Grounds 3 and 4
46 The relevant question for the determination of grounds 3 and 4 as the argument developed, is whether the Tribunal erred in failing to consider the qualified nature of the appellant's right of entry and right of residence in the RSA by reason of Note (v) on the face of his permanent residence permit. It is convenient to set out again Note (v):
Permanent residents who are absent from the Republic for three years or longer may lose their right to permanent residence in the Republic. A period of absence may only be interrupted by an admission and sojourn in the Republic.
47 It is not contested that at the time the Tribunal made its decision (though not at the time the delegate made his or her decision), Note (v) was potentially engaged, the appellant having been absent from the RSA for more than three years. The real dispute was whether, in engaging in its statutory task under s 36(3), the Tribunal should have appreciated the qualified or defeasible nature of the appellant's permanent residency status, despite the fragility or defeasibility of his permanent residence status having never been articulated or raised by the appellant as a "claim" before the Tribunal. The determination of this question requires careful attention to the Tribunal's statutory task on review of the delegate's decision referable to s 36(3).
48 As stated by Emmett J in NBLB v Minister for Immigration and Multicultural Affairs and Indigenous Affairs [2005] FCA 1051 at [38], s 36(3) operates only as a qualification on the criterion for a protection visa under s 36(2). It has no independent operation. The qualification in s 36(3) deems Australia not to have protection obligations (subject to its own qualifications in sub-sections 36(4)-(5A)) where a visa applicant has a "right" to enter and reside in another country and has not taken all possible steps to avail himself or herself of that right.
49 Section 36(3) was introduced as part of amendments to the Act in 1999 for the stated purpose of preventing asylum seekers from "forum shopping": see generally NBGM v Minister for Immigration and Multicultural and Indigenous Affairs [2006] FCAFC 60; 150 FCR 522. By deeming Australia not to have protection obligations in respect of certain visa applicants, it creates a form of statutory exception to s 36(2), which otherwise implements some of Australia's non-refoulement obligations under international instruments: see DQU16 v Minister for Home Affairs [2021] HCA 10; 388 ALR 363 and Acting Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs v CWY20 [2021] FCAFC 195; 395 ALR 57 at 61 [12].
50 A finding that s 36(3) applies to a visa applicant is as a finding of central importance in respect of a decision to grant or refuse a protection visa. If s 36(3) is found to apply, it relieves the decision-maker of his or her duty under ss 36, 47 and 65 of the Migration Act to consider all relevant claims and material before it in support of a valid protection visa application by reference to the criteria in s 36(2), and his or her duty under s 65 to grant a visa if satisfied of one of those relevant criteria in s 36(2) (subject to other exceptions or criteria denying the grant of a visa applying): see Minister for Immigration and Multicultural and Indigenous Affairs v SGLB [2004] HCA 32; 207 ALR 12 at 20-21 [35]-[38] (Gummow and Hayne JJ). Instead, if s 36(3) applies, the decision-maker must only consider material and claims for protection relevant to ss 36(4)-(5A). In the circumstances of this case, the finding that s 36(3) applied relieved the Tribunal of its duty to consider claims of protection in respect of the DRC, because it was satisfied under s 36(5) that the RSA would not refoule the appellant to the DRC because of his permanent residence status (see [16] above, particular the Tribunal's reasons at [113]-[115]).
51 The operation of s 36(3) requires the decision-maker to do two things. First, the decision-maker must make a finding of fact on the materials before it that the visa applicant has a "right" in the relevant sense to enter and reside in another country. Secondly, only after making a finding that such a right is in existence, the decision-maker must be satisfied, after considering the materials and any claims before it, that the visa applicant has not taken "all possible steps to avail himself or herself of that right".
52 It is now settled that correct interpretation of a "right" to enter and reside under s 36(3) does not require the Tribunal to be satisfied that the visa applicant has a "legally enforceable right": Minister for Immigration, Multicultural Affairs and Citizenship v SZRHU [2013] FCAFC 91; 215 FCR 35. In SZHRU at 53 [79] and 54 [89], Buchanan J (with whom Tracey, Flick, Robertson and Griffiths JJ agreed) adopted the construction of "right" advanced in V856/00A v Minister for Immigration and Multicultural Affairs [2001] FCA 1018; 114 FCR 408 at 419 [31] as follows:
… I see no reason to restrict the meaning of the word "right" to a right in the strict sense which is legally enforceable and which is found reflected in the positive law of the state in question or to exclude from the meaning the notion of liberty, permission or privilege lawfully given, albeit capable of withdrawal and not capable of any particular enforcement, or to exclude from the meaning a liberty or permission or privilege which does not give rise to any particular duty upon the state in question. Such a liberty, permission or privilege would obtain its effective substance from its grant and thereafter from the lack of any withdrawal of it and from the lack of any existing prohibition or law contrary to its exercise, rather than from the existence within the positive law of the state in question of a correlative duty, justiciable and enforceable in law, to recognise the right.
(Emphasis added.)
53 The Full Court in SZRHU also confirmed that a "right to which" s 36(3) refers "cannot be equated to rights which accompany citizenship. Inevitably, the right is less certain or secure than that" (at 53 [77]).
54 In determining whether the appellant had a "right", that is a "liberty or permission or privilege" to enter and reside in the RSA, the appellant contended the Tribunal had to be satisfied that the appellant had a "current and existing right at the time of the decision and not a past or lapsed right" to enter and reside in the RSA. The Minister did not challenge this proposition. Nor did the Minister suggest that it was relevant that the appellant did not take any steps to avail himself of this right during his three years of absence from the RSA during which Note (v) did not operate to make the appellant's right potentially defeasible.
55 If the Minister had made such a submission, it would have raised a number of issues. First and foremost, does s 36(3) apply only where a current "right" to enter and reside exists, irrespective of whether a past "right" which had existed at the time of making the visa application had lapsed or become potentially defeasible? If the answer to this was "no", a number of ancillary questions would arise. To what standard would the decision-maker had to have been satisfied that a visa applicant had failed to prevent a pre-existing right to enter and reside from lapsing or becoming defeasible? Would it be synonymous with the "all possible steps" criterion specified in s 36(3)? Would the knowledge of the visa applicant, or carelessness or recklessness with respect to, the risk of the right lapsing or becoming defeasible be relevant? Would the fact that a visa applicant held a genuine fear of harm in the country where they held such a right, or a fear of being refouled to a third country be relevant, even where that fear was held to be unfounded or unreasonable? These ancillary questions would raise matters of fact which are most appropriately dealt with by the Tribunal.
56 Given the Minister's position, it is unnecessary to say anything further on this matter.
57 Much of the debate in oral argument centred around the application of NABE v Minister for Immigration and Multicultural and Indigenous Affairs (No 2) [2004] FCAFC 263; 144 FCR 1 and AYY17 v Minister for Immigration and Border Protection [2018] FCAFC 89; 261 FCR 503. In short, that debate was whether the potential defeasibility of the appellant's right because of Note (v) was a claim or issue "clearly emerging" or "clearly and squarely raised" on the materials before the Tribunal, of which a failure to consider could give rise to jurisdictional error: see the authorities summarised at AYY17 at 509-511 [18].
58 The appellant in particular relied upon the following passage from NABE at 20 [63]:
It is plain enough, in the light of Dranichnikov, that a failure by the Tribunal to deal with a claim raised by the evidence and the contentions before it which, if resolved in one way, would or could be dispositive of the review, can constitute a failure of procedural fairness or a failure to conduct the review required by the Act and thereby a jurisdictional error. It follows that if the Tribunal makes an error of fact in misunderstanding or misconstruing a claim advanced by the applicant and bases its conclusion in whole or in part upon the claim so misunderstood or misconstrued its error is tantamount to a failure to consider the claim and on that basis can constitute jurisdictional error. The same may be true if a claim is raised by the evidence, albeit not expressly by the applicant, and is misunderstood or misconstrued by the Tribunal.
(Emphasis added.)
59 In contrast, whilst the Minister accepted that the defeasibility of the appellant's right to enter and reside in the RSA was not a "claim" in the relevant sense, he contended that Note (v) merely fell into a category of issue that "might be said to arise from the materials", and therefore any failure of the Tribunal to consider Note (v) was not jurisdictional: NABE at 22 [68] and AYY17 at 510 [18], fourth bullet point, paragraph (b). The Minister's submissions emphasised that the Tribunal was not required to engage in "mere speculation" as to the qualified or defeasible nature of the appellant's right to enter and reside in RSA due to Note (v). Nor did s 36(3) require the Tribunal "to engage in successive inquiries on the speculative basis that current information might change in the future", in addition to its inquiries and information received from the Information from Post that the appellant's permanent residence permit was extant.
60 With respect, while NABE and AYY17 are of assistance, neither is directly in point, focusing as they both do on the nature of "claims" for protection with reference to s 36(2) in support of a protection visa application. A proper understanding of the Tribunal's task under s 36(3) is that the non-existence or qualified nature of a right to enter and reside in another country was not a "claim" that the appellant had to make. As I have emphasised, s 36(3) operates as a qualification on a visa applicant's right to make claims for protection under s 36(2), by deeming that Australia does not owe protection obligations in respect of certain visa applicants (subject to the qualifications in s 36(4)-(5A)). The operation of s 36(3) denies the appellant's right to apply for a protection visa by reference to the criterion of protection which implements some of Australia's international non-refoulement obligations in s 36(2), save to the limited extent provided for in s 36(4)-(5A). The failure of the applicant to point out the defeasibility of his right to enter the RSA did not obviate the obligation on the Tribunal to make a finding of fact on the materials before it that such a right was currently in existence and not immediately defeasible on return to the RSA. The application of s 36(3) was a matter of central importance to the decision it was to make, guiding the applicable criterion upon which the appellant's right to a protection visa hinged.
61 I respectfully adopt Flick J's summary of relevant principles in Kasupene v Minister for Immigration and Citzenship [2008] FCA 1609; 49 AAR 77 at 82-84 [17]-[20] relying as Flick J did, amongst other authorities, upon the decision of the Full Court in Kuswardana v Minister for Immigration and Ethnic Affairs (1981) 54 FLR 344 as directly applicable to the Tribunal's task, particularly in the present case where the appellant was unrepresented before the Tribunal:
[17] In determining the "correct or preferable" decision, the Tribunal will ordinarily be best "guided by the parties" in identifying the issues: Sullivan v Department of Transport at 342. See also: A v Minister for Immigration and Multicultural Affairs [1999] FCA 227 at [36] per Katz J; NADB v Minister for Immigration and Multicultural Affairs (2002) 34 AAR 446 at [21] per Hely J. Deane J, with whom Fisher J agreed, further observed in Sullivan however that "[c]ircumstances may … arise in which … a statutory tribunal, in the proper performance of its functions, will be obliged to raise issues which the parties do not wish to dispute": Sullivan at 342. It is "the duty of the Tribunal", it has been said, "to satisfy itself whether a decision in respect of which an application for review is duly instituted is a decision which in its view, was objectively, the right one to be made": Drake v Minister for Immigration and Ethnic Affairs at 429-430. Before the Tribunal there is no requirement that "the point be taken": Kuswardana v Minister for Immigration and Ethnic Affairs (1981) 54 FLR 335 at 348 per Fox J.
[18] In determining the "correct or preferable" decision the Tribunal must also be satisfied that there is "enough material" before it on a matter of central importance to the decision to be reached (Kuswardana v Minister for Immigration and Ethnic Affairs at 343 per Bowen CJ). And "[t]he tribunal [is] required to make the correct or preferable decision on the material before it, regardless of the form which the parties' submissions [take]": McKeown v Repatriation Commission (1995) 22 AAR 229 at 232 per Jenkinson J. An error of law may be committed if the Tribunal ignores a central issue, even if no submission at all is directed to it: Australian Trade Commission v F & F Asia Pty Ltd (1996) 69 FCR 252 at 266 per Carr J. See also: Transport Accident Commission (Vic) v Bausch [1998] 4 VR 249 at 263 per Tadgell JA (Batt and Buchanan JJA agreeing).
[19] Where one of the parties before the Tribunal is unrepresented, as in the present proceeding, the Tribunal is thus not absolved from itself considering the state of the evidence before it when determining the "correct or preferable" decision. The fact that an unrepresented party may not have advanced evidence peculiarly within his control and of central relevance to the decision to be made, nor made a submission in respect to such material as is before the Tribunal, may make the task of the Tribunal more difficult. In the case of an unrepresented party, the Tribunal will frequently not have the benefit of any "guidance" being provided by that party. But the task of the Tribunal remains the same. Not to be ignored is the obligation now imposed upon the person who made the decision to "use his or her best endeavours to assist the tribunal to make its decision in relation to the proceeding": Administrative Appeals Tribunal Act, s 33(1AA). The less important the available evidence or an available submission may be, the lesser may be the necessity for either the Tribunal or a respondent to address the issue. The more important and the more centrally relevant available evidence or an available submission may be to the decision to be made, the greater may be the necessity for the issue to be addressed and resolved - even if not otherwise addressed by an unrepresented party. Where the line is to be drawn will obviously depend upon all of the circumstances of an individual case.
[20] But it is not a line to be drawn so as to impose upon the Tribunal any general duty to itself secure evidence which has not been otherwise adduced or any general duty to pursue submissions not otherwise advanced. The need to inquire into facts not otherwise before the Tribunal may not be confined to those facts going to jurisdiction, as in Kuswardana; but should be confined to facts of central importance to the decision to be made: cf Prasad v Minister for Immigration and Ethnic Affairs (1985) 6 FCR 155. And the need to consider submissions or issues not raised by the parties may equally normally be confined to those submissions which are submissions of substance which emerge from the factual material before the Tribunal: cf NABE v Minister for Immigration and Multicultural and Indigenous Affairs (No 2) (2004) 144 FCR 1. It was said there that a "judgment that the Tribunal has failed to consider a claim not expressly advanced is … not lightly to be made. The claim must emerge clearly from the materials before the Tribunal": at [68]. See also: SZITR v Minister for Immigration and Multicultural Affairs (2006) 44 AAR 382 at [50] per Moore J; MZXMG v Minister for Immigration and Citizenship [2007] FCA 1884 at [13]-[14] per Middleton J. In MZXLB v Minister for Immigration and Citizenship [2007] FCA 1588 at [14] Finkelstein J referred to NABE and observed that there "is no precise standard for determining when an issue is 'raised squarely', but it is clear the tribunal is obliged to consider any claim that is apparent on the face of the material before it".
(Emphasis added.)
62 Similar observations in the context of legal practitioners failing to raise issues of fact or law were made by Bromwich and Wheelahan JJ in Hong v Minister for Immigration and Border Protection [2019] FCAFC 55; 269 FCR 47 at 65 [66] with respect to s 501CA of the Act, who stated that:
… a failure by the parties' legal practitioners to raise issues of fact or law that are central to the Tribunal's exercise of jurisdiction may not preclude the consideration on appeal or on judicial review of an error, at least on a central issue, that was induced by the parties' submissions.
63 The existence of a right to enter and reside in the RSA, and whether that right was qualified or defeasible, was a matter of "central importance" to the appellant's visa application by reference to s 36(3): Kasupene at 82-84 [17]-[20] and the authorities referred to therein. The fact that the appellant appears to have proceeded on the assumption that he retained an unqualified right to enter and reside in the RSA, and the Tribunal in part acted on that assumption, is irrelevant to the determination of the appeal. Contrary to the Minister's submissions, the true position is that Tribunal, standing in the shoes of the delegate, had to make a finding of fact on the material before it, independently of how claims or material were put forward by the self-represented appellant, that he had a "right" to enter and reside in the RSA.
64 In the context of visas or permits which are the source of the alleged right, the following statement by Gray J in Suntharajah v Minister for Immigration and Multicultural Affairs [2001] FCA 1391 at [17] (applying Minister for Immigration and Multicultural Affairs v Applicant C [2001] FCA 1332; 116 FCR 154 at 170-171 [59]) is directly apposite:
In my view, before it is possible to be satisfied that a person has a right to enter and reside in another country, where the possession of a current visa is the right asserted, it is necessary to examine the nature of that visa, the circumstances in which it was granted and whether the factors warranting its revocation exist. A visa cannot be said to afford a right to enter and reside in a country if it is bound to be revoked as soon as its holder attempts to make use of it by entering the country.
(Emphasis added.)
65 At [19], Gray J concluded that the Tribunal in that case had made an error of law, for failing to consider the possibility that the applicant's student visa would be cancelled if he returned:
If, on arrival, his visa was bound to be cancelled, it could not be said that the visa constituted a right to enter and reside. Before it could come to the conclusion that the applicant had a right to enter and reside in the UK, the Tribunal was bound to resolve that question. In failing to deal with the applicant's case that his visa was likely to be cancelled on arrival, the Tribunal therefore made an error of law.
66 At the time of the Tribunal's decision, the potential defeasibility of the appellant's permanent residence permit was apparent on the face of that permit: the appellant, having being absent from RSA for more than three years, was at risk of losing his right to permanent residence. Note (v) did not suggest that the permanent residence permit was bound to be revoked if the appellant attempted to re-enter the RSA, but it plainly raised a risk of being so revoked. It was not open on the material before the Tribunal to make a finding that the appellant had an unqualified right to enter and reside in the RSA. There was no information before the Tribunal that the discretion to withdraw the permanent residence permit made apparent by Note (v) could not be exercised immediately in respect of the appellant if he attempted to re-enter the RSA. At its highest, the material before the Tribunal could only support a finding of a right of entry with discretionary defeasibility and vulnerability making it potentially entirely ineffective. A brief review of the RSA's Immigration Act 2002, which I discuss below in the context of materiality, demonstrates the significant extent of this defeasibility and vulnerability.
67 Given the procedural history and the way the review was run, it is perhaps understandable that the Tribunal did not address this matter in detail. The appellant conceded the application of s 36(3) before the delegate. The appellant did not directly raise the application of Note (v) on his permanent residence permit by the time the matter reached the Tribunal, by which time Note (v) could be seen to be potentially engaged. I accept this is a distinguishing feature from Suntharajah, where the defeasibility of the student visa was "asserted" by the applicant. That being said, the failure of the self-represented appellant to raise this critical issue did not derogate from the Tribunal's statutory task under s 36(3). Where a "right" to enter and reside depends on a visa or permit which is before the Tribunal, the Tribunal necessarily must consider any factors apparent on the face of that visa or permit which speak to its defeasance or defeasability. With proper regard to Note (v), it was legally unreasonable for the Tribunal to make a finding that the appellant's permanent residence permit would or could not be revoked if he attempted to return to the RSA. The Information from Post, which will be discussed in the context of ground 3.3 of the Minister's notice of contention below, does not change that position.
68 Grounds 3 and 4 of the appeal must therefore be upheld, subject to the Minister's notice of contention and the question of materiality.