I shall mention them again in due course to illustrate the wider context in which s 36(3) must be construed. 13 In SZRHU, the FMCA embarked on a detailed discussion of the meaning of s 36(3) of the Act and found that s 36(3) is only engaged when, under the domestic law of a country, it may be said that a visa applicant has a legally enforceable right to enter and reside in such a country, whether or not as a national of that country. The FMCA stated (at [42]): 42. The bottom line of binding opinion in the superior courts, is, in my opinion, that it is necessary for a decision-maker applying s.36(3) to address whether a prospect of entry and residence in a third country by the refugee claimant, whatever its practical degree of likelihood, has an existing foundation under the domestic laws of the third country or administrative action founded upon domestic law, such that the applicant can be said to have had at the time of determination of his Australian visa application a 'legally enforceable right' in relation to the third country. 14 It will be necessary, in due course, to explore the foundation for that finding. 15 In each decision of the RRT, the RRT had found that the visa applicants (each citizens of Nepal) had a presently existing and legally enforceable right to enter and reside in India. That conclusion was disapproved by the FMCA in SZRHU but left untouched in SZRBJ, although the conclusion of the RRT was based on the same material in each case. 16 The material on which the RRT based its conclusion was country information which included research by the RRT dated 23 February 2007 based on advice provided by the Department of Foreign Affairs and Trade ("DFAT") on 23 October 2006. The country information also included advice from the Nepalese government on 22 July 2011. In each case the advice concerned the meaning and operation of the Treaty of Peace and Friendship between India and Nepal 1950 ("the Treaty"). 17 The Treaty provides: Article 1 There shall be everlasting peace and friendship between the Government of India and the Government of Nepal. The two Governments agree mutually to acknowledge and respect the complete sovereignty, territorial integrity and independence of each other. Article 2 The two Governments hereby undertake to inform each other of any serious friction or misunderstanding with any neighbouring State likely to cause any breach in the friendly relations subsisting between the two Governments. Article 3 In order to establish and maintain the relations referred to in Article I the two Governments agree to continue diplomatic relations with each other by means of representatives with such staff as is necessary for the due performance of their functions. The representatives and such of their staff as may be agreed upon shall enjoy such diplomatic privileges and immunities as are customarily granted by international law on a reciprocal basis : Provided that in no case shall these be less than those granted to persons of a similar status of any other State having diplomatic relations with either Government. Article 4 The two Governments agree to appoint Consuls-General, Consuls, Vice-Consuls and other consular agents, who shall reside in towns, ports and other places in each other's territory as may be agreed to. Consuls-General, Consuls, Vice-Consuls and consular agents shall be provided with exequaturs or other valid authorization of their appointment. Such exequatur or authorization is liable to be withdrawn by the country which issued it, if considered necessary. The reasons for the withdrawal shall be indicated wherever possible. The persons mentioned above shall enjoy on a reciprocal basis all the rights, privileges, exemptions and immunities that are accorded to persons of corresponding status of any other State. Article 5 The Government of Nepal shall be free to import, from or through the territory of India, arms, ammunition or warlike material and equipment necessary for the security of Nepal. The procedure for giving effect to this arrangement shall be worked out by the two Governments acting in consultation. Article 6 Each Government undertakes, in token of the neighbourly friendship between India and Nepal, to give to the nationals of the other, in its territory, national treatment with regard to participation in industrial and economic development of such territory and to the grant of concessions and contracts, relating to such development. Article 7 The Governments of India and Nepal agree to grant, on a reciprocal basis, to the nationals of one country in the territories of the other the same privileges in the matter of residence, ownership of property, participation in trade and commerce, movement and other privileges of a similar nature. Article 8 So far as matters dealt with herein are concerned, this Treaty cancels all previous Treaties, agreements, and engagements entered into on behalf of India between the British Government and the Government of Nepal. Article 9 This Treaty shall come into force from the date of signature by both Governments. Article 10 This Treaty shall remain in force until it is terminated by either party by giving one year's notice. (Emphasis added) 18 The advice from DFAT on 23 October 2006 was to the effect that Nepalese citizens do not in practice require a visa to enter India. A Nepalese citizen arriving by air would need to produce, as an identity document, a valid national passport, valid photo identity issued by Indian authorities or an emergency certificate issued by the Embassy of Nepal in Delhi in respect of Nepalese citizens. The advice was that the practice was also for the conditions of the Treaty to be met by India without the passage of domestic legislation. That was based on advice from Dr V D Sharma (Legal Division, Ministry of External Affairs) in India. DFAT was specifically asked for advice on whether "the treaty has been incorporated into India's domestic law". The response directed to that enquiry was as follows: D. Please provide advice on how, if at all, these aspects of the 1950 Treaty have been incorporated into India's domestic law, or how it operates in this respect. 8. Dr VD Sharma said that treaties on a specific subject usually had their provisions brought into Indian domestic law through the passage of a bill with the same provisions as the treaty. Sharma said, however, that in the case of more general treaties, such as the 1950 Treaty of Peace and Friendship, the practice was for the conditions of the treaty to be met by India without the passage of the domestic legislation. Sharma characterised the operation of the 1950 Treaty as having been enacted for a long time … 19 In the present appeals, the Minister initially sought to argue that the word "enacted" in that response should be treated as the possible equivalent of confirmation that the Treaty was enforceable as part of the domestic law of India. In my respectful view, the submission was impermissibly speculative. A fair and balanced reading of the response suggests that the provisions of the Treaty operate at a practical level "without the passage of … domestic legislation". 20 The advice from the Nepalese government was extracted as follows: 1. Do Nepalese citizens have the legal right to enter and reside in India? Yes, with the provisions enshrined in the Treaty of Peace and Friendship signed on 31 July 1950, the Nepalese citizen has the right to enter and reside in India. Recently, we have a provision to show any valid ID card to prove the identity so that they can enter into each other's country without any hindrance. 2. Are there any circumstances in which a Nepalese citizen may be denied entry to India? Generally no. As per the provisions of the treaty between Nepal and India, citizens of both countries can enter into each other's country without visa. 3. Can Nepalese citizens residing in India be forcibly returned to Nepal? If so, under what circumstances? Legally No. For those involved in crimes and other unwanted activities, Governments of either country can extradite each other's nationals as per the provisions of a seperate (sic) Extradition Treaty. 21 It will be necessary to return later to the question of the extent to which this advice reflected the terms of the Treaty itself, rather than the administrative arrangements in each country. 22 As earlier indicated, the RRT concluded that the circumstances and arrangements disclosed by the material before it sufficed to constitute "a presently existing, legally enforceable right to enter and reside in India" and as each visa applicant was a Nepalese citizen entitled to this protection from any feared persecution in Nepal, each application for a visa was rejected. 23 In SZRHU, the FMCA concluded that the RRT had wrongly assessed the terms and effect of the Treaty. The FMCA concluded that the existence of a legally enforceable right was a precondition for the application of s 36(3) of the Act and that the Treaty and the associated arrangements were not capable of constituting a legally enforceable right. The decision of the RRT was therefore set aside in that case. 24 In SZRBJ, the FMCA dealt with this issue very briefly, saying (at [23]): 23. The applicant also submitted that the Indo-Nepal Treaty applied only to business people, at least in practice. It is not apparent that such an assertion was made to the Tribunal. In any event, there was country information before the Tribunal to the effect that the treaty applied in law and in fact to all Nepalese citizens, with the exception of security risks. 25 The challenge to the decision of the RRT in SZRBJ was therefore dismissed. Accordingly, there is a direct contradiction between the outcomes in SZRHU and SZRBJ. 26 In the present appeals, the visa applicants seek to uphold the conclusions of the FMCA in SZRHU. The Minister challenges those conclusions and seeks their reversal. 27 I agree with the view expressed by the FMCA in SZRHU that the RRT made an error in its assessment of the material before it concerning the legal effect and operation of the Treaty. In my view, it is clear that there was no foundation, from the terms of the material upon which it relied, for the RRT to conclude that either visa applicant had "a presently existing, legally enforceable right (i.e. under India's domestic law) to enter and reside in India". There was no evidence identified by the RRT capable of supporting such a conclusion and such evidence as was identified denied it. 28 However, underlying the resolution of the issues initially raised by the parties is a more fundamental question about the operation of s 36(3) of the Act and the context in which it appears in s 36 as a whole. At the hearing of the appeal, as in the initial written submissions filed for the purpose of the appeal, the parties agreed that it was necessary for the RRT to examine whether the visa applicants had a legally enforceable right to enter and reside in India. That requirement was, they accepted, authoritatively stated in Minister for Immigration and Multicultural Affairs v Applicant C (2001) 116 FCR 154 ("Applicant C"). 29 In later, supplementary submissions, the Minister argued formally that Applicant C was wrongly decided, but accepted that the Court might be reluctant to depart from it as a matter of comity. The position is more complicated than that, in my view, for at least two reasons. First, it does not appear that in this Court the proper construction of s 36(3) has really been regarded as settled. Secondly, there is room to doubt whether the principle stated in Applicant C should be affirmed as correct in the present cases in the light of subsequent developments concerning the operation of s 36 as a whole, and s 36(2) in particular. As will be seen, in my view the question of the proper construction of s 36(3) should be revisited, notwithstanding what was said in Applicant C.