austlii:nsw/NSWPICPD/2025/71
General information, not legal advice.
NSWPICPD
2025-10-13
Original judgment source is linked above.
DETERMINATION OF APPEAL AGAINST A DECISION OF THE COMMISSION CONSTITUTED BY A MEMBER
Investment Management Group Hotels Resources Pty Ltd v Barrow [2025] NSWPICPD 71
Investment Management Group Hotels Resources Pty Ltd
WORKERS COMPENSATION - relationship between the Workers Compensation Guidelines and s 119 of the Workplace Injury Management and Workers Compensation Act 1998 -University of New South Wales v Lee [2021] NSWPICPD 4 considered and applied - no error in not dealing with a submission that was never put - Metwally v University of Wollongong [1985] HCA 28 applied - it is not permissible to read words into the legislation - Taylor v The Owners - Strata Plan No 11564 [2014] HCA 9 applied - adequacy of reasons - Sarian v Elton [2011] NSWCA 123; Beale v Government Insurance Office (NSW) (1997) 48 NSWLR 430 applied
Barrow v Investment Management Group Hotels Resources Pty Ltd (W7243/25, 19 August 2025)
"[The appellant] has carefully considered the opinion of Dr Charles H New in the above medical report which contrasts the opinion of evidence outlined in the declinature dated 1 October 2024. [The appellant] prefers the evidence we have relied upon in our notice, however, recognises that given the inconsistencies in opinion between independent medical examiners further information is required to determine the outcome of your request for internal review."[1]
"(3) If the Commission is satisfied that sufficient information has been supplied to it in connection with proceedings, the Commission may exercise functions under this Act and enabling legislation without holding any conference or formal hearing."
"There is no appeal under this section against an interlocutory decision except with the leave of the Commission. The Commission is not to grant leave unless of the opinion that determining the appeal is necessary or desirable for the proper and effective determination of the dispute."
(a) the appeal has resulted in significant delay and further costs;
(b) the appeal is contrary to the proper and effective determination of the dispute, and
(c) the appeal is based upon a misapprehension of the law and its context.
"You do not present with symptoms or a medical condition that renders you with any total or partial incapacity as a result of a workplace injury. As there is no partial or total incapacity as a result of a workplace injury, you do not have an entitlement to weekly payments of compensation under section 33 of the Workers Compensation Act 1987",
"Any ongoing or further medical or related treatment, hospital treatment and/or rehabilitation services as defined under section 59 are not reasonably necessary as a result of a workplace injury as required by section 60 of the Workers Compensation Act 1987".
"[The appellant] has carefully considered the opinion of Dr Charles H New in the above medical report which contrasts the opinion of evidence outlined in the declinature dated 1 October 2024. [The appellant] prefers the evidence we have relied upon in our notice, however, recognises that given the inconsistencies in opinion between independent medical examiners further information is required to determine the outcome of your request for internal review. As such, we require:
"In discussing with [the respondent], I suspect that the loose bodies are new and likely the cause of his current disability. However, unfortunately the treatment for his condition will be knee replacement surgery. While I understand the patient had some degree [of] pre-existing knee arthritis, he was still able to cope with his normal activities of daily living and perform heavy manual duties at work without difficulty. I have explained to [the respondent] that I feel that the work-related injury is at least related or an aggravation of his pre-existing condition and proceeding with knee replacement would be appropriate."
"119 Medical examination of workers at direction of employer
(1) A worker who has given notice of an injury must, if so required by the employer, submit himself or herself for examination by a medical practitioner, provided and paid by the employer.
(2) A worker receiving weekly payments of compensation under this Act must, if so required by the employer, from time to time submit himself or herself for examination by a medical practitioner, provided and paid by the employer.
(3) If a worker refuses to submit himself or herself for any examination under this section or in any way obstructs the examination -
(a) the worker's right to recover compensation under this Act with respect to the injury, or
is suspended until the examination has taken place.
(4) A worker must not be required to submit himself or herself for examination by a medical practitioner under this section otherwise than in accordance with the Workers Compensation Guidelines or at more frequent intervals than may be prescribed by the Workers Compensation Guidelines.
"Part 7: Independent medical examinations and reports
An independent medical examination (IME) is an assessment conducted by an appropriately qualified and experienced medical practitioner to help resolve an issue in injury or claims management.
An insurer may direct a worker who has given notice of an injury or is receiving weekly payments of compensation to attend an IME.
Section 119(4) of the 1998 Act allows the Guidelines to specify the requirements for arranging independent medical examinations.
The mandatory obligations for insurers when they require a worker to attend an IME are outlined below.
Referral for an IME is appropriate when information from the treating medical practitioner(s) is inadequate, unavailable or inconsistent, and the referrer is unable to resolve the problem directly with the practitioners.
Evidence of contact (or multiple attempts to contact) to try to resolve these issues with the nominated treating practitioner must be documented on the claim file.
An IME is appropriate where the information required relates to:
The reason for the referral must be documented on the claim file.
An insurer may also refer a worker for an independent medical examination for the purpose of obtaining an assessment of permanent injury (injuries before 01/01/2002) or permanent impairment (injuries on and after 01/01/2002) resulting from the injury.
All referrals for IMEs are to be arranged at reasonable times and dates, and with adequate notification given to the worker.
The worker must be advised in writing at least 10 working days before the examination takes place. Additional notice should be considered for rural/regional workers.
If a shorter time is required because of exceptional and unavoidable circumstances (for example a need to consider an urgent request for treatment), the reduced timeframe must be agreed to by all parties.
Subsequent IMEs must meet the reasons for referral for an independent medical examination and can only be conducted in the following situations:
Subsequent IMEs must be with the same independent medical examiner unless:
The insurer must consider whether the requirement to attend an IME is reasonable in the circumstances.
"... whether [the Commission] should grant the [appellant's] request and issue a direction compelling the [respondent] to undergo a further in-person examination with independent medical expert, Dr Raymond Wallace on 16 September (or an earlier time arranged by the [appellant])."[9]
"... the Guidelines control the manner of operation of s 119. I accept the respondent's submission that the Guidelines 'regulate the circumstances in which a worker may be required to submit to a medical examination at the direction of the employer'."[11]
"Having regard to the facts and circumstances of this case as well as the legislation and the practices that the Commission follows, for the above reasons, I am not satisfied that it is appropriate to issue a direction compelling the [respondent] to undergo a further in-person examination with independent medical expert, Dr Raymond Wallace.
Further, I am not satisfied that it is appropriate to order that the [respondent's] right to recover compensation pursuant to s 119(3) of the 1998 Act is suspended until such time as a further examination with Dr Wallace is completed."[12]
(a) Ground One: The Member committed an error of law by her interpretation of s 119 of the 1998 Act;
(b) Ground Two: The Member's reasons were inadequate such that she failed to exercise her statutory function, which is a jurisdictional error, and
(c) Ground Three: The Member failed to respond to a clearly articulated argument raised by the appellant, which was a denial of procedure (sic, procedural) fairness and jurisdictional error.
"a decision by an insurer to dispute a claim for compensation should not be made lightly or without proper and careful consideration of the factual and legal issues involved"[18] (emphasis in original).
(a) the Guidelines provide for the appellant to be permitted to arrange a further medical examination;[30]
(b) the appellant should be entitled to have the respondent medically examined and the Guidelines are unequivocal as to the circumstances in which an examination is required;[31]
(c) section 119(1) provides that the worker must submit to an examination;[32]
(d) section 119(1) should not be read down to allow only one examination,[33] and
(e) section 119(4) indicates that the respondent may be required to submit himself to an examination at intervals prescribed by the Guidelines.[34]
(a) it was conceded that there was no statutory power for the Member to order that the respondent (the applicant below) attend a medical examination;
(b) the respondent did not fully cooperate with the insurer and thus contravened subs (2) and (4) of s 119;
(c) to not allow the appellant a further in-person review with Dr Wallace would be in direct contravention of the Guidelines and, by extension, s 119 of the 1998 Act;
(d) the respondent provided no adequate reason for non-attendance at the appointment with Dr Wallace;
(e) the appellant was not seeking to 'delay' the proceedings by requesting a further examination by Dr Wallace;
(f) it should be entitled to have the respondent re-examined by Dr Wallace;
(g) it would be prejudiced if the report of Dr New was admitted into evidence without giving Dr Wallace the opportunity to examine the respondent and comment on the evidence provided in the request for review, and
(h) it would be prejudiced by proceeding without the further evidence sought.
Ground One: The Member committed an error of law by her interpretation of s 119 of the 1998 Act
"I am not satisfied that the Guidelines operate to confer an obligation on a worker to submit to an examination by a medical practitioner otherwise than in accordance with s 119 of the 1998 Act. To the contrary, s 119(4) of the 1998 Act, specifically provides that the Guidelines operate to regulate the requirements for and frequency of examinations 'under this section', namely s 119 of the 1998 Act."
"Referral for an IME is appropriate when information from the treating medical practitioner(s) is inadequate, unavailable or inconsistent, and the referrer is unable to resolve the problem directly with the practitioners."
Ground Two: The Member's reasons were inadequate such that she failed to exercise her statutory function, which is a jurisdictional error
"Having regard to the facts and circumstances of this case as well as the legislation and the practices that the Commission follows, for the above reasons, I am not satisfied that it is appropriate to issue a direction compelling the [respondent] to undergo a further in-person examination with independent medical expert, Dr Raymond Wallace."
Ground Three: The Member failed to respond to a clearly articulated argument raised by the appellant, which was a denial of procedure (sic, procedural) fairness and jurisdictional error
(a) the application of the Guidelines and the circumstances in which a further referral can take place;
(b) whether the appellant was entitled to have the respondent medically re-examined;
(c) whether s 119(1) provided a vehicle for a further examination or whether it permitted only one examination, and
(d) the application of s 119(4) not this case.
[1] Reply to Application to Resolve a Dispute (reply), p 8.
[2] Application to Resolve a Dispute (ARD), pp 17-19.
[7] Dr Wallace's report, p 10, ARD, p 22.
[9] Barrow v Investment Management Group Hotels Resources Pty Ltd (W7243/25, 19 August 2025) (reasons), [13].
[10] [2021] NSWPICPD 4 (Lee).
[13] [2014] HCA 9 (Taylor), [35].
[15] Appellant's written submissions, [40].
[17] [2007] NSWWCCPD 227 (Mateus).
[20] (1997) 48 NSWLR 430 (Beale).
[28] [2025] NSWPICPD 62 (Leuzzi).
[29] Dranichnikov v Minister for Immigration and Multicultural Affairs [2003] HCA 26; AAI Ltd t/as GIO as agent for the Nominal Defendant v McGiffen [2016] NSWCA 229; Ali v AAI Ltd [2016] NSWCA 110; Rodger v De Gelder [2015] NSWCA 211; Allianz Australia Insurance Ltd v Cervantes [2012] NSWCA 244.
[30] Appellant's submissions to the Member, 31 July 2025, [11].
[31] Appellant's submissions to the Member, 31 July 2025, [12].
[32] Appellant's submissions to the Member, 31 July 2025, [14].
[33] Appellant's submissions to the Member, 31 July 2025, [15].
[34] Appellant's submissions to the Member, 31 July 2025, [16].
[39] Sarian v Elton [2011] NSWCA 123 per Whealy JA, [19].
Investment Management Group Hotels Resources Pty Ltd
Barrow [2025] NSWPICPD 71;
(1997) 48 NSWLR 430
(1991) 21 NSWLR 725