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[2022] QCAT 143
Queensland Civil and Administrative Tribunal
2022-03-09
Original judgment source is linked above.
PROFESSIONS AND TRADES - HEALTH CARE PROFESSIONALS - MEDICAL PRACTITIONERS - DISCIPLINARY PROCEEDINGS - PROFESSIONAL MISCONDUCT - where the respondent was a medical practitioner specialised and working as a general practitioner - where the respondent was convicted after trial for sexual assault of a patient during a consultation and sentenced to eight months imprisonment suspended after three months for an operational period of two years - where the respondent also plead guilty to various dishonesty and drug related offences and was fined - where the respondent admits the allegations but demonstrates limited insight or remorse - where the respondents registration had been suspended by the Board for a period of 33 months at the time of the hearing - where parties agree the respondents registration should be cancelled - whether the period of cancellation should be between 12 months and four years
Health Ombudsman Act 2013 (Qld) s 4, 107
Health Practitioner Regulation, National Law Act s 5, 130, 169, 176
Briginshaw v Briginshaw [1938] HCA 34; (1938) 60 CLR 336
Craig v Medical Board of South Australia [2001] SASC 169; (2001) 79 SASR 545
Health Care Complaints Commission v Ng [2015] NSWCATOD 139
Health Care Complaints Commission v Priyamanna No 2 [2016] NSWCATOD 3
Health Care Complaints Commissioner v King [2013] NSWMT 9
Health Ombudsman v Arora [2019] QCAT 200
Health Ombudsman v Chang [2022] QCAT 58
Health Ombudsman v Haririchian [2021] QCA 141
Health Ombudsman v NML [2018] QCAT 164
Health Ombudsman v Wrede [2019] QCAT 356
HO v Barber [2017] QCAT 431
HO v Brown [2019] QCAT 218
HO v Vale [2020] QCAT 363
Medical Board of Australia v Cukier [2017] VCAT 109
Medical Board of Australia v Griffiths (Review and Regulation) [2017] VCAT 822
Medical Board of Australia v Lee (Review and Regulations) [2020] VCAT 568
Medical Board of Australia v Thomas (Review and Regulation) [2021] VCAT 229
The Health Ombudsman v Jolley [2019] QCAT 173
C Templeton, instructed by the Office of the Health Ombudsman
(a) 18 charges of fraud;
(b) two charges of attempted fraud; and
(c) one charge of possessing dangerous drugs.
(a) whilst working as a general practitioner at a clinic in suburban Brisbane, accessing electronic patient records to print prescriptions in patients' names which he filled for his own personal use;
(b) after he ceased practicing at the clinic, writing prescriptions in patients' names which he filled for his own personal use; and
(c) being found in possession of dangerous drugs for which he had no valid prescription.
(a) the respondent had, as a part of the Board's investigation into his impairment, made disclosures of his intention to plead guilty to the fraud and related offences;
(b) that he intended to plead guilty to the fraud and other offences was contained in the report of Dr Prior dated 15 July 2019 (which was produced consequent upon a health assessment under s 169 of the National Law);
(c) the Board considered Dr Prior's report on 18 December 2019, 12 February 2020 and 26 February 2020;
(d) in a meeting with Medical Board member Professor Harry McConnell, under s 176(3) of the National Law the respondent disclosed his guilty plea in the Magistrates Court, the imposition of the fine and the fact that no conviction had been recorded.
(a) between 19 October 2018 and 2 March 2020 the respondent's registration was subject to conditions which prohibited him from seeing female patients;
(b) between 25 February 2019 and 2 March 2020 the respondent was unable to prescribe medications due to action taken by Queensland Health in respect of his endorsements;
(c) since 26 February 2020 the respondent's registration has been subject to conditions that:
(i) he only work in employment approved by the Medical Board;
(ii) limit the number of hours he works;
(iii) require him to engage in supervised practice;
(iv) he not prescribe Schedule 8 medications, Schedule 4 Restricted drugs or Tramadol;
(v) he attend with his treating practitioners; and
(vi) he undertake regular urine and hair drug screening;
(d) on 3 March 2020 the respondent's registration was suspended. He successfully sought review of that decision in QCAT. The applicant successfully appealed that review decision to the Court of Appeal[4]. Consequent upon the Court of Appeal's decision, the respondent has been suspended since 29 June 2021;
(e) since 18 October 2018 the respondent has not been able to work for a total of 33 months and 29 days as at today. The Tribunal notes that for three months of that period he was serving the actual custodial term of the sentence for sexual assault; and
(f) the suspension as a consequence of immediate action taken by the Board totals a period of one year, four months and one day within that 33 month period. Those figures are not contained in annexure A but are figures which were provided by the parties today.
The respondent's professional and disciplinary history
(a) the respondent was astute, intelligent and well motivated;
(b) he had responded commendably to instances of unprofessional behaviour;
(c) there were no unusual risks to the public posed by his medical conditions;
(d) the likelihood of a recurrence of Substance Use Disorder is so limited as to not require special restrictions;
(e) the risk of him sexually offending was no greater than for other practitioners: although he continues to maintain he is innocent of the charge of which he was found guilty, the experience has caused him to focus on the relevant issues: he is now much more aware of the risk of acting in a manner which could be misinterpreted; and
(f) he assessed the respondent's remorse is genuine and not consistent with a sociopathic personality style.
(a) to his history of back pain, that he started self medicating and that he formed an addiction to pain medication. He last took opiod pain medication on 18 November 2018. Subsequently he obtained treatment for his back pain which has seen it disappear entirely;
(b) he deeply regrets the decisions he made that led to him becoming dependent on pain medication;
(c) his pleas of guilty in respect of that offending caused him shame;
(d) he did not intend to not notify of his conviction. He did not realise he had to make the notification when the matters went from charge to conviction. As he had 'no conviction recorded' for the charges he understood that to mean that he did not have a criminal history;
(e) in respect of the sexual assault charge, that he maintains his innocence, but acknowledges the conviction, the seriousness of it and the consequences of it;
(f) how he managed to work as a doctor, with restrictions concerning what drugs he could prescribe and that he could not see female patients and that he complied with his urine and hair drugs screening conditions. He confirms he has worked for about 6 months only as a doctor in the period from November 2018 to the time of his affidavit. He obtained work as a delivery driver for a florist on 23 August 2021;
(g) he has been open with his family, friends and colleagues about his convictions and his conduct and he understands it is important that he is held publicly accountable;
(h) he has completed a number of online courses offered by Avant including on topics involving professional boundaries and prescribing practices[5]; and
(i) he has read and understood the Court of Appeal's decision in Health Ombudsman v Harirchian[6] and he understands the conviction informs the community that he committed the offence and the associated concerns with a convicted doctor returning to practice. He has endeavoured to do all he can to demonstrate insight whilst maintaining his innocence.
(a) hard working and honest[7], very professional and caring and well liked by all his staff and patients and an excellent doctor[8], a professional, hard working and competent doctor[9], a doctor who was professional, courteous and appropriate in his interactions with patients and staff[10];
(b) someone whose patients always spoke well of him[11];
(c) a talented and hard working doctor, who was always well liked by his team members and patients[12]; and
(d) that his convictions for sexual assault of a patient and fraud are out of character[13].
(a) a genuine, kind hearted and respectable person who is always polite, courteous, dependable and trustworthy[14], professional, polite, respectful and friendly and one of the best doctors ever worked with[15]; and
(b) that his convictions for sexual assault of a patient and fraud are out of character[16].
(a) in respect of the sexual assault allegation:
(i) the respondent has failed to demonstrate genuine insight or remorse with respect to the sexual assault. The respondent has not provided any evidence of efforts of treatment or rehabilitation that may address the underlying issues that led to his conduct that occurred on 18 October 2018;
(ii) the applicant acknowledges the respondent has an intellectual understanding of what's occurred and its consequences to him, and so to that extent has shown some limited insight. The applicant points to the fact the respondent has not explained his conduct. It was perpetrated on a vulnerable female patient in circumstances where she placed absolute trust in the practitioner to behave in professional and ethical manner. That trust was violated;
(iii) the respondent's commission of a sexual assault on his female patient was a very serious instance of professional misconduct where the respondent exploited the power imbalance between himself and a vulnerable young woman for his own gratification;
- in respect of the respondent's convictions for forgery and uttering of prescriptions the applicant acknowledges that this conduct was in the context of the respondent developing a Substance Use Disorder (Opiates) between March 2018 and following the aggravation of chronic low back pain in March 2018. This needs to be brought to some account in moderation (but not elimination) of considerations of general deterrence consistent with authority; [23]
- both general and personal deterrence are relevant factors for the Tribunal in fixing an appropriate sanction. Personal deterrence is important because the respondent, in continuing to deny the sexual assault, demonstrates a serious lack of insight into the inappropriateness of his conduct[24];
(d) in addition to cancellation of his registration, in written submissions the applicant contended the Tribunal should also disqualify the respondent from applying for registration as medical practitioner for a significant period in the order of 4-6 years from the date of order; and
(e) in oral submissions the applicant accepted that the authorities did not support the headline number of six years, but continued to contend that a period of four years from the date of the order was appropriate.
(a) the nature and seriousness of the conduct;
(b) the evidence of remorse;
(c) general and specific deterrence;
(d) the otherwise good character and reputation of the respondent;
(e) the inroads towards full rehabilitation made by the respondent; and
(f) the delay, time away from practice and time practising under very onerous conditions.
(a) in respect of the first allegation, it was brief and related to a single patient. It was isolated and aberrant conduct. There is no disciplinary history before the Tribunal of previous or subsequent similar conduct which would suggest the conduct is part of a pattern of behaviour;
(b) in respect of the second allegation, that conduct relates directly to his substance abuse disorder. Had he not developed the disorder he would not have engaged in the conduct. This reduces culpability and the appropriateness of the respondent as a vehicle for general and specific deterrence. Further, if the disorder is in remission, then the risk of the conduct occurring again is reduced and therefore the risk to the public is reduced; and
(c) in respect of the conduct giving rise to allegation 3 there was no attempt to hide the convictions, and as already noted in these reasons the Health Ombudsman accepts there was no intentional dishonesty.
(a) in respect of allegation one, that maintaining his innocence means it is not possible to demonstrate remorse. He submits however the evidence supports that he:
(i) appreciates the consequences and seriousness of his conviction, which includes the public perception of him because of his conviction and the incompatible nature of such conduct and practice as a medical doctor;
(ii) has accepted that any future practice will not permit unsupervised access to female patients; and
(iii) has conducted the disciplinary matter in a way that ensures the patient is not cross-examined or put to further unnecessary stress.
(b) as to allegation two he has demonstrated remorse by his guilty pleas and his engagement in rehabilitation; and
(c) the same is true in respect of his approach to allegation three.
(a) affidavit material which I have already referred to in these reasons; and
(b) Dr New's opinion that his insight in respect of his ethical obligations and his willingness to comply with them is not impaired and that the respondent satisfies expected professional standards.
(a) the respondent points out he ceased using the relevant mediations soon after he was charged and he has not since used them. He has also engaged with Dr New in a "very satisfactory manner" and started new employment;
(b) when he was permitted to practice, post offending, he did so ethically;
(c) since being unable to work as a doctor, the respondent points to the fact he has engaged in alternative employment as a driver. This represents a significant reduction in his status, which is also a reminder of his conduct and would deter any contemplation of future conduct. It also demonstrates a commitment to rehabilitation because of the efforts he's making to promote his family's wellbeing; and
(d) he has completed further education, which demonstrates commitment to rehabilitation.
"The public may be protected by preventing a person from practicing a profession, by limiting the right of practice or by making it clear that certain conduct is not acceptable."
(a) lifting up the front of the patient's top and touching her stomach area;
(b) fondling her breasts and pulling her nipples out from her bra and top;
(c) telling the patient he wanted to suck her nipples;
(d) touching her breasts;
(e) rubbing her back, the small of her back and her buttocks;
(f) requesting the patient to spread her legs and show him how she masturbated and that he wanted to see her clitoris;
(g) touching the patient's vaginal area over her pants and moving his hands to grab her breasts under her clothing and trying to remove her bra; and
(h) attempting to kiss the patient and advising her that he wanted to see if she would experience vaginismus.
(a) the nature and seriousness of the conduct;
(b) whether the practitioner pleaded guilty or whether there is evidence of contrition or remorse;
(c) what needs for specific or general deterrence arise;
(d) whether there have been other disciplinary findings before or after the conduct in question;
(e) evidence of character;
(f) evidence of rehabilitation;
(g) whether there has been delay from the time the investigation started to the conclusion of the matter in the Tribunal; and
(h) any other mitigating factors, such as medical or psychological evidence, family or other personal circumstances.
(a) there was a significant breach of trust and the patient was vulnerable, having English as a second language and being younger than the respondent. Further, the offending had a significant effect, emotionally, on the patient;
(b) the conduct occurred in the course of the respondent's practice;
(c) the description of the offending as set out by the sentencing judge as being somewhat spontaneous, and also that it ceased in circumstances where the patient pulled away, not that the respondent desisted;
(d) the respondent has been convicted of sexual assault, served actual time in prison and has served a suspended sentence;
(e) the respondent has deposed to understanding the consequence of the conviction for sexual assault in terms of his ability to return to practice as a doctor;
(f) as was properly accepted by the applicant, the conduct is isolated conduct. There is nothing prior to and nothing subsequent to it, and in circumstances when the respondent did work subsequent to the offending, he was able to work within the conditions which were imposed;
(g) whilst the respondent was not remorseful, in that he continues to maintain his innocence, Dr New expresses the opinion that the risk of further sexual offending is no greater than for other practitioners, the respondent has a much more heightened appreciation of the behaviours which could give rise to doubt in his consultations with patients and has expressed an intention to practice in a manner which takes these things into account. Dr New identifies, and the Tribunal accepts, that there is no history of grooming or other dishonest or antisocial behaviour and that his remorse is genuine and not consistent with a sociopathic personality style; and
(h) the respondent has cooperated in the conduct of the proceedings with the preparation of agreed facts and, generally, an agreed position in respect of sanction.
(a) that the conduct is objectively serious;
(b) it has an explanation in the health condition from which the respondent was suffering, which caused him, once over the counter medications were not adequate, to start falsifying scripts in the name of patients, which gave rise to a rapid Substance Abuse Disorder. As such, a level of moderation to be applied to the aspect of general deterrence;
(c) Dr New's opinion is that the likelihood of a recurrence of the Substance Abuse Disorder is so limited as to not require any special restrictions and that the evidence supports the respondent's position that he has not taken opiod medication since November 2018 and further, that the underlying physical condition for which he perpetrated the frauds to obtain the medication has resolved itself;
(d) the respondent's actions involved abuse of patient's' details to commit the offending; and
(e) the respondent's immediate admissions to the offending and his pleas of guilty in court proceedings and his evident steps towards rehabilitation all tell in his favour.
(a) the respondent is a person who is fit and proper to practice as at the time of the hearing;
(b) it is, however, appropriate, as the respondent has acknowledged, that his registration be cancelled. This is to give effect to the need to make it clear that the respondent's conduct which is the subject of the referral is utterly unacceptable. By reason of the cancellation of the respondent's registration, the respondent will be required to satisfy the Board that he is a fit and proper person for practice before he can regain registration. As such, his return to practice is not automatic or guaranteed; and
(c) a further disqualification period of 2 years is an appropriate sanction given the punishment which the respondent has already served through the criminal processes, the cancellation of his registration, the reprimand which the parties agree and the Tribunal has determined it will impose and the time the respondent has spent not working as a doctor. Specifically, in that regard, the Tribunal expressly notes that there has been 1 year and 4 months based on actions taken to suspend the respondent's ability to practice as a doctor to this point. The Tribunal has made a further broad-brush allowance of in the order of eight months, given the other periods of time that the respondent has not worked as a doctor. In so doing, the Tribunal expressly notes that it has not taken into account any period of the time that the respondent served in prison in moderating that figure.
[1] [7] Agreed Statement of Facts (ASOF).
[3] Dates taken from the statement of facts for the Magistrate's Court proceeding: hearing brief pages 41 -50.
[4] Health Ombudsman v Haririchian [2021] QCA 141.
[5] The notation of the specific courses is contained in EX RH12 at Hearing Brief pp 173 - 174.
[11] Naz Hudda at [3] and Shamim Hudda at [3]; they operated the pharmacy in the area where the respondent first practiced for a number of years.
[13] Dr Ati Vaid at [6], Dr Dip Chand at [7], Dr Farhshid Homayouni at [5], Naz Hudda at [5] and Shamim Hudda at [5], Steven Dahl at [8], Dr Theresa Armstrong at [6] in respect of the sexual misconduct.
[16] Karishma Shandil at [6], Natalie Petrakis at [4].
[17] Melika Adel at [5], Mogan Najarzadeh at [6].
[19] Melika Adel at [10], Miranda Yousefipour at [6], Mogan Najarzadeh at [9].
[20] [2017] QCAT 431 at 7, [26] per Sheridan DCJ Deputy President.
[21] [2019] QCAT 218 at 6, [21] per Allen QC DCJ, Deputy President.
[22] [2020] QCAT 363 at 5, [15] per Judicial Member McGill QC.
[25] Craig v Medical Board of South Australia [2001] SASC 169; (2001) 79 SASR 545 at 556, [57].
[26] Medical Board of Australia v Cukier [2017] VCAT 109 [88].
[27] Section 4(2)(c) Health Ombudsman Act 2013.
[38] Briginshaw v Briginshaw [1938] HCA 34; (1938) 60 CLR 336.
[41] Medical Board of Australia v Griffiths (Review and Regulation) [2017] VCAT 822 at [43].
[42] Medical Board of Australia v Lee (Review and Regulations) [2020] VCAT 568 at [26(f)].
[44] Medical Board of Australia v Lee (Review and Regulations) [2020] VCAT 568 at [26(e)] and the authorities cited therein; The Health Ombudsman v Jolley [2019] QCAT 173 at [77].
Health Ombudsman
Harirchian [2022] QCAT 143
(2001) 79 SASR 545
(1938) 60 CLR 336