[2024] AATA 3150
General information, not legal advice.
Administrative Appeals Tribunal of Australia
2024-09-04
Original judgment source is linked above.
The Applicant lodged her application for access to the NDIS on 16 September 2021. This was initially declined on 28 October 2021, with the Applicant lodging a subsequent request for an internal review of the decision.[1] The internal review affirmed the original decision to deny access on 23 March 2022, primarily on the grounds of permanence and substantially reduced functional capacity.[2]
(a) the CEO is satisfied that the person meets the age requirements (see section 22); and
(b) the CEO is satisfied that, at the time of considering the request, the person meets the residence requirements (see section 23); and
(c) the CEO is satisfied that, at the time of considering the request:
(i) the person meets the disability requirements (see section 24); or
(ii) the person meets the early intervention requirements (see section 25).
(a) the person has a disability that is attributable to one or more intellectual, cognitive, neurological, sensory or physical impairments or the person has one or more impairments to which a psychosocial disability is attributable; and > > (b) the impairment or impairments are, or are likely to be, permanent; and > > (c) the impairment or impairments result in substantially reduced functional capacity to undertake one or more of the following activities: > > > (i) communication; > > > > (ii) social interaction; > > > > (iii) learning; > > > > (iv) mobility; > > > > (v) self care; > > > > (vi) self management; and > > (d) the impairment or impairments affect the person's capacity for social or economic participation; and > > (e) the person is likely to require support under the National Disability Insurance Scheme for the person's lifetime.
For the purposes of subsection (1), an impairment or impairments that vary in intensity may be permanent, and the person is likely to require support under the National Disability Insurance Scheme for the person's lifetime, despite the variation.
(a) the person: > > > (i) has one or more identified intellectual, cognitive, neurological, sensory or physical impairments that are, or are likely to be, permanent; or > > > > (ii) has one or more identified impairments to which a psychosocial disability is attributable and that are, or are likely to be, permanent; or > > > > (iii) is a child who has developmental delay; and > > (b) the CEO is satisfied that provision of early intervention supports for the person is likely to benefit the person by reducing the person's future needs for supports in relation to disability; and > > (c) the CEO is satisfied that provision of early intervention supports for the person is likely to benefit the person by: > > > (i) mitigating or alleviating the impact of the person's impairment upon the functional capacity of the person to undertake communication, social interaction, learning, mobility, self - care or self - management; or > > > > (ii) preventing the deterioration of such functional capacity; or > > > > (iii) improving such functional capacity; or > > > > (iv) strengthening the sustainability of informal supports available to the person, including through building the capacity of the person's carer.
(a) the person is unable to participate effectively or completely in the activity, or to perform tasks or actions required to undertake or participate effectively or completely in the activity, without assistive technology, equipment (other than commonly used items such as glasses) or home modifications; or > > (b) the person usually requires assistance (including physical assistance, guidance, supervision or prompting) from other people to participate in the activity or to perform tasks or actions required to undertake or participate in the activity; or > > (c) the person is unable to participate in the activity or to perform tasks or actions required to undertake or participate in the activity, even with assistive technology, equipment, home modifications or assistance from another person.
She is under the care of Psychiatrist, Dr Grover. She also sees her psychologist, Dr. Fernandez. I have seen the correspondence of both treating clinicians who report her having lifelong disorders in the form of Obsessive Compulsive Disorder, Eating Disorder, Anxiety Disorder, and a Major Depressive Disorder. I note there are other physical ailments including osteoporosis, Irritable Bowel Syndrome, and Human Papilloma virus as well. Irritable Bowel Syndrome has a strong overlap with Anxiety Disorders...[9]
After considering the evidence, I consider the Respondent's concession appropriate, and I find both of the two above conditions to be permanent. 4. The Respondent maintained that the Applicant does not meet the s 24(1)(b) requirements in relation to:
(a) Major Depression Disorder; > > (b) Anxiety; > > (c) Chronic Obstructive Pulmonary Disease; > > (d) Osteoporosis; > > (e) Degenerative Disc Disease; > > (f) Disc Bulge and Stenosis; > > (g) Incontinence; and, > > (h) Irritable Bowel Syndrome.
Absent from the Applicant's description was any reference to her actual clinical conditions (depression and anxiety) or to any concrete psychological strategies directed at their remediation. The Applicant's evidence also suggests that Ms Fernandez's treatment does not involve having the Applicant implement strategies independently outside of formal sessions.[18]
When asked in re-examination if "it might be a bit more beneficial for more of a long-term treatment with a psychiatrist from now on", Ms Fernandez answered:
...I think it would be, because a psychiatrist would be able to recommend particular medications that might help with mood... if the psychiatrist could then potentially help up with medication for the depressed state, or to help with anxiety, that might be helpful as well.[20]
"The condition is ongoing. And yes, the condition is permanent. But it is a waxing and waning condition. All mental health disorders relapse and remit. So there's a difference between having a permanent condition and necessarily having a permanent impairment if you like."[22]
Irritable Bowel Syndrome (IBS) and Incontinence
Section 24(1)(c) - substantially reduced functional capacity
(b) can be used without the need for complex or specialised customisation or installation;
Considered overall, while I accept the Applicant consults a podiatrist for foot care, requires assistance with heavier laundry and domestic cleaning, uses a shower chair, and infrequently has the assistance of a relative with self-care when his pain is severe, I am not satisfied this means he is not able to participate effectively or completely in self-care activities, or to perform tasks or actions required to undertake self-care activities, without assistive technology, equipment (other than the commonly used shower chair) or home modifications. I am not satisfied he requires a high level of support from other people to undertake self-care. > > (Emphasis added).
personal care, hygiene, grooming, eating and drinking, and health. We consider how you get dressed, shower or bathe, eat or go to the toilet.[46]
Extrapolating from this provision, it may be said that having a substantially reduced functional capacity to care for oneself imports the idea that there are significant gaps in one's capacity to maintain personal health, safety and well-being.
Section 24(1)(d) - the impairment or impairments affect the persons capacity for social or economic participation
Section 24(1)(e) - likely to require support under the NDIS for the person's lifetime.
The support is most appropriately funded or provided through the NDIS, and is not more appropriately funded or provided through:
generally accepted that disability services should not replace mainstream or other specialist services available to the broader population, or be expected to meet all the needs of people with disability. Indeed, a key policy goal is to move away from primary reliance on specialist disability services to the use of mainstream services or at least a mix of the two.
Access to generic services, such as health and housing, can affect demand for NDIS-funded services, and vice-versa. It will be important for the [NDIS] not to respond to problems or shortfalls in mainstream services by providing its own substitute services. To do so would weaken the incentives by government to properly fund mainstream services for people with a disability, shifting the cost to another part of government (such as from a state government to the NDIS, or from one budget 'silo' to another). This 'pass the parcel' approach would undermine the sustainability of the scheme and the capacity of people with a disability to access mainstream services.
7.4 The NDIS will be responsible for supports related to a person's ongoing functional impairment and that enable the person to undertake activities of daily living, including maintenance supports delivered or supervised by clinically trained or qualified health practitioners where these are directly related to a functional impairment and integrally linked to the care and support a person requires to live in the community and participate in education and employment. > > 7.5 The NDIS will not be responsible for: > > (a) the diagnosis and clinical treatment of health conditions, including ongoing or chronic health conditions; or > > (b) other activities that aim to improve the health status of Australians, including general practitioner services, medical specialist services, dental care, nursing, allied health services (including acute and post-acute services), preventive health, care in public and private hospitals and pharmaceuticals or other universal entitlements; or > > (c) funding time-limited, goal-oriented services and therapies: > > (i) where the predominant purpose is treatment directly related to the person's health status; or > > (ii) provided after a recent medical or surgical event, with the aim of improving the person's functional status, including rehabilitation or post-acute care; or > > (d) palliative care. > > Operational Guideline
ii. to improve functioning in an early intervention context
(a) "no early intervention supports have been identified as appropriate or relevant in the Applicant's case; and > > (b) other supports sought by the Applicant or proposed for her by others are more appropriately funded or provided through other service systems, including, for example, the health system."[62]
Clause 25 [of the Bill] sets out the early intervention requirements a person must satisfy, as an alternative to satisfying the disability requirements, in order to become a participant in the NDIS launch. This clause recognises that a person may need support to help minimise the impact of a disability from its earliest appearance, and that the provision of support may improve the person's functioning or prevent the progression of their disability over their lifetime.
I certify that the preceding 229 (two hundred and twenty -nine) paragraphs are a true copy of the reasons for the decision herein of Greg Melick AO SC, Deputy President
.................................[sgn].....................................
Statement of lived experience of Carol Anne Lampard
dated 26/08/22 together with Supplementary Statement Exhibit 1
appeal claim due to commence august 2022' Exhibit 4
[1] Documents lodged under s 37 of the Administrative Appeals Tribunal Act 1975 (Cth) ('TD') T2 50.
[3] Pomeroy and National Disability Insurance Agency [2018] AATA 387 at [10]; Re Drake and Minister for Immigration and Ethnic Affairs (No 2) [1979] AATA 179; (1979) 2 ALD 634; (1979) 2 ALD 60.
[4] National Disability Insurance Scheme Guidelines, Becoming a participant - Applying to the NDIS, 1 February 2024 ('Guidelines').
[5] Transcript of Proceedings, Re Lampard and National Disability Insurance Agency (AAT, 14-15 December 2023) ('Transcript') 20.
[9] 'Joint Hearing Tender Bundle', Submission in Re Lampard and National Disability Insurance Agency, ('JHTB') 902-908.
[12] Transcript (n 5) 3; National Disability Insurance Agency, 'Respondent's Written Closing Submissions', Submission in Re Lampard and National Disability Insurance Agency, 12 February 2024, [1].
[13] Re Schwass and National Disability Insurance Agency [2019] AATA 28 [46]-[47]; National Disability Insurance Agency v Davis [2022] FCA 1002 [101].
[14] National Disability Insurance Agency, 'Respondent's Written Closing Submissions', Submission in Re Lampard and National Disability Insurance Agency, 12 February 2024, ('Respondent's Written Closing Submissions') [1].
[15] Transcript (n 5) 3; Respondent's Written Closing Submissions (n14) [4].
[17] Respondent's Written Closing Submissions (n 14) [9].
[21] National Disability Insurance Scheme (Becoming a Participant) Rules 2016 (Cth) ('Rules') Rule 5.4.
[26] Respondent's Written Closing Submission (n 16) [37].
[28] National Disability Insurance Scheme (Becoming a Participant) Rules 2016 Rule 5.4.
[29] Carol Lampard, 'Applicant's Written Closing Submissions', Submission in Re Lampard and National Disability Insurance Agency, 4 March 2024, ('Applicant's Written Closing Submissions') [36].
[31] Applicant's Written Closing Submission (n 28) [40].
[32] Respondent's Written Closing Submission (n1 4) 46.
[34] MRLK and National Disability Insurance Agency [2021] AATA 3896 [150]-[154]; Madelaine and National Disability Insurance Agency [2020] AATA 4025 [104]-[106].
[35] Madelaine and NDIA [2020] AATA 4025 ('Madelaine') [87].
[38] Rooney and National Disability Insurance Agency [2021] AATA 3523 [27].
[42] W_illiams and National Disability Insurance Agency_ [2021] AATA 3383 [88]-[90].
[53] National Disability Insurance Agency, 'Statement of Facts, Issues, and Contentions', Submission in Re Lampard and National Disability Insurance Agency, 29 August 2023, ('Respondent's SFIC') [63].
[55] Respondent's Closing Written Submission (n 14) [85].
Galea and National Disability Insurance Agency [2022] AATA 2263
Madelaine and National Disability Insurance Agency [2020] AATA 4025
McCutcheon and National Disability Insurance Agency [2015] AATA 624
MRLK and National Disability Insurance Agency [2021] AATA 3896
National Disability Insurance Agency v Davis [2022] FCA 1002
Rooney and National Disability Insurance Agency [2021] AATA 3523
Re Schwass and National Disability Insurance Agency [2019] AATA 28
Williams and National Disability Insurance Agency [2021] AATA 3383