[2019] AATA 2196
General information, not legal advice.
Administrative Appeals Tribunal of Australia
2019-07-24
Original judgment source is linked above.
21 December 2016 (the reviewable decision) (R9, T11) to affirm a determination made on 3 November 2016 (the determination) (R9, T9). 2. The determination was not to accept liability under s 14 of the Safety, Rehabilitation and Compensation Act 1988 (Cth) (SRC Act) for claims for "left shoulder impingement on the background of degenerative change in her shoulder" and "left lateral epicondylitis on the background of extensor origin tendinopathy". 3. The claim for compensation submitted by the Applicant (R9, T3) identified the conditions for which claim was made as "L Shoulder, Subacromial Bursitis and L Elbow Lat Epicondylitis" (R9, T3 at 7).
(R9, T3), the Applicant, in response to the question "What happened and how were you injured?", stated (R9, T3 at 7):
During a heavy workload period that started in Jan 2016 I noticed my shoulder was beginning to hurt and then by March/April my elbow started hurting as well. At the time I was using a [sic] Evoluent Mouse. By May the pain was getting very uncomfortable. The pain did increase throughout the working work [sic] from excessive typing and computer mouse usage.
Dr John Cameron. That certificate, in response to the statement "[w]orker's description of the injury/disease, etc." advised "L shoulder/elbow pain" and in response to the statement "[w]orker's description of how it occurred" advised "Using a computer mouse and excessive typing with L arm". Dr Cameron's "[m]edical Assessment" in that first medical certificate was "subacromial bursitis/Moderate lateral epicondylitis". 3. The Applicant reported the onset of her symptoms to her team leader, Mr Wassim Arabi. The evidence as to the date when she made that report is conflicting. In her witness statement dated 21 September 2017 (A3) the Applicant does not refer to her having advised her team leader or any other representative of the Respondent of the onset of symptoms. That witness statement identifies the date of the injury as 27 May 2016. Her witness statement dated 6 April 2018 (A2) says that she reported her injury to her team leader on 12 May 2016 (A2, para. 41). That witness statement also identifies the date of the Applicant's injury as being 27 May 2016. As noted above at [8], the Applicant's claim form identified the date of the onset of her symptoms as 27 May 2016 which suggests that she could not have reported her injury/symptoms to her team leader on 12 May 2016 or 27 May 2016 was not the date of the onset of her symptoms. 4. In his witness statements of 16 September 2016 (R9, T5.10) and 1 December 2017 (R3), the Applicant's team leader, Mr Arabi, says that he was first advised by the Applicant of her symptoms on 17 May 2016. 5. The Applicant also advised in the claim form (R9, T3 at 7) that from January 2016 she noticed that her shoulder started to hurt, that by March/April her elbow started to hurt and that in May 2016 her doctor had sent her to see a physiotherapist. At the time of completing the claim form on 2 September 2016 the Applicant had, according to the claim form, been to 12 physiotherapy sessions. 6. It is clear from the evidence before the Tribunal that the Applicant had
an onset of symptoms prior to 27 or 28 May 2016. By that time she had already sought medical treatment. On 17 May 2016 the Applicant underwent an ultrasound with Dr Sean Lim, consultant radiologist, who provided a report to the Applicant's general practitioner, Dr Cameron (R9, T10.5 at 91). It appears that Dr Cameron had seen the Applicant on
6 May 2016 and provided a referral for the ultrasound on that date (transcript at 114 and A6). Dr Cameron subsequently, by letter dated 28 May 2016, referred the Applicant to the Thomsons Lake Physiotherapy practice for assessment (R9, T10.4). 7. On or about 9 September 2016 the Applicant lodged the claim form (R9, T3). 8. It is not clear on the evidence before the Tribunal what treatment, other than physiotherapy, the Applicant received following the issue of the first medical certificate on 28 May 2016. In the Applicant's first witness statement (A3, para. 66) dated 21 September 2017, the Applicant states that "[p]rior to having my shoulder operation, I had physio treatment (13 sessions) on my shoulder and elbow. 4 sessions were paid by employer and I have incurred costs of 9 sessions @ $70 = $630." 9. In paragraph 67-70 of that witness statement, the Applicant says that she has had: * cortisone injections in her shoulder and elbow covered under Medicare; * exercise rehabilitation treatment (five sessions) with an exercise physiologist; * an operation on her shoulder covered under Medicare; and * fortnightly physiotherapy treatment commencing six weeks after the operation. 10. On 28 October 2016 the Applicant was examined by Dr Mark Floyd, consultant occupational physician (R9, T8). 11. By letter dated 3 November 2016 the Respondent advised the Applicant that it had determined that her claim for compensation had not been accepted (R9, T9) (see [2] above).
3.1 The Tribunal is required to determine whether the Applicant has sustained an injury or disease as defined in sections 5A and 5B of the SRCA and whether the Respondent is liable to pay compensation to the Applicant pursuant to sections 14 and 16.
3.2 The most significant questions to be determined are whether the Applicant's left shoulder and elbow symptomology arose out of or in the course of her employment with the Department of Human Services as is required by section 6 of the SRCA and whether the diagnosed injury is an "disease" [sic] for the purposes of section 5B.
4.1. Whether the Applicant suffers from an injury, other than a disease, which arose out of, or in the course of, the Applicant's employment for the purposes of paragraph 5A(1)(b) of the SRC Act;
4.2. Whether the Applicant suffers from an "ailment" as defined in section 4 of the SRC Act, or aggravation of such an ailment, for the purposes of the first limb of the definition of "disease" in section 5B of the SRC Act;
4.3. If so, whether the ailment or aggravation of same was contributed to, to a significant degree, by the Applicant's employment with DHS and is therefore a "disease" for the purposes of section 5B of the SRC Act and may therefore be an "injury" for the purposes of paragraph 5A(1)(a).
MR MORRISSEY: Otherwise, sir, in the Applicant's submission, you'll hear evidence from the Applicant being in the form of her tendered statements that she experienced a gradual onset of pain in the left shoulder and elbow as a result of performing duties at work which primarily included manipulating the keyboard and the mouse over a protracted period of time. So, we're not dealing with a sudden injury by accident.
DEPUTY PRESIDENT: So, it's not the Applicant's alternative case that it's an injury simpliciter?
MR MORRISSEY: No, Deputy President. The factual basis and analysis of this case, in my submission, is analogous to the facts that were considered by Cremean SM in a case called Morehead v Australian Postal Corporation...
(Note: obvious errors in the transcript have been corrected by the Tribunal.)
s 5A(1)(c) (that is, an aggravation of a physical or mental injury), the case and the parties' submissions proceeded on the basis that the Applicant's claim was made under s 5A(1)(a) being a disease, that is, an ailment or aggravation of such an ailment that was contributed to, to a significant degree, by the Applicant's employment (see para. 4 of Applicant's closing submissions). 3. The Tribunal agrees that the facts disclosed by the evidence, in particular the Applicant's own account of the gradual onset of symptoms over a period of months, did not support an argument for an injury simpliciter under ss 5A(1)(b) or (c) of the SRC Act.
Subject to this Part, Comcare is liable to pay compensation in accordance with this Act in respect of an injury suffered by an employee if the injury results in death, incapacity for work, or impairment.
(a) a disease suffered by an employee; or
(b) an injury (other than a disease) suffered by an employee, that is a physical or mental injury arising out of, or in the course of, the employee's employment; or
(c) an aggravation of a physical or mental injury (other than a disease) suffered by an employee (whether or not that injury arose out of, or in the course of, the employee's employment), that is an aggravation that arose out of, or in the course of, that employment;
but does not include a disease, injury or aggravation suffered as a result of reasonable administrative action taken in a reasonable manner in respect of the employee's employment.
that was contributed to, to a significant degree, by the employee's employment by the Commonwealth or a licensee.
(2) In determining whether an ailment or aggravation was contributed to, to a significant degree, by an employee's employment by the Commonwealth or a licensee, the following matters may be taken into account:
(a) the duration of the employment;
(b) the nature of, and particular tasks involved in, the employment;
(c) any predisposition of the employee to the ailment or aggravation;
(d) any activities of the employee not related to the employment;
(e) any other matters affecting the employee's health.
This subsection does not limit the matters that may be taken into account.
significant degree means a degree that is substantially more than material.
aggravation includes acceleration or recurrence.
ailment means any physical or mental ailment, disorder, defect or morbid condition (whether of sudden onset or gradual development).
Onset of symptoms, workload and changes in work practice
The Applicant's evidence on symptoms and workload
September 2015). New customer officers were expected to take phone calls received from both business lines after 3 pm; * she was expected to finalise any work arising out of the phone call and transfer the customer to a general pool on the system; * this change in processing increased the number of matters to approximately
100-120 pieces in her in-tray (presumably from 60-80) over the 14 day period; * since the "restructure" the Applicant says that she noticed a considerable increase to her allocations of work coming in from both the New Customers business line and the Mainstream business line; * since the change in the procedures she has struggled to maintain the workload under the expected 100 items in the in-tray; * over the six to eight months leading up to May 2016 she had to work fast to maintain and sustain a reasonable level in finalising work to meet KPI; * the increased in-tray numbers and phone calls meant a lot of additional documentation of customer contacts and decisions which placed immense stress on her body and especially her shoulder and elbow resulting in the gradual onset of pain in both; * her performance report for the period from December 2013 to May 2016 shows that her workload increased from 198 in-trays to 360 in-trays; * over that period there was an increase in the number of incoming calls; * with the increase in the workload she could not complete all of the tasks associated with a call in the two to five minute window between calls; * the pressure of typing quickly was enormous and she was questioned when she did not meet KPI; * macro templates were introduced to ensure that all information was captured from customers; * the new macros used only one macro per New Customer; * that changed when the Applicant was moved into the Mainstream work (when is not clear) where there are from one to seven macros per customer; * each macro required use of the mouse to select the relevant option which caused her to use the mouse "excessively" requiring her to move her arm back and forth from the keyboard to the mouse constantly and clicking the mouse to copy and paste information; and * the limited time, with the increased work required, necessitated the Applicant typing quicker. 3. In her witness statement of 6 April 2018 (A2) the Applicant goes into some more detail about the work practices through the period of her employment. She states that: * in late 2013-early 2014 two business lines, New Customers and Mainstream were amalgamated; * due to lack of staff they could not meet KPI; * the Customer Management Tool (CMT) was introduced in June 2013. This had to be used with every customer interaction; * workloads increased in late 2014 meaning that the team members could not meet KPI; * the CMT had 10 functions from which to select a macro that had to be completed, and copied and posted into the computer program; * the macros had multiple options within them which had to be completed in respect of each call; * in June 2014 the system was changed so that any technical issues that the Applicant had was to be communicated via an online email rather than by direct contact with the service support officer; * over time various new templates/macros were introduced (e.g. Incarcerated Customers Team formed in May 2015 which had its own template documents); * her pain started with a nagging pain in her left shoulder in January/February 2016 with the pain moving to her left elbow in around March 2016; * the constant movement of her arm and shoulder when using the mouse and typing "aggravated" her arm and the pain intensified over a couple of months; * the pain became "unbearable in April/May 2016" and she reported the pain to her team leader, Mr Arabi, in May 2016; * in April 2016 the phone system was taken over by Telstra and a new DHS software was implemented which increased the phone modes from four to 15; * up to the time of her "injury", the Applicant was a CSO and was required to sit at her computer for eight hours a day minus two 15 minute
tea-breaks and three quarters of an hour for lunch; * when the Mainstream business unit phone calls were also diverted to the Applicant (when is not clear) the number of phone calls increased from around 10 to 17 over a day; * as a result of the changes the number of in-trays (work allocated to the Applicant) "exploded over time"; and * her discussion with her team leader, Mr Arabi on 19 April 2016 shows that she had 190 in-trays current with 61 being overdue.
The Respondent's evidence on symptoms and workload
(R9, T5.10), Mr Arabi says: * he was, at that time, the "Team Leader of the New Customers/Mainstream Team 1" in Perth where the Applicant was located. He had held that position and was the Applicant's line manager since 6 July 2015; * the Applicant advised him of her "injury" on 17 May 2016. She advised him that she had started feeling pain in her left shoulder and left elbow approximately two months prior to her advising him; * the Applicant completed an online injury report on 24 May 2016 and on that date he had a discussion with her to action her online report. In discussing the action to be taken the Applicant advised Mr Arabi that she had noticed an increase in the pain over the last few months as she felt her workload had increased; * although the time in question is busy because it is tax lodgment time,
the Applicant was not expected to complete more work. There was an increase in telephone shifts and less time attributed to processing work; * following the report and discussion he arranged for a workplace assessment to be undertaken by the People Support/early intervention team. He encouraged the Applicant to take her OH&S breaks and to let him know if the pain got any worse; and * a workplace assessment was undertaken on 30 May 2016 and a senior rehabilitation Case Manager was, at that time, continuing to provide rehabilitation assistance to the Applicant. 2. In a statement dated 1 December 2017 (R3) Mr Arabi said: * he was not working in the area when the amalgamation of Mainstream and New Customers business lines occurred; * he cannot comment on whether there was an increase in workload following the amalgamation; * for the first half of the day the Applicant's work involved the New Customer work. This would involve the Applicant reviewing online applications which would take between 10 and 15 minutes per application. She would then call the other party to the child support claim advising that a claim had been lodged against them; * there were no time pressures in relation to the outbound calls to new customers, which usually took 20 to 45 minutes, however, "there would be some questions asked if staff took longer than 15 minutes before they made their first outbound call in relation to the new customer application" (R3, para. 10); * January and February were busy times of the year because many break-ups tend to occur around this time. At times in this period the national office would advise team leaders that due to the backlog they would send New Customer staff a third of the new applications; * he agrees that as a member of the New Customer half of the team after amalgamation the Applicant would have received an increase in the number of inbound telephone calls that she took; * the Applicant was always encouraged to take her allocated breaks; * the Applicant's work involved the use of macros and a computer mouse. He agrees that after amalgamation the Applicant would have experienced an increase in the use of macros due to more macros being introduced over time; * some of the outbound and inbound calls required the writing of lengthy documents; and * the Applicant's workload fluctuated from day-to-day. 3. A witness statement dated 9 March 2018 was also provided by Anthony Creek (R2) who advised that he was the Applicant's service manager between approximately 2012 and June 2014. His evidence went to the work that the Applicant undertook. Nothing that
Mr Creek said in his witness statement materially adds to, alters or contradicts anything that either Mr Arabi or the Applicant said in their evidence. Under cross-examination
Mr Creek agreed that he had no contact with the Applicant after June 2014 and therefore had no knowledge of what the Applicant's workload or practices were after that time (Transcript at 159).
Dr Lim, consultant radiologist, who provided a report to Dr Cameron (R9, T10.5 at 91).
Dr Lim's report (R9, T10.5) relevantly noted: * (a) a clinical history of possible rotator cuff pathology and possible epicondylitis; * (b) the left shoulder ultrasound showed "...moderate subacromial bursal thickening with impingement on abduction. Supraspinatus demonstrates moderate tendinopathy with bursal surface fraying but no tears"; * (c) the Applicant had "Moderate subacromial bursitis" but that the "Rotator tendons are otherwise intact with tendinopathy of supraspinatus and subscapularis but no tears"; and * (d) the left elbow ultrasound showed "moderate lateral epicondylitis with mild asymptomatic medial epicondylosis but no tears". 3. Dr Cameron, referring to his practice notes at the hearing, confirmed that on 20 May 2016 he had seen the Applicant and recorded in his notes "moderate subacromial bursitis and rotator tendon issues and to discuss with the employer if it's workers' comp". He also confirmed that his practice note recorded the Applicant as having advised him on that day that she used her left-hand to operate a mouse. 4. Dr Cameron then, by letter dated 28 May 2016 (R9, T10.4), referred the Applicant to the Thomsons Lake Physiotherapy practice for assessment. 5. Also as noted above (see [8]), Dr Cameron issued the first medical certificate on
28 May 2016 (R9, T5.2) in which he noted his "Medical Assessment" as "subacromial bursitis/Moderate lateral epicondylitis". Dr Cameron issued progress medical certificates thereafter on 30 August 2016 (R9, T5.3), 1 September 2016 (R9, T5.4), 30 September 2016 (R9, T10.8), 21 October 2016 (R9, T10.7) and 27 October 2016 (R9, T10.6) 6. Following the referral by Dr Cameron of the Applicant to the Thomsons Lake Physiotherapy practice, the Applicant received physiotherapy treatment from that practice. In an email dated 9 August 2016, Todd Moir, Bachelor of Physiotherapy, of the Thomsons Lake Physiotherapy practice (R9, T5.7), advised that the Applicant had presented on
31 May 2016 with left shoulder and elbow pain and that her condition had improved over the course of treatment.
Dr Floyd - R9, T7) Dr Mark Floyd, consultant occupational physician, examined the Applicant on 19 October 2016 and provided a report dated 28 October 2016 (R9, T8). That report relevantly: * (a) set out the Applicant's relevant work duties and employment history. Dr Floyd noted that the Applicant advised him that over time her workload had increased including the increased use of macros. It also noted that following a work assessment she had been provided with a roller bar press clicking mouse system which she felt helped her to a degree with her elbow but thought that the adopted posture was not helpful for her shoulder; * (b) reported that while she was generally happy at work, stress associated with the increased workload had increased the number of "overdues"; * (c) in relation to the sequence of events leading to the claimed injury, the Applicant reported that she first had difficulty with her shoulder in January 2016 prior to which she had no recollection of issues with her shoulder or elbow. She could not remember ever having to go to the doctor or take medication for this condition; * (d) the Applicant advised that there was no actual event leading to the "injury".
The Applicant attributed the increased pain to increased workload. She reported a general pattern of her symptoms building up over the day and over the week; * (e) the first symptom she noticed was a build-up of pain around her left shoulder.
She initially had a full range of movement "but described developing a sharp catching pain with activities away from her body or above shoulder height"; * (f) her left elbow pain developed about a month after her shoulder pain; * (g) x-rays revealed enthesopathic changes around the greater tuberosity and that "the AC joint demonstrates mild OA changes." Ultrasounds of her left shoulder noted mild subacromial bursal thickening with impingement on abduction and supraspinatus which demonstrated moderate tendinopathy with bursal surface fraying but no tears; * (h) the Applicant reported that she had no injections or other intervention and no specialist referral. She had been taking Nurofen and Panadol Osteo reporting that she is allergic to codeine; * (i) generally her symptoms progressively increased from May 2016 and the physiotherapy has been of little help; * (j) the Applicant continued in full-time employment working a nine day fortnight; * (k) she reported difficulty with neck pain following a motor vehicle accident in 1998. Her neck pain continues to come and go and the longest that she has been without pain is for "perhaps six months"; * (l) she has trochanteric bursitis for which she receives injections with the last injection two years earlier. She has Type 2 diabetes for which she takes daily medication. She has a history of depression for which she takes 100 mg of Lexapro daily.
She has hypertension for which she takes 10 mg Lercanidipine daily along with
10 mg of Atenolol and 30 mg of Atacand; and * (m) Dr Floyd undertook a full physical examination of the Applicant and reviewed the medical records, x-rays and ultrasound reports. 2. In the summary and assessment section, Dr Floyd opined that:
From a causal perspective, the nature of her work tasks are not of the type that would cause either of her conditions which are essentially degenerative conditions. From the perspective of work causation there is evidence that high force activities combined with repetition are associated with an increased risk of developing such conditions, particularly with the shoulder undertaking activities with sustained elevation or abduction about chest height. In Ms Knox's case, her work tasks are not of the type known to cause such condition but would plausibly, if as she says, in the presence of increased exposure, cause some activation of pain symptoms.
At the time of the claimed date of injury on 27 May 2016 I am of the opinion that Ms Knox had left shoulder impingement and left elbow lateral epicondylitis.
...
In my opinion Ms Knox's presentation would be in keeping with an aggravation of an underlying left shoulder impingement and tendinopathy of the common extensor origin. There is as such, considering her work tasks, not been an acceleration. There is no indication this is a recurrence of a pre-existing condition.
Employment Relationship
With regard to causation of the underlying pathology as noted above, Ms Knox's work tasks are not of the type that would cause tendinopathy of the common extensor origin or changes in her subacromial space to account for her impingement. I would note however that her work tasks with repetitious actions of the left upper limb are of the type that could act to aggravate and bring on the symptoms but as such would not be causative of her condition.
As stated above the work tasks would not be causative of the conditions. The work tasks would plausibly cause some aggravation of her underlying complaint if she has had an increase in demand.
I note at the heart of this there is a workload issue which I am reliant on Ms Knox's reports. I would note it is not uncommon to see with an increase in workload that previously asymptomatic underlying degenerative conditions can be symptomatic. As such these exposures would not cause the conditions but can act to bring on these symptoms.
a) Specific details in respect of each of the relevant factors
The most significant contributor to Ms Knox's condition is the underlying degenerative change in her shoulder and elbow. The work factors, from her reports are of an increased workload, which would have acted to aggravate the underlying condition to bring on symptoms.
Report of Dr Anthony Cairns dated 29 June 2017
Dr Cairns also set out the ultrasound and x-ray report results.
(i) Left shoulder: She is early in the post-operative recovery phase, but given the nature of the underlying pathology and the treatment undertaken, she should enjoy a good prognosis, allowing for the reservations expressed above.
(ii) Left elbow: In most circumstance this condition resolves over a variable period of time with or without treatment, the possibly adverse impact by diabetes mellitus and obesity noted.
While Ms Knox's employment with the agency may have symptomatically exacerbated the underling conditions, I do not consider that they were causally related to her employment.
Factors unrelated to work: Diabetes mellitus and/or obesity.
Constitutional and underlying inflammatory nature of the diagnosed conditions, diabetes and obesity.
Natural progression of the diagnosed conditions symptomatically exacerbated by her work-related activities.
Underlying degeneration as part of the natural ageing process in both disorders.
Please note that, for the purposes of this examination, an aggravation is said to have occurred when there has been a permanent and underlying change in a person's condition.
I do not consider that Ms Knox's current conditions were significantly contributed to by her employment with the agency, but that they constitute an exacerbation of the underlying pathologies.
I do not consider there to have been a "permanent and underlying change" of the underlying pathology.
Report of Dr Barrie Slinger dated 18 September 2017
Dr Slinger provided a report dated 18 September 2017 (A4) which relevantly reported: * (a) the Applicant had worked for the DHS for 18 years as a CSO in Child Support. There had been an increase in the Applicant's workload over the last three years. Her work involved the use of templates and macros and the use of a mouse as well as typing and making phone calls; * (b) following a workplace assessment the Applicant used an upright mouse operated with her left hand. She felt that that had not provided any assistance; * (c) symptoms in her left shoulder started around January 2016 with gradual onset. She thought that the symptoms related to her increased workload which required more use of the mouse and more frequent completion of templates. Symptoms became more severe over the course of the day and the week; * (d) the ultrasound and x-rays were reviewed which showed, in relation to the shoulder, subacromial bursitis, with tendonopathy of supraspinatus and subscapularis and at the left elbow moderate lateral epicondylitis; * (e) physiotherapy did provide some temporary relief; * (f) shoulder surgery was performed at Fremantle Hospital on 5 May 2017, however, Dr Slinger was unsure of the precise nature of the surgery; * (g) on examination of the left shoulder there was no wasting, no tenderness and movement was notable for pain experienced at extreme elevation and also recovery movement. At the elbow tenderness was present over the lateral epicondyle; and * (h) Dr Slinger noted the x-ray and ultrasound results. 2. In answer to questions asked by the Applicant's solicitors in their letter to Dr Slinger,
Dr Slinger provided the following answers: 1. Current symptoms and restrictions complained of by my client arising from the injury sustained to her left shoulder in or about 27 May 2016.
The current symptoms and restrictions described by your client directly relate to the injury or work activity of 27 May 2016.
Please note the response by Dr Cairns in his report dated 29 June 2017 at paragraph 5 on page 4 to this question. Do you agree with his conclusions?
The injuries suffered by your client have been significantly contributed to by your client's employment with the Agency, and have not been contributed to by factors unrelated to work, a pre-existing, congenital, constitutional or underlying condition, the natural progression of an underlying condition, underlying degeneration as part of the natural aging process or any other relevant matters.
I assume, again, that the response you are referring to in Dr Cairns' report of 29th June 2017, relates to page 8 question 5, and clearly, my comments do not agree with those conclusions.
The diagnosis is that of subacromial bursitis, degenerative changes at the AC joint, and tendonopathy, which changes pre-existed the work activity, but were asymptomatic, and it was the work activity which has rendered those changes symptomatic. In the absence of that work activity, Ms Knox may well have continued asymptomatic indefinitely, and there is no reason to anticipate that she would be in her present position.
In addition, a tennis elbow, or lateral epicondylitis, which symptoms appear now to have resolved.
I am of the opinion that your client's present condition was significantly caused by her work conditions, in accordance with the history that she has provided.
If my client's condition has been superseded by a different condition, please provide your opinion about what factors have contributed to the different condition. Please note response by Dr Cairns in his report dated 29 June 2017 at paragraph 7 on page 4 to this question. Do you agree with his conclusions?
If yes consider that my client no longer suffers the effects of the condition(s) that was significantly contributed to by her employment, can you please advise of the date when you consider she ceased to suffer from the condition. Please note the response by Dr Cairns in his report dated 29 June 2017 at paragraph 8 on page 4 to this question. Do you agree with his conclusions?
I am of the view that your client is not suffering from a pre-existing condition, your client did have pre-existing pathology, which was asymptomatic, and the reason that she is now symptomatic is as a result of the work activity.
Your client's condition has not been superseded by a different condition, in that respect, I do not agree with the conclusions in the report of Dr Cairns.
Report of Dr Anthony Cairns dated 30 May 2018
30 May 2018 (R5) which answered specific questions relating to medical reports provided by the Applicant and statements made by the Applicant in her witness statements (A2 and A3). Dr Cairns did not re-examine the Applicant for the purpose of preparing the supplementary report. In this report Dr Cairns provided the following information: * (a) in relation to the Applicant's pre-2016 medical history, based on the report of
Dr Floyd that Dr Cairns had at the time of his examination of the Applicant in
June 2017, he was aware of and had discussed the difficulty that the Applicant had with neck pain after a motor vehicle accident around 1998; * (a) no reference had been made to, and the Applicant did not report, a history at the time of the examination of having suffered a right wrist injury; and * (b) there was no reason for him to change his previous opinion because of the Applicant's description of her workplace tasks as set out in her witness statement dated 6 April 2018 (A2) or Dr Lee's practice record of 2 April 2008 (A5).
(Tribunal note: Dr Lee's record was to the effect that the Applicant had provided a history to him that using a mouse at work was causing pain, that the reason that she had consulted him on that day was "[l]eft shoulder pain" and that there was "[m]ild restriction in abduction" in her left shoulder).
Having reviewed the documentation, I see no reason to change my previously expressed opinion regarding the causal link between Ms Knox's employment and her claimed conditions, specifically the increasing keyboard and mouse work as described by Ms Knox.
I have expressed the opinion that while on the one hand the activities may, or may not, have exacerbated symptoms arising from the underlying, subsequently identified pathology, which, incidentally (Dr Michael Lee 2 April 2008) appears to be a recurrence of a previously experienced impairment.
In my opinion, apparently shared by Dr Floyd, whereas on the one hand, arguably, the cited activity and demands may have provoked and exacerbated symptoms arising from the underlying pathology, I do not consider that there is a causal link between Ms Knox's employment and her claimed conditions.
Having reviewed the description of Mrs Knox's mouse at paragraph 83 of her statement, it does not lead me to alter my views regarding the causal link between Ms Knox's employment and her claimed condition.
The term "causal" is the key element. While it appears that both Dr Floyd and myself have conceded that the employment-related activities, arguably, may have exacerbated the underlying pathology, I do not accept that the activities were the cause of that pathology.
With respect to Mrs Knox's subsequent observation at paragraph 85, she may well be correct, although review of my handwritten notes at the time of assessment does indicate her 3rd finger. The possibility therefore is that I am in error, or alternatively Mrs Knox counted her fingers beginning with the index as the 1st finger and the middle finger as the second, whereas conventional anatomical terminology counts the thumb as the 1st digit/finger.
Apart from the fact that the finger problem is also likely to be part of an apparent systemic, multifocal inflammatory diathesis in this person, including all the possible contributors to a systemic inflammatory diathesis, the issue is, in my opinion, otherwise of peripheral relevance.
As requested, I have reviewed the contents of Dr Slinger's report of 18 September 2017 and perhaps not surprisingly, do not agree with his conclusions as stated in paragraph 5.
I note Dr Slinger's correction of the reference to paragraph 5 on page 4, and agree that it appears to relate to paragraph 5 on page 8.
Notwithstanding, I am not of the opinion that the "injuries" result from work-related activities as alleged, and certainly do not accept his statement dismissing "constitutional or underlying condition, the natural progression of an underlying condition, underlying degeneration as part of the natural ageing process or any other relevant matters", in that the imaging investigations as cited by Dr Slinger himself, Dr Floyd and myself have all demonstrated pre-existing, constitutional, underlying and degenerative pathology within the claimant's left shoulder.
Further, I note that in his response to question 6, Dr Slinger appears to concede, "degenerative changes at the AC joint, and tendinopathy, which changes preexisted the work activity", notwithstanding the fact that the worker claims them to have been asymptomatic, and that it was the work activity which "rendered those changes symptomatic", also noting the record by Dr Lee on 2 April 2008.
Joint report of Dr Cairns and Dr Slinger dated 26 November 2018
(i) Rotator cuff tendonitis/subacromial bursitis/impingement left shoulder.
(ii) Common extensor origin tendonitis/lateral epicondylitis left elbow.
That history is consistent with previous symptoms relating to similar activity to those she was engaged in at the time of onset of her present symptoms in 2016.
The relevant history does indicate that at the time of the onset of her symptoms in January 2016, the applicant had remained asymptomatic in the interim.
Dr Slinger as being a difference in opinion on the definitions of "condition" and "causation". The report advised that:
It is fair to say that Dr Slinger holds the view that provocation of symptoms related to the underlying pathology was as a result of the work-related activities, whereas Dr Cairns holds the view that the fundamental cause of the symptoms is the underlying pathology which, of itself, is not work-related.
had been required to visit a regional office of the agency in New South Wales with another work colleague to observe the budget review process, meet the regional staff and undertake training. For that purpose, she stayed overnight at a nearby motel which had been booked by her employer. During the course of the evening at the motel, the respondent engaged in sexual intercourse with an acquaintance. In that process, the glass light fitting above the bed was pulled from its mount by either the respondent or her acquaintance and it struck the respondent on her nose and mouth. As a result, the respondent suffered physical injuries and a subsequent psychological injury".
In Hatzimanolis (at [1]) the question was "...whether the appellant, who was employed to work in a remote area in Western Australia, was within the course of his employment when he sustained injury during a sightseeing journey on his day off."
the employee's employment" arises only if the injury is claimed to be one coming within the operation of subsections 5A(1)(b) or (c) of the SRC Act, namely an injury "other than a disease". The Applicant's closing submissions at para. 4.1.1 make the claim that the Applicant has suffered a disease as defined in section 5B of the SRC Act. Section 5B of the SRC Act does not require the disease, being an ailment, to have been suffered "arising out of, or in the course of, the employee's employment", rather it requires the ailment, or an aggravation of an ailment, to have been "contributed to, to a significant degree, by the employee's employment". That is the relevant consideration in the present case. 3. The Applicant (at para. 4.1.2) of her closing submissions says that the circumstances of her case are analogous to those considered by the tribunal in the matter of Morehead and Australian Postal Corporation (Compensation) [2018] AATA 4535 (Morehead) which dealt with the issue of whether the applicant's carpal tunnel syndrome was a disease under
s 5B(1) of the SRC Act and therefore an injury for the purposes of s 5A(1)(a) of the SRC Act (at [57]). In considering that question, Senior Member Cremean (at [58]) considered whether the applicant's ailment "became worse or was made worse by reason of employment" and was therefore an aggravation as defined in s 4 of the SRC Act.
The Tribunal agrees that that is a relevant consideration in the present case. 4. In looking at that issue, Senior Member Cremean considered the judgments in Comcare v Reardon [2015] FCA 1166; (2015) 148 ALD 356 (Reardon) and Federal Broom Company Pty Ltd v Semlitch [1964] HCA 34; (1964) 110 CLR 626 (Semlitch) wherein Kitto J at 634[8] observed:
...if salt be applied to an open wound, making the wound no worse but causing it to smart as it had not smarted before, it is proper to say that there is an exacerbation of the wound.
[21] That passage is clear authority for the view that pain brought on by work activity may constitute an aggravation of a pre-existing injury, even though no pathological change takes place.
(b) Judith Ann Doherty and Comcare [1995] AATA 295 at [12] per Senior Member Hollows citing the Federal Court in Beattie at 378 to the effect that "pain brought on by work activity may constitute an aggravation of a pre-existing injury, even though no pathological change takes place..."; and
(c) Tippett v Australian Postal Corporation [1998] FCA 335 (Tippett) Finkelstein J accepted that "[i]f the pain arising from an underlying condition is aggravated, that is increased or intensified, as a result of the employee's employment then then the employee will have suffered a compensable injury".
In other words, to aggravate a medical condition is to make it worse. It also says that that meaning is consistent with the orthodox medical usage of the word "aggravation" and refers to the evidence of Dr Cairns who provided to the Tribunal publications of the American Medical Association's Guides to the Assessment of Permanent Impairment,[3]
and shared with the Tribunal the standard definitions of "exacerbation" and "aggravation" contained therein. Dr Cairns' evidence was (Transcript at 67-68):
DR CAIRNS: Well, fundamentally I rely upon, and I've brought three publications of the American Medical Association's Guides to the Assessment of Permanent Impairment, and they define the two words, "exacerbation" as being a temporary increase in symptoms deriving or derived from an underlying condition, as distinct from "aggravation', which is held to cause a permanent change in the degree or extent of that underlying pathology.
The four substantives are not synonymous with each other, and a court should assume that it is for the differing shades of meaning of which they are susceptible that the draftsman has chosen to employ them all. They are not all given their true force by asking simply whether the disease has been made worse.
In considering the meaning of the word "aggravate" in the Compensation Act, which is the only one of the four words that appeared in the definition of "injury" in the New South Wales statute considered in Semlitch, it has been held that the same principles apply; that is to say an injury will be aggravated if the experience of the injury is increased or intensified...
And that the definition of injury in the relevant legislation in that case included
"the aggravation, acceleration or recurrence" of any physical or mental injury, and
"the aggravation, acceleration or recurrence" of a disease where employment was
It may be one thing to accord different shades of meaning to the two words when they are used in juxtaposition in the same statutory provision. It is another thing to regard them as having different meanings when considering a provision which includes one of them but not the other. In our opinion all that was said about the word "exacerbate" in the Federal Broom case applies with equal force in relation to the word "aggravate" in the context in which it is used in the legislation here.
It does not follow in every case that a worker with a pre-existing injury, who carries out work and as a result suffers pain, will have suffered an aggravation of his injury. A worker whose fractured leg is encased in plaster will be unable to put it to the ground without suffering pain and other disability. But that is not a case of aggravation. In such a case any incapacity for work arises only by reason of the pre-existing injury.
the Respondent points out that Evatt and Sheppard JJ in Beattie (at 379) stated that putting pressure on a broken leg (ostensibly a similar analogy) will cause pain but will not aggravate the injury. The Respondent submits that the shade of meaning adopted by
Kitto J in respect of the word "exacerbate" when used in distinction to "aggravate", was in fact adopted by Evatt and Sheppard JJ. They appeared to accept that rubbing salt in a wound would exacerbate it, but did not accept that aggravation is caused in a similar scenario. According to the Respondent there would be an inherent lack of logic in adopting Kitto J's comments to apply in their entirety directly to the word "aggravation" on the basis that it's a synonym for "exacerbation". If the meaning of "aggravation" and "exacerbation" was affected by their use in juxtaposition with each other in the legislation, then Kitto J's definition of "exacerbation" is unreliable to apply outside that particular legislation, because it is affected by that juxtaposition. There would be no sense in adopting a definition of "exacerbation" that was dependent on its distinction from the term "aggravation" and then applying it to the word "aggravation" on the basis that the two words are synonymous. 3. Accordingly, the Respondent submits that the judgment in Beattie goes no further than a finding that the "aggravation" of an injury does not necessarily require identifiable pathological change. The balance of Kitto J's conclusions should not be applied to the word "aggravated". The Respondent submits that the judgment of Kitto J in Semlitch is not, and should not be considered, precedent for the proposition that an injury is aggravated whenever the experience of the injury is increased or intensified, and any tribunal decision that has indicated binding precedent to that effect should not be followed without careful consideration and review and that the preferable meaning of the word "aggravation" is to describe circumstances that render a disease or injury more serious. 4. The Respondent does accept that the mere absence of identifiable pathological change does not preclude a finding that a disease has been aggravated (Respondent's closing submissions para. 32). 5. In relation to the issue of the meaning of "contributed to ... by the employee's employment" in s 5B(1), s 5B(2) of the SRC Act makes it permissible to consider a number of factors in the determination of whether the employment was a contributing factor to a significant degree. Those factors include: the duration of the employment; the nature of the employment and particular tasks involved in the employment;
any predisposition of the employee; any activities of the employee outside the employment; and any other matters affecting the employee's health. It is not an exhaustive list, and it provides very little guidance on the meaning of the phrase "contributed to ... by the employee's employment". 6. Further, when the SRC Act speaks of "the employee's employment" as a contributing factor, it refers to what the worker in fact does in his or her employment (Semlitch at 641 per Windeyer J). The contributing factor must be either some event or occurrence in the course of the employment or some characteristic of the work performed or the conditions in which it was performed. 7. In relation to the phrase "significant degree" in s 5B of the SRC Act, the Respondent notes that that term is defined in s 5B(3) of the SRC Act as "a degree that is substantially more than material" and refers to the Federal Court's statement in Comcare v Power [2015] FCA 1502; (2015) 238 FCR 187, 201 (Power) that "substantially more than material must necessarily be substantially greater than one which is trivial" (at [78]). 8. The Respondent also refers to the Minister's Second Reading Speech at the time of the introduction of the Bill that became the SRC Act. This was to the effect that the Act changed the previous legislation which only required an employee to establish that his or her employment was a contributing factor in the contraction of a disease. The SRC Act,
in the form that it was in at the time of its introduction, required the employee to show that his or her employment contributed in a material degree to the contraction of the disease. That, as noted above, has been amended in the present form of the SRC Act to require that the employee's employment to contribute, to a significant degree, to the ailment or the aggravation of an ailment. 9. The Respondent also cites Australian Telecommunications Commission v Treloar (1989) 11 AAR 69; 90 ALR 202 wherein Davies J found in respect of the Compensation (Commonwealth Government Employees) Act 1971 (Cth) that the contribution had to be of a causal nature and therefore "causally significant or, to use another term, material". His Honour's opinion was that the new definition in the SRC Act was similar. In Treloar v Australian Telecommunications Commission [1990] FCA 511; (1990) 26 FCR 316 the Full Court endorsed this interpretation, observing at 323 that the insertion of the word "material" served only to emphasise that the section is not brought into play unless it be established by evidence that features of the employment did in fact and in truth contribute to the condition complained of, and, provided the causal connection were established on the balance of probabilities, the size of the contribution did not matter. 10. In Comcare v Canute [2005] FCAFC 262; (2005) 148 FCR 232, 249, French and Stone JJ took issue with the application of this approach to the definition of "disease" in the SRC Act. Although their Honours accepted that a "but for" test was inappropriate, after referring to the Minister's Second Reading Speech on the introduction of the Bill which became the SRC Act, they found that "[c]ontent must be given to the word 'material' contained in the definition of 'disease' in the legislation as it presently stands. The inclusion of this term imposes an evaluative threshold below which a causal connection may be disregarded." 11. Section 5B was inserted into the SRC Act by the Safety, Rehabilitation and Compensation and Other Legislation Amendment Act 2007 (Cth). The Respondent notes that Katzmann J observed in Power at [93]:
There is no room for doubt that the purpose of the 2007 amendments was to strengthen the connection necessary between the employment and the contraction or aggravation of a disease. Including a definition of "significant" as "substantially more than material" makes this abundantly clear.
(a) Dr Slinger's report recorded the Applicant's relevant medical and work history and proceeded on the basis of the Applicant's assertion of there being an increase in workload and change in work type over the period leading up to the onset of pain in January 2016.
(b) Dr Slinger opined that the Applicant's symptoms and restrictions in her left shoulder and elbow were directly related to her work.
(c) Dr Slinger opined (page 5 of A4) that the Applicant's injuries were significantly contributed to by her work. He opined that whilst the Applicant had degenerative changes at the acromioclavicular joint and tendinopathy which pre-existed the work activity, these were asymptomatic and it was the work activity which rendered these changes symptomatic.
(d) The Applicant cited two passages from the oral evidence of Dr Slinger at the hearing as follows:
The reason I made that comment is that she had radiological changes which pre-existed the injury. They were longstanding. Those changes are very common in the population at large, particularly in this... age group. But she had no symptoms. So I had to find a reason why she had those symptoms, and Ms Knox chronologically indicated that they commenced at or about - or at the time when the office was restructured. She was convinced that that was the - she thought that was the cause and I saw no reason to dissuade her from that opinion, particularly as she had continuing symptoms relating to her work activity. And those symptoms have continued to present...
She was using her left hand and she was using a mouse and a keyboard or whatever those things are called, and continually reaching forward and moving her mouse and was particularly moving the mouse, I think, and work habits of the keyboard that she attributed to her symptoms. She had a headset on so it wasn't answering the telephone. But the fact that she was shuffling paper, effectively, and using the mouse that caused her to have these repetitive movements at the arm in general, and in particular at the shoulder which started her symptoms. She wasn't raising her arms above her head, which is a common cause for symptoms of the shoulder, but not the only cause. And symptoms can occur at - in her shoulder at heights below the shoulder. Breast-strokers swimmers who swim breast stroke often have shoulder symptoms. Well they're operating, obviously at shoulder height or below shoulder height...
(a) In his first report dated 29 June 2017 (R7) Dr Cairns opined that the aetiology of the Applicant's left shoulder and elbow symptoms were of a spontaneous onset.
Dr Cairns stated in this report (page 7) that his opinion in this regard was based upon the common occurrence of these conditions in the community at large, the claimant's age, and the comorbidities of diabetes mellitus and obesity.
(b) In the Applicant's submission the content of A7 provides no support whatsoever for the spontaneous onset conclusion proffered by Dr Cairns in his report and maintained by him in his oral evidence. The Applicant pointed to an article from the International Journal of Obesity[4] (A7 at page 215) to which Dr Cairns had referred which stated that while obesity was:
...consistently a significant risk factor associated with the occurrence of these complaints. Obesity was also found to predict those who were likely to develop upper extremity tendonitis associated with work activity in a prospective cohort study over 5 years. In another prospective survey of upper-limb work related musculoskeletal disorders in repetitive work, obesity again increased the risk of ulnar entrapment at the elbow.
(c) The Applicant submitted that the literature relied upon by Dr Cairns supports the proposition that somebody with the Applicant's comorbidities is at a higher risk of developing the problems she has in the context of work activity, namely, repetitive work. The Applicant submits that Dr Cairns had omitted to properly consider the medical literature he relied upon to form his view on causation in this case.
The article cited by Dr Cairns in fact supports the conclusion that the Applicant's work activities are likely to be implicated in the onset of her left shoulder and elbow symptoms.
(d) Dr Cairns' report of 29 June 2017 (R7) concedes that the Applicant's "employment ... may have symptomatically exacerbated the underlying condition" (see [51] above) and that in cross-examination Dr Cairns conceded that if the symptoms of an exacerbation continue then, in medical terms, it will become an aggravation.
(e) In the Applicant's submission Dr Cairns' spontaneous onset theory is simply not reasonably open on the evidence before the Tribunal. The exacerbation concession made is consistent with Dr Slinger's evidence, commonsense and also the evidence contained in Dr Floyd's report.
(a) Dr Floyd's report dated 28 October 2016 included a history that recorded the Applicant reporting an increase in the use of the mouse associated with the more frequent use of macros and her symptoms building up over the day and the week.
(b) The Applicant noted the following passages from Dr Floyd's report:
In Ms Knox's case, her work tasks are not of the type known to cause such condition but would plausibly, if as she says, in the presence of increased exposure, cause some activation of pain symptoms. (R9, T8 at 67)
In my opinion Ms Knox's presentation would be in keeping with an aggravation of an underlying left shoulder impingement and tendinopathy of the common extensor origin... (R9, T8 at 68)
I would note however that her work tasks with repetitious actions of the left upper limb are of the type that could act to aggravate and bring on the symptoms but as such would not be causative of her condition (R9, T8 at 69)
The work tasks would plausibly cause some aggravation of her underlying complaint if she has had an increase in demand.
I note at the heart of this there is a workload issue which I am reliant on Ms Knox's reports. I would note it is not uncommon to see with an increase in workload that previously asymptomatic underlying degenerative conditions can be symptomatic. As such these exposures would not cause the condition but can act to bring on symptoms.
The work factors, from her reports are of an increased workload, which would have acted to aggravate the underlying condition to bring on symptoms
Note: the full text of Dr Floyd's report is set out in [48] above.
(c) The opinions expressed by Dr Floyd above are largely consistent with Dr Slinger's opinions on causation and also Dr Cairns' conceded, yet apparently disavowed, theory that the Applicant's work has caused asymptomatic degenerative changes to become symptomatic. In oral evidence Dr Floyd appeared to resile from the opinions expressed in his report. In the Applicant's submission the opinions expressed in Dr Floyd's report are likely to be reliable, particularly when taking into account the Applicant's evidence that she experienced the onset of symptoms during her work as a result of the highly repetitive use of the mouse and keyboard.
"It was painful if I remember rightly...I was having physio I think after 6 May. I'm not 100 per cent sure on that though, I have to - I can't remember."
The Respondent submits that the written record is more persuasive than the Applicant's recollection and the Tribunal may conclude that the Applicant's pain was not particularly severe as of 6 May 2016; * (b) Second, the reason that the Applicant did not mention any left shoulder pain to
Mr Arabi on 19 April 2016 was that she had not yet made the connection in her own mind between the onset of pain and the workplace tasks. That too was put to the Applicant, and after some discussion she indicated that there was a further change in the work between 17 April and 27 May 2016 that caused a significant increase in her experience of pain at work in that discrete period, and caused her to decide with her general practitioner on 26 May that a Workers' Compensation Claim would be appropriate. It is open to the Tribunal to find that the Applicant did not consider the workplace to be causing her condition to be symptomatic as of
19 April 2016; and * (c) Even if the Applicant's perception of an increased workload in late May 2016 is accepted, it cannot be logically causative of the initial onset of symptoms. This is because the Applicant became symptomatic in January 2016 and, therefore, this predated the claimed employment-related cause by nearly five months. 4. In relation to the medical evidence the Respondent submits (Respondent's closing submissions):
(a) Dr Slinger says that the conditions became symptomatic because they were aggravated by the Applicant's employment. He clarified in his evidence to the Tribunal that his view was based on three very large assumptions: that "she had no symptoms" prior to 2016; that "they commenced at or about...the time when the office was restructured"; and that he "had to find a reason why she had those symptoms".
(b) The Respondent says that none of those assumptions bears scrutiny:
(i) no symptoms prior to 2016: The Applicant's medical history reflects that she has had ongoing neck problems radiating into at least her right shoulder for 20 years (R10 and Transcript at 33-36);
(ii) symptoms commenced at or about the time when the office was restructured: In her initial report to Mr Arabi, the Applicant stated that she had experienced the condition for approximately two months prior to the reporting date. That would put the onset of pain at around mid-March 2016. That period does not correlate to any identified change in the workplace;
(iii) the Applicant's assertion that "[t]he pain ... became unbearable in April/May 2016" is not consistent with her failure to mention it to her team leader on 19 April 2016 at the one-on-one meeting, when it appears that she was specifically given the opportunity to note issues impacting on her ability to attend work and perform work objectives;
(iv) it is not reasonable to conclude that the first experience of symptoms coincided with the restructure at work;
(v) the need to find a reason why she had those symptoms: At the hearing,
Dr Slinger conceded, in fact, that there did not have to be a reason for the onset of symptoms and went on to say that it was "pretty obvious" that where the Applicant was describing an activity and said that her shoulder hurt during the activity then "it's cause and effect" (Transcript at 77).
His approach was, in fact, according to the Respondent, "embarrassingly unscientific". The Applicant told him that she was in pain when she was doing a work activity and he accepted that there was a causal connection not just with the experience of pain at that time, but with the onset of pain during other, unrelated, activities as well; and
(vi) Dr Slinger was asked in cross-examination to assume that the Applicant's workload had, in fact, not increased at the time of the onset of her symptoms. He was asked to comment on whether that would change his view that the workplace had aggravated her condition and he said: "Well, nothing had changed so I would be a little surprised, yes".
(a) Dr Floyd expressed the view that the Applicant's work tasks would not be causative of the diagnosed underlying conditions. He indicated that the work tasks might aggravate the underlying complaint, but clarified that he did not mean that there was any further harm or injury.
(b) Dr Floyd at the hearing explained his use of the word "aggravate" in relation to the Applicant's work. He used the example of a sore tooth and cold water as an analogy for his use of the word "aggravation" in his report. The workplace was causing the Applicant pain in the same way that cold water on a sore tooth will hurt. That is not, in the Respondent's submission, "aggravation" for the purposes of the SRC Act.
(c) With respect to the degree of contribution that the workplace may have made to the Applicant's experience of symptoms, Dr Floyd offered the analogy of a person with a heart condition. He said:
Heart disease. Someone has got narrowing of their coronary arteries and they decide to walk up a slope. They are getting chest pain. So you might say that that activity has brought on the symptoms of the underlying disease. But equally likely, they can get chest pains sitting at home watching the cricket, or driving a car, or any other activity. If we go back to the concepts of causation, I haven't got any strong grounds to say that that type of work causes her problem. So by inference, to jump from that to say, well, that is definitely the sole and only reason she has got her symptoms I think is a big jump.
(d) Dr Floyd recommended caution about diagnosis by elimination. He said:
I think you have got to be careful not to hunt for a physical cause for everything. You can develop shoulder pain and elbow pain without obviously physical cause and a host of risk factors (Transcript at 155).
(a) Dr Cairns was strongly of the view that there had not been an aggravation, whether caused by the workplace or any other activity. His view was that there was a spontaneous onset.
(b) He was asked in cross-examination specifically about the correlation between the Applicant's use of a mouse and the onset of pain in 2008, the relaxation of that pain with a changed mouse, and the subsequent correlation between the use of a mouse in 2016 and the onset of pain. He denied that any conclusions about causation could be made. When asked why, he made the following comment:
Because she has a number of other factors which may have been instrumental in the onset of her condition which I can identify. Similarly, if I can put the question to you, there is an interval of some seven or eight years between subsidence of this incident and recurrence during which I assume she was using a mouse at work without symptoms.
(c) He further indicated that using a computer mouse below shoulder height is not a recognised biomechanical causation of this pathology. The provocation of symptoms in this situation is usually identified with above-shoulder level activities under load, repetitively (Transcript at 79).
Was there an increase in the Applicant's workload?
(e.g. Incarcerated Customers Team formed in May 2015 which had its own template documents) and in April 2016 the phone system was taken over by Telstra and a new DHS software was implemented which increased the phone modes from four to 15. As the Respondent notes, although the Applicant puts the date of her injury in May 2016,
her evidence was also that she had a gradual onset of symptoms in her shoulder and then her elbow from January 2016, that is before the introduction of the new software. 3. Mr Arabi's evidence in relation to this issue was that while he contested the detail of some of the Applicant's claims and disputed that the Applicant was under time pressure to complete work, he said that, although the time in question is busy because it is tax lodgment time, the Applicant was not expected to complete more work. He also said that as a member of the New Customer team after amalgamation the Applicant would have received an increase in the number of inbound telephone calls that she took and that after amalgamation the Applicant would have experienced an increase in the use of macros due to more macros being introduced over time (see [35] above). 4. In cross-examination it was put to Mr Arabi that in the period from mid-2015 to 2016 his day-to-day contact with the Applicant was such that he would not now be able to say what her workload was at any given time. His evidence was:
Look, to be honest with you, when you're managing a team of that many staff, with the amount of workload that myself as her team leader, and any other team leader, I guess, for that sense would get; no, you wouldn't go and, I guess, check things on a day by day, case by case scenario, no.
(Transcript at 131)
MR MORRISSEY: If Ms Knox gave evidence that there was a significant increase, you wouldn't dispute that?
MR ARABI: I honestly just wasn't there at the time. Prior to that I was working for a completely different business line for probably eight years prior to that.
MR MORRISSEY: And I think your evidence-in-chief was that since the amalgamation there has been an increase in phone calls?
MR ARABI: To my understanding, from when I first came up and I asked the other team leaders in that business line, "Is this normal?" And they said, "Yeah, look, it's probably busier than it had been." And it's more so that - I mean, Georgina had - Ms Knox had been working, for my understanding, for the department for a long time. The workload in general just increases a little bit more every year. There's unfortunately seems to be more and more break-ups every year, and we're holding more cases now than what we did this time last year, and so on and so on and so on.
MR MORRISSEY: So with that, it's fair to say that at that point in time she was under stress in terms of outstanding work?
MR ARABI: The numbers are high, but that's roughly - at that time. I think they've done some work now to try and reduce what the staff were getting, but at that time that would have been roughly what probably the majority of the staff that are in her particular part of the business line would have, which is roughly, you know, anywhere between sort of 150 to 200.
MR MORRISSEY: Yes. But if her evidence was that at that point in time she was under a bit of stress, she was flat out trying to get on top of things, you would dispute that?
as evidenced by the report which was GK-6 to A2, the Applicant had 190 in-trays currently on hand with 61 overdue. In cross-examination Mr Arabi did not dispute that it could have been the case at the time of the review in April 2016 that the Applicant was under stress and working quickly to get on top of her tasks (Transcript at 136). 2. The Respondent points out that in her one-on-one meeting with Mr Arabi on 19 April 2016, just a month before her "injury", the Applicant did not mention to Mr Arabi that the increased workload was causing her pain or that the introduction of macros (which the Respondent notes were introduced in mid-2014) was causing pain in her shoulder or elbow. 3. The Tribunal is satisfied, on the balance of probabilities, that there was an increase in the workload of the Applicant in the period leading up to May 2016 and that the detail of the work that the Applicant was required to undertake in the six to twelve months prior to
May 2016 had necessitated greater hand and shoulder movement associated with the greater use of the mouse. The Applicant's evidence to this effect was reasonably clear and was supported by contemporaneous records relating to the number of in-trays and matters outstanding. The Respondent's only witness who could give relevant evidence, Mr Arabi, effectively conceded that he was not in a position to dispute the Applicant's claims in this regard (see [102] above). 4. Accordingly, the Tribunal accepts the Applicant's evidence that there was an increase in her workload in the period leading up to May 2016 and that the detail of the work changed which involved greater shoulder and arm movement. The extent of this increase and its causal connection to the onset of pain in January increasing through to May 2016 is a separate consideration.
The Applicant's evidence was, and the Tribunal finds, that in January 2016 the Applicant began experiencing pain in her left shoulder when using the computer mouse and typing, that over the next month she started to experience pain in her left elbow and that that pain in her shoulder and elbow increased over the period from January/February 2016 to
May 2016 at which time she reported the pain to Mr Arabi and completed an online injury report on 24 May 2016 (see [35] and [36] above). Those facts are not disputed by
Mr Arabi (see [37] and [38] above). 2. The diagnosis of the Applicant's medical condition is not in dispute. The joint report agrees that the conditions suffered by the Applicant were correctly diagnosed as: * (a) Rotator cuff tendonitis/subacromial bursitis/impingement left shoulder; and * (b) Common extensor origin tendonitis/lateral epicondylitis left elbow. 3. The key question, and, to a degree the answer to that question, are, in the Tribunal's view, indicated by the joint medical report of Dr Cairns and Dr Slinger (R4). As noted at [56] above, the doctors' diagnoses of the ailments suffered by the Applicant are the same. Where the doctors disagree is on the causal connection between the Applicant's work and the ailments, or the aggravation of the ailments. The joint report expresses Dr Slinger's position to be:
... were it not for the work-related activities...there was no reasonable presumption that the injury would have occurred.
...the pathology within the applicant's shoulders is the fundamental underlying cause of the emergence of the impairment regardless of the work activities.
s 5B(1) of the SRC Act? 5. The Tribunal is mindful of the direction given by the Court in Comcare v ZZRP [2019] FCA 952 wherein at [27] Flick J observed:
[27] ... Comcare's challenge to the adequacy of the reasoning of the Tribunal with respect to the manner in which it applied the statutory test to the facts as found which is well-founded. The deficiency in that reasoning process is exposed by:
Although "finely nuanced differences in dictionary definitions" should not intrude into an analysis of an evaluation as to whether a disease has been contributed to by employment to a "significant degree ... that is substantially more than material" (cf. Sahu-Khan) any more than a "finely nuanced" approach should be pursued on appeal as to whether the term "mainly" falls within the statutory language of "significant degree", the difficulty with the reasoning of the Tribunal in the present case remains.
[28] In reaching this conclusion, it is the absence of any express reference to the established principles in respect to contribution and whether a disease has been contributed to a "significant degree" by employment at the ATO which occasions concern. Specifically, it raises concern at the outset as to whether the Tribunal was setting itself on the right path in identifying for itself the correct test to be applied and thereafter setting itself on the right path in applying the facts to that statutory test. The absence of any more detailed evaluation of the competing medical opinions of Drs Chow and Howard only compounds this concern.
... were it not for the work-related activities said to have provoked the worker's injury, there was no reasonable presumption that the injury would have occurred.
...that the pathology within the applicant's shoulders is the fundamental underlying cause of the emergence of the impairment regardless of work activities.
Dr Slinger is of the view that the work activities undertaken by the applicant were consistent with causation of the condition whereas Dr Cairns expresses the view that they are not typical of the type of activities associated with causation of the condition.
... "finely nuanced differences in dictionary definitions" should not intrude into an analysis of an evaluation as to whether a disease has been contributed to by employment to a "significant degree ... that is substantially more than material"
(cf. Sahu-Khan).
DR CAIRNS: ...Now, the postulate here is that it's asymptomatic, she has a condition, that's the underlying pathology. It's asymptomatic and Barry's [Dr Slinger's] view is that the work activities have provoked it. I accept the word provoke but if ]
DEPUTY PRESIDENT: Provoke the onset of symptoms.
DR CAIRNS: Provoke the symptoms, correct. Now, that provocation may turn out to be an exacerbation if the symptoms then subside back to the previous underlying condition which is asymptomatic but if it doesn't subside back to what it was before the provocation it becomes an aggravation and then it's permanent.
the Applicant's case, relying on the cases cited, is that the onset of pain, the rendering of the underlying asymptomatic conditions symptomatic, caused by her workplace activities is an injury being either an ailment or an aggravation of an ailment contributed to, to a significant degree, by her work activities. She says that her situation is analogous to
Kitto J's unfortunate employee in Semlitch who has salt rubbed into an open wound and that that is an aggravation of an ailment for the purposes of s 5B(1) of the SRC Act.
The Respondent, on the other hand, based on Dr Cairns' initial characterisation of the onset of pain as being "spontaneous", holds to the view that the Applicant's employment had nothing to do with the onset of symptoms. The Tribunal does not accept that to be the case and in that regard prefers the evidence of Dr Slinger and the Applicant. It would seem, in any event, that by the time of the hearing Dr Cairns conceded that the work activities "provoked" the symptoms (see [124] above), however in his view that is not an injury unless there is a lasting change in the underlying condition or the symptoms persist. The Respondent argues that the Applicant's case is analogous to the equally unfortunate employee referred to in Beattie who had pressure put on a broken leg which caused pain, and in that sense could be said to have exacerbated the injury, but will not have aggravated the injury. In those circumstances pain alone with no change in the underlying condition (ailment) is not sufficient. 2. The Tribunal also notes the report of Dr Floyd dated 28 October 2016 wherein he opined that "Ms Knox's presentation would be in keeping with an aggravation of an underlying left shoulder impingement and tendinopathy of the common extensor origin" (see [48] above] and the comment in Dr Cairns' report of 30 May 2018 that "I have expressed the opinion that while on the one hand the activities may, or may not, have exacerbated symptoms ..." (see [55] above). While Dr Cairns did at the hearing qualify those statements by differentiating between "aggravation" and "exacerbation", the Tribunal accepts that there was a causal link, a contribution, between the Applicant's work activities and the onset of pain. 3. In Reardon, one of the grounds of appeal that Mortimer J had to consider was:
The Tribunal identified an incorrect legal test for determining whether there was an aggravation when it stated "A worsening or increase in symptoms of a non-work caused condition may constitute an "aggravation injury" for the purposes of the Act and it is unnecessary for a worsening of the pathology to be present" without acknowledging the important qualification that 'it does not follow in every case that a worker with a pre-existing injury, who carries out work and as a result suffers pain, will have suffered an aggravation of his [or her] injury" (Commonwealth v Beattie [1981] FCA 88; (1981) 53 FLR 191 at 201; [1981] FCA 88; 35 ALR 369 at 378).
It does not follow in every case that a worker with a pre-existing injury, who carries out work and as a result suffers pain, will have suffered an aggravation of his [or her] injury. A worker whose fractured leg is encased in plaster will be unable to put it to the ground without suffering pain and other disability. But that is not a case of aggravation. In such a case any incapacity for work arises only by reason of the pre-existing injury.
Comcare made the repeated submission, in relation to each question of law it raised, that what occurred in 2011-2013 to Mrs Reardon at work was analogous to a worker walking on a fractured leg at work, and was not compensable because the pain and other symptoms experienced by Mrs Reardon arose only by reason of her previous, non-work-related incapacity. In general terms, I find this submission unpersuasive. I am confirmed in that view by the analysis of Finkelstein J in Tippett v Australian Postal Corporation [1998] FCA 335; (1998) 27 AAR 40 at 43-4; [1998] FCA 335. Where the "experience" of an injury (including a disease) is increased or intensified, or recurs, there may be an aggravation. The experience of the injury, or the symptoms, are part of the injury. This includes pain. Finkelstein J then made the following observations about the qualification in Beattie:
This passage draws a very important and perhaps obvious distinction between the case of a worker who has a pre-existing injury that causes the worker to suffer pain whether or not the worker is at work and the case of a worker who has a pre-existing injury and it is the activities at work that cause the worker to suffer pain or to suffer pain more intensely. It is only in the latter case that it can be said that the worker has suffered an aggravation of his or her pre-existing injury.
[38] In the next paragraph of its reasons, the Tribunal stated (at [38]):
A worsening or increase in symptoms of a non-work caused condition may constitute an "aggravation injury" for the purposes of the Act and it is unnecessary for a worsening of pathology to be present. (Citation omitted.)
[39] Comcare criticises this passage as containing a "bald assertion" which fails to recognise the qualifications Comcare submits are apparent from Beattie. As the respondent correctly submits, in fact the Tribunal uses the word "may" and in my opinion this passage, read as it should be with the passages which have gone before and which I have extracted at [36] above, demonstrates that the Tribunal understood (referring to Beattie, correctly) it needed to look for not only the requisite degree of aggravation, but also a causal rather than a temporal link with employment. Comcare's fractured leg example is not as one-dimensional as its submissions might suggest. If, for example, a worker was required to work standing for long periods of time on a leg which had been broken (in circumstances having no connection with her employment) then depending on the evidence, there is no reason why it would not be open to the trier of fact to find there was an aggravation to the requisite degree under the SRC Act.
[82] If the chronic pain syndrome arose constitutionally, then either the natural progression of that constitutional disorder brought it to the point of displaying symptoms, or else something exacerbated it and made it symptomatic. In the latter case it seems difficult to avoid concluding that it was employment that made it symptomatic, in the absence of any other obvious causative factor; and that in turn implies that the chronic pain syndrome is an injury under the SRC Act, as an aggravation of an existing disorder. It is well established in the case law that in workers' compensation the pain that the employee suffers is not distinct from the injury, but part of it. In Commonwealth v Beattie [1981] FCA 88; (1981) 35 ALR 369 (Beattie) the Full Federal Court (Evatt and Sheppard JJ) relying on Federal Broom Co Pty Ltd v Semlitch [1964] HCA 34, concluded (at 378) that:
...each case must depend upon its own facts. For present purposes it is enough to say that pain brought on by work activity may constitute an aggravation of a pre-existing injury even though no pathological change takes place.
[83] That general conclusion - that symptoms resulting from or increased by work without worsening an underlying condition can be an aggravation under the legislation - is now very well established as a matter of law: see for example Commonwealth Banking Corporation v Percival [1988] FCA 240; (1988) 20 FCR 176, where the court (Davies, Sheppard and Ryan JJ) noted (at 180) that:
It is indeed fundamental to compensation law that a symptom of an injury or a disease is part of the condition in respect of which compensation for incapacity is granted. Pain is probably the most common symptom of injury or disease.
Other cases leading to similar conclusions include Tippett and Australian Postal Corporation [1998] FCA 335; Mellor and Australian Postal Corporation [2010] AATA 502; Rutledge and Comcare [2011] AATA 865; Fletcher and Comcare [2015] AATA 430; and Comcare v Reardon [2015] FCA 1166.
s 5B(1) of the SRC Act. However, this Tribunal considers that it is bound to follow the approach taken by Mortimer J in Reardon, who, in turn, was following the approach of Finkelstein J in Tippett and Beattie that in the case where a worker with a pre-existing, non-work related ailment suffers an onset of pain relating to that ailment as a result of work activities, that is an aggravation of an ailment and a disease for the purposes of
s 5B(1) of the SRC Act. 2. Accordingly, the Tribunal finds that it cannot accept the Respondent's position (para. 15 of closing submissions) that the mere experience of symptoms in the workplace is insufficient to meet that definition of "aggravation" and that the workplace must make the underlying condition worse in order for it to have aggravated the underlying condition. The Tribunal is bound to follow the approach of the Federal Court which is summarised in the passage from the judgment of Finkelstein J in Beattie cited at [129] above that if a "worker who has a pre-existing injury and it is the activities at work that cause the worker to suffer pain or to suffer pain more intensely...it can be said that the worker has suffered an aggravation of his or her pre-existing injury".
Did the Applicant's work contribute to a significant degree to the aggravation of the Applicant's symptoms?
(b) The nature of, and particular tasks involved in, the employment
(c) Any predisposition of the employee to the ailment or aggravation
(d) Any activities of the employee not related to the employment
(e) Any other matters affecting the employee's health
"co-morbidities of an apparent systemic musculoskeletal inflammatory diathesis, diagnosed type 2 diabetes, obesity, and the unexplored family history of gout (father)" (Dr Cairns' report R5 at page 6). Dr Slinger's evidence at the hearing was that he did not place any "orthopaedic significance" on the Applicant's type 2 diabetes. His view is that it is irrelevant to her relevant condition and noted that he himself has Type 2 diabetes but does not have any shoulder problems and also thought that the Applicant's obesity was irrelevant to the condition of her shoulder (Transcript at 64). 2. Dr Cairns' evidence was:
MR MORRISSEY: And in this case if you don't have another cause for the onset of the symptoms but you have repetitive use of the left upper limb, surely that's something that can cause the onset of symptoms?
DR CAIRNS: Not when there are other factors in the background that explain the cause of the onset of the symptoms, the pathology, diabetes, obesity, a number of factors at play in this particular individual.
MR MORRISSEY: On that point, it's my understanding that you placed some weight on the existence of comorbidities ---
DR CAIRNS: Correct.
MR MORRISSEY: --- as to the onset of the shoulder symptoms?
DR CAIRNS: Correct.
(Transcript at 80)
...
DR CAIRNS: Well, I believe somewhere in the report I refer to obesity and that's on the basis that there are emerging, or there is emerging evidence of chemical moderators of inflammation called atomocydicines [sic] which are identified as provocative or potentially provocative factors in inflammatory disorders and the musculoskeletal system and I note that in the document that I've been handed in the reference and comments of risk factors on page 325 there is a reference at the bottom of the page to diabetes. I do admit that it makes specific reference to type 1 diabetes, I also concede that there is not a lot of reference to it in the literature but my personal experience, and despite Barry's observation is that patients who develop inflammatory disorders such as lateral epicondylitis or tennis elbow or rotator cuff tendonitis, Achilles tendonitis, plantar fasciitis, my experience has been that they tend to be more common in diabetes both type 1 and type 2 and they are more resistant to treatment in terms of using the usual treatment modalities. So there is some support for that within the literature, I don't - can't cite it straight off the top of my head but that's my personal knowledge and experience and the relationship with that factor in this particular instance.
(Transcript at 85-86)
I certify that the preceding 151 (one hundred and fifty -one) paragraphs are a true copy of the reasons for the decision herein of Deputy President Boyle
....[sgd]...................................................................
[1] Anandacoomarasamy et al, 'The impact of obesity on the musculoskeletal system' (2008) 32 International Journal of Obesity 211.
[2] Shorter Oxford English Dictionary (1992, Oxford University Press) 'aggravation' (cited by the Respondent being the 1992 edition, however, the Tribunal notes that this may be a reference to the 1972 edition).
[3] American Medical Association, Guides to the evaluation of permanent impairment (AMA Press, 2002).
[4] Anandacoomarasamy et al, 'The impact of obesity on the musculoskeletal system' (2008) 32 International Journal of Obesity 211, 222.
Comcare v Canute [2005] FCAFC 262; (2005) 148 FCR 232
Comcare v Power [2015] FCA 1502; (2015) 238 FCR 187
Comcare v PVYW [2013] HCA 41; (2013) 250 CLR 246
Comcare v Reardon [2015] FCA 1166; (2015) 148 ALD 356
Comcare v ZZRP [2019] FCA 952
Commonwealth v Beattie [1981] FCA 88; (1981) 35 ALR 369
Ellis (by his Next Friend Christopher Graham Ellis) v East Metropolitan Health Service [2018] WADC 36
Federal Broom Co Pty Ltd v Semlitch [1964] HCA 34; (1964) 110 CLR 626
Hatzimanolis v ANI Corporation Ltd [1992] HCA 21; (1992) 173 CLR 473
Judith Ann Doherty and Comcare [1995] AATA 295
June Smith and Comcare [1995] AATA 344
Morehead and Australian Postal Corporation (Compensation) [2018] AATA 4535
Skobelkin-Mulcair and Comcare (Compensation) [2019] AATA 1054
Stefaniak and Comcare (Compensation) [2019] AATA 1866
Tippett v Australian Postal Corporation [1998] FCA 335
Treloar v Australian Telecommunications Commission [1990] FCA 511; (1990) 26 FCR 316
(1992) 173 CLR 473
(1990) 26 FCR 316
(1981) 53 FLR 191
(2005) 148 FCR 232
(2015) 238 FCR 187
(2013) 250 CLR 246
(1981) 35 ALR 369
(1964) 110 CLR 626
(1988) 20 FCR 176