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[2020] VCAT 568
Victorian Civil and Administrative Tribunal
2020-05-26
Mr J
Original judgment source is linked above.
Medical practitioner - boundary violations - sexualised and/or inappropriate genital examinations of patients - inappropriate and/or sexually suggestive social media communications with patient - determinations - Health Practitioner National Law s 196.
Medical Board of Australia v Lee (Review and Regulation) [2020] VCAT 568
The conduct found to have been engaged in by Dr Lee
(B) 'I am trying to see you erect to see your blood flow';
(C) that he wanted to see Complainant 2 ejaculate and that it was okay for him to do so;
(D) that he wanted to see Complainant 2's erection at full capacity; and/or
(E) that Complainant 2 should consider using a 'cock-ring'.
(a) the purpose of the imposition of determinations is to protect the public;
(b) determinations are intended to maintain proper ethical and professional standards for the protection of the public and also for the protection of the profession in the sense of maintaining stature and integrity in the eyes of the public;
(d) the objectives of determinations can be achieved by specific deterrence, ie the deterrence of the person concerned from further inappropriate conduct..., by general deterrence, ie the deterrence of other practitioners minded to conduct themselves similarly, and by facilitation of rehabilitation on the part of the practitioner;
(e) personal matters such as shame, personal ordeal, and financial difficulty are of little relevance save insofar as they contribute to the specific deterrence of the practitioner;
(f) the likelihood of recidivism, or, put another way, an assessment of the ongoing risk posed by the practitioner, should be central to the imposition of a determination;
(g) the degree to which the practitioner has acquired insight into his or her conduct is relevant to the assessment of the continuing risk posed by the practitioner;
(h) insight can include an understanding of the nature of the conduct, an acceptance that the conduct was wrong, an appreciation of why the practitioner engaged in that conduct, empathy with the consequences, and/or a willingness to take measures to identify risk factors and to do that which is necessary to avoid further transgressions; and
(i) any form of official censure is of consequence. It has been held that 'a reprimand should not be considered 'a slap over the wrist'".
Never use your professional position to establish or pursue a sexual, exploitative or other inappropriate relationship with anybody under your care
Allegations 1, 3 and 4 concern undoubtedly unscrupulous behaviour. Dr Lee accepts that to engage in sexual conduct with two patients separately and during multiple consultations, in the form of having them in effect masturbate in front of him, including himself participating in that by stroking or massaging their penises without any clinical justification, is completely inconsistent with the ethical standards applicable to doctors. Such conduct amounts to a gross violation and a gross abuse of patient trust.
Submission concerning non-prosecution for criminal conduct
Having found allegations 1, 3 and 4 proved, we are in no doubt that they constitute professional misconduct under sub-clause (c) of that definition in s 5 of the National Law. That is, they each comprise conduct that is inconsistent with the practitioner being a fit and proper person to hold registration in the profession.
In our view, this finding requires little explanation. To engage in sexual conduct, in the form of having a patient masturbate in front of him during a consultation, including himself participating in that by stroking or massaging his patient's penis without any clinical justification for this, is completely inconsistent with the ethical standards applicable to doctors. It is a gross boundary violation, and a gross abuse of patient trust.
Dr Lee shouldn't be regarded as having reduced insight on the basis that he disputed the allegations. He can't be said to lack insight if, as a matter of fact, he maintains that the conduct didn't occur.
Other disciplinary decisions referred to by the parties
concerned a general medical practitioner who, inter alia, conducted an internal vaginal examination in the absence of clinical justification, for his own sexual gratification without the proper consent of the patient. VCAT ordered that the practitioner be reprimanded, cancelled his registration and disqualify him from applying for registration for 12 months.
concerned a registered nurse [in a mental health ward] who, inter alia, hugged two complainants 1 and 3, placed his hands on complainant 2's waist, kissed complainant's 2 and 3 on the lips and the neck and touched their breasts, requested complainant 2 to go to her room with him, and the like. VCAT ordered that the practitioner's registration be cancelled and that he be disqualified from applying for registration for a period of 20 months from the date of the decision.
The conduct engaged in by the Respondent is liable to seriously shake the community's confidence in the profession and its ability to care for inherently vulnerable patients. This is of particular concern as the respondent worked at a clinic which had a specific focus on the sexual health of the LGBTQ community. It goes without saying that this conduct has the real potential to tarnish the profession and that clinic's reputation within the community. Consequently, general deterrence is important as it serves the purpose of sending a clear message to practitioners that adverse consequences will follow, including that doctors who engage in such conduct will put at risk their ability to remain within the profession.
As was observed by the Tribunal, the primary aim of an order of this kind is to protect the public and to protect the reputation of the profession. In order to achieve this aim, the Court may also act in a punitive fashion. As Maxwell P noted in Quinn v Law Institute of Victoria ([2007] VSCA 122), the orders available to a court in these proceedings are 'punitive as well as protective' and the Tribunal's jurisdiction 'is inescapably - indeed, intentionally - punitive, in the service of protecting the public'.
that the Respondent be prohibited from providing, whether as an employee, contractor, manager or volunteer, and whether directly or indirectly, any health service involving provision of care, to any male patient and/or person, during the ordered disqualification period.
In anticipation of his registration being cancelled, he hopes to be able to work in a field of employment where he may put his knowledge and experience of the medical profession to practical use, but in circumstances where he would not be involved in a clinical context. In particular, Dr Lee is interested in pursuing positions in medical management/administration in Telehealth, like the one advertised recently on Seek (see the accompanying job advertisement). Alternatively, Dr Lee is interested to pursue positions that might become available as a medical educator or which would see him employed in a medical advisory role (and which tend to be associated with pharmaceutical companies).
In Dr Lee's circumstances, there is no practical risk that, during his period of disqualification, he will engage in the sort of conduct that he has been that he has been found to have engaged in, were he to work in the fields in which expresses interest...Were he to find work in a medical management/administrative position in Telehealth, or as a medical educator or in a medical advisory capacity, he would not find himself in the same or similar context to that wherein the conduct has been proved to have occurred. He would not have the same opportunity to engage in such conduct. He would not pose a risk at all.
[2] The National Law as applicable in Victoria is set out as a schedule to the Health Practitioner Regulation National Law (Victoria) Act 2009.
[3] We note that the PrepX Program ran for 21 months (see [7] of the decision on liability) and Complainant 1 indicated he had been involved in it for approximately one and a half years before he withdrew from the Program (paragraph [28] of his second witness statement).
[4] In particular, Health Care Complaints Commission v Black (No 3) [2015] NSWCATOD 72 at [99] ff.
[5] Health Ombudsman v Arora [2019] QCAT 200.
[6] Stirling v Legal Services Commissioner [2013] VSCA 374 (17 December 2013) at [67].
[7] We note from the submission by Dr Lee of 14 April 2020 that he is in fact 39 years old.
[8] Noting there were no criminal charges laid.
[9] This is in fact the decision by Deputy President Macnamara (as he then was) granting a stay of the Tribunal's determinations order of 5 June 2013 pending the hearing and determination of Dr Naim's application for leave to appeal. (Such leave was ultimately granted, but the appeal was refused - Naim v Medical Board of Australia [2013] VSCA 205 (29 August 2013) per Hansen, Tate JJA). While the 21 March 2013 VCAT decision finding some allegations proved against Dr Naim is at Medical Board of Australia v Naim (Review and Regulation) [2013] VCAT 329, the order of 5 June 2013 itself does not appear to have been subject of published reasons,
[10] In Dental Board of Australia v BYX (Review and Regulation) [2019] VCAT 1739 at [38], the Tribunal took the view that once a cancellation order had been made, there was no power to make a prohibition order. The difference between this view, and that taken in cases such as King, Kumar and Dhillon was acknowledged in Psychology Board of Australia v Asher (No 2) (Review and Regulation) [2019] VCAT 1957 at [129] and following, where the Tribunal declined to express a view, saying that a prohibition order was not appropriate in that case, even if there was power to impose it.
[11] See Dental Board of Australia v BYX (Review and Regulation) [2019] VCAT 1739 at [38].
Medical Board of Australia
Lee