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[2020] VCAT 1318
Victorian Civil and Administrative Tribunal
2020-11-24
Original judgment source is linked above.
For the reasons provided in writing, the Tribunal orders that:
(a) The particulars must be in numbered paragraphs with a new paragraph for each alleged fact.
(b) Each claim must be fully particularised so that for each Respondent and each alleged breach of the Equal Opportunity Act 2010 (or the Equal Opportunity Act 1995) there are details of the alleged facts said to support each element of the section of the relevant Act which the Applicant says that the Respondent has breached.[8]
At any time, the Tribunal may make an order summarily dismissing or striking out all or any part, of a proceeding that, in its opinion_ - _
(a) is frivolous, vexatious, misconceived or lacking in substance; or
Section 75(1) provides that VCAT may dismiss or strike out all or part of a claim that is frivolous, misconceived, lacking in substance or otherwise an abuse of process.
The principles for determining applications under section 75, are well established. It is a very serious matter to dismiss or strike out a proceeding summarily, and the power to do so should be exercised only where it is obvious that the case cannot possibly succeed or where it is obvious that the case is an abuse of process for other reasons. Otherwise, an applicant is entitled to have the case fully heard and adjudicated upon at final hearing.[20] The Tribunal should only proceed to strike out claims when satisfied that, because of one of the grounds in section 75, the case is manifestly hopeless, undoubtedly untenable or doomed to fail. It has been said that a high threshold must be met before VCAT can summarily dismiss or strike out all or part of a proceeding.[21]
It is also accepted that VCAT should not order summary dismissal in circumstances where the outcome of the case might depend upon findings of fact based on contested evidence.[22] In considering the Respondents' applications, I should take the Applicant's case at its highest.
Whether a claim is frivolous, vexatious, misconceived or lacking in substance within the terms of s 75(1) is not to be determined in accordance with the balance of probabilities. In order for the power of dismissal under s 75 to be enlivened the Tribunal must have a higher degree of satisfaction. In Forrester v AIMS Corporation Kaye J concluded that a claim is 'misconceived' for the purposes of s 75(1) if it is 'undoubtedly hopeless'.[23]
Summary dismissal of application more than 12 months old
The Tribunal may make an order under section 76 summarily dismissing an application under the Equal Opportunity Act 2010 in respect of an alleged contravention of Part 4, 6 or 7 of that Act if the alleged contravention occurred more than 12 months before the application was made.
At any time, the Tribunal may make an order summarily dismissing or striking out all, or any part, of a proceeding for want of prosecution.
In determining whether delay in bringing a claim makes it an abuse of process, the primary consideration is the interests of justice. Relevant factors to be considered include whether the delay is inordinate or unreasonable and inexcusable, any explanation for the delay and the adequacy of that explanation, the nature of the proceeding, whether the respondent was responsible for the delay, any prejudice caused to the respondent if the proceeding continued and the effect of the delay on the quality of justice, that is, the ability to conduct a fair hearing of the proceeding (for example, whether significant documents have now been lost or destroyed, whether the witnesses' memories are so impaired that the quality of evidence will be compromised, whether witnesses have died and their importance is such that the quality of evidence is compromised); and the public interest. These factors must be balanced against each other and none is determinative.[26]
It does not follow that the Briginshaw test will apply in all matters of discrimination. In Victoria v Macedonian Teachers Assn of Victoria Inc and Anor the Court declined to apply it to a decision by the State of Victoria to impose a certain name to describe Macedonian citizens, which the court concluded was not discriminatory:
The Briginshaw test only becomes relevant when, because of the seriousness of the allegations being made in relation to an issue to be determined in a particular case, a decision-maker must proceed with caution in arriving at a state of satisfaction.[27]
Proposition 1: Delay giving rise to an "abuse of process" or "want of prosecution"
a proceeding that is being used in a way that is manifestly unjust, oppressive or unfair to a party to the proceeding, or would otherwise bring the administration of justice into disrepute among right-thinking people.[32]
Circus Oz submits that VCAT has held on many occasions that this includes a proceeding where there has been an inordinate delay in bringing the complaint.[33]
(a) the inordinate and unreasonable delay in commencing the proceedings;
(b) many of the allegations of victimisation concern brief conversations of one or two sentences with various individuals, the detail of which would have been lost in the many years that have passed between the occurrence of any such discussions and Ms Lanigan filing her application;
(c) Circus Oz has not been responsible for the delay in any way;
(d) the nature of the proceeding in the Tribunal is such that it will depend heavily on the credit of witnesses;
(e) the delay over such a prolonged period of time must necessarily have affected the quality of justice, with the deterioration of witnesses' memories;
(f) the LOA Act and the EO Discretion gives a good indication that the welfare of society is best served by causes of action being litigated within a six-year time frame at least;[39] and
(g) the public interest favours dismissal or striking out. It is not in the public interest for persons to be confronted many years after the event with serious allegations which, whether or not proved, will produce considerable consequences for them.
The relevant factors to be considered include whether the delay is inordinate or unreasonable and inexcusable, any explanation for the delay and the adequacy of that explanation, the nature of the proceeding, whether the respondent was responsible for the delay, any prejudice caused to the respondent if the proceeding continued and the effect of the delay on the quality of justice, that is the ability to conduct a fair hearing of the proceeding (for example, whether significant documents have now been lost or destroyed, whether the witnesses' memories are so impaired that the quality of evidence is compromised); and the public interest. These factors must be balanced against each other and none is determinative.[42]
(a) Burrows v State of Victoria - The incidents that took place between one and six years prior to the application were not struck out because there were numerous documents concerning these matters and witness availability did not seem to be a problem. Additionally, the allegation was one of continuing discrimination.
(b) Casley v ABC - This case can be distinguished because there was no provision of services under the EO Act, the claimant had pursued other legal avenues for a remedy and the most recent conduct complained of was 7 years prior to the complaint being lodged.
(c) Stewart v City of Yarra - The conduct complained of occurred 15 years before lodging the complaint, with Ms Lanigan experiencing a continuum of conduct with the last incident just five months before the application was filed.
other considerations include whether the complainant has shown "good cause" for their delay; whether the delay is attributable to the acts or omissions of any or all of the complainant, their legal representatives, and the respondent(s); the circumstances of the complainant; and whether there is a satisfactory explanation for the delay.[51]
Is there a satisfactory explanation for the delay?
(i) she was homeless for a period of time, and (ii) from late 2010 to the current period, she has not been earning income aside from two small advances for her published books, the sale of her paintings and menial short-term casual work, and has only been managing to pay her mortgage. From late 2010 onwards, she has had little money for food and no money for petrol to drive to consult a lawyer or meet with legal aid. She could not afford to pay her phone bills so was making as few phone calls as possible.
[i]n October 2011, the Applicant sought legal advice from a defamation lawyer, for the purposes of commencing defamation action against (the employee). The Applicant was unable to afford the cost of engaging representation, so did not engage the lawyer.[53]
This consultation was said to have occurred at a time that Ms Lanigan was "heavily debilitated by anxiety and stress".[54]
Is there any prejudice to the Respondents arising from the delay?
My recollection of it is that we talked about an idea for a show together as a pair of artists talking about ideas and it was nothing more than that. There was no agreement about making what you're suggesting.[60]
The employee then denies the claims of sexual harassment: "I didn't ask her to have sex with me, I disagree with that very strongly".[61] There were then questions about sending more than one email out to parties, with the employee adamant that it had been only the one email sent, and providing a reason as to why he was so sure about that email. When challenged on it further, the employee stated he couldn't be certain, or couldn't recall, exactly who he had sent it to, or whether the email was sent on to others not named in the first email list of 20 August 2009.
Proposition 2: Statute barred claims "lacking in substance" and "misconceived"
Proposition 3: No complaint of sexual harassment in the Book
So there was no sexual harassment and then there was no allegation of sexual harassment re Katherine and Jonno in the book which is partly a work of fiction, partly autobiographical.[70]
Additionally, it was one of the points Senior Member Steele referred to in her reasons for decision.[71]
Proposition 4: Claim of victimisation from the s 75 hearing is "vexatious", "misconceived" and "lacking in substance"
[4] Given the history of the allegations, the claim is also made under the preceding legislation, the Equal Opportunity Act 1995.
[7] The Particulars of Claim are dated 30 September 2018.
[8] The first strike out application was determined on 18 December 2018 in Lanigan v Circus Oz (Human Rights) [2018] VCAT 1980.
[10] Final Amended Particulars of Claim, [19].
[12] The Applicant claims the incident was a breach of ss 96 and 97 of the Equal Opportunity Act 1995 and/or ss 103 and 104 of the EO Act.
[13] Final Amended Particulars of Claim, [32].
[14] Final Amended Particulars of Claim, [33]-[34], wherein the Applicant claims a breach of ss 96, 97 and/or 98 of the Equal Opportunity Act 1995 and/or sections 103, 104 and/or 105 of the EO Act.
[15] Final Amended Particulars of Claim, [35]-[36].
[16] Sections 96, 97, 98 and/or 99 of the Equal Opportunity Act 1995 and/or sections 15, 103, 104, 105 and/or 106 of the EO Act. The allegations are set out in paragraphs 40 to 49 of the Final Amended Particulars of Claim.
[17] Final Amended Particulars of Claim, [50]-[57].
[18] Paragraph 58 headed "Loss and Damages" in the Final Amended Particulars of Claim.
[19] Lanigan v Circus Oz (Human Rights) [2018] VCAT 1980, [6]-[7], [9].
[20] Forrester v AIMS Corporation [2004] VSC 506; (2004) 22 VAR 97 where Kaye J confirmed that those principles, expressed by the Court of Appeal in State Electricity Commission of Victoria v Rabel [1998] 1 VR 102 apply to applications brought under section 75(1).
[21] Towie v Victoria (2008) 19 VR 640; [2008] VSC 177, [9].
[22] Campagnolo v Benalla and District Football League Inc [2009] VSC 228, [41]; Chan v Kostakis [2003] VCAT 951, [9]; Owners Corporation v Hickory Group Pty Ltd [2015] VCAT 1683, [12].
[23] Weber v Deakin University [2018] VSCA 53 (8 March 2018), [24].
[24] James & Ors v Mansfield SC [2012] VCAT 1758.
[25] Casley v ABC (Human Rights) [2018] VCAT 1645.
[26] [2002] VCAT 1655, [38].
[27] Dyke v IPM Operation & Maintenance Loy Yang Pty Ltd (Human Rights) [2014] VCAT 954, [49].
[28] Paragraph 4.9 of the Applicant's Outline of Response to First Respondent's Submissions on Summary Dismissal / Strike Out of Claims.
[29] Paragraph 4.13 of the Applicant's Outline of Response to First Respondent's Submissions on Summary Dismissal / Strike Out of Claims.
[30] Anshun v Port of Melbourne Authority [1981] HCA 45; (1981) 147 CLR 589.
[31] Paragraph 2.11(c) of the Applicant's Outline of Response to First Respondent's Submissions on Summary Dismissal/Strike Out of Claims dated 1 November 2019.
[32] Molyneux v VCAT [2007] VSC 89, [53].
[33] Burrows v Victoria [2002] VCAT 1655; Sleigh v Victoria [2010] VCAT 2057, [8], [28]; Garcia v Miles [2012] VCAT 262, [16], [20]; Jovancevski v United Voice [2013] VCAT 25, [15]-[16].
[38] [1996] HCA 25; (1996) 186 CLR 541, 552.
[39] Brisbane South Regional Health Authority v Taylor [1996] HCA 25; (1996) 186 CLR 541, 553
[40] Kramersh v IPD Education Limited (Human Rights) [2014] VCAT 1439.
[41] Burrows v Victoria [2002] VCAT 1655, [48].
[44] [2015] VCAT 1156, [53].
[49] Bligh and Ors v State of Queensland [1996] HREOCA 28.
[50] Buderim Ginger Ltd v Booth [2002] QCA 177.
[51] Paragraph 2.13 of the Applicant's Outline of Response to First Respondent's Submissions on Summary Dismissal / Strike Out of Claims.
[52] Paragraph 17(a) of the Amended Particulars of Complaint.
[55] Psychologist Report dated 22 March 2019.
[56] Psychologist Report dated 26 August 2019.
[57] The reconstitution application was heard on 14 December 2018. Deputy President Nihill made orders that "the application for reconstitution of the Tribunal is rejected under section 71(7) for reasons given orally at the hearing."
[60] Page 30 of the transcript of the proceeding.
[63] See Cappellin v Brondolino [2011] VCAT 1778, [151]; Sutherland v Corkhill [2011] VCAT 709, [37].
[64] Gama v Qantas Airways Ltd [2006] FMCA 11; (2006) 195 FLR 475, [6].
[65] Sleigh v State of Victoria [2010] VCAT 2057, [8].
[66] Resolution Adventure v McColley [2006] VCAT 797, [16].
[67] Lovejoy v Carp & Ors [1999] VSCA 167.
[69] 25 July 2018 was the date that the application was lodged online by Ms Lanigan. The events more than six years prior to this date cannot give rise to any claim for relief.
[71] Lanigan v Circus Oz (Human Rights) [2018] VCAT 1980, [30(c)].
[72] Final Amended Particulars of Claim, [37]-[47].
Lanigan
Circus Oz
(2008) 19 VR 640
(1981) 147 CLR 589
(1996) 186 CLR 541
(2006) 195 FLR 475