© 2026 Zoe. All rights reserved.
Zoe is a legal information platform. Always consult the Federal Register of Legislation for authoritative text.
[2011] VCAT 1564
Victorian Civil and Administrative Tribunal
2011-08-16
Original judgment source is linked above.
Gordon v Mornington SC (General) [2005] VCAT 1710 (18 August 2005)
Ford and Department of Industry, Tourism and Resources [2005] AATA 1032 (19 October 2005)
Tasker v Fullwood [1978] 1 NSWLR 20
Farnell Electronic Components Pty Ltd v Collector of Customs (1996) FCR 125; 142 ALR 322
Lozevski v Goodman Fielder Consumer Foods Pty Ltd [2004] NSWIR Comm 314; (2004) 144 IR 28
Lloyd v Police 89 SASR 383 [2004] SASC 278
I will now commence a search for the relevant files and documents.
I note you included a cheque to $23.40 as the application fee. ... Please note that the correct application fee under the FOI Act is now $23.90, but I have chosen to waive the balance of the fee in this case.
21 Time within which formal requests to be decided
An agency or Minister shall take all reasonable steps to enable an applicant to be notified of a decision on a request as soon as practicable but in any case not later than 45 days after the day on which the request is received by or on behalf of the agency or Minister.
(a) a request has been made to an agency or Minister;
(b) the time period provided in section 21 has elapsed; and
(c) notice of a decision on the request has not been received by the
the principal officer of the agency shall, for the purpose of enabling an application to be made to the Tribunal under section 50, be deemed to have made, on the last day of the relevant time period, a decision refusing to grant access to the document.
(2) Subject to sections 51 and 51A, an applicant may apply to the Tribunal for review of -
(a) a decision refusing to grant access to a document in accordance with a request;
(1) A person who wishes to obtain access to a document of an agency or an official document of a Minister shall make a request in writing to the agency or Minister as the case requires for access to the document.
(2) A request shall provide such information concerning the document as is reasonably necessary to enable a responsible officer of the agency, or the Minister, as the case may be, to identify the document.
(2A) A request must be accompanied by a fee of 2 fee units.
(2B) An application fee may be waived or reduced, whether or not the fee has been paid, if the payment of the fee would cause hardship to the applicant.
(3) It is the duty of an agency or Minister, as the case may be, to assist a person who wishes to make a request, or has made a request that does not comply with this section or has not been directed to the appropriate agency or Minister, to make a request in a manner that complies with this section or to direct a request to the appropriate agency or Minister.
(1) The object of this Act is to extend as far as possible the right of the community to access to information in the possession of the Government of Victoria and other bodies constituted under the law of Victoria for certain public purposes by -
(b) creating a general right of access to information in documentary form in the possession of Ministers and agencies limited only by exceptions and exemptions necessary for the protection of essential public interests and the private and business affairs of persons in respect of whom information is collected and held by agencies.
(2) It is the intention of the Parliament that the provisions of this Act shall be interpreted so as to further the object set out in subsection (1) and that any discretions conferred by this Act shall be exercised as far as possible so as to facilitate and promote, promptly and at the lowest reasonable cost, the disclosure of information.
Whilst Mr Gordon's request was in writing, it was not accompanied by the fee and the Council had not waived or reduced that fee and indeed, as I understand it, has refused to do so. Because s17 requires a request to be in writing and accompanied by the fee unless the fee is reduced or waived, which was not the case here, I was satisfied that there had not been a request in the form required by the FOI Act. In those circumstances, there has been no valid request that the Tribunal has power to review. There is no legislative authority for the Tribunal to review the decision Council has made refusing to waive or reduce the fee. That is not a decision that the Tribunal has any power to review, no matter how aggrieved Mr Gordon may feel. For those reasons, I made the order striking out the application.
The first question I must answer is whether each of the pre-requisites set out in s. 15(1), and particularly that relating to the fee, must be met in order for the request to be valid. In considering that issue, I have first had regard to the principles set out by McHugh, Gummow, Kirby and Hayne JJ in Project Blue Sky Inc v Australian Broadcasting Authority:
"An act done in breach of a condition regulating the exercise of a statutory power is not necessarily invalid and of no effect. Whether it is depends upon whether there can be discerned a legislative purpose to invalidate any act that fails to comply with the condition. The existence of the purpose is ascertained by reference to the language of the statute, its subject matter and objects, and the consequences for the parties of holding void every act done in breach of the condition."
This is not a case concerned with the invalidity of the exercise of a power but with the efficacy or otherwise of a request. Is a request for access to a document efficacious, and so a request that must be answered, only if it is accompanied by any fee payable under the Regulations or must it be answered even if it is not accompanied by any such fee? It seems to me that the principles expressed by their Honours are equally applicable in this context. They lead me to conclude that the request must be accompanied by the fee payable under the regulations before it has any efficacy and before an agency, or Minister, has a duty to answer it. In reaching this conclusion, I have first taken into account the requirement in s. 15(2)(e) itself. I have next taken into account the power to remit the application fee found in s. 30A(1). If the requirement to pay an application fee were not an essential condition of there being a request, there would be no need to provide for remission of an application fee. More importantly, there would be no need to provide that remission of an application fee means that, for the purpose of s. 15(2), no application fee is payable in respect of the application and yet that is what s. 30A(2) provides.
The time limits prescribed by s. 15(5) of the FOI Act are set by reference to the receipt of a request. Given that I have decided that a request must be accompanied by the application fee, it cannot be regarded as a request that triggers those time limits unless and until it is accompanied by the relevant application fee. That would mean that, if an application fee were to be given to an agency a week after it received the request, the time limit prescribed by s. 15(5) would not begin to run until the application fee had been received. Only then, would the request comply with s. 15(2)(e). The payment of the application fee could not be regarded as perfecting the application in retrospect so that time is taken to have begun to run when the request was first made a week earlier.
Does a request to waive the application fee alter that position? I think not. Certainly, s. 30A(2) provides that a decision to remit a fee means that there is not taken to be an application fee payable in respect of the application. That could be read as effectively operating retrospectively so that a decision to remit has the effect of meaning that no application fee was ever payable in respect of the application. If that were correct, it would mean that the agency would lose all or some of the 30 day period within which to make a decision on the merits of the request. ...
For the reasons I have given, I have decided that the application fee must be paid or it must be remitted before a request complies with s. 15. Until that time, the fact that Mr Ford asked the Department for documents does not mean that he has made a request for those documents under the FOI Act. He has not. Only when he has either paid the application fee or it has been remitted does it become a request. Only when it becomes a request does the 30 day time limit begin to run.
Perhaps an even more complex problem of interpretation that is sometimes faced is whether a failure to comply with a legislative provision that purports to impose an obligation results in action being invalid. This usually arises when there has been a failure to comply with a procedural requirement, so that the issue becomes whether the failure has a fatal effect on the case of one of the protagonists. The issue is a particularly difficult one, because the parliament is most unlikely to have contemplated the consequences of non-compliance. Even if it had contemplated that consequence, it would not enunciated it as to do so could defeat the direction as to the procedure to be followed that is included in the provision. The court must therefore impute an intention to Parliament as to those consequences.
The courts have long recognised that no formula is available to resolve issues of this kind. Lord Penzance in Howard v Bodington (1877) 2 PD 203 at 211 summarise the position:
I believe as far as any rule is concerned, you cannot safely go further than that in each case you must look at the subject matter; consider the importance of the provision that has to be disregarded, and the relation of that provision to the general object intended to be secured by the act; and upon a review of the case in that aspect decide whether the matter is what is called imperative or only directory.
... Against this background, the High Court in Project Blue Sky Inc v Australian Broadcasting Authority (1998) 194 CLR 355 ... In their joint judgement McHugh, Gummow, Kirby and Hayne JJ suggested ... 'A better test determining the issue of validity is to ask whether it was the purpose of the legislation that an act done in breach of the provision should be invalid.
In Tasker v Fullwood [1978] 1 NSWLR 20, 23-4, the New South Wales Court of Appeal, comprising Hope, Glass and Samuels JJ A, in a passage that is frequently cited in other cases, enunciated the following propositions:
(1) The problem is to be solved in the process of construing the relevant statute. Little, if any, assistance will be derived from the terms of other statutes or any supposed judicial classification of them by reference to the subject matter. (2) The task of construction is to determine whether the legislature intended that a failure to comply with the stipulated requirement would invalidate the act done, or whether the validity of the act would be preserved notwithstanding non-compliance: ... (3) The only true guide to statutory intention is to be found in the language of the relevant provision in the scope and object of the whole statute: ... (4) The intention being sought is the effect upon the validity of the act in question, having regard to the nature of the precondition, its place in a legislative scheme and the extent of the failure to observe its requirement: ... (5) It can mislead if one substitutes for the question thus posed an investigation as to whether the statute is mandatory or directory in its terms. It is an invitation to error, not only because the true enquiry will thereby be sidetracked, but also because these descriptions have been used with varying significations. (6) In particular, it is wrong to say that if the statue is couched in directory terms, the act will be invalid, unless substantial performance is demonstrated: ... A statute which, on its proper construction, does not nullify the act in question, even for a total non-observance of the stipulation, is also described as directory in its terms ...
In summary, the only guiding principle will be the statute and from it the court will have to glean one of three intentions in regard to procedure that is set out in it; (a) that strict compliance is necessary; (b) that substantial compliance is necessary together with the degree of 'substantiality'; or (c) that compliance is not a precondition to the action taken. Breach of (a) or (b) will result in invalidity but no such consequences will flow if (c) is found to apply (unless some separately designated penalty is included in the legislation or an action can be brought independently of the statute). ...
Another way in which variations from a statutory requirement can be viewed is by the application of the de minimis approach - that minor variations from the requirement are not to be taken into account.
De minimis non curat lex: the law does not pay heed to trifling matters
The notion embodied in the maxim de minimis non curat lex is well-known in the criminal law that applies, by implication, also to the interpretation of statutes generally: Farnell Electronic Components Pty Ltd v Collector of Customs (1996) FCR 125; 142 ALR 322. The issue will arise most frequently when words such as 'exclusively', 'solely'and 'only' are used in legislation. Courts will be faced with the question whether these words mean what they say or whether some minor departure from exclusivity can be tolerated. The de minimis approach ameliorates the strictness of the expression. Whether it will apply will depend upon the interpreting court's view of the legislative intent and a value judgement of how trifling the action in question might be. So, for example, a requirement of use of a vehicle exclusively within premises might not be breached if the only use was in the case of an emergency or to take the vehicle for repair; cf AAT Case 10,716 [1996] AATA 511; (1996) 32 ATR 1132 at 1143 ... In some ways this can be viewed as a variant on the obligatory/discretionary issues which are discussed in chapter 11.
"De Minimis Principle. Unless the contrary intention appears, an enactment by implication imports the principle of legal policy expressed in the maxim de minimis non curat lex (the law does not concern itself with trifling matters); so if an enactment is expressed to apply to matters of a certain description it will not apply where the description is satisfied only to a very small extent.
The most recent example of the application of the de minimis principle in Australia by a superior court is to be found in the decision of Smith J of the Supreme Court of Victoria in Pinho v Andre (unreported, 20 December 1994) where it was held that a debt had been paid for the purposes of s52(3) of the Supreme Court Act 1986 although $7.63 was still owing to the bank.
These examples illustrate two principles. The first is that in an appropriate case the maxim de minimis non curat lex will be applied as a rule of interpretation. ... The second principle which these cases illustrate, however, is that the applicability or otherwise of the maxim depends upon the context in which it falls to be considered. No better example can be given of this than the decision in Case 10,716 referred to above. Clearly, motor vehicles will need to be driven to a repair shop from time to time for repairs. The legislature, in requiring a use of vehicles to be exclusively within certain premises of the taxpayer, could hardly have intended that the very obvious need for vehicles to be driven for service or for that matter to be driven from the dealer's premises to the site of the mining operations before use by the taxpayer in its business could operate to exclude the exemption. Hence the word "exclusively" in the particular context could hardly have its strict meaning of admitting no other application.
The real question in the present case is whether the context of the by-law permits of a de minimis exception where the paper catalogue or paper price list related substantially to products or services of a country other than Australia, but where there was some, albeit small, relationship as well to products or services of Australia which was capable of being categorised as de minimis or trivial and not worthy of consideration. If that question be answered in the affirmative, the question will then arise whether 81 out of some 40,000 items is, in the relevant sense, trivial.
In my view the context of the by-law does not admit of any exception. The word "exclusively" in the present context means what it says. If a catalogue or paper price list relates to some product or service of Australia, then the by-law is not available, even if the great majority of the products or services have their source in a country other than Australia. The present is not a case where resort to logic or legislative policy requires the word "exclusively" to admit of exceptions.
Even if, contrary to my view, there is room in the present context for the operation of a de minimis principle, in my view the inclusion of 81 items can not be regarded as of such triviality as to be ignored. And this is so whether the 81 items are considered alone or by comparison with the other 40,000 items listed in the catalogue. Accordingly I am of the view that although the Tribunal may be said to have erred in holding that there is no principle of law or construction represented by the de minimis rule, that error did not affect the outcome and thus may be disregarded.
In my opinion, in determining whether there has been compliance in providing the prescribed oral advice, departures from the text which are trifling may be ignored. This is in keeping with the general principle that, unless the contrary intention appears, an enactment imports by implication the principle of the maxim de minimis non curat lex (the law does not concern itself with trifling matters: Bennion, Statutory Interpretation (4th ed), p 958; Williams v The Queen [1978] HCA 49; (1978) 140 CLR 591 at 602 per Murphy J; Farnell Electronic Components Pty Ltd v Collector of Customs (1996) 72 FCR 125.
In the interpretation of a provision of an Act or subordinate instrument -
(a) a construction that would promote the purpose or object underlying the Act or subordinate instrument (whether or not that purpose or object is expressly stated in the Act or subordinate instrument) shall be preferred to a construction that would not promote that purpose or object;
[1] Given my decision in this proceeding, I assume Mr Keating will not wish to proceed with the latter application. I leave it to him to advise VCAT if my understanding is mistaken. Otherwise that application of 24 June 2011 will not be further actioned and will remain as a document in the proceeding file in this matter.
Keating
La Trobe University
(2004) 144 IR 28
(1998) 194 CLR 355
(1991) 104 FLR 74
(1978) 140 CLR 591
(1996) 72 FCR 125