[2023] WASCA 117
General information, not legal advice.
Court of Appeal (WA)
2023-08-07
Buss P
Original judgment source is linked above.
The proceedings in the Tribunal: the Board's case and the Practitioner's response
placed his left hand on my right breast and his right hand on my left breast, both at the same time. He then rhythmically squeezed both of my breasts at the same time, for approximately 20 seconds. His hands were on the front of my breasts and squeezing my nipples. He did not wear gloves.[10]
[Partner's name] this doctor sqeese [sic] my chichis [sic].[52]
This evidence clearly buttresses Patient A's credibility by demonstrating consistency of conduct in the hour immediately following her examination. It does so because making a contemporaneous complaint or complaints about it to one's spouse is consistent with what one would expect a person who had experienced a sexual assault under the guise of a medical examination would do. But, the fact that a complaint has been made, and made repeatedly, does not make it true and in this case the making of the immediate account and its repetition over time does not overcome the doubts cast upon Patient A's credibility by the other matters to which we have already referred.[56]
While we accept that a person might be unable to recall specific details of particular medical appointments as a result of the passage of time (for example, the name of doctors she saw at particular times or perhaps even which breast had been the subject of an ultrasound examination or because they had a lot of other matters on their mind at the time), we think it is implausible that Patient A would not recall even having raised with any doctor that she had experienced breast pain, let alone that she had had an ultrasound of her breast.[60]
We find that Patient A's denial of any recall of those occasions, and in particular the removal of her own Mirena, is inherently implausible. We find it unlikely that she would honestly be unable to recall any of these events and yet have an accurate recall of the details of her consultation with [the Practitioner]. As a result of this evidence we have real doubts about the honesty, accuracy and reliability of Patient A's evidence more generally.[62]
Even if we had not believed [the Practitioner] and had put his evidence to one side we would not be satisfied, based on the concerns we have identified about the honesty, accuracy and reliability of Patient A's evidence, that the Board has established on the balance of probabilities that [the Practitioner] touched her breasts in the way she alleges that he did.[65]
And what I secondly want to suggest is you wouldn't have been able to tell one way or the other whether he did have an erection from looking?---Well, I think there's something there. It's like ---
What could you see?---He was standing.
Yes?---And from his stance he was (indistinct) you can see something there. I don't know what it was.
What do you mean something?---I don't know what it was. It could be his penis. It was erect, yes. It had to be that because what else could be in that area?[67] (emphasis added)
(a) affirm, vary, or set aside the decision of the Tribunal; or
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> (b) make any decision that the Tribunal could have made in the proceeding; or
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> (c) send the matter back to the Tribunal for reconsideration, either with or without the hearing of further evidence, in accordance with any directions or recommendations that the court considers appropriate,
and, in any case, may make any order the court considers appropriate.
Challenging a decision of the Tribunal on the basis that the Tribunal's reasoning process is illogical or irrational
Whether a decision-maker be regarded, by reference to the scope and purpose of the statute, as having committed a particular error in reasoning, given disproportionate weight to some factor or reasoned illogically or irrationally, the final conclusion will in each case be that the decision-maker has been unreasonable in a legal sense.[107]
A finding by the AAT [ie the Administrative Appeals Tribunal] on a matter of fact cannot be reviewed on appeal unless the finding is vitiated by an error of law. Section 44 of the AAT Act confers on a party to a proceeding before the AAT a right of appeal to the Federal Court of Australia 'from any decision of the Tribunal in that proceeding' but only 'on a question of law'. The error of law which an appellant must rely on to succeed must arise on the facts as the AAT has found them to be or it must vitiate the findings made or it must have led the AAT to omit to make a finding it was legally required to make. There is no error of law simply in making a wrong finding of fact.[112] (emphasis added)
What was involved here was an issue of jurisdictional fact upon which different minds might reach different conclusions. The complaint of illogicality or irrationality was said to lie in the process of reasoning. But, the test for illogicality or irrationality must be to ask whether logical or rational or reasonable minds might adopt different reasoning or might differ in any decision or finding to be made on evidence upon which the decision is based. If probative evidence can give rise to different processes of reasoning and if logical or rational or reasonable minds might differ in respect of the conclusions to be drawn from that evidence, a decision cannot be said by a reviewing court to be illogical or irrational or unreasonable, simply because one conclusion has been preferred to another possible conclusion.[119]
What is plain, though, is that the demonstrating of one illogical aspect of fact finding in a wider scheme of factual analysis will rarely betray such a failure to attend to the jurisdictional task as to call in aid, for instance, what Gleeson CJ said in [Applicant S20/2002]. In such cases, all one has really done, at best, is demonstrate how an error of fact came to be made. Generally, such errors will be within jurisdiction.[123]
It is not necessarily irrational, or illogical, for a finder of fact, who is convinced that a principal witness is fabricating a story, which is considered to be inherently implausible, to reject corroborative evidence, even though there is no separate or independent ground for its rejection, apart from the reasons given for disbelieving the principal witness.[130]
Decision-makers commonly express their reasons sequentially; but that does not mean that they decide each factual issue in isolation from the others. Ordinarily they review the whole of the evidence, and consider all issues of fact, before they write anything. Expression of conclusions in a certain sequence does not indicate a failure to consider the evidence as a whole. I do not think that the Tribunal member intended to convey that she made up her mind about the evidence of the applicant/appellant before taking account of the evidence of the witness who was said to corroborate him.[131]
The approach by the Tribunal involved an error of law. The error was, as the appellants submitted, the drawing of a conclusion about the nature or character of [DC's] evidence that was irrational, illogical and not based on findings or inferences supported by logical grounds. The material, being the evidence of [DC], simply did not admit of a conclusion rationally reached that it was based on assertions of [H] and [K] or material that could not be verified. So to conclude was not merely a wrong finding of fact; it was to make a finding effectively without any material, such was the mischaracterisation of the evidence. If a witness (witness 1), whose reliability is such as to demand corroboration, says fact X occurred, and witness 2, whose reliability is not in question, says fact Y occurred and fact Y is corroborative of fact X occurring, and witness 2 gives a basis for stating that fact Y occurred independently of witness 1, for a Tribunal to reject witness 2 as corroborative because of an asserted source in witness 1's evidence that is not present in the evidence, is irrational or illogical in the sense referred to in SZMDS. It can be seen as equivalent to finding a fact with no evidence: Kostas; or to drawing a conclusion that it was reasonably open to make a finding, when it was not so open: TNT Skypak.[136] (emphasis added)
Disposition: Ground 1 - was the Tribunal's reasoning process illogical and irrational insofar as the Tribunal rejected the evidence of Patient A? The parties' submissions
[W]hen a trial judge resolves a conflict of evidence between witnesses, the subtle influence of demeanour on his or her determination cannot be overlooked. It does not follow that, because [the trial judge] made no express reference to the demeanour or credibility of either [witness A] or [witness B], demeanour or credibility played no part in [the trial judge's] findings ...[147]
Illogicality or irrationality in the Tribunal's reasoning process - the Board's two overarching submissions
[T]he fact that a complaint has been made, and made repeatedly, does not make it true and in this case the making of the immediate account and its repetition over time does not overcome the doubts cast upon Patient A's credibility by the other matters to which we have already referred.[159]
Illogicality or irrationality - the challenge to the seven reasons given by the Tribunal in rejecting Patient A's evidence
(a) the records did not establish that Patient A refused a vaginal examination on 10 May 2017 or 19 October 2018 (contrary to the Tribunal's finding);
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> (b) the records otherwise only established that Patient A 'declined' a vaginal examination on 9 and 12 May 2017 (contrary to the Tribunal's finding that Patient A 'refused' a vaginal examination).
Disposition: Ground 2 - was the Tribunal's reasoning process illogical and irrational insofar as the Tribunal rejected the evidence of Patient B?
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[1] The 'National Law' being the Health Practitioner Regulation National Law as set out in the schedule to the Health Practitioner Regulation National Law (WA) Act 2010 (WA).
[2] Medical Board of Australia and Arunkalaivanan [2021] WASAT 127 (primary reasons) [2], [197].
[3] Primary reasons [78] - [79], [116], [129], [169], [189]. See also [130], [134], [144], [146], [160], [162], [164].
[7] Primary reasons [53.1], [58], [85].
[9] ts 121 - 122. They comprise: (1) a statement dated 11 March 2019 GAB 848 - 856; (2) a statement dated 12 June 2019 GAB 857 - 863; (3) a supplementary statement dated 25 August 2019 (correcting a 'typing error' in the statement dated 12 June 2019) GAB 864; (4) a statement dated 25 August 2019 GAB 865 - 871; (5) a supplementary statement dated 21 October 2019 GAB 872; and (6) a statement dated 13 July 2020 GAB 873 - 874.
[10] Statement dated 13 July 2020 par 5 GAB 873.
[11] Statement dated 12 June 2019 par 37 GAB 861; statement dated 25 August 2019 par 37 GAB 869.
[12] Supplementary statement dated 21 October 2019 par 3 GAB 872.
[13] ts 77 - 78. See also statement dated 13 January 2020 GAB 880 - 888.
[15] Primary reasons [2]. See also [109] - [110].
[20] Primary reasons [9] - [15], [27] - [43].
[24] Primary reasons [62] - [64], [75], [78] - [79]. See also [141].
[26] Primary reasons [91]. See also [142].
[38] Primary reasons [109], [111], [113].
[40] Primary reasons [147] - [148].
[43] Primary reasons [116] - [144].
[44] Primary reasons [116]. See also [78].
[54] Primary reasons [136] - [138].
[58] Primary reasons [118] - [120]. See also [62](3).
[61] Primary reasons [124] - [126].
[65] Primary reasons [129]. See also [144].
[66] Primary reasons [130]. See also [131].
[69] Primary reasons [145] - [157].
[71] Application dated 31 August 2020 pars 6, 11(c) BAB 66, 67.
[73] Primary reasons [150] - [154].
[75] Primary reasons [156] - [157].
[76] Primary reasons [158] - [164].
[79] Primary reasons [170] - [176].
[82] Primary reasons [195] - [196].
[83] Referred to below as the 'SAT Act'.
[86] Commissioner for Consumer Protection v Carey [2014] WASCA 7 (Carey) [69], [72], [163]; Lourey v Legal Services and Complaints Committee [2023] WASCA 90 [7].
[87] Haritos v Commissioner of Taxation [2015] FCAFC 92; (2015) 233 FCR 315 (Haritos) [62](6), [94], [203]; Lourey v Legal Services and Complaints Committee [8].
[88] Carey [165]; Giudice v Legal Profession Complaints Committee [2014] WASCA 115 [73]; Panegyres v Medical Board of Australia [2020] WASCA 58 [219]; Legal Profession Complaints Committee v Lourey [2022] WASCA 114 [127]. The Federal Court of Australia takes the same view in relation to appeals under s 44 of the Administrative Appeals Act 1975 (Cth): Haritos [62](2), [91], [97].
[89] Osland v Secretary, Department of Justice [No 2] [2010] HCA 24; (2010) 241 CLR 320 (Osland) [21].
[90] Supreme Court (Court of Appeal) Rules 2005 (WA) r 32(4)(e).
[91] Osland [21]; Carey [165]; Giudice v Legal Profession Complaints Committee [73]; Legal Profession Complaints Committee v Lourey [127].
[92] Lourey v Legal Services and Complaints Committee [9].
[93] Lourey v Legal Services and Complaints Committee [10].
[94] Giudice v Legal Profession Complaints Committee [70].
[95] See eg Panegyres v Medical Board of Australia [219]; Young v Legal Profession Complaints Committee [2022] WASCA 52 [123]; Legal Profession Complaints Committee v Lourey [129]; Lourey v Legal Services and Complaints Committee [10], [21].
[96] Lourey v Legal Services and Complaints Committee [23].
[97] Paridis v Settlement Agents Supervisory Board [2007] WASCA 97; (2007) 33 WAR 361 [16] - [18].
[98] Centex Australasia Pty Ltd v Commissioner for Consumer Protection [2017] WASCA 79 [106].
[99] Primary reasons [116]. See also [78], [129], [130], [134], [144], [146] (here differentiating between generally not feeling an 'actual persuasion' that the examination proceeded as described by Patient A and an aspect of Patient A's evidence that was 'rejected'; namely, that Patient A had not complained to any doctor of ever having experienced breast pain).
[101] In oral submissions, senior counsel for the Board said that he put the appeal in terms of 'not accepting' Patient A's evidence: Appeal ts 24.
[102] Appellant's submissions par 71 WAB 19.
[103] Appellant's submissions pars 72 - 73 WAB 19.
[106] Minister for Immigration and Citizenship v Li [2013] HCA 18; (2013) 249 CLR 332.
[107] Minister for Immigration and Citizenship v Li [72].
[108] Minister for Immigration and Citizenship v Li [76]. Thus this court has recognised that a decision may be legally unreasonable where it lacks an evident and intelligible justification. See eg Western Australian Planning Commission v Board of Valuers [2018] WASCA 145 [173] - [176]; Humich Nominees Pty Ltd v Commissioner of Main Roads [2020] WASCA 175 [122].
[109] Forrest & Forrest Pty Ltd v Minister for Mines and Petroleum [2018] WASCA 32; (2018) 53 WAR 156 [108].
[111] Comcare v Etheridge [2006] FCAFC 27; (2006) 149 FCR 522 [14].
[112] Waterford v Commonwealth [1987] HCA 25; (1987) 163 CLR 54, 77.
[114] Legal Profession Complaints Committee v Rayney [2017] WASCA 78; (2017) 51 WAR 142 [193].
[115] Legal Profession Complaints Committee v Rayney [193] (referring to Haritos [212]).
[117] Re Minister for Immigration and Multicultural Affairs; Ex parte Applicant S20/2002 [2003] HCA 30; (2003) 77 ALJR 1165 (Applicant S20/2002) [9], [37], [81].
[118] Minister for Immigration and Citizenship v SZMDS [2010] HCA 16; (2010) 240 CLR 611 (SZMDS) [40] (referring to Minister for Immigration and Multicultural and Indigenous Affairs v SGLB [2004] HCA 32; (2004) 78 ALJR 992 [38], which in turn relied on Applicant S20/2002), [130]. See also [42], [53], [132].
[120] SZMDS [133]. See also [135].
[121] SZMDS [129]. See also Applicant S20/2002 [128]; Haritos [213].
[123] Minister for Immigration and Multicultural and Indigenous Affairs v NBDS [2006] FCA 265 [11]. To similar effect see Djokovic v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2022] FCAFC 3; (2022) 289 FCR 21 [34].
[125] DAO16 v Minister for Immigration and Border Protection [2018] FCAFC 2; (2018) 258 FCR 175 [30](5).
[126] WAHP v Minister for Immigration and Multicultural and Indigenous Affairs [2004] FCAFC 87 [7] (although Lee J dissented in the result this aspect of his Honour's decision is consistent with authority and should be accepted).
[127] SZMDS [40], [130]; Haritos [213].
[141] Legal Profession Complaints Committee v Rayney fn 144. In Rayney all of the factual issues raised by the appeal were capable of being determined by the application of conventional principles relating to 'no evidence'.
[142] Duncan v Independent Commission against Corruption [2016] NSWCA 143 [278] - [281], [287], [472]; Health Care Complaints Commission v Sultan [2018] NSWCA 303 [85] - [86].
[143] Appellant's submissions par 58 WAB 17.
[144] Appeal ts 8. See also appeal ts 22 - 23.
[147] Abalos v Australian Postal Commission [1990] HCA 47; (1990) 171 CLR 167, 179.
[151] Appeal ts 19 -20. See also appeal ts 28.
[154] Primary reasons [135] - [139].
[155] Primary reasons [50] - [51].
[160] See eg primary reasons [117], [123], [124] - [127].
[161] Primary reasons [130] - [131].
[169] There are at least 120 references to 'I don't recall' or 'I don't remember' by Patient A in less than 30 pages of transcript: ts 125 - 154.
[171] Statement dated 11 March 2019 pars 21 - 22 GAB 850.
[177] Primary reasons [123]. See also GAB 613.
[182] GAB 808 (9 May 2017); GAB 809 (12 May 2017). Indeed, so too did the records of 13 May 2017: GAB 810.
(2015) 233 FCR 315
(2013) 249 CLR 332
(2018) 53 WAR 156
(2010) 240 CLR 611
(2022) 289 FCR 21
(1990) 171 CLR 167
(2017) 51 WAR 142
(2018) 258 FCR 175
(2010) 241 CLR 320
(2007) 33 WAR 361
(2006) 149 FCR 522
(1987) 163 CLR 54
(2003) 77 ALJR 1165
(2004) 78 ALJR 992