The asserted constitutional issues
21 The Applicant's submissions however did not address what might be described as the 'ordinary' considerations relevant to whether or not a judge should recuse him or herself. Instead they assert that the question of my recusal for apprehended and actual bias in respect of the hearing of the Applicant's appeal in Luck v Secretary, Department of Human Services (No 4) [2016] FCA 950 involved a number of "constitutional issues."
22 Those constitutional issues were submitted to arise by reason of my also holding the additional commission as President of the Administrative Appeals Tribunal (AAT). Although Ms Luck's interlocutory application (which remains unamended) did not seek orders other than my recusal, the Applicant's written submissions argue inter alia that she is entitled to a declaration that s 7 of the Administrative Appeals Tribunal Act 1975 (AAT Act) is invalid.
23 Section 7 is as follows:
Qualifications for appointment
President
(1) A person must not be appointed as the President unless the person is a Judge of the Federal Court of Australia.
Deputy President
(2) A person must not be appointed as a Deputy President unless the person:
(a) is a Judge of the Federal Court of Australia or the Family Court of Australia; or
(b) is enrolled as a legal practitioner (however described) of the High Court or the Supreme Court of a State or Territory and has been so enrolled for at least 5 years; or
(c) in the opinion of the Governor-General, has special knowledge or skills relevant to the duties of a Deputy President.
Senior members and other members
(3) A person must not be appointed as a senior member or other member unless the person:
(a) is enrolled as a legal practitioner (however described) of the High Court or the Supreme Court of a State or Territory and has been so enrolled for at least 5 years; or
(b) in the opinion of the Governor-General, has special knowledge or skills relevant to the duties of a senior member or member.
24 The Applicant has not taken any steps to comply with r 8.11 of the Federal Court Rules 2011 that requires a party who raises a constitutional matter to file a notice in the proper Registry of the Court stating the nature of that matter and the facts showing that it is one to which the rule applies or r 8.12 which requires service of a copy of that notice on the Attorneys General of the Commonwealth and the States.
25 On 5 May 2017 my Associate wrote to the parties as follows:
Dear Parties
Please find this email regarding the Applicant's recusal application.
In respect of that application, for Justice Kerr to recuse himself from the hearing of the above appeal, there are two matters that His Honour has identified as potentially relevant to whether that application involves a matter or matters arising under the Constitution or involving its interpretation.
The first consideration is that Justice Kerr's appointment as a Judge of the Federal Court of Australia and his acceptance of his additional commission as President of the Administrative Appeals Tribunal (Tribunal) post-dates when the Tribunal as constituted by Deputy President Forgie heard and decided Luck and Department of Human Services [2010] AATA 6.
The second consideration is that Justice Kerr's commission as President of the Administrative Appeals Tribunal will expire on 15 May 2017 prior to the hearing of the Applicant's appeal.
If either party wishes to file and serve supplementary written submissions regarding the relevance or otherwise of those considerations to that issue they have leave to do so not later than 4pm on 16 May 2017.
26 The Applicant filed no further submissions. The Respondent filed supplementary submissions. Given that these reasons address the issues referred to in the supplementary submissions it is not necessary to set them out.
27 However on 8 May 2017 Ms Luck filed an application in the High Court inter alia seeking referral of a question of law to be determined by the Full Court of the High Court, prior to my determination of her application for my recusal:
Whether the doctrine of the separation of the powers of the judicature, the executive and the legislature, as set out in the Constitution, would be breached by the Court and his Honour, Justice Kerr [the senior presiding judge in the Full Court appeal VID1044 of 2016], if the principle enunciated in the case of Wainohu v New South Wales (2011) 243 CLR 181, is applied?
Her application also sought a stay of her appeal pending the hearing and determination of that question by the Full Court.
28 No referral has been made. Nor has a stay been ordered. Accordingly it remains my duty to determine her application.
29 However, independently of any steps taken or not taken by the Applicant, the nature of the submissions advanced by her require me to give consideration as to whether the relevant provisions of s 78B of the Judiciary Act 1903 (Judiciary Act) have been engaged.
30 Assuming one or more of the issues in the Applicant's recusal application, properly understood, involve a matter or matters arising under the Constitution or involving its interpretation it is my duty pursuant to that provision not to proceed to determine that issue or those issues unless and until satisfied that notice of the cause, specifying the nature of the constitutional matter(s), has been given to the Attorneys General of the Commonwealth and the States and a reasonable time has elapsed since the giving of that notice to allow the Attorneys General to consider whether to intervene in the proceeding or seek the removal of the cause to the High Court.
31 Whether a proceeding involves a matter arising under the Constitution or involving its interpretation is a question for the Court to determine: Sagacious Legal Pty Ltd v Wesfarmers General Insurance Ltd (No 3) (2010) 184 FCR 516 (Sagacious) at [12]-[14]. Section 78B has been held not to be engaged unless the constitutional point is at least arguable and its determination is required. As French J (as he then was) held in Australian Competition & Consumer Commission v C G Berbatis Holdings Pty Ltd (1999) 95 FCR 292 (Berbatis Holdings) at [13], that "a matter should 'really and substantially arise under the Constitution' before it attracts the operation of s 78B". Whether that is the case in the instance of the Applicant's request for my recusal therefore requires legal analysis to be applied to the relevant facts.
32 A "cause does not "involve" a matter arising under the Constitution or involving its interpretation merely because someone asserts that it does": Re Finlayson; Ex parte Finlayson (1997) 72 ALJR 73 (Finlayson) per Toohey J, at 74. While I have no reason to doubt that Ms Luck holds a genuine belief that her application cannot be decided without the High Court addressing and determining the constitutional issues she contends have arisen, her belief is not sufficient to make it so; Green v Jones [1979] 2 NSWLR 812 at 817-18, Sagacious per Rares J at [13].
33 Having regard to the principles enunciated in Sagacious and Berbatis Holdings, in the specific facts of this application, no relevant constitutional issue need be determined in order for the Court to decide the application before it. The application for my recusal properly can be dealt with without me being required to decide a matter arising under the Constitution or involving its interpretation.
34 Four threshold considerations underlie my conclusion in that regard.
35 First, my appointment as a Judge of this Court and my acceptance of an additional commission as President of the AAT both occurred some two years after the AAT as constituted by Deputy President Forgie made the decision in Luck and Department of Human Services [2010] AATA 6 (Luck). While that decision may be the underlying subject of the Applicant's appeal there is nothing asserted by Ms Luck that would connect my later appointment with that decision as could plausibly give rise to a constitutional issue.
36 Second, my additional commission as President of the AAT expired on 15 May 2017. I no longer hold that office.
37 Third, the appeal to be determined by the Full Court of the Federal Court is not an appeal from the decision of the AAT as constituted by the Deputy President but from a decision of Bromberg J, a Judge of this Court. Conceptually such appeals involve different tasks. The questions the Full Court will be required to determine are whether his Honour erred and, if so, what orders should be made in consequence. Reviewing a decision of a fellow judge to determine whether or not they have fallen into appealable error is a routine duty of a judge of this court when the Chief Justice determines he or she should sit as a member of a Full Court.
38 Fourth, assuming (without accepting) that what Pearce recently wrote (Pearce D, Administrative Appeals Tribunal, 4th ed, Lexis Nexis 2015, at 2.1 ):
It is competent for a person who is a judge of a court created by the Commonwealth Parliament to hold such an office: Drake v Minister for Immigration and Ethnic Affairs (1979) 2 ALD 60; Wilson v Minister for Aboriginal and Torres Strait Islander Affairs [1996] HCA 18 at [24]; (1996) 189 CLR 1 at 17; 138 ALR 220 at 231. The fact that there may be constraints placed upon the exercise by the Tribunal of its functions is not in itself sufficient to make the function incompatible with its being performed by a judge: Hussain v Minister for Foreign Affairs [2008] FCAFC 128; 169 FCR 241; 103 ALD 66.S
by reason of further (necessarily to be supposed) evolution of Australian constitutional doctrine is no longer good law, the consequence would not be that my commission as a Ch III judge would be terminated or otherwise affected.
39 Rather, any impermissible functions conferred on me as a judge of the Federal Court would be invalid (Wilson v Minister for Aboriginal and Torres Strait Islander Affairs (1996) 189 CLR 1; Wainohu v New South Wales (2011) 243 CLR 181).
40 As the Respondent's submits, a determination of the question whether or not it is constitutionally permissible for me to hold an additional commission as President of the AAT therefore could not affect the validity of my primary commission as a Ch III judge.
41 Nothing contrary to that proposition was advanced by the Applicant.
42 In any event, had such a submission been pressed, in the light of such authorities, I would have rejected it as being unarguable. Notice pursuant to s 78B need not be given of an unarguable proposition: Nikolic v MGICA Ltd [1999] FCA 849; Berbatis Holdings per French J at [14].
43 Having regard to those threshold considerations, the constitutional issues the Applicant claims arise need not be determined to decide this interlocutory application. The factual substratum asserted by the Applicant does not exist - I neither was serving as President of the AAT when the relevant decision was made nor do I any longer hold that office. Moreover, for the reasons set out at [38] and [39] above the legal consequences would not be as the Applicant apprehends.
44 Applying the principles established in Sagacious and Berbatis Holdings I have concluded that s 78B of the Judiciary Act does not require me to refrain from proceeding to decide the application for my recusal pending notice having been given to the Attorneys General of the constitutional issues that have been asserted by the Applicant to have arisen.