© 2026 Zoe. All rights reserved.
Zoe is a legal information platform. Always consult the Federal Register of Legislation for authoritative text.
[2011] HCA 22
High Court of Australia
2011-06-22
French CJ, Bell JJ
Original judgment source is linked above.
Question 1: Do any, and if so which, of the estoppels pleaded in paragraph 1A(i) of the plaintiff's amended reply to amended defence arise?
Question 2: Is this honourable court obliged to accept as final and conclusive in any trial of this action, any, and if so which, of the matters pleaded by the plaintiff at paragraph 1B(a) and (b) of her amended reply to amended defence?
Question 3: Is the defendant precluded from acting in any, and if so which, of the ways claimed by the plaintiff in paragraph 1B(c) of her amended reply to amended defence?
M F Wheelahan SC with S A O'Meara for the appellant (instructed by Minter Ellison)
P W Tree SC with S R McCredie for the respondent (instructed by Lennon Mazzeo)
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Torts - Negligence - Applicability and effect of legislation - Plaintiff alleged she had suffered injury including psychiatric injury as result of employer's negligence - Plaintiff made claim against employer pursuant to s 98C of Accident Compensation Act 1985 (Vic) ("Act") for compensation for non-economic loss - Pursuant to s 104B(9) of Act, Victorian WorkCover Authority referred questions to Medical Panel about extent of plaintiff's impairment - As result of Medical Panel finding, plaintiff deemed to have a "serious injury" for purposes of Act - As entitled under s 134AB(2) of Act, plaintiff commenced common law proceedings against employer for damages - Section 68(4) of Act provided that "[f]or the purposes of determining any question or matter", opinion of Medical Panel was to be applied by "any court, body or person" - In pleadings, employer denied plaintiff had suffered injury, loss and damage - Whether employer precluded by operation of Act from making that and other contentions in evidence or argument - Whether employer so precluded as a matter of issue estoppel.
Words and phrases - "for the purposes of determining any question or matter", "serious injury".
Accident Compensation Act 1985 (Vic), ss 68(4), 98C, 104B, 134AB.
(B) the plaintiff having, as at 28 June 2006, a serious injury as defined in s 134AB(37)(c) of the Act;
(C) the plaintiff having, as at 28 June 2006, a permanent severe mental disturbance or disorder;
(D) the plaintiff having, as at 28 June 2006, a psychological injury arising out of her employment with the defendant."
In par 1B of her pleading the plaintiff described the subjects of the alleged preclusions in different terms but nothing turns on those differences. By its rejoinder the employer admitted the facts that were alleged to give rise to the preclusions but denied that it was precluded in the manner alleged.
"(a) the degree of impairment assessed in accordance with section 91 resulting from the injury or injuries claimed for which liability is accepted or established; and
(b) whether the worker has an injury or injuries claimed for which liability is accepted or established which is a total loss mentioned in the Table to section 98E(1)".
"Question 1. What is the degree of impairment resulting from the accepted injuries assessed in accordance with s 91, and is the impairment permanent?
Question 2. Does the [plaintiff] have an accepted injury which has resulted in a total loss injury mentioned in the table in s 98E(1)?"
It being accepted that the reference was made under s 104B(9), it may be assumed that the plaintiff had disputed the determination of her impairment that had been made by the Authority. The questions referred to the Panel took a form different from that found in s 104B(9) but both parties have at all times treated the questions as being those for which s 104B(9) provided.
"Answer to question 1. The Panel is of the opinion that there is a 30% psychiatric impairment resulting from the accepted psychological injury, when assessed in accordance with s 91(2) for the purposes of s 98C and 134AB(3) & (15) of the Act. The degree of psychiatric impairment is permanent within the meaning of the Act.
"A worker may recover damages in respect of an injury arising out of, or in the course of, or due to the nature of, employment if the injury is a serious injury and arose on or after 20 October 1999."
"If the assessment under section 104B made before an application under sub‑section (4) is made of the degree of impairment of the worker as a result of the injury is 30 per centum or more, the injury is deemed to be a serious injury within the meaning of this section."
The reference in sub‑s (15) to an application under sub‑s (4) may be put aside from consideration. There was no dispute in this case that the procedures required by s 134AB(4) had been followed.
(a) under sub‑s (7)(a), by the Authority (or a self‑insuring employer) advising the worker, as a result of a determination under s 104B of the degree of impairment of the worker, "that the worker is deemed to have a serious injury"; or
(b) under sub‑s (7)(b), by the Authority (or a self‑insuring employer) issuing a certificate under s 134AB(16)(a) that it was "satisfied that the injury is a serious injury"; or
(c) under sub‑s (9), by the worker being deemed to have a serious injury if the Authority (or a self‑insuring employer) failed to advise the worker, within a fixed time of its decision, whether the worker had a serious injury; or
(d) under sub‑s (19)(a), by a court, other than the Magistrates' Court, on an application of the worker being "satisfied on the balance of probabilities that the injury is a serious injury".
In the case of sub‑s (19)(a), the court would give leave, under sub‑s (16)(b), to the worker to bring a proceeding.
(c) no finding (other than a finding that the injury is a serious injury) made on an application for leave to bring proceedings shall give rise to an issue estoppel."
It will be recalled that s 134AB(16)(b) provided for a court to give leave to commence proceedings and that s 134AB(19)(a) provided that a court must not do that unless satisfied that the injury is a serious injury. The introductory words of sub‑s (19), "[f]or the purposes of sub‑section (16)(b)", do not sit easily with par (c) of sub‑s (19). Paragraph (c) of sub‑s (19) was evidently intended to look forward from the proceedings (seeking leave) with which sub‑s (16)(b) dealt. Paragraph (c) of sub‑s (19) "looked forward" in the sense that it was concerned with what estoppels (necessarily in proceedings other than the leave proceeding) could arise from findings made in a leave proceeding. To speak of these provisions being made for the purposes of the provision governing the leave proceeding would be apposite only if some meaning were to be given to the phrase "for the purposes of" wider than it might normally have.
"In the trial of a proceeding brought under this section, a jury must not be informed -
(a) of the monetary thresholds and statutory maximums specified by or under sub‑section (22); or
(b) that any injury in respect of which the proceeding has been brought has been deemed, found, or required to be found, to be a serious injury; or
(c) that the Authority or self‑insurer has been satisfied that the injury is a serious injury; or
(d) that the Authority or self‑insurer has issued a certificate under sub‑section (16)(a)."
The reference, in par (b) of sub‑s (23), to an injury being "found" to be a serious injury is evidently a reference to a finding made under sub‑ss (16)(b) and (19)(a). Thus sub‑s (23) prohibits a jury being told of such a finding. When read as a whole, sub‑s (23) points strongly to the conclusion that the Act treats the steps taken under the Act before common law proceedings may be brought as wholly irrelevant to those common law proceedings. That is, the matters mentioned in sub‑s (23) are not to be mentioned to the jury because they are irrelevant.
"(1) Do any, and if so which, of the estoppels pleaded in paragraph 1A(i) of the plaintiff's amended reply to the amended defence arise?
(2) Is this honourable court obliged to accept as final and conclusive in any trial of this action, any, and if so which, of the matters pleaded by the plaintiff at paragraph 1B(a) and (b) of her amended reply to amended defence?
(3) Is the defendant precluded from acting in any, and if so which, of the ways claimed by the plaintiff in paragraph 1B(c) of her amended reply to amended defence?"
Questions (2) and (3): The defendant is prohibited in this proceeding from -
(a) making any assertion, whether by pleading, submission or otherwise; and
(b) leading or eliciting evidence, whether in evidence‑in‑chief, cross‑examination or re‑examination;
which is inconsistent with the opinion of the Medical Panel provided on or about 28 June 2006; and in particular from making any assertion, or leading or eliciting evidence, to the contrary of the following:
(i) that the plaintiff as at 28 June 2006, suffered a permanent (in the sense of being likely to last into the foreseeable future) mental or behavioural disturbance or disorder which was severe by reference to its consequences with respect to pain and suffering and loss of earning capacity when judged by comparison with other cases in the range of possible mental or behavioural disturbances or disorders.
(ii) that it was the pain and suffering and loss of earning capacity consequences of the accepted psychological injury which constituted the permanent mental or behavioural disturbance or disorder which was severe."
"For the purposes of determining any question or matter, the opinion of a Medical Panel on a medical question referred to the Medical Panel is to be adopted and applied by any court, body or person and must be accepted as final and conclusive by any court, body or person irrespective of who referred the medical question to the Medical Panel or when the medical question was referred."
Two reasons were given[30] for holding that the opinion of the Medical Panel "was final and conclusive". First, reference was made to the provision in s 68(4) that the opinion was "to be adopted and applied by any court, body or person and must be accepted as final and conclusive by any court, body or person". The second reason was said to lie in s 104B(12)(a) of the Act. That sub‑section provided that:
"No appeal lies to any court or Tribunal from a determination or opinion -
(a) as to the degree of permanent impairment of a worker resulting from an injury".
It may be noted in respect of this second consideration that the Court of Appeal of Victoria has held[31] that a provision like s 104B(12) preventing an appeal from the opinion of a Medical Panel does not prevent a person dissatisfied with an opinion expressed by a Medical Panel from seeking judicial review of that opinion, whether pursuant to the Administrative Law Act 1978 (Vic) or otherwise. The plaintiff did not submit that these decisions of the Court of Appeal were wrong. It is, however, unnecessary to consider whether or to what extent the availability of such relief should be understood as qualifying a description of the Panel's opinion as "final and conclusive"[32].
Question 1: Do any, and if so which, of the estoppels pleaded in paragraph 1A(i) of the plaintiff's amended reply to amended defence arise?
Question 2: Is this honourable court obliged to accept as final and conclusive in any trial of this action, any, and if so which, of the matters pleaded by the plaintiff at paragraph 1B(a) and (b) of her amended reply to amended defence?
Question 3: Is the defendant precluded from acting in any, and if so which, of the ways claimed by the plaintiff in paragraph 1B(c) of her amended reply to amended defence?
Maurice Blackburn Cashman
Brown
[2010] VSCA 206
[2009] VSC 214
[2004] HCA 34
(2008) 234 CLR 124
(2006) 14 VR 435
(2001) 3 VR 136
(2010) 239 CLR 531
(1939) 62 CLR 464
(1973) 130 CLR 353
(2004) 220 CLR 363
[2010] HCA 1
[1939] HCA 23