[2023] QCAT 478
General information, not legal advice.
Queensland Civil and Administrative Tribunal
2023-12-22
The Hon P, Mr P
Original judgment source is linked above.
PROFESSIONS AND TRADES - HEALTH CARE PROFESSIONALS - PHYSIOTHERAPISTS - DISCIPLINARY PROCEEDINGS - PROFESSIONAL MISCONDUCT- where the applicant Health Ombudsman applies to the Tribunal for disciplinary findings and orders against the respondent practitioner - where the practitioner was convicted of two counts of sexual assault in the District Court following a trial - where the respondent accepts that he was convicted, but maintains his innocence - where the Tribunal must make findings of fact - whether certain findings should be made - whether the conduct amounts to professional misconduct - whether certain sanctions should be imposed
EVIDENCE - PROOF - MATTERS RELATING TO JUDICIAL DOCUMENTS AND PROCEEDINGS - CONVICTIONS - where the respondent practitioner was convicted by a jury of two counts of sexual assault in the District Court of Queensland - where the applicant Health Ombudsman asserts that the Tribunal need not resolve factual matters because they have already been considered by the criminal court and are the basis of the conviction - where the applicant relies on s 79 of the Evidence Act 197 (Qld) - where s 79 does not have the effect that a conviction is conclusive proof the factual matters underlying the conviction or the subsequent sentence - whether the Tribunal can be satisfied of certain factual matters in the disciplinary proceeding
Evidence Act 1929 (SA) s 34A
Health Practitioner Regulation National Law (Queensland) s 5
Chinese Medical Board of Australia v Zhou [2020] SACAT 23
Craig v Medical Practitioners Board [2001] SASC 169
Crime and Misconduct Commission v Assistant Commissioner Ross Barnett [2010] QCAT 690
Espedido v Physiotherapy Board of Australia (Review and Regulation) [2017] VCAT 1401
Fittock v Legal Profession Conduct Commissioner (No 2) [2015] SASFC 167
Health Care Complaints Commission v Do [2014] NSWCA 307
Health Ombudsman v Barber [2017] QCAT 431
Health Ombudsman v Chang [2022] QCAT 58
Health Ombudsman v Harirchian [2022] QCAT 143
Health Ombudsman v Hoddle [2022] QCAT 142
Health Ombudsman v Sudusinghe [2022] QCAT 99
Health Ombudsman v Vu [2021] VCAT 240
Legal Services Commissioner v Madden (No 2) [2008] QCA 301
Medical Board of Australia v Dolar [2012] QCAT 271
Medical Board of Australia v Griffiths (Review and Regulation) [2017] VCAT 822
Physiotherapy Board of Australia v Espedido (No. 2) (Review and Regulation) [2023] VCAT 1056
Seymour & Anor v Drill Engineering and Pastoral Company Pty Ltd [2023] QCA 159
N Townsend (Legal Officer) employed by the applicant
... I would sincerely like to have my credentials fully reinstated.
Failing that I would ask that restrictions be limited to an order that I not 'treat the pelvic region of female patients', even though I declare that I am totally innocent of all allegations ...[2]
The Role of s 79 of the Evidence Act 1977 (Qld)
... it is not necessary for the Tribunal to resolve any dispute about factual matters as they have already been considered by the criminal court and are the basis of the conviction and that the referral to the Tribunal is on the basis that the respondent was convicted of two counts of sexual assault.[7] [bold emphasis added]
In any civil proceeding in which by virtue of this section a person is proved to have been convicted by a court of an offence the person shall, unless the contrary is proved, be taken to have committed the acts and possessed the state of mind (if any) which at law constitute that offence.[9].
[the appellant's grounds] ... wrongly assume s 79 extends to the whole of the factual information which was before a sentencing court. It does not. ... Its deeming effect, by proof of the conviction for the offence, is therefore of the constituent elements of the offence, not the truth of the whole of the factual information placed before the sentencing court.
... In Queensland s 79 of the Evidence Act 1977 permits proof by tender of the conviction, although such proof is not conclusive of the facts and may be rebutted. The relevant provision is that unless the contrary is proved, the person is taken to have committed the acts and to have possessed a state of mind which at law constitutes that offence. That is to say, it amounts only to prima facie proof of the bare elements of the offence. That section of course does not bind this Tribunal but it is indicative of the practice in the Courts...[11] [Italics in original].
Mr Than "exposed [the complainant's] posterior beyond what was clinically required and, in the course of massaging her, on two occasions, ... briefly touch[ed] her clitoris". The conduct "stopped because of her reaction". [24]
... operates both as a deterrent to the individual concerned as well as the general body of practitioners. It also maintains public confidence by signalling that those whose conduct does not meet the required standards will not be permitted to practice.[30]
Having invested 4 years of his life and $32,000 of his personal finances to start a career to help people because of this one allegation, he:
- Has suffered both personal and very public humiliation.
- Has had his name tarnished on the record for life.
- Lost the job that he had trained years.
- Has struggled to get any work at all as a result of the conviction.
- Has spent close to $100,000 defending his innocence.
- Has lost 20% of his personal weight all over what has been over 3 years of torture for him.
... [Mr Than] has been "professional, respectful, diligent, trustworthy and compassionate. He is well liked by patients and colleagues alike. He has been the recipient of outstanding patient feedback in this regard ..."
... you have not demonstrated any remorse since the commission of the offences. You pleaded not guilty. The complainant was cross-examined in the course of two trials. You are not to be punished for exercising your right to a trial, but you do not have that mitigating factor of pleas of guilty which are of such significance in cases such as this.[32]
... we consider that the 'headline' disqualification ought to be eight years but have reduced this by two years to recognise, to an extent, the significant period that Mr Espedido has already been out of practice.
(a) The respondent is reprimanded. > > (b) The respondent is disqualified from applying for registration as a health practitioner for two years from the date of this order.
[1] Submissions of the Health Ombudsman, [3](c); [90].
[3] Definitions, s 5 Health Practitioner Regulation National Law (Queensland) ("National Law") (a) and (b) respectively. "Substantial" requires a "large or considerable departure from the relevant standard". A number of considerations are relevant and "the tribunal is required to make a judgement as to the decree of departure from the standard reasonably expected of the practitioner by the public of the practitioner's peers". See, for example, See, for example, Fittock v Legal Profession Conduct Commissioner (No 2) [2015] SASFC 167 at [110].
[5] A decision of the South Australian Tribunal: [2020] SACAT 23
[7] Written submissions Health Ombudsman, [32].
[8] Where proof of the same is relevant.
[10] Seymour & Anor v Drill Engineering and Pastoral Company Pty Ltd [2023] QCA 159, [73].
[11] Crime and Misconduct Commission v Assistant Commissioner Ross Barnett [2010] QCAT 690, [23]. The case related to police disciplinary proceedings.
[12] [2020] SACAT 23 (Zhou).
[15] Expressed broadly, each provides the Tribunal is not bound by the rules of evidence and, subject to natural justice considerations, can inform itself as it considers fit.
[18] Transcript of proceedings, District Court, 7 November 2022, p 1-30.
[19] Each contained in Appendix 1 to the Response.
[20] Affidavit Brandan Than, sworn 8 June 2023, [5] and [9] respectively.
[21] Statement of Agreed and Disputed Facts, [54] to [60].
[22] For example, Transcript of proceedings, District Court, 7 November 2022, pp 1-32 - 1-36. The email is Exhibit 6 in those proceedings.
[23] See for example, Health Ombudsman v Chang [2022] QCAT 58.
[24] Transcript of proceedings, District Court Queensland, 11 November 2022, p 2-2, ll 5-9.
[25] See, for example, Legal Services Commissioner v Madden (No 2) [2008] QCA 301; Medical Board of Australia v Dolar [2012] QCAT 271 at [30]. National Law, above, Schedule 1, s 3A; 4; Health Ombudsman Act 2013, s 4,
[26] Health Ombudsman Act, s 4(1); (2)(c)
[27] See, for example, Medical Board of Australia v Griffiths (Review and Regulation) [2017] VCAT 822 at [43].
[28] Craig v Medical Practitioners Board [2001] SASC 169 at [48].
[29] Health Care Complaints Commission v Do [2014] NSWCA 307, at [35].
[30] Ibid. See also for example Health Ombudsman v Barber [2017] QCAT 431.
[31] Written Submissions of the Respondent, "page 2 of 6".
[32] Transcript sentencing remarks, p 2-2, ll 15-19.
[33] Transcript sentencing remarks, above.
[34] Chinese Medical Board of Australia v Zhou, above; Health Ombudsman v Harirchian [2022] QCAT 143; Health Ombudsman v Sudusinghe [2022] QCAT 99; Health Ombudsman v Hoddle [2022] QCAT 142.
[35] Written Submissions of the Respondent, Page 2 of 6.
[37] Mr Than gives a date of 29/8/17 for this decision but numerous other decisions in this matter followed.
[38] Written Submissions of the Respondent, Table, "Page 4 of 6". The Tribunal has not been able to locate a judgment dated August 2017. However, it appears that Mr Espedido had filed an application to review or 'appeal' a decision to take immediate action that the Victorian Tribunal was dealing with at around that time. See for example: Espedido v Physiotherapy Board of Australia (Review and Regulation) [2017] VCAT 1401, a judgment that relates to an interlocutory matter within the review application.
[39] [2023] VCAT 1056, at [7], [28].
[42] The time includes that involved in the doctor re-applying for registration and complying with any then-imposed requirements.
Health Ombudsman
Than [2023] QCAT 478