[2023] VSCA 229
General information, not legal advice.
Court of Appeal (Vic)
2023-09-22
Mr J, Kennedy JA, MacAulay JA
Original judgment source is linked above.
(a) There is a dispute regarding whether the touching in each of charges 1, 2, 3 and 5, and the digital penetration alleged in charge 4, occurred at all.[2]
(b) There is a dispute regarding the nature of the touching, if it in fact occurred: whether it was for the accused's sexual gratification.[3]
(c) If the jury is satisfied that the asserted tendency existed, that will make it more probable that the touching, and the digital penetration, occurred.[4]
(d) The asserted tendency is of sufficient particularity.[5]
(e) The evidence of each of the three complainants provides 'strong support' for the existence of the asserted tendency.[6]
(f) There is sufficient nexus between the five charges to render each charge of significant probative value in proof of the other.[7]
(g) Appropriate judicial direction can remedy the risk of the jury conflating consent of the complainants, or the accused's reasonable belief in consent, with the factual basis of each charge.[8]
The judge found that the tendency evidence was relevant, of significant probative value, and that its probative value substantially outweighed any prejudicial effect it may have on the accused.
CHARGE 1 The Director of Public Prosecutions charges that [DOUGLAS MATTHEWS] at Ballarat in Victoria on the 16th day of November 2020 intentionally sexually touched [AR] without her consent in circumstances where [DOUGLAS MATTHEWS] did not reasonably believe that [AR] consented to the touching.
Statement of Offence - Sexual Assault contrary to s 40 of the Crimes Act 1958, as amended by the Crimes Amendment (Sexual Offences Act) 2016.
CHARGE 2 The Director of Public Prosecutions charges that [DOUGLAS MATTHEWS] at Ballarat in Victoria on the 15th day of March 2021 intentionally sexually touched [SK] without her consent in circumstances where [DOUGLAS MATTHEWS] did not reasonably believe that [SK] consented to the touching.
Particulars: [DOUGLAS MATTHEWS] touched the breasts of [SK].
Statement of Offence - Sexual Assault contrary to s 40 of the Crimes Act 1958, as amended by the Crimes Amendment (Sexual Offences Act) 2016.
CHARGE 3 The Director of Public Prosecutions charges that [DOUGLAS MATTHEWS] at Ballarat in Victoria on the 15th day of March 2021 intentionally sexually touched [SK] without her consent in circumstances where [DOUGLAS MATTHEWS] did not reasonably believe that [SK] consented to the touching.
Particulars: [DOUGLAS MATTHEWS] touched the vagina of [SK].
Statement of Offence - Sexual Assault contrary to s 40 of the Crimes Act 1958, as amended by the Crimes Amendment (Sexual Offences Act) 2016.
CHARGE 4 The Director of Public Prosecutions charges that [DOUGLAS MATTHEWS] at Ballarat in Victoria on the 15th day of March 2021 raped [SK] by intentionally sexually penetrating [SK] by introducing his fingers into her vagina without her consent in circumstances where [DOUGLAS MATTHEWS] did not reasonably believe that [SK] consented to the penetration.
Statement of Offence - Rape contrary to s 38(1) of the Crimes Act 1958, as amended by the Crimes Amendment (Sexual Offences Act) 2016.
CHARGE 5 The Director of Public Prosecutions charges that [DOUGLAS MATTHEWS] at Ballarat in Victoria on the 17th day of March 2021 intentionally sexually touched [BA] without her consent in circumstances where [DOUGLAS MATTHEWS] did not reasonably believe that [BA] consented to the touching.
Statement of Offence - Sexual Assault contrary to s 40 of the Crimes Act 1958, as amended by the Crimes Amendment (Sexual Offences Act) 2016.
2.1 - Have a particular state of mind, namely, a tendency to have a sexual interest in his female clients and a willingness to act on that sexual interest.
2.2 - Act in a particular way, namely, to sexually assault females who were attending on him in his professional capacity for a massage.
(a) substance of evidence relied upon to support tendency;
(b) features of evidence establishing the tendency; and
(c) relevant witness and depositions reference.
...
- While I was waiting at school pick up, I received a message from [Douglas] which said, 'Thanks [S] for giving me a go today we got there in the end. Hope you got the kids ok and yes that does not happen every time but you were so relaxed and deserved it. Any way hope it will not put you off coming back to me as we need to treat ourselves once in a while. Thanks again and hope you feel good'.
3. I arrived at [Doug's] address and which is a normal residential house. ...
- [Doug] asked If I wanted a hour relaxation massage and I asked him if he did deep tissue and he said 'yep yep, we will do what is needed, if you need more pressure or you need It softer just let me know.' [Doug] didn't get me to fill out any paper work. This is the first time that I have meet [Doug]. [Doug] said 'gear off and face down' and then left me in the room to get changed and he shut the door. ...
- I laid on the massage bed, face down with a towel on my back and I was only wearing my underwear. [Doug] entered the room after a short time and started the massage. I had a full length towel covering my body (below my bottom) and [Doug] started at my legs and moved the towel to tuck it under my underwear as per what I would refer to it as normal protocol for massage. I was assessing his massage techniques at the same time as I was interested in how he did his massage compared to me. [Doug] also massaged my glutes (bottom) and my back and I had no issues with how he was massaging me. There was no conversation between us at this time. [Doug] would have massaged me for approximately 30min on my back and back of legs. In my head was I trying to keep track of how long he massaged each section for so that I could compare it to mine. At one point, [Doug] asked if the pressure was ok and I said yes.
- [Doug] then asked me to roll over onto my back, with my front up. [Doug] held the towel up, so that he couldn't see me as I rolled over and he made a comment 'now you can breathe' which I took him meaning that my head wasn't in the little hold of the table. After I rolled over, [Doug] placed the towel back over my body. I[t] was just the one towel which covered me. Towel was a dark green or grey colour and he placed it over my breast and under my arm pits and it covered my torso down to my knees. I had my eyes shut at the time. I was feeling relaxed at the time but at the same time had a little bit of a weird feeling however I kept telling myself that everything was alright.
- [Doug] massaged the top of my legs first, to do this he pulled the towel up top expose my quad's (thighs) and then did my lower legs and feet briefly. I had no concerns with this part of the massage. [Doug] then massaged my arms, hands and fingers and again, there was no issues with this. The only thing that was going through my mind at the time was that it felt like he was rushing and moving from one part to another and in my mind I thought, I wish he would just focus on the sore bits.
- [Doug] then moved to the back of my neck and top of my shoulders and then moved to the top of my chest, above the towel. Again there was no issues with this because it was normal massage technique based on my training. [Doug] then started massaging down between my breasts with the fingers using both hands and I could feel the towel moving down. At this point I started to get nervous and I was thinking to myself 'surely he is not going to keep massaging down the middle of my breasts, under the towel'. As I was lying on the massage table I could feel the towel moving down and thinking that my breasts must be exposed but at the same time I had my eyes shut and I couldn't open my eyes because he was right there leaning over me and I didn't want to look into his eyes. [Doug] was standing behind me and he started massaging my breasts even more. I was frozen, one part of my mind was thinking, this is wrong I need to push him off me but at the same time I was thinking maybe this was apart [sic] of his training. I thought maybe he will stop after a few seconds, I just didn't know what to do and I didn't expect it.
- As [Doug] lent over me massaging my breasts the towel was pushed down. [Doug] was doing a full breasts massage and had one hand on each of my breasts. Initially the massage was a proper deep tissue massage but when he was massaging my breasts it was much softer and more sensual massage and I could tell that he was really getting into it. I started to worry that he might pull his pants down. [Doug] would have massaged my breast from behind me for what felt like 5 minutes. As he massaged me I was feeling frightened and uncomfortable and I started moving my hand up and had my clenched my fists and placed them under my breasts.
- [Doug] then moved to the right side and started massaging across both my breasts. [Doug] then said to me 'are you ok?'. I replied 'yeah' meaning I'm ok in that I wasn't feeling dizzy and I wasn't in any pain. I wasn't really thinking when he asked me that, I was in shock and then after I answered 'yeah' I realised that he might have been referring to the breast massage, which I wasn't ok with at all. [Doug] continued to massage my breasts for a short time and as he did this, my body stiffened up and I clenched my fist more.
However the manifestation of that interest occurs in regard to each of the 3 complainants in circumstances of some particularity. Namely, whilst each was essentially vulnerable at his residence, whilst he is engaged in his occupation as a masseuse, each proximate in time to the other. It is the circumstances which in my view provide the requisite particularity to the asserted tendency.[15]
Here there is in my view a sufficient nexus on all of the charges to make each of significant probative value in proof of the other. With respect to the three alleged breast touching's [sic] each bears a high degree of similarity with each other. Regarding the alleged vaginal touching and digital penetration, these follow on from a breast massage which involves massaging of that complainant's breasts, using both hands rubbing them separately for a short period of time while also touching her nipples. Conduct which a jury could clearly conclude had a sexual connotation to it, occurring on a complainant who references a shared factual matrix of a vulnerable adult female given her presence partially clothed in the accused['s] residence, isolated whilst undergoing massage, and with all alleged offences occurring within a close temporal proximity with each other over an approximately 4 month period.
The tendency as referenced in the prosecution notice is relied upon solely as going to the probability of the factual basis of the charged offences occurring. It is not relied upon in respect of proof of consent on the part of the complainants, nor for that matter that the accused did not hold a reasonable belief that each complainant was consenting.[19]
(1) Evidence of the character, reputation or conduct of a person, or a tendency that a person has or had, is not admissible to prove that a person has or had a tendency (whether because of the person's character or otherwise) to act in a particular way, or to have a particular state of mind unless -
(a) the party seeking to adduce the evidence gave reasonable notice in writing to each other party of the party's intention to adduce the evidence; and
(b) the court thinks that the evidence will, either by itself or having regard to other evidence adduced or to be adduced by the party seeking to adduce the evidence, have significant probative value.
(1) This section only applies in a criminal proceeding and so applies in addition to sections 97 and 98.
(2) Tendency evidence about an accused, or coincidence evidence about an accused, that is adduced by the prosecution cannot be used against the accused unless the probative value of the evidence substantially outweighs any prejudicial effect it may have on the accused.
The assessment of whether evidence has significant probative value in relation to each count involves consideration of two interrelated but separate matters. The first matter is the extent to which the evidence supports the tendency. The second matter is the extent to which the tendency makes more likely the facts making up the charged offence ... In summary, there is likely to be a high degree of probative value where (i) the evidence, by itself or together with other evidence, strongly supports proof of a tendency, and (ii) the tendency strongly supports the proof of a fact that makes up the offence charged.[22]
In order to determine whether the evidence, on each of the charges in this case, is admissible as tendency evidence in respect of the other charges, it is necessary to address four fundamental questions, namely:
(1) Whether the evidence, in respect of a particular charge, supports the particular tendency that is sought to be relied on;
(2) Whether that tendency has a probative value in respect of the offence that is the subject of one of the other charges; that is, whether the proposed tendency evidence is capable of rationally affecting the assessment, by the jury, of the probability of a particular fact in issue on one or more of the other charges;
(3) Whether, as such, the tendency evidence sought to be relied on has significant probative value in respect of that fact in issue;
(4) Whether the probative value of that tendency evidence would substantially outweigh any prejudicial effect it may have on the accused person.[24]
The High Court has held that, in a case for sexual offences involving a single complainant, proof of the accused's commission of a sexual offence against the complainant on one occasion makes it more likely that the accused may have committed another, generally similar sexual offence against the complainant on another occasion, so long as they are not too far separated in time. Hence, in Bauer, the High Court said:[26]
Since proof of an accused's commission of a sexual offence against a complainant on one occasion makes it more likely that the accused may have committed another, generally similar sexual offence against the complainant on another occasion, at least where the two are not too far separated in point of time, where an accused is charged with a number of counts of generally similar sexual offences against a single complainant the several counts may ordinarily be joined in a single indictment and so tried together.[27] In such cases, evidence of each charged act is admissible as circumstantial evidence in proof of each other charged act and, for the same reason, evidence of each uncharged act is admissible in proof of each charged act.[28]
In Bauer the Court also made it clear that, in cases involving multiple complainants, where a question arises as to whether evidence that the accused has committed a sexual offence against one complainant is significantly probative of the accused having committed a sexual offence against another, the logic of probability reasoning dictates there must be some feature of or about the offending which links the two together:[29]
In a multiple complainant sexual offences case, where a question arises as to whether evidence that the accused has committed a sexual offence against one complainant is significantly probative of the accused having committed a sexual offence against another complainant, the logic of probability reasoning dictates that, for evidence of the offending against one complainant to be significantly probative of the offending against the other, there must ordinarily be some feature of or about the offending which links the two together. More specifically, absent such a feature of or about the offending, evidence that an accused has committed a sexual offence against the first complainant proves no more about the alleged offence against the second complainant than that the accused has committed a sexual offence against the first complainant. And the mere fact that an accused has committed an offence against one complainant is ordinarily not significantly probative of the accused having committed an offence against another complainant.[30] If, however, there is some common feature of or about the offending, it may demonstrate a tendency to act in a particular way proof of which increases the likelihood that the account of the offence under consideration is true.
Hughes illustrates the point. The case involved multiple complainants each alleging that the accused had committed one or more sexual offences against her, where the offences that were alleged to have been committed against some groups of complainants were in significant respects different in kind and circumstance from the sexual offences alleged to have been committed against each other group of complainants.[31] It was not disputed that evidence of each sexual offence alleged to have been committed against a complainant was admissible as tendency evidence in proof of other sexual offences alleged to have been committed against that complainant, even though, in some cases, the nature of the offending differed significantly from one charge to another. The issue was how much if any of each complainant's evidence of the sexual offences and uncharged acts alleged to have been committed against her was admissible as tendency evidence in proof of the sexual offences alleged to have been committed against the other complainants. And the case was ultimately decided by majority[32] on the basis that, taken as a whole, the evidence of each alleged sexual offence and uncharged act demonstrated a common feature that a man of mature years had a sexual interest in female children under 16 years of age and a tendency to act upon it by committing sexual offences against them opportunistically in circumstances which entailed a high risk of detection. In the view of the majority, such was the significance of that common feature that evidence of each alleged sexual offence and uncharged act had significant probative value in proof of each other charged offence. By contrast, in a single complainant sexual offences case, where a question arises as to whether evidence that the accused has committed one sexual offence against the complainant is significantly probative of the accused having committed another sexual offence against that complainant, there is ordinarily no need of a particular feature of the offending to render evidence of one offence significantly probative of the other.[33]
Ground 1 - Consent and the decision in Phillips
The notice must be confined to the particular manner or circumstances in which the applicant has previously acted or his state of mind on occasions other than that the subject of the charge. It is those other occasions which are relied upon to make more likely the occurrence of the act alleged by the complainant in the subject charge.[36]
Normally similar fact evidence is used to assist on issues relating only to the conduct and mental state of an accused. Did the accused do a particular thing? Or did the accused do it with a particular mental state? But where a particular count supported by one complainant's evidence raises the issue of whether she consented to certain conduct by an accused, the issue relates much more to her mental state than his. The trial judge kept referring to 'the improbability of similar lies' on that issue. That is an expression used by Mason CJ, Wilson and Gaudron JJ in Hoch v The Queen; however, as counsel for the appellant pointed out, they used it not on the question of whether the complainants in that case consented, but on whether the accused behaved towards them as he said he did. To tell the jury that the evidence went to the improbability of each complainant lying or being unreliable about consent was to say that a lack of consent by five complainants tended to establish lack of consent by the sixth.[38]
Ground 2 - Probative value does not substantially outweigh prejudicial effect
(1) The application for extension of time to file an application for leave to appeal against the interlocutory ruling made on 1 June 2023 is granted.
(2) Leave to appeal on grounds 1 and 2 is granted.
(3) The interlocutory decision made by the County Court on 1 June 2023 is affirmed.
[1] To avoid the possibility of identifying the alleged victims of sexual offending, this judgment has been anonymised by the adoption of pseudonyms in place of the name of the applicant and complainants.
[2] DPP (Vic) v Matthews (a pseudonym) (County Court of Victoria, Judge Meredith, 1 June 2023) [18]-[19], [29] ('Reasons').
[5] Reasons, [31]-[33]. See Hughes v The Queen [2017] HCA 20; (2017) 263 CLR 338, 355 [37], 356 [40] (Kiefel CJ, Bell, Keane and Edelman JJ); [2017] HCA 20 ('Hughes').
[9] (2006) 225 CLR 303; [2006] HCA 4 ('Phillips').
[11] See ss 378-81 of the Criminal Procedure Act 2009.
[13] Reasons, [31], quoting Hughes [2017] HCA 20; (2017) 263 CLR 338, 356 [40]-[41] (Kiefel CJ, Bell, Keane and Edelman JJ); [2017] HCA 20.
[14] Reasons, [32], quoting Hughes [2017] HCA 20; (2017) 263 CLR 338, 363 [64] (Kiefel CJ, Bell, Keane and Edelman JJ); [2017] HCA 20.
[16] (2018) 266 CLR 56; [2018] HCA 40 ('Bauer').
[21] For convenience, each proposed ground will be referred to as a 'ground' from here on.
[22] [2017] HCA 20; (2017) 263 CLR 338, 356-7 [41]; [2017] HCA 20, cited in Klein (a pseudonym) v The King [2022] VSCA 249, [85] (Priest AP, Beach and T Forrest JJA). See also McPhillamy v The Queen [2018] HCA 52; (2018) 361 ALR 13, 19 [26] (Kiefel CJ, Bell, Keane and Nettle JJ), 20-1 [33] (Edelman J); [2018] HCA 52; TL v The King [2022] HCA 35; (2022) 405 ALR 578, 585-6 [28]-[29] (Kiefel CJ, Gageler, Gordon, Steward and Gleeson JJ); [2022] HCA 35.
[25] [2023] VSCA 141 ('Gustav').
[26] Bauer [2018] HCA 40; (2018) 266 CLR 56, 83 [50] (the Court); [2018] HCA 20.
[28] HML v The Queen [2008] HCA 16; (2008) 235 CLR 334, 397-8 [168], 401-2 [181] (Hayne J); [2008] HCA 16 ('HML').
[29] Bauer [2018] HCA 40; (2018) 266 CLR 56, 87-8 [58]-[60] (the Court); [2018] HCA 20 (emphasis added in Gustav).
[30] See HML [2008] HCA 16; (2008) 235 CLR 334, 354 [11]-[12] (Gleeson CJ), 382-3 [105] (Hayne J, Gummow J agreeing at 362 [41], Kirby J agreeing at 370 [59]); [2008] HCA 16; GBF v The Queen [2010] VSCA 135, [26] (Nettle, Harper JJA and Hansen AJA); BBH v The Queen [2012] HCA 9; (2012) 245 CLR 499, 525 [70]-[71] (Hayne J, Gummow J agreeing at 522 [61]); [2012] HCA 9.
[31] Hughes [2017] HCA 20; (2017) 263 CLR 338, 358-60 [44]-[54] (Kiefel CJ, Bell, Keane and Edelman JJ); [2017] HCA 20.
[32] Ibid 361-2 [57]-[60] (Kiefel CJ, Bell, Keane and Edelman JJ); [2017] HCA 20.
[33] Gustav [2023] VSCA 141, [23]-[24] (Priest, Niall and Taylor JJA) (emphasis added in Gustav).
[37] See Martin v New South Wales [2002] NSWCA 337, [91] (Giles JA).
[38] [2006] HCA 4; (2006) 225 CLR 303, 318 [46]; [2006] HCA 4.
[40] Interlocutory appeals about the admissibility of evidence are governed by the principles in House v The King (1936) 55 CLR 499; [1936] HCA 40: KJM v The Queen [No 2] [2011] VSCA 268; (2011) 33 VR 11, 12-13 [9]-[14] (Maxwell P, Buchanan, Neave, Redlich and Bongiorno JJA); [2011] VSCA 268; Tuite v The Queen [2015] VSCA 148; (2015) 49 VR 196, 199 [8] (Maxwell ACJ, Redlich and Weinberg JJA); [2015] VSCA 148. See also Ebrahimi (a pseudonym) v The Queen [2022] VSCA 65, [21]-[23] (Maxwell P, Sifris and Macaulay JJA).
Matthews (a pseudonym)
The King [2023] VSCA 229
Gustav (a pseudonym) v The King [2023] VSCA 141, Hughes v The Queen [2017] HCA 20; (2017) 263 CLR 338, Phillips v The Queen [2006] HCA 4; (2006) 225 CLR 303, R v Bauer (a pseudonym) [2018] HCA 40; (2018) 266 CLR 56.
(2022) 405 ALR 578
(2008) 235 CLR 334
(2017) 263 CLR 338
(2006) 225 CLR 303
(2018) 266 CLR 56
(2018) 361 ALR 13
(2012) 245 CLR 499
(2014) 45 VR 680
(1988) 165 CLR 292
(1936) 55 CLR 499
(2011) 33 VR 11
(2015) 49 VR 196