[2019] SACAT 66
General information, not legal advice.
SA Civil and Administrative Tribunal
2019-11-27
Original judgment source is linked above.
Medical Board of Australia v Singh [2019] SACAT 66
The respondent filed an interlocutory application in these proceedings, which concern allegations of professional misconduct brought against him by the Medical Board of Australia. The respondent seeks orders that searches conducted pursuant to allegedly invalid search warrants were unlawful and that all material obtained consequent to those searches be excluded in these proceedings and that the whole proceedings be dismissed or struck out as an abuse of process.
Administrative and disciplinary - Health practitioner - Interlocutory application - Collateral review sought by respondent
Administrative law - Jurisdiction of Tribunal - Collateral review - Whether within Tribunal jurisdiction to determine validity of search warrants issued by Magistrate - Tribunal not conferred jurisdiction to collaterally review decision of a Magistrate to issue the warrants
Evidence and procedure - If search warrants invalid and searches unlawful whether Tribunal has discretion to exclude material unlawfully obtained - Regard had to relevant Acts - Receipt of evidence decided with respect to principles of natural justice and fairness - Conclusion based on logically probative material - No discretion to exclude in this case
Health Practitioner Regulation National Law (South Australia) Act 2010 ss 7, 11, 12, 41, 193, 196, 238, 239, 244
Magistrates Act 1983 (SA)
Charter of Rights and Responsibilities Act 2006 (Vic)
Medical Practitioners Registration Act 1996 (Tas)
Duke Group Ltd (in liq) v Pilmer [1994] 63 SASR 364
Ousley v The Queen [1997] HCA 49; (1997) 192 CLR 69
Director of Housing v Sudi (2011) 33 VR 559; [2011] VSCA 266
Minister for Immigration and Multicultural Affairs v Bhardwaj [2002] HCA 11; (2002) 209 CLR 597
Attorney-General (SA) v Raschke (2019) 133 SASR 3215; [2019] SASCFC 83
Pawelzik v South Australian Housing Trust [2019] SACAT 44
Director of Public Prosecutions (SA) v King [2019] SASC 42
Sullivan v Civil Aviation Authority [2014] FCAC 93; 226 FCR 555
Pochi v Minister for Immigration and Ethnic Affairs [1979] AATA 64; 36 FLR 482
Minister for Immigration and Ethnic Affairs v Pochi [1981] HCA 58; (1981) 149 CLR 139
Martin v Medical Complaints Tribunal [2006] TASSC 73; 15 Tas R 413
Mr T P Duggan QC, for the Medical Board of Australia
Made under the Health Practitioner Regulation National Law (South Australia) Act 2010
...satisfied that there are grounds for suspecting that there is evidence that an offence may have been committed under the Act by Dr Bhagwant Singh and Mr Giuseppe Barbaro, at the place.
Does the Tribunal have jurisdiction to undertake the exercise required for the orders and findings the respondent seeks?
A collateral attack on an act or decision occurs when the act or decision is challenged in proceedings whose primary object is not the setting aside or modification of that act or decision...[It occurs] in proceedings where the validity of the administrative act is merely an incident in determining other issues.[4]
An inferior court with no judicial review jurisdiction may still be able to entertain a collateral challenge to the validity of an administrative decision. For example, in Ousley v The Queen the High Court considered whether an accused in a criminal trial in the County Court can mount a collateral attack on the validity of a listening device warrant, in order to challenge the admissibility of recordings made through the listening device. Having found that the issuance of the warrant was an administrative act, the High Court held that the County Court trial judge was able to examine the validity of the warrant. The trial judge was able to do so despite the fact that the County Court was an inferior court with no judicial review jurisdiction.
(citations omitted)
However, the Chief Justice stated that a tribunal's powers are not necessarily those of a court. A tribunal's ability to engage in collateral challenge was the subject of the High Court's decision in Minister for Immigration and Multicultural Affairs and Bhardwaj[8]. In considering Bhardwaj, the Chief Justice noted that, while the High Court found that a particular tribunal was able to disregard its own decision that was vitiated by jurisdictional error, that would not mean that tribunals have collateral review power: Her Honour said[9]:
But Bhardwaj is not an authority for the broad proposition that administrative tribunals can, in general, conduct inquiries into the validity of purported decision of any administrative body if the decision happens to be material to the dispute before the tribunal. Rather, the extent of an administrative tribunal's ability, if any, to conduct such enquiries remains a question of construction of the relevant statutory provisions. The question is whether the provisions evince an intention that the tribunal should attach 'some relevant legal consequence' to a purported decision of the kind in question, even if the decision is vitiated by jurisdictional error.
(citations omitted)
Different considerations may apply in respect of a relevant administrative decision that is invalid on its face. However, this issue does not need to be considered in this case.
First, it might be thought unlikely that Parliament would have vested in VCAT, which is not a court, far-reaching powers of collateral review. Secondly, the very nature of VCAT's limited statutory functions suggests that it does not have any such far-reaching powers, and that they are not conferred by implication. Thirdly, common law limitations upon collateral review, which apply with equal force to both courts and tribunals, suggest that the question of Charter compliance is a matter for judicial review, and nothing less.
Given that primary administrative decision makers are not burdened by the rules of evidence and may, subject to the rules of natural justice, properly rely on any probative materials relevant to their functions, there is no self-evident jurisprudential reason for a tribunal standing in those shoes, in the ordinary course and in the absence of contrary statutory direction, to place itself and the parties appearing before it in any different and more constrained position.
The procedural flexibility afforded to an administrative tribunal freed from the rules of evidence does not absolve it from the obligation to make findings of fact based upon material which is logically probative in which the rules of evidence provide a guide.
39 - Principles governing hearings
_(1) On the hearing of any proceedings, but subject to the provisions of a relevant Act - _
(a) the procedure of the Tribunal will, subject to this Act, be conducted with the minimum of formality; and
(b) the Tribunal is not bound by the rules of evidence, may adopt, as in its discretion It considers appropriate, any findings, decision or judgment of a court or other tribunal (insofar as may be relevant to the proceedings before the Tribunal), and may otherwise inform itself as it thinks fit; and
(c) the Tribunal must act according to equity, good conscience and the substantial merits of the case and without regard to legal technicalities and forms.
_(2) Nothing in this Act affects any rule or principle of law relating to - _
(a) legal professional privilege; or
(b) "without prejudice" privilege; or
(c) public interest immunity.
(3) This section does not limit the operation of section 69.
[. . . ] if --
(a) an issue arises in a proceeding about whether an exercise of power was authorised by a warrant issued under this clause; and
(b) the original warrant is not produced in evidence;
the onus of proof is on the person relying on the lawfulness of the exercise of the power to prove a warrant authorised the exercise of the power.
In resolving justiciable controversies by a final judgement, a court is constrained to act on admissible evidence. An administrative decision-maker is not so constrained, as s 33(1)(c) of the AAT Act makes plain in respect of the Tribunal. However, an administrative decision-maker must act reasonably. As Pochi illustrates, there are particular kinds of administrative decisions which are attended with such grave consequences that to act on "inexact proofs, indefinite testimony or indirect references" (to borrow from Briginshaw at 362) may not be reasonable.
If, contrary to my view, the tribunal has a discretion to exclude evidence which is illegally, unfairly or improperly obtained, a significant factor to be taken into account in the exercise of that discretion is the function performed by the Tribunal. The Tribunal is not called upon to address considerations of "high public policy" relating to the administration of criminal or civil justice. The Tribunal's function is to hold a formal inquiry into a complaint about a medical practitioner and dependent upon its findings, take action as authorised by the Medical Practitioners Registration Act ...
[1] Proceedings were initiated in the Health Practitioners Tribunal SA which was dissolved on 8 August 2019. The proceedings transferred to SACAT pursuant to s 112 of the Statutes Amendment (SACAT) Act 2019.
[4] [1997] HCA 49; (1997) 192 CLR 69 at 98 (McHugh J).
[6] [2011] VSCA 266; (2011) 33 VR 559 at 562 [11] ; [2011] VSCA 266 at 4 [11].
[7] (2011) 33 VR 559; [2011] VSCA 266 at 8 [24].
[9] Director of Housing v Sudi (2011) 33 VR 559; [2011] VSCA 266 at 10 [31].
[10] Director of Housing v Sudi (2011) 33 VR 559; [2011] VSCA 266 at 11-13 [34] - [39].
[11] Director of Housing v Sudi (2011) 33 VR 559; [2011] VSCA 266 at 14 [43].
[12] Director of Housing v Sudi (2011) 33 VR 559; [2011] VSCA 266 at 14 [44].
[13] (2011) 33 VR 559; [2011] VSCA 266 at 44 [155].
[14] (2011) 33 VR 559; [2011] VSCA 266 at 60 [226].
[15] See, e.g. Attorney-General (SA) v Raschke (2019) 133 SASR 215; [2019] SASCFC 83.
[16] Pawelzik v South Australian Housing Trust [2019] SACAT 44.
[18] The Hon Justice Duncan Kerr, Keeping the AAT from becoming a court, AIAL (Sydney, NSW) Seminar, 27 August 2013.
[19] [2014] FCAFC 93; 226 FCR 555 at 580 [97].
[20] Pochi v Minister for Immigration and Ethnic Affairs [1979] AATA 64; 36 FLR 482 at 492.
[21] A relevant Act is defined as an Act conferring jurisdiction upon the Tribunal.
[22] Minister for Immigration and Ethnic Affairs v Pochi [1981] HCA 58; (1981) 149 CLR 139; Sullivan v Civil Aviation Safety Authority [2014] FCAFC 93; 226 FCR 555.
[23] [2014] FCAFC 93; 226 FCR 555 at 562 [16].
[25] [2006] TASSC 73; 15 Tas R 413 at 419-420 [11].
[26] [2006] TASSC 73; 15 Tas R 413 at 420 [13].
[27] (1994) 63 SASR 364 at 377-378.
[28] [2006] TASSC 73; 15 Tas R 413 at 422 [18].
Medical Board of Australia
Singh [2019] SACAT 66
(2019) 133 SASR 3215
(1981) 149 CLR 139
(2019) 133 SASR 215
(1997) 192 CLR 69
(2011) 33 VR 559
(2002) 209 CLR 597
(1994) 63 SASR 364