[2023] VSCA 269
General information, not legal advice.
Court of Appeal (Vic)
2023-11-09
Ms CJ, Leish JA, Niall JA, Kennedy JA
Original judgment source is linked above.
(a) Firstly, the September 2020 incident [being the uncharged act] involves the [applicant] questioning [Ms Abbott] about her sexual relations with another man and punching her, spitting on her, and pushing her head into a glass door.
(b) [Ms Abbott] says in her police statement she told the [applicant] it was over after this incident.
(c) Next, on 6 October 2020, the [applicant] attended [Ms Abbott's] home. She did not allow him in but spoke to him in her car. He became aggressive and she tried to leave. He locked the car doors to prevent her leaving. When she did open the door, he pushed her, and she fell to the ground.
(d) On 8 October at 5.00am the [applicant] attended at [Ms Abbott's] apartment and threw rocks at her window and then at 4.00pm he approached [Ms Abbott] who was in her car in the car park. She called the police and then, as she drove to the police station, the [applicant] swerved his car towards hers forcing her to take evasive action.
(e) On 10 October after the [applicant] attended at [Ms Abbott's] apartment and was refused entry, he followed [Ms Abbott] as she walked to a supermarket, attempting to snatch her keys. He took her phone and keys and cut her hand in the process.
(f) On 14 October the [applicant] attended [Ms Abbott's] apartment, and she agreed to talk to him in the car. He became physically aggressive and punched her, slapped her, and spat on her. The [applicant] refused to let [Ms Abbott] out of the car and made her drive around for hours.
(g) On 17 October he again attended [Ms Abbott's] apartment. She let him inside, and he became aggressive, spat on her, and threw things at her. He agreed to leave, but made [Ms Abbott] drive him back to his car. He threatened to kill her, and he assaulted her.
(h) On 18 October the [applicant] asked [Ms Abbott] to come over to his mother's house for a pizza. She did this. They drove together to get a pizza, and the [applicant] assaulted [Ms Abbott], causing injuries. The [applicant] then persuaded [Ms Abbott] to drive him to his car, and as they were driving, he questioned her about her relationships with other men. He then drove back to his mother's address and after calling [Ms Abbott] a slut and a whore, he said he was going to treat her like one. He told [Ms Abbott] to "suck my dick, you slut". He held a gas jet lighter up and threatened to burn [Ms Abbott] if she did not comply. He then dragged [Ms Abbott] from the car to a downstairs bathroom at his mother's place. He took possession of a knife and made her perform oral sex on him. He made a video of this incident on his phone camera. He then drove around with [Ms Abbott] in the car for over several hours assaulting her and causing injury.[13]
2.1.1. a willingness to engage in verbally violent behaviour, in both written and verbal form, towards his previous intimate partner, [Julie Higgins], and
2.1.2. a willingness to engage in verbally violent behaviour in written form and being verbally aggressive, towards his current intimate partner, the complainant, [Stephanie Abbott], and
2.1.3. a willingness to engage in physically violent behaviour towards his previous intimate partner, [Julie Higgins], and
2.1.4. a willingness to engage in physically violent behaviour towards his current intimate partner, the complainant, [Stephanie Abbott].
2.2.1. to persistently exercise verbal violence upon his previous intimate partner via text messages and being verbally demanding, [Julie Higgins], as a means of control over her; and
2.2.2. to persistently exercise verbal violence upon his current intimate partner, the complainant, [Stephanie Abbott], as a means of control over her; [and]
2.2.3. to persistently exercise physical violence upon his previous intimate partner, [Julie Higgins], and
2.2.4. to persistently exercise physical violence upon his intimate partner, the complainant, [Stephanie Abbott], as a means of control over her.
'Send me a photo before I kill u.'
'You don't understand how this is going to end for u ..and what amazes me is u know what I will do to you ..but u still act like the smart slut you are.'
'I will shoot you with a gun before you even manage to call the Police'
'I am your master, that's who. I own your pussy and you know it, you know I have control over you because you allowed urself to get videos and pictures taken of you spreading your legs and getting fucked by me and because of the lack of respect ur showing me, I might have to show u who'
'Keep ignoring me u bitch nd we will see, I can say whatever the fuck I want to u and u have to accept it because I own u you fuckable face'
'The amount of things I have on u, I hold all the power, Yeh that's why I am ur master'
'Do you want another bashing?? U get smart and act like I won't do it u goose, I'm just going to turn on u do u understand u moron?'
'and what happens to a dog that challenges its masters authority? It gets beaten..especially when the dog is owned'
'Listen u fucken smart cunt, This is exactly what I mean...U don't call the fucking shots do u understand? I do, I'm the cunt that owns u'
'Listen, I'm sorry but we both know that I am your master and I own you with all that I have and know about you... I have a lot of power over you which you know I do and can destroy your world if I choose to, It's a fact, Don't call my bluff because u know what happens.'
The learned judge erred in failing to find that the evidence in the document 'Outline of Tendency Evidence Intended To Be Led Before The Jury Through The Informant' relating to [Ms Higgins] is inadmissible.
The judge erred in ruling the tendency evidence as disclosed in the Notice was admissible.
Particulars
The judge erred in finding that the evidence identified in the Notice supported the asserted tendency or a relevant tendency.
The judge erred in failing to find that the tendency was a general one of bad character.
The judge erred in finding that the tendency evidence was significantly probative of offending on the indictment.
The judge erred in finding that the tendency evidence was significantly probative of the rape offences on the indictment.
The judge erred in finding that the tendency evidence showed that the applicant had a particular state of mind that was significantly probative of the commission of the offences on the indictment.
The judge erred in finding that the tendency evidence showed that the applicant had a particular state of mind that was significantly probative of the commission of the rapes on the indictment.
The judge erred in finding the evidence identified in the Notice as not unfairly prejudicial.
The judge erred in finding the evidence identified in the Notice as not unfairly prejudicial to the rapes in particular.
The judge erred in assessing the magnitude of the unfair prejudice.
The judge erred in finding the unfair prejudice could be cured by direction.
The judge erred in finding the probative value of the evidence substantially outweighed its prejudicial effect.
(a) that a tendency to engage in conduct towards Ms Higgins was irrelevant to any fact in issue as Ms Higgins was not a complainant in the present case. Although any evidence relevant to Ms Higgins could be the basis of some other more general tendency, that was not how the Notice had been drafted; and
(b) that, given the way evidence will be led in respect of Ms Higgins, the only way to provide context for the jury will be for the applicant to give evidence. In particular, he claimed that, at the time of the applicant's relationship with Ms Higgins, she was married with children and fearing disclosure, which put the text messages asserting ownership and control of Ms Higgins 'in a different light'.
(a) it casts the applicant unfairly as someone who 'hates women and takes particular delight in verbally and physically abusing them';
(b) some of the conduct is extreme and 'borders on the irrational' inviting speculation by the jury;
(c) the response of the jury is likely to be 'emotional and subconscious' and therefore unlikely to be cured by direction;
(d) the single uncharged act occurs in a 'sea of uncharged act[s]' which will 'inevitably invite speculation by the jury and require complex directions which are unlikely to be adhered to';
(e) the judge recognises that the text messages required editing; and
(f) it is accepted by the respondent that removing the tendency would substantially weaken the respondent's case. If the applicant's assessment of low probative value is correct, the weakening of the respondent's case can only be because of a loss of the substantial prejudice.
(a) [Ms Higgins] and [Ms Abbott] are both females who were in an intimate relationship with the applicant at the relevant time;
(b) The applicant used aggressive behaviour made up of physical violence, criminal damage and threats;
(c) The threats were to each woman and their respective families;
(d) The attacks on each woman take place in an effort by the applicant to control those women at the end of the respective relationships;
(e) The attacks involve verbally and physically attacking each woman in situ and each woman in their vehicles;
(f) The attacks were a means of controlling each woman and to force them to submit to the applicant's demands; [and]
(g) The conduct occurs between November 2018 to January 2019 (Ms [Higgins]) and May 2020 to October 2020 (Ms [Abbott]) which is within a short period of time ([having regard also to the applicant's incarceration]).
97 The tendency rule
(1) Evidence of the character, reputation or conduct of a person, or a tendency that a person has or had, is not admissible to prove that a person has or had a tendency (whether because of the person's character or otherwise) to act in a particular way, or to have a particular state of mind unless -
(a) the party seeking to adduce the evidence gave reasonable notice in writing to each other party of the party's intention to adduce the evidence; and
(b) the court thinks that the evidence will, either by itself or having regard to other evidence adduced or to be adduced by the party seeking to adduce the evidence, have significant probative value.
(1) This section only applies in a criminal proceeding and so applies in addition to sections 97 and 98.
(2) Tendency evidence about an accused, ... that is adduced by the prosecution cannot be used against the accused unless the probative value of the evidence substantially outweighs any prejudicial effect it may have on the accused.
...
The assessment of whether evidence has significant probative value in relation to each count involves consideration of two interrelated but separate matters. The first matter is the extent to which the evidence supports the tendency. The second matter is the extent to which the tendency makes more likely the facts making up the charged offence ... In summary, there is likely to be a high degree of probative value where (i) the evidence, by itself or together with other evidence, strongly supports proof of a tendency, and (ii) the tendency strongly supports the proof of a fact that makes up the offence charged.[47]
In order to determine whether the evidence, on each of the charges in this case, is admissible as tendency evidence in respect of the other charges, it is necessary to address four fundamental questions, namely:
(1) Whether the evidence, in respect of a particular charge, supports the particular tendency that is sought to be relied on;
(2) Whether that tendency has a probative value in respect of the offence that is the subject of one of the other charges; that is, whether the proposed tendency evidence is capable of rationally affecting the assessment, by the jury, of the probability of a particular fact in issue on one or more of the other charges;
(3) Whether, as such, the tendency evidence sought to be relied on has significant probative value in respect of that fact in issue; [and]
(4) Whether the probative value of that tendency evidence would substantially outweigh any prejudicial effect it may have on the accused person.[48]
(a) Leave is refused to amend the notice of application for leave to appeal.
(b) The application for leave to appeal is refused.
[1] So as to prevent any risk of prejudice to the proper administration of justice, these reasons for judgment have been anonymised by the adoption of pseudonyms in place of certain names.
[2] Indictment 2A contains the following charges: two charges of false imprisonment contrary to common law; one charge of stalking contrary to s 21A of the Crimes Act 1958; two charges of causing injury recklessly contrary to Crimes Act 1958, s 18; two charges of common assault contrary to the common law; one charge of contravention of order intending to cause harm or fear for safety contrary to Family Violence Protection Act 2008, s 123A(2); two charges of causing injury intentionally contrary to Crimes Act 1958, s 18; one charge of making a threat to kill contrary to Crimes Act 1958, s 20; two charges of rape contrary to Crimes Act 1958, s 38(1), as amended by Crimes Amendment (Sexual Offences) Act 2016; and one charge of persistent contravention of a family violence intervention order contrary to Family Violence Protection Act 2008, s 125A.
[3] Under s 97(1)(a) of the Evidence Act 2008.
[4] The full terms of the Notice are referred to, below, at [12].
[5] DPP v [Harlen] (Ruling No 1) (County Court of Victoria, Judge Doyle, 27 March 2023) ('Ruling No 1').
[6] DPP v [Harlen] (Ruling No 2) (County Court of Victoria, Judge Doyle, 27 March 2023) (the 'Tendency Ruling').
[7] The (further) amended tendency notice is dated 29 September 2023.
[9] DPP v [Harlen] (County Court of Victoria, Judge Doyle, 25 July 2023) (the 'Further Ruling').
[10] DPP v [Harlen] (County Court of Victoria, Judge Doyle, 25 July 2023) ('Ruling No 5').
[11] Indictment 1A was applicable at the time of the Tendency Ruling. It contained the following charges: two charges of false imprisonment contrary to common law; one charge of stalking contrary to Crimes Act 1958, s 21A; two charges of causing injury recklessly contrary to Crimes Act 1958, s 18; three charges of common assault contrary to common law; one charge of contravention of order intending to cause harm or fear for safety contrary to Family Violence Protection Act 2008, s 123A(2); two charges of making a threat to kill contrary to Crimes Act 1958, s 20; two charges of causing injury intentionally contrary to Crimes Act 1958, s 18; two charges of rape contrary to Crimes Act 1958, s 38(1), as amended by Crimes Amendment (Sexual Offences) Act 2016; and one charge of persistent contravention of a family violence intervention order contrary to Family Violence Protection Act 2008, s 125A. It therefore appears that two charges have been excluded in the current Indictment 2A, being charge 8 (common assault) and charge 9 (making a threat to kill).
[17] There are only two categories of evidence remaining consequent on Ruling No 1, cited above at [4].
[21] As we understand it, the respondent is not seeking to adduce evidence of a 'decision, or of a finding of fact, in [a] ... proceeding' based on s 91. Rather, the respondent is seeking to adduce evidence of an admission. Although by the bare plea, the applicant is taken to have admitted guilt of the charge, and nothing more, any dispute as to facts beyond the essential ingredients admitted by the plea is resolved by the application of ordinary principles that apply in criminal cases: Giri v The Queen [2022] VSCA 64, [21] (Priest and Beach JJA).
[23] This conduct was the subject of a category of evidence pertaining to Ms Higgins in the Notice which is no longer in issue.
[27] [2017] VSCA 237; Tendency Ruling, [23]-[30].
[29] [2020] NSWCCA 355; Ibid [32].
[37] Charges 8-11 were one charge of common assault contrary to the common law; one charge of making a threat to kill; one charge of causing injury intentionally and one charge of causing injury recklessly.
[38] The judge cites charges 12-18, but appears to have intended to refer to charges 12-16. Charges 12-16 were two charges of rape, one charge of making a threat to kill, one charge of causing injury intentionally and one charge of persistent contravention of a family violence intervention order.
[44] Morey [2023] VSCA 153, [32], [45] (Beach, T Forrest and Kaye JJA).
[47] [2017] HCA 20; (2017) 263 CLR 338, 356-7 [41]; [2017] HCA 20, cited in Klein (a pseudonym) v The King [2022] VSCA 249, [85] (Priest AP, Beach and T Forrest JJA). See also McPhillamy v The Queen [2018] HCA 52; (2018) 361 ALR 13, 19 [26] (Kiefel CJ, Bell, Keane and Nettle JJ), 20-1 [33] (Edelman J); [2018] HCA 52; TL v The King (2022) 275 CLR 83, 95-6 [28]-[29] (Kiefel CJ, Gageler, Gordon, Steward and Gleeson JJ); [2022] HCA 35.
[48] [2022] VSCA 201, [21] (citations omitted).
[49] KJM v The Queen (No 2) [2011] VSCA 268; (2011) 33 VR 11, 12-13 [9]-[14] (Maxwell P, Buchanan, Neave, Redlich and Bongiorno JJA); [2011] VSCA 268; Tuite v The Queen [2015] VSCA 148; (2015) 49 VR 196, 199 [8] (Maxwell ACJ, Redlich and Weinberg JJA); [2015] VSCA 148. See also Ebrahimi (a pseudonym) v The Queen [2022] VSCA 65, [21]-[23] (Maxwell P, Sifris and Macaulay JJA); Matthews (a pseudonym) v The King [2023] VSCA 229, [56]. While the applicant initially disputed whether the appeal is 'governed solely' by the House v The King principles, he ultimately conceded that he is 'happy to proceed on the basis that the application of the facts and circumstances to the correctly identified legal test in this case is discretionary and to be assessed according to the principles in House v The King'. See generally, GLJ v Trustees of the Roman Catholic Church for the Diocese of Lismore [2023] HCA 32, [15]-[16] (Kiefel CJ, Gageler and Jagot JJ).
[50] House v The King (1936) 55 CLR 499, 505 (Dixon, Evatt and McTiernan JJ); [1936] HCA 40.
[51] Taylor [2020] NSWCCA 355, [146] (Beech-Jones J).
[52] [2017] VSCA 237, [55].
[54] R v Bauer (2018) 266 CLR 56; [2018] HCA 40.
[55] Henderson [2017] VSCA 237, [56]-[59]. The tendency notice cited general mistreatment and abuse of the complainant: see [9].
[57] Taylor [2020] NSWCCA 355. Beech-Jones J, Walton J agreeing at [136], identified the alleged tendency in Taylor as being 'to be violent and threatening towards women with whom he had an intimate relationship': [145]. He also considered that that form of tendency was manifest when the relationship breaks down or came under stress: [145], [154].
[58] November 2018-January 2019 (Ms Higgins) and September-October 2020 (Ms Abbott).
[61] Ibid s 297(1)(b)(i).
[62] Ibid s 297(1)(b)(ii).
[63] Ibid s 297(1)(b)(iii).
[64] Hughes [2017] HCA 20; (2017) 263 CLR 338, 335-6 [39] (Kiefel CJ, Bell, Keane and Edelman JJ); [2017] HCA 20.
[65] Taylor [2020] NSWCCA 355, [152].
Harlen (a pseudonym)
The King [2023] VSCA 269
Hughes v The Queen [2017] HCA 20; (2017) 263 CLR 338, Taylor v The Queen [2020] NSWCCA 355, Townsend (a pseudonym) v The King [2022] VSCA 201, Morey (a pseudonym) v The King [2023] VSCA 153, considered - Henderson (a pseudonym) v The Queen [2017] VSCA 237, distinguished.
(2018) 361 ALR 13
(2015) 49 VR 196
(1936) 55 CLR 499
(2017) 263 CLR 338
(2022) 275 CLR 83
(2011) 33 VR 11
(2018) 266 CLR 56