[2021] NTSC 81
General information, not legal advice.
Supreme Court of the NT
2021-10-29
Grant CJ
Original judgment source is linked above.
CIVIL PROCEDURE - Parties - Joinder - Of defendant - Necessary and proper
Provision for joinder remedial and designed to enable parties to litigate the real issues in expeditious, effective and cost efficient way - Necessary for applicant for joinder to establish good arguable case for relief against party sought to be joined - Applicant failed to identify arguable case that Territory acting as 'agent' of landlord of premises - Application for joinder dismissed.
Supreme Court Rules 1987 (NT) r 9.06
A-G (NSW) v Brewery Employés Union of New South Wales [1908] HCA 94; (1908) 6 CLR 469, Bathurst City Council v PWC Properties Pty Ltd [1998] HCA 59; (1998) 195 CLR 566, Bolwell v Australian Telecommunications Commission (1982) 61 FLR 154, Bradken Consolidated Ltd v Broken Hill Pty Co Ltd [1979] HCA 15; (1979) 145 CLR 107, Cavanagh v Chief Executive Officer (Housing) (2018) 345 FLR 55, Colonial Mutual Life Assurance Society Limited v The Producers and Citizens Co-operative Assurance Company of Australia Limited [1931] HCA 53; (1931) 46 CLR 41, Inglis v Commonwealth Trading Bank of Australia [1969] HCA 44; (1969) 119 CLR 334, International Harvester Company of Australia Proprietary Limited v Carrigan's Hazeldene Pastoral Company [1958] HCA 16; (1958) 100 CLR 644, Mandahan v Toyota Finance Australia Ltd (No 2) [2020] FCA 3, Metropolitan Water, Sewerage and Drainage Board (NSW) v Fisher [1980] FCA 146; (1980) 33 ALR 173, Palgo Holdings Pty Ltd v Gowans [2005] HCA 28; (2005) 221 CLR 249, R v Kearney; Ex parte Japanangka [1984] HCA 13; (1984) 158 CLR 395, Ventana Pty Ltd v Federal Airports Corporation (1997) 95 LGERA 58, referred to.
GE Dal Pont, Law of Agency, 2nd Ed (2008) LexisNexis Butterworths Australia
Hogg PW, Liability of the Crown (2nd ed, Sydney: LBC, 1989)
CIVIL PROCEDURE - Jurisdiction - Stay of proceedings - Inherent jurisdiction - Abuse of process
Power to stay for abuse of process should only be used sparingly - Categories of abuse of process not closed - Oppressive for a defendant to be faced with proceedings in different jurisdictions seeking the same relief - Impairs administration of justice to commence parallel proceedings in original jurisdiction of Supreme Court in relation to a matter initiated and pendent in a different forum - Contrary to statutory scheme governing residential tenancies for proceedings to be commenced in original jurisdiction of the Supreme Court - Proceedings permanently stayed.
Administration of Territory of Papua and New Guinea v Guba (1973) 130 CLR 353, AON Risk Services Australia Ltd v Australian National University (2009) 239 CLR 175, Commissioner of State Revenue (Vic) v Mondous [2018] VSCA 185; (2018) 55 VR 643, Forster v Jododex Australia Pty Ltd [1972] HCA 61; (1972) 127 CLR 421, Housing Trust (SA) v State Government Insurance Commission (1989) 51 SASR 1, Hunter v Chief Constable of West Midlands Police [1981] UKHL 13; [1982] AC 529, Josephson v Walker [1914] HCA 68; (1914) 18 CLR 691, Minister for Immigration and Ethnic Affairs v Gungor [1982] FCA 99; (1982) 63 FLR 441, Pagliotti v Hartner [2009] FamCAFC 18; (2009) 223 FLR 121, Re Gasbourne Pty Ltd [1984] VicRp 70; [1984] VR 801, Saffron v Commissioner of Taxation [1991] FCA 363; (1991) 30 FCR 578, Stergiou v McGrail (Unreported, FCAFC, Burchett, Ryan and Gummow JJ, G 99 of 1993, 22 April 1994), TJM Products Pty Ltd v A & P Tyres Pty Ltd (1987) 17 FCR 390, Tomlinson v Ramsey Food-Processing Pty Ltd [2015] HCA 28; (2015) 256 CLR 507, Walton v Gardiner (1993) 177 CLR 378, referred to.
Northern Territory of Australia: Solicitor for the Northern Territory
Jack v Chief Executive Officer (Housing) (No 2) [2021] NTSC 81
(a) an application by the defendant (CEO) filed on 18 December 2020 seeking, in the alternative, summary judgment, a permanent stay or a strikeout of the Statement of Claim;
(b) an application by the plaintiff (Jack) filed on 19 March 2021 for an order joining the Northern Territory of Australia (Territory) as the second defendant to the proceeding, together with leave to file an amended Writ and Statement of Claim and other orders consequential on that joinder.
It is a term of a tenancy agreement that the landlord must ensure that the premises and ancillary property to which the agreement relates:
(b) meet all health and safety requirements specified under an Act that apply to residential premises or the ancillary property; and
(c) are reasonably clean when the tenant enters into occupation of the premises.
At any stage of a proceeding the Court may order that:
(b) any of the following persons be added as a party:
(i) a person who ought to have been joined as a party or whose presence before the Court is necessary to ensure that all questions in the proceeding are effectually and completely determined and adjudicated on; or
(ii) a person between whom and a party to the proceeding there may exist a question arising out of, or relating to or connected with, a claim in the proceeding which it is just and convenient to determine as between that person and that party as well as between the parties to the proceeding; or
(a) the person who grants the right of occupancy under a tenancy agreement; or
(b) a successor in title to the tenanted premises whose title is subject to the tenant's interest,
(c) a prospective landlord or a former landlord; and
(d) an agent of the landlord, prospective landlord or former landlord.
(a) on 8 September 2010 Jack entered into a residential tenancy agreement in respect of the premises in Panel Form R1 - Ags 31 (Panel Form) which incorporated the terms and conditions contained in the Remote Public Housing Tenancy Rules (Tenancy Rules);
(b) cl 1 of the Tenancy Rules defines 'Landlord' as '[t]he Landlord specified in the Tenancy Agreement', and defines 'Tenancy Agreement' as '[t]he panel form setting out the details of the Tenancy between the Landlord and the Tenant';
(c) the Panel Form describes the 'Landlord' as '[t]he Commonwealth of Australia represented by the Department of Families, Housing, Community Services and Indigenous Affairs ("the Commonwealth")' and '[t]o the extent that the context permits, a reference in this agreement to the Landlord includes Department of Housing, Local Government and Regional Services on behalf of the Commonwealth';
(d) the Panel Form describes the 'Address' of the Landlord as 'Department of Housing, Local Government and Regional Services (DLGHRS), RCG Building 83-85 Smith Street Darwin NT 0800'; and
(e) the Department now holding the same responsibilities and oversight as the former Department of Housing, Local Government and Regional Services is the Department of Territory Families, Housing and Communities.
Further or alternatively, the Northern Territory (the Second Defendant), through the department responsible for the administration of the Residential Tenancies Act 1999 (NT) is and has been at all relevant times the landlord of the Premises.
Residential Tenancies Act 1999 (NT), 'landlord' definition
Tenancy agreement dated 8 September 2010 signed by Johnny Jack for the Premises and/or tenancy agreement dated 23 November 2016 signed by Johnny Jack for the premises (separately or together, the tenancy agreement)
Chief Executive Officer (Housing) established as a body corporate under the Housing Act (NT), undertaking services on behalf of the Commonwealth in relation to the management of the Premises.
(a) Laramba Community Incorporated granted a lease over the housing stock in Laramba to the Executive Director on behalf of the Commonwealth;
(c) the parties acknowledged that the grant of the lease was to facilitate the provision of public housing in Laramba;
(d) to that end, the parties recognised that the Executive Director would grant a sublease of the premises to the CEO as a body corporate established under the Housing Act 1982 (NT); and
(e) the parties acknowledged that the CEO would develop a policy to enable local Aboriginals to acquire long-term secure tenure in respect of individual houses in the community.
(b) the CEO was required to ensure that the housing stock was used to provide public housing;
(c) the CEO was authorised to grant tenancy agreements within the meaning of the Residential Tenancies Act over the housing stock for the purpose of providing public housing; and
(d) the CEO was required to manage that public housing in accordance with the requirements of the Commonwealth as notified to the CEO from time to time, and in accordance with the Remote Public Housing Management Framework.
(1) There is established an entity by the name of the Chief Executive Officer (Housing).
(a) is a body corporate sole with perpetual succession; and
(c) is capable, in its corporate name, of acquiring, holding and disposing of real, leasehold and personal property and of suing and being sued.
(3) All courts, judges and persons acting judicially must take judicial notice of the seal of the Chief Executive (Housing) affixed to a document and must presume that it was duly affixed.
'No word is more commonly and constantly abused than the word "agent." A person may be spoken of as an "agent" and no doubt in the popular sense of the word may properly be said to be an "agent," although when it is attempted to suggest that he is an "agent" under such circumstances as create the legal obligations attaching to agency that use of the word is only misleading' (per Lord Herschell in Kennedy v De Trafford [1897] UKLawRpAC 13; (1897) AC 180, at p 188).[18]
(a) The objectives of the Act are expressed to include 'to improve the understanding of landlords, tenants and agents of the rights and obligations in relation to residential tenancies'.[19] The Minister responsible for the regulation of real estate agents may determine that part of the fidelity guarantee fund established under that legislation is to be paid into the Tenancy Trust Account established by the Residential Tenancies Act for the purpose of, inter alia, 'educating landlords, landlord's agents and tenants about their statutory and contractual rights and obligations'.[20]
(b) A landlord is vicariously liable, including criminally, for conduct engaged in on behalf of the landlord by an agent or employee within the scope of the agent or employee's actual or apparent authority.[21]
(c) It is an express requirement that if a landlord enters into a tenancy agreement the agreement must contain the name and address for service of the landlord's agent, if any; and that notice of any change to those details is provided to the tenant within 14 days.[22]
(d) If a landlord who holds a security deposit in trust for a tenant intends to leave the Territory for a period of more than 14 days, the landlord must pay the money to a 'real estate agent' or to a person approved in writing by the Commissioner.[23]
(e) A person authorised by an agent of the landlord may enter the premises for the purpose of collecting rent and carrying out necessary repairs and maintenance.[24]
(f) A tenant may discharge its obligation to give notice or pay money to a landlord by giving that notice or paying that money to the landlord's agent.[25]
The application for summary judgment or a permanent stay
Abuse of process principles may be invoked to prevent attempts to litigate that which should have been litigated in earlier proceedings as well as attempts to re-litigate that which has already been determined. [Reichel v Magrath [1889] UKLawRpAC 20; (1889) 14 App Cas 665] is a long standing example of a re-litigation case decided on abuse of process grounds, rather than on the basis of res judicata or issue estoppel. It was relied upon in [Walton v Gardiner (1993) 177 CLR 378] and [Rogers v The Queen [1994] HCA 42; (1994) 181 CLR 251]. In the former case, Mason CJ, Deane and Dawson JJ said that:
[P]roceedings before a court should be stayed as an abuse of process if, notwithstanding that the circumstances do not give rise to an estoppel, their continuance would be unjustifiably vexatious and oppressive for the reason that it is sought to litigate anew a case which has already been disposed of by earlier proceedings.
The majority also endorsed the observation in [Hunter v Chief Constable of West Midlands Police [1981] UKHL 13; [1982] AC 529] that courts have an inherent power to prevent misuse of their procedures in a way which, although not inconsistent with the literal application of the Rules, would nevertheless be unfair to a party to the litigation "or would otherwise bring the administration of justice into disrepute among right-thinking people".
The House of Lords in [Johnson v Gore Wood & Co [2002] 2 AC 1] acknowledged the distinction between "[Henderson v Henderson] abuse of process" on the one hand, and cause of action estoppel and issue estoppel on the other. Referring to public interest considerations of the kind discussed earlier in these reasons, Lord Bingham of Cornhill said:
The underlying public interest is the same: that there should be finality in litigation and that a party should not be twice vexed in the same matter. This public interest is reinforced by the current emphasis on efficiency and economy in the conduct of litigation, in the interests of the parties and the public as a whole. The bringing of a claim or the raising of a defence in later proceedings may, without more, amount to abuse if the court is satisfied (the onus being on the party alleging abuse) that the claim or defence should have been raised in the earlier proceedings if it was to be raised at all.
A broad merits-based judgment was required, taking account of public and private interests affected and focussing attention on the crucial question whether, in all the circumstances, a party is misusing or abusing the process of the court by seeking to raise before it an issue which could and should have been raised earlier. As Lord Bingham said: "As one cannot comprehensively list all possible forms of abuse, so one cannot formulate any hard and fast rule to determine whether, on given facts, abuse is to be found or not." [33]
Abuse of process, which may be invoked in areas in which estoppels also apply, is inherently broader and more flexible than estoppel. Although insusceptible of a formulation which comprises closed categories, abuse of process is capable of application in any circumstances in which the use of a court's procedures would be unjustifiably oppressive to a party or would bring the administration of justice into disrepute. It can for that reason be available to relieve against injustice to a party or impairment to the system of administration of justice which might otherwise be occasioned in circumstances where a party to a subsequent proceeding is not bound by an estoppel.
Accordingly, it has been recognised that making a claim or raising an issue which was made or raised and determined in an earlier proceeding, or which ought reasonably to have been made or raised for determination in that earlier proceeding, can constitute an abuse of process even where the earlier proceeding might not have given rise to an estoppel.[34]
(a) That the Respondent be enjoined from providing drinking water at Lot 22, Laramba other than water below the maximum safe uranium concentration level identified in the Australian Drinking Water Guidelines; and
(b) A declaration that the only drinking water made available at Lot 22 makes and has made since 2013 that premises not habitable for the purposes of s 48 of the Residential Tenancies Act 1999 (NT).
Prima facie, where the same statute creates a new right and specifies the remedy, that remedy is exclusive. The natural presumption to begin with is that Parliament in creating the novel right attaches to it the particular mode of enforcement as part of its statutory scheme. To that extent the enactment is a code.[36]
In my opinion, when a special tribunal is appointed by a statute to deal with matters arising under its provisions and to determine disputes concerning the granting of rights or privileges which are dependent entirely upon the statute, then as a general rule and in the absence of some special reason for intervention, the special procedures laid down by the statute should be allowed to take their course and should not be displaced by the making of declaratory orders concerning the respective rights of the parties under the statute. In other words, I think that it will ordinarily be a wise exercise by the Supreme Court of the discretion which it has under s 10 of the Equity Act to decline to undertake the tasks which have been committed by the Parliament to a specialised tribunal. Whilst I agree with Gibbs J that s 10 ought not to be construed as if it contained words excepting from its operation cases arising under the Act, I think that the procedure set out in the Act itself should be regarded as the normal procedure for dealing with such cases.[37]
1. The plaintiff's application by Summons filed on 19 March 2021 seeking an order that the Northern Territory of Australia be joined as the second defendant to the proceeding and related relief is dismissed.
2. The within proceedings commenced by Writ filed on 30 November 2020 are permanently stayed.
____________________________
[1] Mandahan v Toyota Finance Australia Ltd (No 2) [2020] FCA 3, [5].
[2] Clause 56 in Part 2, Schedule 1 to the Northern Territory National Emergency Response Act 2007 (Cth) prescribes 'Laramba: The whole of the land described in Certificate of Title Volume 249 Folio 116 being NT Portion 4069 from plan S 82/192'.
[3] The decision in Cavanagh v Chief Executive Officer (Housing) (2018) 345 FLR 55 was concerned principally with whether the continuation of the tenancy agreement in question was inconsistent with the provisions of the Aboriginal Land Rights (Northern Territory) Act 1976 (Cth). The Court in Cavanagh did not consider this particular issue, but to the extent that the decision is any authority for the proposition that the 2010 tenancy agreement in this case has persisted by operation of the Residential Tenancies Act, I am respectfully unable to agree.
[4] See generally the correspondence from the Commonwealth Department of Families, Housing, Community Services and Indigenous Affairs dated 17 and 21 August 2012 extracted at [22] and [23] of Cavanagh v Chief Executive Officer (Housing) (2018) 345 FLR 55.
[5] See Northern Territory (Self-Government) Act 1978 (Cth), s 5. The notion of the body politic derived from the conception that the monarch was a 'corporation sole' in his or her natural person, who had all the natural capacities of an ordinary person to engage in contracts and deal with property, the special prerogatives of a Sovereign and such powers as were delegated by Parliament. As the notion has developed, a body politic is a juridical or juristic person created by law which enjoys all the capacities of a natural person.
[6] The meaning will depend upon the context. So, for example, where the Territory sues or is sued, it is in its capacity as the juristic person comprised by the body politic. Conversely, where the Territory does something like closing a river to fishing or making regulations, it does so as the executive exercising executive authority (although usually in the name of a Minister or the Administrator). Sometimes the one transaction will involve both concepts. So, for example, when the Territory enters into a contract, it does so in the exercise of its executive authority, but the party to the contract is the juristic person comprised by the body politic.
[7] The only material difference is that a corporation sole is constituted by a single officer, whereas a body corporate is ordinarily constituted by more than one officer or member.
[8] See Hogg PW, Liability of the Crown (2nd ed, Sydney: LBC, 1989), 248-250; Bolwell v Australian Telecommunications Commission (1982) 61 FLR 154, 157-160; Metropolitan Water, Sewerage and Drainage Board (NSW) v Fisher [1980] FCA 146; (1980) 33 ALR 173; Bradken Consolidated Ltd v Broken Hill Pty Co Ltd [1979] HCA 15; (1979) 145 CLR 107, 115; Inglis v Commonwealth Trading Bank of Australia [1969] HCA 44; (1969) 119 CLR 334, 337-338; Ventana Pty Ltd v Federal Airports Corporation (1997) 95 LGERA 58, 76-77.
[15] The South Australian Government established the South Australian Housing Trust in 1937; the Victorian government formed its first Housing Commission in 1938; and the New South Wales Government established its first Housing Commission in 1942.
[16] Cavanagh v Chief Executive Officer (Housing) (2018) 345 FLR 55, [58].
[17] International Harvester Company of Australia Proprietary Limited v Carrigan's Hazeldene Pastoral Company [1958] HCA 16; (1958) 100 CLR 644, 652.
[18] Colonial Mutual Life Assurance Society Limited v The Producers and Citizens Co-operative Assurance Company of Australia Limited [1931] HCA 53; (1931) 46 CLR 41, 50.
[26] A-G (NSW) v Brewery Employés Union of New South Wales [1908] HCA 94; (1908) 6 CLR 469, 531; Bathurst City Council v PWC Properties Pty Ltd [1998] HCA 59; (1998) 195 CLR 566, 585-586; Palgo Holdings Pty Ltd v Gowans [2005] HCA 28; (2005) 221 CLR 249, 261.
[27] GE Dal Pont, Law of Agency, 2nd Ed (2008) LexisNexis Butterworths Australia at [1.50].
[28] See, for example, R v Kearney; Ex parte Japanangka [1984] HCA 13; (1984) 158 CLR 395, 405, 411.
[29] Tomlinson v Ramsey Food-Processing Pty Ltd [2015] HCA 28; (2015) 256 CLR 507, 516-517. Moreover, the doctrine of estoppel extends to any tribunal which has jurisdiction to decide finally a question arising between the parties, even if it is not a court and its jurisdiction is derived wholly from statute. All that is required is that it must be under a duty to act judicially in the exercise of a power to decide: see Administration of Territory of Papua and New Guinea v Guba (1973) 130 CLR 353, 402; Pagliotti v Hartner [2009] FamCAFC 18; (2009) 223 FLR 121. There is no doubt that the Tribunal is under a duty to act judicially, even accepting that it is not bound by the rules of evidence and that it is under an obligation to determine proceedings before it as efficiently and expeditiously as possible.
[30] For estoppel to operate in the context of judgments delivered by courts of justice the judgment must be 'on the merits'. That will ordinarily involve a full hearing on evidence leading to findings of fact. However, in the present case Jack consented to a procedure for the preliminary determination of the issue without a trial, by which certain material facts described 'on the papers' were treated as proved or not in dispute.
[31] Hunter v Chief Constable of West Midlands Police [1981] UKHL 13; [1982] AC 529, 536; Walton v Gardiner (1993) 177 CLR 378, 392-394; Minister for Immigration and Ethnic Affairs v Gungor [1982] FCA 99; (1982) 63 FLR 441; Re Gasbourne Pty Ltd [1984] VicRp 70; [1984] VR 801; TJM Products Pty Ltd v A & P Tyres Pty Ltd (1987) 17 FCR 390; Housing Trust (SA) v State Government Insurance Commission (1989) 51 SASR 1, 18-19; Saffron v Commissioner of Taxation [1991] FCA 363; (1991) 30 FCR 578.
[32] Stergiou v McGrail (Unreported, FCAFC, Burchett, Ryan and Gummow JJ, G 99 of 1993, 22 April 1994).
[33] AON Risk Services Australia Ltd v Australian National University (2009) 239 CLR 175, [33]-[34]. See also Commissioner of State Revenue (Vic) v Mondous [2018] VSCA 185; (2018) 55 VR 643, 677 [143].
[34] Tomlinson v Ramsey Food-Processing Pty Ltd [2015] HCA 28; (2015) 256 CLR 507, 518-519.
[35] See, for example, Residential Tenancies Act, s 82.
[36] Josephson v Walker [1914] HCA 68; (1914) 18 CLR 691, 701.
[37] Forster v Jododex Australia Pty Ltd [1972] HCA 61; (1972) 127 CLR 421, 427.
Jack
Chief Executive Officer
(1908) 6 CLR 469
(1998) 195 CLR 566
(1982) 61 FLR 154
(1979) 145 CLR 107
(2018) 345 FLR 55
(1931) 46 CLR 41
(1969) 119 CLR 334
(1958) 100 CLR 644
(1980) 33 ALR 173
(2005) 221 CLR 249
(1984) 158 CLR 395
(1997) 95 LGERA 58
(1973) 130 CLR 353
(2009) 239 CLR 175
(2018) 55 VR 643
(1972) 127 CLR 421
(1989) 51 SASR 1
(1914) 18 CLR 691
(1982) 63 FLR 441
(2009) 223 FLR 121
(1991) 30 FCR 578
(1987) 17 FCR 390
(2015) 256 CLR 507
(1993) 177 CLR 378
(1994) 181 CLR 251