[2010] VCAT 1323
General information, not legal advice.
Victorian Civil and Administrative Tribunal
2010-08-09
Original judgment source is linked above.
The applicant, an objector to an application for a permit on adjoining land, has lodged an application for review of the decision of the Responsible Authority to issue a Notice of Decision to Grant a Permit. In this application she seeks declarations that the decision was in breach of the rules of natural justice in that she was not accorded procedural fairness and there is an apprehension of bias arising from pre application meetings.
The applicant submitted an apprehension of bias can arise from varied circumstances including apprehension of prejudgment of an issue; ex parte communications with the decision-maker; prior association with a party, or one of their witnesses; being a judge in one's own cause.
In respect of these circumstances the applicant alleged that as a result of pre application meetings the Council officers; in particular the Urban Designer collaborated with the permit applicant in the preparation of the permit application. Any assessment of the application was predetermined therefore any decision of the Council, which relied solely on the recommendations of the officer's report, could not be considered an unbiased decision.
The conclusion reached was that there was no apprehended bias. The applicant was given notice of the permit application, lodged an objection and was given an opportunity to make submissions to the Council before its decision. All information taken onto account by the Council was contained in the officer's report and in the presentations and submissions made to the Council at its meeting.
Pre application meetings are encouraged through a Practice Note prepared by the Department of Planning and Community Development. Under the heading 'talk to council' it is recommended a pre application meeting take place with the council to help permit applicants. It states this advice should not be mistaken for 'in principal support' for the development. In R v South Australian Planning Commission; Ex parte City of Burnside R v South Australian Planning Commission; Ex parte Blass: 45 SASR 487 such meetings were distinguished from the situation of a tribunal member tendering advice to an actual or potential applicant in the absence of other parties.
Ex parte communications in the form of emails occurred between the permit applicant and Council officers prior to the lodging of the application. There was no information furnished by the ex parte communications that the parties whose interest might be affected by the information were not given an opportunity to correct or contradict: Minister for Aboriginal Affairs and Another v Peko-Wallsend Limited and Others.
Unlike in Roads Corporation v Love prior association between the Council officers and the permit applicant was a professional not personal association.
The Council planner's report recommending approval was based on the planner's expertise. The planner did not take part in the pre application meetings. Nothing in the officer's report lead to a conclusion that the officer was anything but impartial in the assessment. Nor was the officer's report of significance in the Council reaching its own decision it was not the sole matter relied upon by the Council, who also was required pursuant to section 60 (1) Planning and Environment Act 1987 to take account of the objections.
The pre application meetings were not incompatible with the applicant's rights under the Charter of Human Rights and Responsibilities Act 2006. There was no breach of the applicant's right to a fair hearing and the applicant's right to privacy was limited under section 7(2) of the Charter.
Whilst there is a discretion in the granting of a declaration in the circumstances of this matter there was an alternative remedy available.
Section 149B Planning and Environment Act 1987 - apprehended bias - pre-application meetings between council officers and potential permit applicant - Charter of Human Rights and Responsibilities Act 2006 - sections 13, 24 and 38 - right to fair hearing - right to privacy
Magee v Boroondara CC & Anor (includes Summary) (Red Dot) [2010] VCAT 1323
Mr T Mitchell and Mr N Magee QC, Barristers instructed by Planning and Property Partners Pty Ltd
Ms M Quigley SC and Mr P O'Farrell, Barristers instructed by Best Hooper
1. Notice of Decision to Grant a Permit No PP09/00927 was issued in breach of the rules of natural justice.
2. Contrary to section 60(1) of the Act, the Council failed, or failed to properly consider the objections it had received.
Application under Section 149B of the Planning and Environment Act 1987.
Clause 32.01 (construction of more than one dwelling on a lot)
Mildura Rural City Council v Minister for Major Projects [2006] VCAT 623; No 2 Pitt St v Wodonga Rural City Council [1999] 3 VR 439 at 459; Baarmuth Residents Association Inc and Others v Indigo SC [2005] VCAT 1521; Ebner v the Official Trustee in Bankruptcy [2000] HCA 63, (2001) 205 CLR 337; Minister for Immigration and Multicultural Affairs v Jai Legeng (2001) 205 CLR 507; James Martakis Architect v Moreland CC [2005] VCAT 2087 at [12, 13,and 14]; Laws v Australian Broadcasting Tribunal [1990] HCA 31; (1990) 170 CLR 70; Livesey v New South Wales Bar Association [1983] HCA 17; (1983) 151 CLR 288 at p 289; R v South Australian Planning Commission; Ex parte City of Burnside R v South Australian Planning Commission; Ex parte Blass: 45 SASR 487; Minister for Aboriginal Affairs and Another v Peko -Wallsend Limited and Others[1986] HCA 40; (1986) 162 CLR 24; Roads Corporation v Love [2010] VSC 153; Winky Pop Pty Ltd v Hobsons Bay City Council [2007] VSC 468; [2007] 19 VR 312; Hot Holdings Pty Ltd v Creasy [2002] HCA 51; (2002) 210 CLR 438; McGovern and Anor v Ku-ring-gai Council and Anor [2008] NSWCA 209; Ainsworth v Criminal Justice Commission [1992] HCA 10; (1992) 175 CLR 564; South Australia v O'Shea [1987] HCA 39; (1987) 163 CLR 378; Proctor v Melton SC (2003) 15 VPR 218; [2003] VCAT 1520; Kracke v Mental Health Review Board [2009] VCAT 646; Sabet v Medical Practitioners Board of Victoria [2008] VSC 346 (12 September 2008); Carwoode Pty Ltd v Cardinia SC [2008] VCAT 1334; Smith v Hobsons Bay CC (Red Dot) [2010] VCAT 668 (12 May 2010); Director of Housing v Sudi [2010] VCAT 328; R v Momcilovic [2010] VSCA 50; Sweetvale Pty Ltd v Minister for Planning (2004) 16 VPR 192; [2004] VCAT 38; Wakefield v Wyndham CC (2004) 18 VPR 48; [2004] VCAT 1700; Garde-Wilson v Legal Services Board [2008] VSCA 43; Cook v Melbourne City Council (1989) 3 AATR 107; Phillips v Greater Shepparton CC (2005) 19 VPR 266; [2005] VCAT 653;
The apprehension of bias principle is to be applied to all cases in which it is suggested that, by reason of interest, conduct, association, extraneous information or some other circumstances, a judge might not bring an impartial mind to the resolution of the question the judge was required to decide.
Whether the discussions at the pre-application meetings give rise to a reasonable apprehension of bias
All planning schemes in Victoria contain residential development provisions to achieve locally responsive residential development. The provisions apply to the construction or extension of one or more dwellings on a lot and to the subdivision of land in residential zones.
This practice note is designed to help you make a planning permit application for one or more dwellings on a lot.
You should discuss the application with council before it is lodged. Putting time into pre-application consultation can save time and money later. Where possible, arrange a meeting on-site to discuss your proposal with council.
Meeting with council can help you to understand the:
You can also use pre-application consultation to agree on the extent of the neighbourhood that needs to be described in the neighbourhood and site description.
Pre-application consultation with council can identify any fundamental problems with your proposed design approach in relation to the residential development provisions or local planning policy. However, general advice about your design approach should not be mistaken for "in principle support' for your development. The role of council is to assess whether your development will achieve the outcome sought by its planning scheme, taking into account any comments of neighbours and referral authorities.
Time limits on the provision of further information are part of an overall package of measures and one of the imperatives of that package is to encourage applicants to provide complete information with their application. The intent is to encourage pre-application meetings in order to sort out the details of an application prior to is lodgement. Whilst it is questionable whether this will result in any less time being spent on dealings between applicants and council officers it will tend to push the work to the front end of the process and hopefully avoid half-baked proposals being lodged and then sorted out once the application is lodged.
However, if a paradigm shift is expected of permit applicants, an equal paradigm shift will be required of responsible authorities. They must be prepared to provide practical and constructive critique of proposals prior to applications being lodged. It will not be appropriate to adopt an attitude of saying "lodge an application and then we will look at it". It will also place an onus on responsible authorities not to retract from positions adopted and advice given in the pre-application process where this has been relied upon in formulating the application that is finally lodged or to ask for information that has already been provided. I am not suggesting that this is the case with Moreland, but there are reports of these practices.
It is important to recognise that the development of a proposal is influenced by many factors. Gaining input from the responsible authority about its attitude to various aspects is an important part of the process. The changes to the legislation will not eliminate the importance of this part of the process but rather may shift how and when it is done. Responsibility will rest on both applicants and responsible authorities to make the changes work effectively.
Obviously, the modifications listed have improved the design outcome. The skillion roof is usually softer than the flat roof and therefore its integration in existing streetscapes is easier given that pitched roofs tend to be the most dominant roof forms in these streets.
The only issue I would raise is the possible need for a couple of smaller skillion roofs to certain sections of the mass, especially those located within the most exposed facades and at lower level to enable their appreciation at a streetscape level. For example the east and west facades can benefit from such roofs, in particular the west one, which fronts Union Road. While the skillion roof at the upper level will enhance the streetscape skyline, the addition of similar roofs at lower levels will improve the visual relationship of the new façade with adjoining buildings and also assist in visually tying the different parts of the building together and create a more cohesive composition.
A court which in one case has expressed strong views about a party that are material to the result of that case which later embarks upon other proceedings involving the same set of incidents must create in the mind of a reasonable observer a suspicion that the second proceedings have been predetermined and that a fair hearing cannot be obtained.[14]
A court which in one case has expressed strong views about a party that are material to the result of that case which later embarks upon other proceedings involving the same set of incidents must create in the mind of a reasonable observer a suspicion that the second proceedings have been predetermined and that a fair hearing cannot be obtained.
No doubt there can be little objection voiced at officers of the ASPC tendering general advice to prospective applicants as to strategies which may or may not be likely to commend themselves to the planning authority having regard to its previous approaches to specific problems.
But there is a world of difference between that type of situation and a member of an administrative Tribunal who is required to act judicially descending into what has aptly been described as the dust of the arena and being seen to tender advice to an actual or potential applicant in the absence of other parties having a legitimate and possible adverse interest.
Where a matter submitted to an open inquiry involves a conflict between the interests of parties and the decision is apt to affect some parties advantageously and to affect others detrimentally, an ex parte communication between one party and the decision-maker offends the requirement of natural justice: it deprives the opposing party of being heard on a matter affecting his interests and the integrity of the administrative process is eroded by partiality on the part of the decision-maker... The general rule, found firmly on the requirements of natural justice, is that information furnished by an ex parte communication must not be taken into account without giving the parties whose interests might be affected by the information an opportunity to correct or contradict it.
In each case the question must be how it is said that the existence of the 'association' or 'interest' might be thought (by the reasonable observer) possible to divert the judge from deciding the case on its merits.
Whether the Council officer's recommendation to approve the application gives rise to a reasonable apprehension of bias
Those facts fortify my conclusion that the decision of the council on 14 August 2007 was, and will be, an important step in the decision-making process in respect of the proposed amendment, and thus is sufficiently connected with the ultimate decision in relation to the amendment to the planning scheme as to be amenable to relief in the nature of certiorari.
Procedural unfairness can occur without any personal fault on the part of the decision maker. But if the form of unfairness alleged is the actuality or the appearance of disqualifying bias, and that is said to result from the conduct or circumstances of a person other than the decision-maker, then the part played by that other person in relation to the decision will be important[21].
With the changes in the pre application stage of increased setbacks and the change in roof form from flat to skillion, the application is supported by Council's Urban Designer.
A person who has come to a firm opinion, albeit on a pre-judgment basis, but not to the degree to become a party in substance, will often seek to convince others to adopt his or her view. However, that does not imply that s/he will do so by other than rational and relevant argument. Questions of fact and degree are involved which make it difficult to apply a rotten apple test to a pre-judgment case, even on an apprehended bias basis.
It is not in doubt that, where a decision-making process involves different steps or stages before a final decision is made, the requirements of natural justice are satisfied if "the decision - making process, viewed in its entirety, entails procedural fairness".
That is because the report was the final step in the discharge by the Commission of the functions and responsibilities which were brought into play by its decision to investigate and report with respect to the introduction of poker machines.
Whether there was a failure to give proper consideration to the applicant's right to a fair hearing and right to privacy
Contrary to section 60(1) of the Act, the Council failed, or failed to properly consider the objections it had received.
(1) Subject to this section, it is unlawful for a public authority to act in a way that is incompatible with a human right or, in making a decision, to fail to giver proper consideration to a relevant human right.
A person charged with a criminal offence or a party to a civil proceeding has the right to have the charge or proceeding decided by a competent, independent and impartial court or tribunal after a fair and public hearing
(a) not to have his or her privacy, family, home or correspondence unlawfully or arbitrarily interfered with;
Governance issues: The officers responsible for this report have not direct or indirect interests requiring disclosure and there are no implications arising under the Victorian Charter of Human Rights and Responsibilities
Although a person's right to privacy in his or her home is fundamentally important, and this is now reinforced by the Charter, the effective application of the planning regulatory framework in Victoria is also important. That framework seeks to balance public and private rights, and seeks to provide for the fair, orderly and sustainable development and use of land by imposing certain restrictions on the use and development of land that most would consider justified in a free and democratic society. The planning framework specifically attempts to deal with overlooking, and thus expressly recognises the right to reasonable privacy.
Any decision that properly considers all relevant planning considerations, including in this case cl 54.04-6 of the Hobsons Bay Planning Scheme, would in my view represent a reasonable, proportionate and justifiable limitation on Mr Davey's right to privacy.
The hurdle faced by a person alleging that a planning permit decision was not open is a high one, not only for the reason articulated by Mason J in Minister for Aboriginal Affairs v Peko-Wallsend Limited, but also because planning decisions are so broadly based that it will be very difficult to say that no responsible authority, acting rationally, could have made the decision in question. Indeed, the difficulties facing a person seeking to judicially review a planning permit decision is one of the fundamental reasons why parliaments throughout Australia have provided for review of planning permit decisions on the merits. This is particularly so in Victoria, which can rightly claim to have the broadest and most accessible system of planning review on the merits in the country.
If a declaration will not have any useful effect or the substantive outcome sought to be achieved by making a declaration will be achieved by other means, it is not appropriate for the Tribunal to make a declaration.[33]
Declarations are a discretionary remedy. Court and Tribunal have consistently held that the jurisdiction to make declarations must be interpreted broadly. There are a number of well recognised factors that will influence whether discretion ought to be exercised in making a declaration. The High Court in Ainsworth v Criminal Justice Commission gave the following list of factors often used in the exercise of discretion to grant or withhold declaratory relief:
[1] I have considered all submissions presented by the parties although I do not recite all of the contents in these reasons.
[2] Plans prepared by CBG Architects TP01, TP02 Revision A, TP03 Revision A, TP04 Revision A TP05 Revision A, TP07 Revision A, TP08 Revision A, TP09 Revision A, TP09.1, TP10, DR 03, DR 04, DR05, and a Landscape Concept Plan prepared by CDA Design Group TP01
[3] Mildura Rural City Council v Minister for Major Projects [2006] VCAT 623
[5] Baarmuth Residents Association Inc and Others v Indigo SC [2005] VCAT 1521
[7] Ebner v the Official Trustee in Bankruptcy [2000] HCA 63, (2001) 205 CLR 337
[8] Minister for Immigration and Multicultural Affairs v Jai Legeng (2001) 205 CLR 507 per Hayne J at [181]
[9] Planning Schemes are established under the Planning and Environment Act 1987. Only the Minister for Planning has power to approve or amend a planning scheme.
[11] [2005] VCAT 2087 at [12, 13,and 14]
[12] Livesey v New South Wales Bar Association [1983] HCA 17; (1983) 151 CLR 288
[13] Laws v Australian Broadcasting Tribunal [1990] HCA 31; (1990) 170 CLR 70
[14] Livesey v New South Wales Bar Association [1983] HCA 17; (1983) 151 CLR 288 at p 289
[15] R v South Australian Planning Commission; Ex parte City of Burnside R v South Australian Planning Commission; Ex parte Blass: 45 SASR 487
[24] [1987] HCA 39; (1987) 163 CLR 378 at p389 per Mason CJ
[25] Proctor v Melton SC (2003) 15 VPR 218; [2003] VCAT 1520
[26] Kracke v Mental Health Review Board [2009] VCAT 646
[27] Sabet v Medical Practitioners Board of Victoria [2008] VSC 346 (12 September 2008); Carwoode Pty Ltd v Cardinia SC [2008] VCAT 1334; Smith v Hobsons Bay CC (Red Dot) [2010] VCAT 668 (12 May 2010)
[28] City of Boroondara Meeting Procedure Local law
[29] Director of Housing v Sudi [2010] VCAT 328
[30] (Red dot) [2010] VCAT 668
[32] (2004) 16 VPR 192; [2004] VCAT 38 at 25
[33] Wakefield v Wyndham CC (2004) 18 VPR 48; [2004] VCAT 1700 at 52
[36] (2005) 19 VPR 266; [2005] VCAT 653
Magee
Boroondara CC & Anor
(2001) 205 CLR 337
(1990) 170 CLR 70
(2002) 210 CLR 438
(2001) 205 CLR 507
(1983) 151 CLR 288
(1986) 162 CLR 24
(1992) 175 CLR 564
(1987) 163 CLR 378