[2021] QCAT 211
General information, not legal advice.
Queensland Civil and Administrative Tribunal
2021-06-15
Daubney J
Original judgment source is linked above.
PROFESSIONS AND TRADES - LAWYERS - COMPLAINTS AND DISCIPLINE - PROFESSIONAL MISCONDUCT AND UNSATISFACTORY PROFESSIONAL CONDUCT - CRIMINAL OFFENCES - where respondent convicted of serious offences involving child exploitation material - where respondent pleaded guilty and sentenced to seven and a half years imprisonment - where applicant filed application or referral - disciplinary proceeding in Tribunal - where respondent has admitted the charge brought in that application - where respondent admits there should be a finding of professional misconduct - where Tribunal to make finding on sanction - whether the respondent's name ought be removed from the local roll
Legal Profession Act 2007 (Qld), s 9, s 419, s 420, s 456, , sch 2
Allinson v General Council of Medical Education and Registration [1894] UKLawRpKQB 36; [1894] 1 QB 750
Attorney-General of the State of Queensland v Legal Services Commissioner & Anor; Legal Services Commissioner v Shand [2018] QCA 66
Barristers' Board v Pratt [2002] QCA 532
Legal Services Board v McGrath (No 2) [2010] VSC 332
Legal Services Commissioner v CBD [2012] QCA 69
Legal Services Commissioner v CBD (No 2) [2011] QCAT 446
Legal Services Commissioner v Madden [2008] QCA 301; [2009] 1 Qd R 149
Legal Services Commissioner v Meehan [2019] QCAT 17
Legal Services Commissioner v Munt [2019] QCAT 160
Legal Services Commissioner v Woodman [2017] QCAT 385
Prothonotary of the Supreme Court of NSW v P [2003] NSWCA 320
Ziems v The Prothonotary of the Supreme Court of New South Wales [1957] HCA 46; (1957) 97 CLR 279
P Prasad instructed by the Legal Services Commissioner
(b) admitted that there should be a finding of professional misconduct on that charge.
(a) Between 26 December 2014 and 3 September 2015, the Respondent, on three or more occasions, used a carriage service to make child pornography material available. The offence is an aggravated offence pursuant to s 474.24A of the Criminal Code Act 1995 (Cth) and involved nine occasions on which the Respondent posted child exploitation material on to the internet. The first post involved the Respondent putting up a message with the title "Testing Security" and the message "Can someone please tell me if I have any security holes here ahead of posting more?". This was followed by an obscene image of a child, around eight years old, with the comment that the image was "more in line with my tastes". The Respondent then posted 713 similarly obscene images of young girls. Most of the children appear to have been under ten years of age. Some of the images contained content of physical sexual contact between adults and very young children. The second posting occurred between the middle of January 2015 and 4 February 2015 where the Respondent replied to a message which requested videos of a particular sex act. The Respondent replied by attaching such a video showing a girl of about eight being grossly defiled.
(b) Between 31 December 2014 and 18 November 2015, the Respondent made child exploitation material which involved the Respondent having written a two-page typewritten story which described events which had an overlap with his interactions with real people in his life. There was a folder of photographs which contained 49 category 1 images, which had been taken of those real people, and 91 category 1 images of someone who looked very much like one of those real people. The learned sentencing Judge noted that while only one story was involved in this count, the fact that what was in the story and what was happening in the Respondent's real life coincided or overlapped was a matter she regarded as particularly serious and as an escalation in the Respondent's offending.
(c) Two counts of possessing child exploitation material between 26 December 2014 and 18 November 2015, involving the possession of 8,735 images. Most of these (6,281) contained no sexual activity - that is, they fell into category 1, the least serious category of child pornographic images. 471 images fell into category 2. 1,051 images showed non-penetrative adult intercourse. 895 images showed adults and children being penetrated. 35 images were in the category of sadism or bestiality. Two images were animated or virtual. Charges 3 and 4 against the Respondent also included some 266 videos. 55 were category 1, 177 showed adult/child penetration, and four showed sadism or bestiality. The number of images and videos the Respondent had in his possession was, in fact, more than the numbers recorded by the learned sentencing Judge. It is unnecessary for present purposes to descend into further detail of the contents of those videos, although it should be noted that at least some extended to themes of violence and incest.
conduct of an Australian legal practitioner, whether happening in connection with the practice of law or happening otherwise than in connection with the practice of law that would, if established, justify a finding that the practitioner is not a fit and proper person to engage in legal practice.
(a) an order removing a practitioner's name from the roll should only be made when the probability is that the practitioner is permanently unfit to practise; and
(b) the determination is as to present fitness, not fitness at the time of the offending conduct.
(1) The onus is on the claimant to show that the opponent is not a fit and proper person. It is a civil onus: Re Evatt; Ex parte NSW Bar Association (1967) 67 SR (NSW) 236. However Briginshaw v Briginshaw [1938] HCA 34; (1938) 60 CLR 336, 362 shows the particular standard that must be applied when working out the civil onus of proof.
(2) An order striking off the Roll should only be made when the probability is that the solicitor is permanently unfit to practice: Prothonotary v Richard (NSWCA 31.7.1987 per McHugh JA) and see NSW Bar Association v Maddocks (NSWCA 23.8.1988).
(3) The fact that the opponent has a conviction for a serious offence is not necessarily sufficient reason for an order striking that person off the Roll; see Ziems v Prothonotary [1957] HCA 46; (1957) 97 CLR 279, 283.
(4) The fact of conviction and imprisonment is, however, far from irrelevant and may be regarded as carrying a degree of disgrace itself. See Ziems case at 288.
(5) The Court needs to consider the conduct involved in the conviction and see whether it is of such personally disgraceful character that the opponent should not remain a member of an honourable profession: Re Weare [1893] UKLawRpKQB 130; [1893] 2 QB 439, 446; Barristers' Board v Darveniza [2000] QCA 253; (2000) 112 A Crim R 438 (QCA).
(6) The fact that the opponent pleaded guilty to the charge will usually be counted in her favour: NSW Bar Association v Maddocks. Though we do not assume that all pleas of guilty necessarily show remorse, it is significant that in the instant case Keleman DCJ said that it did.
(7) Conduct not occurring in the course of professional practice may demonstrate unfitness if it amounts to incompatibility with the personal qualities essential for the conduct of practice. There may not even have been any criminal conviction with respect to that conduct. This is particularly so where the conduct over a long period shows systematic non-compliance with legal and civic obligations: NSW Bar Association v Cummins [2001] NSWCA 284; (2001) 52 NSWLR 279, 289; NSW Bar Association v Somosi [2001] NSWCA 285; (2001) 48 ATR 562.
(8) The concept of good fame and character has a twofold aspect. Fame refers to a person's reputation in the relevant community, character refers to the person's actual nature: McBride v Walton (NSWCA 15.7.1994 per Kirby P); Clearihan v Registrar of Motor Vehicle Dealers (1994) 117 FLR 455, 459.
(9) The attitude of the professional association is that the application is of considerable significance.
(10) The question is present fitness, not fitness as at the time of the crime: Prothonotary v Del Castillo [2001] NSWCA 75 at para 71.
To further unwind and to take my mind off what I had been concentrating on for the past few hours, I would often search the internet for pornography. After a time I found I would be searching for more and more pornography of more extreme kinds. For a period from late 2014 until my arrest in November 2015, this search for pornography also included searching for, saving, and, on seven separate occasions, reposting downloaded child exploitation material...
(a) A report prepared for the sentencing hearing (redacted in accordance with the directions of the sentencing Judge) by Dr Jeremy Butler, a consultant psychiatrist. On the basis of the history provided to him, Dr Butler formulated a diagnosis of the Respondent having suffered from a major depressive episode, which was in remission, with differential diagnoses of adjustment disorder with disturbance of mood and mild to moderate Alcohol Use Disorder. With respect to potential recidivism, Dr Butler noted the treatment to date and the Respondent's motivation not to reoffend and re-establish a productive and positive social role. Dr Butler concluded that if the Respondent was able to do this, the doctor believed that the risk of reoffending in a similar manner was low. Dr Butler recorded statements by the Respondent to the effect that he recognised the gravity of his offending as it had caused significant harm to others and, as such, he deeply regretted it. Dr Butler, however, believed that the Respondent's tendency to over interpret the role of his drinking represented a psychological barrier preventing the Respondent from fully engaging with the implications of his underlying inclinations. Dr Butler considered that if the Respondent was more able to progressively reflect upon and acknowledge underlying unpleasant inclinations, he would be in a better position to comprehensively take responsibility for his behaviour and, as such, to empathically connect with the experience of those who may have been harmed by his offending. Dr Butler thought that, with appropriate counselling, the Respondent had the capacity to do this.
(b) A redacted report prepared upon completion by the Respondent of the Medium Intensity Sexual Offending Program while in custody. It is unnecessary for present purposes to set out the detail of that report, beyond noting that it concluded that the Respondent presented as being motivated to reintegrate safely and responsibly into the community, whilst identifying particular aspects of management of the Respondent which would need to be addressed in order to manage ongoing risk factors.
This conclusion means that I find you have given dishonest versions of events to both the psychologist you attended for treatment prior to the commencement of the sentencing process, Dr Morgan, and the psychiatrist who you engaged to examine you and make a report for the sentence in Court, Dr Butler. This greatly diminishes the value of the opinions they express in those reports.
In fact, I find the activity was not aberrant. You had sophisticated equipment and sophisticated systems to avoid detection. You had a large TV screen to set up to watch pornography on. You had a great deal of material. You had an interest in girls who were pre-pubescent and an interest in pornography which showed them humiliated and physically hurt. My finding ... is that you had these interests for 16 years. You did not just look at this material when you were drunk or depressed in the wake of a marriage break up. You posted it online and you did so as carefully as you could.
The applicant, a practising solicitor, participated in the exchange of child pornography, or child exploitation material, on what is called the "dark web". That is a part of the internet used by those interested in the exchange and distribution of child pornography, often by peer-to-peer file sharing programs.
By his own statements to other participants on the dark web, the applicant had been engaging in that area for that purpose for over 12 years prior to 2015. Of course his history of activity on the dark web is distinct from the offences with which the applicant was charged, and to which he pleaded guilty, but it provides a context to the applicant himself, the offences, and the degree of sophistication he applied to protect his activity from scrutiny. For example, the offences were committed at a time when he used a variety of software and encryption applications to facilitate and shield his use and exchange of the child exploitation material.
Significantly, the learned sentencing judge held that the applicant had been dishonest with the court in the course of the sentencing process. The dishonesty related to statements and instructions from the applicant, denying that he had been a member of an online paedophile community for some time. The dishonesty extended to dishonest versions given to a psychologist and psychiatrist who were engaged to prepare reports for the sentencing. Part of the further material filed by the Crown consisted of online statements by the applicant showing he had been an active user of child pornography material and forums back to 2007, and even 1990.
...
Then, having rejected the conclusions in the psychologist's and psychiatrist's reports because they were based on the applicant's lies, her Honour continued:
"As I say, at the moment I do not think you are remorseful. I do not think you take responsibility for your offending. And until you are both of those things you will not be in a position to begin therapy with the sincere aim of preventing reoffending. This bears on my assessment of your prospects of rehabilitation."
There is no challenge to the findings set out in paragraphs [redacted] above.
(a) did not occur in the course of, or as part of, his practice as a lawyer;
(d) did not impact upon his professional work, his clients, other practitioners or the judiciary;
(f) occurred over a discrete period of time, during which he was suffering from depression, abusing alcohol, and displaying poor coping methods and poor judgment.
The judiciary must have confidence in those who appear before the courts. The public must have confidence in the legal profession by reason of the central role the profession plays in the administration of justice. Many aspects of the administration of justice depend on the trust by the judiciary and/or public in the performance of professional obligations by professional people.
...
Neither the relationship of trust between a legal practitioner on the one hand, and his or her clients, colleagues and the judiciary on the other hand, nor public confidence in the profession can be established or maintained, without professional regulation and enforcement.
I emphatically dispute the proposition that defrauding 'the Revenue' for personal gain is of lesser seriousness than defrauding a client, a member of the public or a corporation. The demonstrated unfitness to be trusted in serious matters is identical. Each category of 'victim' is a juristic person whose rights to receive property are protected by law, including the criminal law in the case of dishonest interception. 'The Revenue' may not have a human face, but neither does a corporation. But behind each (in the final analysis) are human faces who are ultimately worse off in consequence of fraud.
The offending occurred when the respondent, to use the words of the sentencing Judge, "stumbled upon" the offending material when looking for legal adult pornography. His mistake, according to the sentencing judge, was that he failed to deal with the material that had inadvertently come before him and continued to look at it. The offending material was stored with a greater mass of material which was not unlawful and the sentencing remarks recorded that the vast majority of the offending material fell at the lower end of the spectrum of offensiveness for the type of material under consideration.
... in cases where striking off has been held to be justified there was sustained misconduct of a kind that marked each respondent as a person who would never be fit to trust with the powers and functions entrusted to a solicitor.
Personal offending of such gravity carried on over a substantial period is inimical to the high standard of respect for the law, integrity, trustworthiness and common decency expected of members of the Bar both by the Courts of law and the public. It is intolerable to think that the Court would hold out as fit to practise as a barrister a person who has shown such blatant disrespect for the law he is ethically and otherwise obliged to uphold. No response, short of striking off, should be made in this situation.
Her Honour did not seem to miss any opportunity to draw an adverse inference against me, and seemed to conclude I must have been 'scared off' from giving evidence at the resumption of the sentencing hearing by the prosecution's tendering of a further affidavit. I have never seen this affidavit and its production had absolutely no impact on my decision to not give evidence.
Further instructions have been taken since the adjourned hearing or adjourned sentence and those instructions ended in the result that Mr Keliher will not provide an affidavit or ... give evidence.
My client has - was paying attention during the observations that your Honour made in relation to Dr Butler's report. Further instructions have been taken, and Mr Keliher will not be giving evidence.
[1] He also pleaded guilty to two summary offences, but these do not form part of the charge under this discipline application.
[2] LPA, s 9(1)(e).
[3] Allinson v General Council of Medical Education & Registration [1894] UKLawRpKQB 36; [1894] 1 QB 750.
[4] Legal Services Commissioner v Meehan [2019] QCAT 17, [31] ("Meehan").
[5] Legal Services Commissioner v Madden [2008] QCA 301; [2009] 1 Qd R 149,[122].
[6] As noted in Legal Services Commissioner v Munt [2019] QCAT 160, [43].
[7] Meehan [2019] QCAT 17, [40].
[8] [2018] QCA 66, which this Tribunal quoted at length in Legal Services Commissioner v Meehan.
[9] Shand [2018] QCA 66, [57].
[14] [2010] VSC 332, [12].
[15] Ibid, [12]-[16] (and omitting footnotes and citations). See also Legal Services Commissioner v CBD [2012] QCA 69, [18] (Muir JA).
[17] Legal Services Commissioner v CBD [2012] QCA 69.
[20] Ibid, [38]-[39] (and omitting footnotes and citations).
[22] Ziems v The Prothonotary of the Supreme Court of New South Wales [1957] HCA 46; (1957) 97 CLR 279, 298 (Kitto J).
[25] Affidavit of Caroline Jane Snell, Exhibit CJS1.
Legal Services Commissioner
Keliher [2021] QCAT 211
(1938) 60 CLR 336
(1994) 117 FLR 455
(1957) 97 CLR 279
(2001) 52 NSWLR 279