Which (if any) of the decisions that the AAT could have reviewed were the subject of Ms Luck's application?
55 This question can be modified slightly, in light of the conclusion I reached in the previous section. The question becomes whether Ms Luck's application of 16 July was "[a]n application … for a review of [Mr Popple's] decision" (c.f. s 29 of the AAT Act), whether alone or with other decisions. The answer is no: there is nothing in the application, or in the material that Ms Luck later provided to the AAT, that suggested that she sought review of Mr Popple's decision.
56 On 16 July 2009, Ms Luck lodged her application. A covering letter included the following:
Attached to my application, please find copies of my written requests for access and internal review to the respondent, dated 20 January 2009 (mistakenly typed "2008" on letter), 9 and 16 February 2009, 10, 23 and 24 March 2009 (9 pages).
I also attach a letter of decision from the respondent dated 22 May 2009 and attachment (3 pages).
57 Ms Luck's application described the decision of which Ms Luck sought review thus:
The decision of Department of Human Services to refuse the applicant access, following formal requests under sections 15 and 25 of the Freedom of Information Act 1982 (Cth) on 20 January 2009, 9 February 2009, 16 February 2009, 10 March 2009 and 23 March 2009 and a formal request for internal review on 24 March 2009, to inspect the following documents at an Information Access Office at the nearest possible location to my home address: Documents as defined in Section 4 document (a-e) of Act caused to be published in accordance with Section 9(1)(a-d), (2), (3), (4), (5), (6), (7), (8) and (9) pertaining to the use of, or which are used by, Centrelink and the Department of Human Services and their officers in making decisions or recommendations, under or for the purposes of the enactments in the Social Security Law (including all legislation and amendments from 1998 to this date in 2009), Commonwealth Services Delivery Agency Act 1997 (Cth), Public Service Act 1999 (Cth), Public Order (Protection of Persons and Property) Act 1971 (Cth), Data-matching Program (Assistance and Tax) Act 1990, Higher Education Funding Act 1988 (Cth) (Additional Funding for Disabled Students Programme), the Disability Discrimination Act 1992 (Cth) and the Disability Services Act 1986 (Cth), University of Southern Queensland Act 1998, Monash University Act 1958, Deakin University Act 1974, Austudy and related schemes administered by Centrelink and Department of Human Services, with respect to rights, privileges or benefits, or to obligations, penalties or other detriments, to which the applicant is or may be entitled or subject.
The decision of Department of Human Services to refuse the applicant access, following formal requests under sections 15 and 25 of the Freedom of Information Act 1982 (Cth) on 20 January 2009, 9 February 2009, 16 February 2009, 10 March 2009 and 23 March 2009 and a formal request for internal review on 24 March 2009, to the "Information and Communication Technology Security Policy", the "Records Management 2006-7: Discussion Points for Action Officer's Desks", the "Protective Security Policies and Procedures" and the "Fraud Control Plan: DHS Core - Interim Plan".
58 In the box labelled, "Date the decision was made", Ms Luck entered "[o]n or about 22 May 2009". In the box labelled "Who made the decision, if known", Ms Luck entered "Dr Gary A Rumble, General Counsel, Office of the General Counsel, Department of Human Services".
59 Attached to the application were Ms Luck's letters to DoHS of 20 January, 9 February, 16 February, 10 March, and 23 March, her letter of 24 March seeking internal review, and Dr Rumble's letter of 22 May 2009. None of Ms Kirby's letters were attached. In particular, Ms Kirby's letter of 18 March was not attached, nor was Mr Popple's of 23 April.
60 On 23 July 2009, the AAT wrote to Ms Luck saying that her application had been received, that the AAT would tell DoHS that it had received the application, and that within the next 35 days Ms Luck would receive a bundle of documents pursuant to s 37 of the AAT Act. Matter number V2009/3331 was allocated.
61 Section 37(1) is set out at [89] below, but in short it provides that a person who has made a decision that is the subject of an application for review by the AAT must, within 28 days after receiving notice of the application (or such further period as the AAT allows), lodge a statement of findings of fact including reference to evidence and giving reasons for the decision, and lodge all documents in the decision-maker's possession or control that are relevant to the AAT's review.
62 Also on 23 July 2009, the AAT wrote to DoHS advising it of Ms Luck's application, attaching the same, and saying that DoHS was required to lodge with the AAT two copies of "every other document or part of a document that is in your possession or under your control and is relevant to the review of the decision by the Tribunal", to do so within 28 days, and to give copies of those documents to each other party to the proceeding.
63 On 21 August 2009, DoHS's lawyers wrote to the AAT, copying Ms Luck. DoHS noted that Ms Luck's reference in her application to a decision of 22 May 2009 appeared to refer to Dr Rumble's letter of that date, by which he sent to Ms Luck a CD of documents. DoHS said that the letter did not constitute a decision capable of being reviewed. Rather, it was a letter "forwarding the applicant documents previously sought by her". It did not fall, DoHS said, into any of the categories in s 55(1) of the FOI Act, did not purport to be a review of any earlier decision, and did not include any notification of Ms Luck's appeal rights. DoHS said that even if Dr Rumble's letter did constitute a "decision", s 55(2) would require internal review of that decision prior to seeking merits review in the AAT. Accordingly, DoHS questioned the AAT's jurisdiction to review the decision.
64 Ms Luck wrote to the AAT, in response, on 4 September 2009. Her letter of that date stated as follows:
1. I have sought, on 16 July 2009 to make application under section 55(1) of the Freedom of Information Act 1982 (FOIA), for a review of the decisions in accordance with section 25(5) of the AATA and pursuant to section 56(1) of the FOIA deemed to have been made on 19 February 2009 to refuse me access to the documents sought and requested under section 15 of the FOIA, firstly on 20 January 2009, followed by numerous other decisions subsequently deemed to be made on 11 March 2009, 18 March 2009, 9 April 2009 and 22 April 2009, pursuant to section 56(1) of the Freedom of Information Act 1982 (FOIA) in response to my formal requests for access on 9 February 2009, 16 February 2009, 10 March 2009 and 23 March 2009.
2. I have sought to make application on 16 July 2009 under section 55(3) of the FOIA for a review of the decision in accordance with section 25(3) of the AATA and deemed made on 21 April 2009 pursuant to section 55(3) of the FOIA to refuse an internal review requested on 24 March 2009 and subsequently access to the documents sought in my request under section 15 of the FOIA, firstly on 20 January 2009 followed by numerous other requests made in accordance with section 15 of the FOIA on 9 February 2009, 16 February 2009, 10 March 2009 and 23 March 2009.
3. I attach in support of my application in paragraph two above, a copy of a decision letter from the decision maker, Susan Kirby, General Counsel (A/g) of the Department of Human Services dated 18 March 2009. Due to the ambiguity and lack of information provided in the abovementioned decision letter, I have also applied for a review of all the deemed decisions for requests made in the first instance.
4. I believe that the appropriate details are now provided for my applications for reviews in respect of the decisions deemed made, and as my application has been made in accordance with both the Administrative Appeals Tribunal Act and the Freedom of Information Act, I do not expect to be denied access to the respondent's section 37 statement, which is crucial to progress this matter any further and certainly it is imperative for me to be provided with such before any hearing. It is quite clear that I am not seeking a review of the decision of 22 May 2009 by Dr Gary Rumble and therefore there is no question that my application is for review of decisions made in accordance with the FOIA and as such the AAT has jurisdiction to review them. I do not expect to be forced to attend any preliminary hearings or jurisdictional hearings, but to have this matter progressed in accordance with the process for proper applications made pursuant to the provisions of AATA.
5. I sought access by way of inspection of documents in a certain form at an Information Access Office of the respondent and my request was ignored, as were my numerous requests for access to documents of the agency. According to my own computer security protocol, I do not open any documents on my computer received from insecure sources and to receive a CD in the circumstances was inappropriate and unwanted, and as such I have no knowledge of its contents.
65 Attached was Ms Kirby's 18 March decision. For reasons that are not clear, Ms Luck referred in paragraph 2 to a deemed refusal of her request for internal review of 24 March. Long before 4 September 2009 she had an actual decision on internal review, in the form of Mr Popple's decision. Mr Popple's decision was not attached, nor was it mentioned.
66 By reply letter dated 16 September 2009, DoHS said (in broad terms) that Ms Luck's statement in paragraph 4 of her letter of 4 September that she was not seeking review of Dr Rumble's decision was difficult to reconcile with statements made in her original application, and that the various other decisions or deemed decisions to which Ms Luck referred in her 4 September letter were not mentioned in her original application. DoHS concluded by requesting, in light of the uncertainty as to what decision Ms Luck sought to review, that the matter be set down before the AAT to determine that question and whether the AAT had jurisdiction.
67 Ms Luck sent a further letter to the AAT on 18 September 2009 which, relevantly, said as follows:
1. My application of 16 July 2009, for review of decisions by the respondent, may not have clearly identified the decisions made, however, it was clear that requests (evidence of those requests was provided with application) were made for access to documents in accordance with section 15 of the Freedom of Information Act 1982.
2. The dates upon which those requests were made were identified, and as I had not had responses to those requests and I had not been granted access, it was necessary for me to make the appropriate calculations to identify the deemed decisions, which I have now done at your request (I assume pursuant to subsection 42A(4)(b)) of the AAT Act and I have subsequently shown within a reasonable time, that the decisions are reviewable.
3. I believe I have sufficiently clarified my application, and as I have not heard to the contrary from you, I now expect the normal processes in respect of reviews of decisions, to progress in accordance with the provisions of the AAT Act.
4. As I have not been notified of any further period allowed by the Tribunal for the lodgement by the respondent of the section 37 documents, and I have not been provided with them in accordance with that provision, I do not accept that its request for a hearing to determine the reviewable decisions, is anything more than an obfuscation of the facts surrounding the evidentiary documents in this matter.
5. Section 39 of the AAT Act provides that the Tribunal shall ensure that every party to a proceeding before the Tribunal is given a reasonable opportunity to present his or her case and, in particular, to inspect any documents to which the Tribunal proposes to have regard in reaching a decision in the proceeding and to make submissions in relation to those documents. For this reason, a hearing of any part of this matter would only be legitimate, if the respondent provides the Tribunal and I with the section 37 documents before any hearing is had … . So I request that the Tribunal order the respondent to comply with the AAT Act.
Due to my obligations involving my studies and my disabilities, I am unable to appear at hearings on Wednesdays or before 10.15am on any day and I would prefer, due to beginning the latter part of my third year studies, prior to assessment, to have any hearings in respect of this matter later than the middle of October 2009, not including 21 and 30 October 2009, as I have other obligations on those days.
68 As recorded at [7] of Luck (2010) 51 AAR 265, the AAT decided to hold a hearing to determine whether it had jurisdiction to review decisions described by Ms Luck as having been made under the FOI Act. By letter dated 24 September 2009, Ms Luck requested written reasons for that decision: Luck v Department of Human Services (2009) 50 AAR 403 at [1]. The AAT delivered those reasons on 19 October 2009: Luck (2009) 50 AAR 403. It suffices presently to quote from [45] of the AAT's reasons for decision:
This is a case in which I am not clear as to the decision Ms Luck seeks to have reviewed. As I said earlier, she attached a copy of a letter from Dr Rumble to her application to the Tribunal. Her letter in response to the letter sent on behalf of the Deputy Registrar referred to decisions that she said were deemed to have been made. Despite Ms Luck's attempt to assist me, I am still confused as to the decision or decisions of which she seeks review. My lack of clarity is not, in my view, a proper ground on which to exercise the discretion given by s 42A(4) to dismiss her application because she has, in my view, "… been unable to show that … the decision is … reviewable." The better course is, in my view, to hold a hearing so that I can ask Ms Luck and the Department's representative for information and submissions that may help me to identify with some precision the decision or decisions of which she seeks review. I will then be able to have regard to that information in deciding whether or not there is a decision that is reviewable by the Tribunal. This is my reason for deciding to hold that hearing.
69 By letter dated 21 October 2009, Ms Luck sought that the AAT stay or adjourn the matter pending disposition of M85 of 2009 in the High Court of Australia, to which the AAT, the President, the Principal Registrar, the presiding member in V2009/3331, and the District Registrar of the AAT were respondents. By letter also dated 21 October, DoHS indicated that it opposed Ms Luck's request for stay or adjournment.
70 As I outlined in Luck [2016] FCA 100 at [22]-[23], the AAT declined to adjourn its hearing of the jurisdictional question, the hearing went ahead on 23 October 2009, and Ms Luck did not appear. The hearing was not long, and DoHS's submissions did not travel much beyond what it had already said in its 21 August letter, if at all. Ms Luck complains in this proceeding that DoHS's submissions to the AAT were false or misleading. That is not raised by any of the appeal grounds before me, and in any event it suffices to say that a wrong answer to the AAT in the context of such a hearing could not transform an application that was outside of the AAT's jurisdiction into one that was within its jurisdiction.
71 The transcript of hearing was sent to Ms Luck by letter dated 2 November 2009. Ms Luck replied by letter dated 16 November 2009. She submitted, inter alia, that it was wrong for the AAT to have conducted the hearing and that it should adjourn any further consideration of the matter including the issue of its jurisdiction. The letter does not refer, expressly or impliedly, to Mr Popple's decision. Instead, and somewhat oddly, Ms Luck said as follows:
… provision of a copy of the respondent's letter containing the first decision denying my access to documents because the documents did not exist [i.e., Ms Kirby's 18 March decision], and for which I sought an internal review in my letter to the respondent of 24 March 2009 (copy plus fax transmission receipt attached) was sufficient to determine that my application was valid and that the Tribunal had jurisdiction to review the decision. …
72 That would seem to have been an obvious time to mention that a decision on internal review had in fact been received, but Ms Luck made no such mention. DoHS replied by letter of 17 November 2009. It is not necessary to say anything about that letter.
73 The AAT declined to adjourn further consideration, and went on to determine the question of its jurisdiction (Luck (2010) 51 AAR 265). Its decision also contains consideration and rejection of Ms Luck's submission that it ought to stay or adjourn its determination of the matter for reasons including Ms Luck's medical conditions.
74 There was nothing in Ms Luck's original application to indicate that she sought review of Mr Popple's decision. There was nothing in any subsequent correspondence as between Ms Luck and the AAT, or as between DoHS and the AAT, or in the hearing of 23 October 2009, that would have indicated to the AAT that it was Mr Popple's decision of which review was sought. Indeed, even before this Court Ms Luck's case was not predicated upon a finding that it was Mr Popple's decision of which she sought review. In her notice of appeal, under the heading dealing with the findings of fact that Ms Luck asked this Court to make, Ms Luck sought this finding:
That the decision of 22 May 2009 [i.e., Mr Rumble's decision], the subject of [Ms Luck's] valid application … was a 'decision' that had been taken under the [FOI Act] and one for which the [FOI Act] conferred jurisdiction on the [AAT], and that decision had been taken under the enactment conferring jurisdiction, and the said criteria for consideration of the question of the [AAT's] jurisdiction was immediately evident upon the face of [Ms Luck's] application and the attached decision documents at the time of [Ms Luck's] lodging of those documents with the [AAT].
75 And, Ms Luck's prayer for relief (c) sought leave to amend Ms Luck's application to the AAT consistently with her letters of 4 September, 18 September, and 16 November 2009. None of those letters, as I have set out above, mentioned Mr Popple's decision.
76 Before me, Mr Popple's letter was the subject of very little oral argument. DoHS took me to that letter, stated (correctly, in my view) that it was susceptible to review in the AAT, but submitted (again, correctly) that it had not been put before the AAT by Ms Luck. Ms Luck's rejoinder was that Mr Popple's letter should have been filed in the AAT by DoHS as part of the s 37(1)(b) documents. Nothing more of substance was said about the letter.
77 The argument that DoHS should have filed Mr Popple's letter as part of the s 37(1)(b) documents is circular. An obligation to file s 37(1)(b) documents only arises if the AAT has jurisdiction. And, provision of documents including Mr Popple's letter cannot have made a difference to "the decision" of which Ms Luck sought review, as revealed by her application and subsequent correspondence with the AAT. The question is one of interpretation of the application and, in the present case, documents lodged therewith and explanations given thereafter. In my opinion, it is not possible to conclude that review was therein sought of Mr Popple's decision, which is nowhere mentioned.
78 In my view, the only available finding is that Ms Luck did not seek to review Mr Popple's decision. That was the only decision in respect of which application could properly have been made to the AAT under s 55 of the FOI Act. The AAT's conclusion that it lacked jurisdiction was right. Ground (u) must be rejected.