[2023] VSCA 205
General information, not legal advice.
Court of Appeal (Vic)
2023-09-04
Mr J, Emerton P, Beach JA, Leish JA
Original judgment source is linked above.
Neither the confessor, KH, nor the person to whom he made the confessional statement, ZA, is now 'available' within the meaning of the Evidence Act for the trial - KH is deceased; and ZA has left the country and lost touch with the parties. Therefore, there appears to be no basis to admit ZA's statement, despite its relevance, and it is this which causes the accused incurable unfair prejudice in his defence.
And - and then I could feel something - like, hands in my pants and - and, like, I was on the side that was dark and he had two other mates with him, their names is [sic] Isa[4] and Keefer.[5]
...
That's what he said, and he had his - he had his hands in my pants and then he - he pushed his finger in my arse and I, like, moved straight over and I'm like, 'I gotta go back home to mum', coz I was scared.
...
It was about three in the morning, so I ended up going back and not telling anyone ... .
Because he - he would always, like, say, 'I love you', and stuff, 'I love you', and - and - and it was just not on.
[The applicant] said: 'How you do that when I sleep next to him?'
[KH] said: 'On that time you were sleeping. He was also sleeping, the boy. Boy is on the couch and [the applicant] is on the floor. 1 gave the finger and I moved from there. [The applicant] wake up, and the boy wake up and he looks to see [the applicant]. He did not see me, he just see [the applicant].'
- [The applicant] told me the reason he slept near [complainant's first name] is because he knows [KH's] habits. He wanted to look after him. He put him on the couch and sleep next to him.
- When he said that he gave him the finger, I knew that meant he put his finger inside his arse. I didn't ask any more explanation, but I knew his meaning.
I had - I had, yeah, seen of him [sic] and, like sort of knew about him roughly, yeah.
Okay. And when you woke up, did you feel - you knew you were on the couch. Did you feel anything?---Yes.
Okay. And when you woke up, did you hear anything?---Yes.
What did you feel, when you woke up?---I felt, um, [the applicant] - his fingers were - his hands were down my pants, the backside of me, so my - near the bum, and I could feel him touching my arsehole - around it, and then, straight away, he had shoved a finger in, and that had fully awared - awaked me. And then, at that point, I'd got up, and freaked out. And that's when he had turned on the light.
And that's when - sorry, I missed that?---That's when [the applicant] had turned on the light.
All right. And I - okay. So - what did you hear, when you woke up?---I could hear, at - at the time that he had put his hands down my pants, and was touching me, he - he was - his head was, like, sort of near my head, and I could hear him whispering, 'I love you'.
When you say - you told us, before, that the lights turned on, and you could see [the applicant] sitting in a recliner?---Well, yeah, he had - he had got up, turned the - like, turned the lights on, but he was - yeah - like, he was next to me, though, at that - at - when the lights were off, he was.
Yes. Right. So, you say - okay, I understand that?---Yep.
So, when [the applicant] was telling you to stay, was he in the recliner, or was he doing something else?---He was blocking - he was at the front of his doorway, blocking me off, not letting me out.
Oh, well. Well - now, [the applicant] says that he did not touch your bottom, or put his finger in your bottom; is he right or wrong about that?---He's wrong.
[The applicant] says that he did not whisper or say, 'I love you', while you were lying down on the couch; is he right or wrong about that?---He's wrong; he did do that.
Nowhere in the cross-examination was it suggested to the complainant that it was, or might have been, KH who had offended against him.
Oh yes, I remember that night when you were asleep, I put my finger into [the complainant's] anus.
He just told me three or four times that he put his finger into [the complainant's] anus and then I just told [ZA], 'Ah, have you heard what he's telling us' and he told me yes, that he's telling me that he has put his finger into [the complainant's] anus.
The test is expressed in different ways but essentially, the accused must show that his trial will necessarily be unfair. That is, that there is nothing that the judge can do which will alleviate that unfairness.
This case can be contrasted with those in which missing witnesses would clearly have been able to give relevant evidence about the circumstances of an alleged crime. A statement was taken from [KH] after the accused nominated him in his record of interview as being a person present on the night. [KH] denied knowing anything about the events of that night or even knowing the complainant by name. His account accords with the complainant's account of the night and also the accused's account in his record of interview, insofar as he said in his statement that the sleeping arrangements were that he would sleep in the bedroom on the floor of the accused's flat. This is what the complainant said in his evidence by way of VARE and special hearing. That is, that the other two people who were in the flat that night had nothing to do with what occurred between him and the accused, who were in the lounge room, and the other two people were in the bedroom on the floor.
The accused in his record of interview only had one other person present on the night in his flat, who was [KH], and he also said that [KH] was sleeping on the floor in his bedroom.
In my view, neither the circumstances in which [ZA] made his statement nor its contents inspire any confidence as to its veracity or reliability. To the contrary.
In terms of the contents of the statement of [ZA], it simply does not have the ring of truth to it. In fact, [ZA's] account of what the deceased [KH] said is quite odd and implausible.
For example, ZA says that the accused said to [KH], 'How do you do that, when I sleep next to him?' And [KH] responded, 'On that time you were sleeping, he was also sleeping, the boy. Boy is on the couch and [the applicant] is on the floor. I gave the finger and I moved from there. [The applicant] woke up and the boy woke up and he looked to see [the applicant]. He did not see me, he just see [the applicant].'
Further, [ZA's] statement is inconsistent with the accused's record of interview, in which the accused has himself sleeping in the bedroom, not in the lounge room.
And it is also inconsistent with the accused's evidence on the voir dire in significant respects. I do not regard the fact that [ZA] says the accused said he came from Swan Hill court as opposed to Bendigo court to be terribly significant, considering the accused and probably [ZA's] language difficulties and perhaps limited understanding. But nevertheless, it is a difference. More significant is that - in fact, very significant - is that [ZA] said that [KH] started laughing and said, 'You remember that night, I give a finger to that boy on that night.'
And he repeated [KH] as saying that, 'I give him finger on that night,' - later in his statement - and said that [KH] said that two or three times. [ZA] then went on to say, 'When he said that he gave him the finger, I knew that meant he put his finger inside his arse. I didn't ask any more explanation, but I knew his meaning.' This can be contrasted with the evidence of the accused that the confession by [KH] was to inserting his finger into the anus of the complainant.
To quote, the accused gave evidence that he said, 'I put my finger into [the complainant's] anus,' which is quite an explicit admission. Further, [ZA] said that the accused said to [KH] after he confessed, 'How do you do that when I sleep next to him?' Now, that is something that the accused denied saying in the voir dire and also denied doing in the voir dire. In the voir dire, as opposed to the record of interview, he had himself sleeping in the lounge room, albeit two metres or so from the complainant.
Another significant inconsistency is that [ZA] says, '[The applicant] told me the reason he slept near [the complainant] is because he knows [KH's] habits. He wanted to look after him. He put him on the couch and sleep next to him.' Now, this is to be contrasted with what the accused said in the voir dire. He denied that he told [ZA] that that was the reason that he slept next to, or rather near, [the complainant]. Instead, he gave as the reason that he slept near [the complainant] to protect him if he fell off the couch because he was drunk or to assist him if he needed water.
The accused also said in evidence in the voir dire that he did not have any concerns about [KH] doing anything - presumably in a sexual sense - to the complainant. He wasn't worried about that at all. So, there are significant differences between the evidence given by the accused on the voir dire and the statement of [ZA].
(1) The primary judge erred in giving no weight to the overall unfairness that would arise in the applicant being forced to undergo a trial in which he could not put his best, and perhaps only real, defence - namely, that another person present in the unit at the time of the alleged offending had admitted to committing the offence.
(2) The primary judge erred in giving no weight to the fact that, in the absence of ZA's statement, the applicant would be compelled to give evidence in order to advance the defence that KH committed the offence - thereby exposing the applicant himself to an attack that he has invented this defence.
(3) The judge erred in considering the reliability of ZA's statement. That was a matter for the jury. The correct approach required the judge to consider the significance of the evidence which could not be called from the perspective of the applicant. In impermissibly focusing on credibility issues relating to the applicant and ZA, the judge took into account irrelevant matters (including the matters she identified as inconsistencies) and failed to take into account relevant considerations. Specifically, the applicant complained about the judge:
- taking into account an irrelevant consideration relating to the provision by ZA to the informant of incorrect information about his address and telephone number;
- considering and/or giving too much weight to the various statements made or alleged to have been made by the applicant about where he slept on the night in question;
- considering the different versions of KH's confession given by the applicant and ZA as a material inconsistency;
- considering the difference between the applicant's evidence and ZA's statement about the applicant being aware of KH's habits as a material inconsistency;
- considering or giving weight to the fact that the complainant was not cross-examined at the special hearing about whether it was KH who had offended against him; and
- declaring her preference for the evidence of the complainant over the evidence of the applicant and ZA's statement.
(1) First, the judge's discretion miscarried when she identified the inadmissibility of ZA's statement as the source of irredeemable prejudice. The applicant submitted that the source of the irredeemable prejudice was the unavailability of KH (the alleged confessor) as well as the unavailability of ZA (a person independent of the accused who could give evidence of KH's confession). The misidentification of the source of the prejudice meant that the judge was unable to properly identify the nature of the prejudice.
(2) Secondly, the discretion miscarried when her Honour made a 'mixed error of principle and fact' when she concluded that KH's statement to police was to be preferred over and above the contents of his alleged confession. The applicant submitted that the judge's conclusion read too much into KH's statement to police; and that, in any event, it was an error in principle for her Honour to express any preference one way or the other.
(3) Thirdly, the judge's discretion miscarried when she had regard to her own view of the veracity of ZA in determining whether his unavailability had created any prejudice to the applicant's defence. Her Honour did not evaluate the lost opportunity from the perspective of the defence, as she was required to do. Furthermore, because the question was whether ZA's evidence of the confession would have been admissible had he been available to give evidence, the judge's examination of ZA's evidence had to be directed to the statutory question in s 65(2)(d) of the Evidence Act, specifically, whether KH made the representation in circumstances that made it likely that the representation was reliable.
Probative value of evidence means the extent to which the evidence could rationally affect the assessment of the probability of the existence of a fact in issue ... ;
The assessment of 'the extent to which the evidence could rationally affect the assessment of the probability of the existence of a fact in issue' requires that the possible use to which the evidence might be put, which is to say how it might be used, be taken at its highest.[26]
No such issue or question of statutory construction arises in the present case, where her Honour was required to consider the effect of the evidence which had become unavailable - not the effect such evidence might have had if taken at its highest.
[1] In order not to prejudice the administration of justice and/or identify the complainant in a case of alleged sex offending, a pseudonym has been used in the place of the name of the applicant and the reasons have been prepared in a form which omits identifying details.
[2] DPP v [Haris] (unreported, County Court of Victoria, Judge Carlin, 17 March 2023) ('Ruling').
[3] While the indictment pleads that the rape occurred on 19 October 2016, from the summary of prosecution opening it is apparent that the prosecution case is that the rape occurred at about 3.00 am on the next morning.
[4] In the VARE transcript, 'Isa' was typed as 'Izza'.
[5] Before the primary judge, and in this Court, the parties accepted that the reference to 'Keefer' was a reference to KH. While the applicant submitted to the primary judge that the reference to 'Isa' was most likely a reference to ZA, in this Court, the parties agreed that there is no basis upon which it can be concluded that Isa is ZA.
[7] See s 62 of the Evidence Act.
[8] The submission to the primary judge that ZA may have been the perpetrator was based on the applicant's then contention that Isa was most likely ZA. As we have already observed, that suggestion was withdrawn by the applicant in this Court.
[9] R v Glennon [1992] HCA 16; (1992) 173 CLR 592, 605-6 (Mason CJ and Toohey J) ('Glennon').
[10] R v Edwards [2009] HCA 20; (2009) 83 ALJR 717, 723 [33] (Hayne, Heydon, Crennan, Kiefel and Bell JJ) ('Edwards').
[11] Glennon [1992] HCA 16; (1992) 173 CLR 592, 605-6; Walton v Gardiner (1993) 177 CLR 378, 392-3 (Mason CJ, Deane and Dawson JJ) ('Walton'); Edwards [2009] HCA 20; (2009) 83 ALJR 717, 723 [34].
[12] Dupas v The Queen [2010] HCA 20; (2010) 241 CLR 237, 250 [35] (French CJ, Gummow, Hayne, Heydon, Crennan, Kiefel and Bell JJ) ('Dupas').
[13] Walton (1993) 177 CLR 378, 392; Edwards [2009] HCA 20; (2009) 83 ALJR 717, 720-1 [23].
[14] See R v FJL [2014] VSCA 57; (2014) 41 VR 572, 576-7 [24] (Osborn JA, with whom Redlich JA and Sifris AJA agreed), citing Kaye JA (with whom Neave JA and Lasry AJA agreed) in Audsley v The Queen (2013) 228 A Crim R 98, 110 [55].
[15] McGee (a pseudonym) v The Queen [2020] VSCA 146, [132] (Maxwell P, T Forrest and Weinberg JJA) ('McGee'). See further Lucciano v The Queen [2021] VSCA 12; (2021) 287 A Crim R 529, 539-540 [43]-[44] (McLeish, Niall and T Forrest JJA); [2021] VSCA 12 ('Lucciano').
[16] Walton (1993) 177 CLR 378, 395-6.
[17] We say nothing about the possibility of a permanent stay now being sought in the County Court on a different basis from that in the present application.
[18] See R v FJL [2014] VSCA 57; (2014) 41 VR 572, 576-7 [24] (Osborn JA, with whom Redlich JA and Sifris AJA agreed), citing Kaye JA (with whom Neave JA and Lasry AJA agreed) in Audsley v The Queen (2013) 228 A Crim R 98, 110 [55].
[19] Morton (a pseudonym) v The Queen [2020] VSCA 49, [154] (Beach and Kyrou JJA); McGee [2020] VSCA 146, [144]-[145] (Maxwell P, T Forrest and Weinberg JJA); Lucciano [2021] VSCA 12; (2021) 287 A Crim R 529, 539-540 [43] (McLeish, Niall and T Forrest JJA); [2021] VSCA 12.
[20] [2016] HCA 32; (2016) 259 CLR 47 ('Sio').
[21] The section under consideration was s 65(2)(d) of the Evidence Act 1995 (NSW).
[22] Sio [2016] HCA 32; (2016) 259 CLR 47, 68 [70] (French CJ, Bell, Gageler, Keane and Gordon JJ).
[23] [2016] HCA 14; (2016) 257 CLR 300 ('IMM').
[24] An Act which is in substantially the same terms as legislation adopted by the Commonwealth and by other States and Territories: IMM [2016] HCA 14; (2016) 257 CLR 300, 305 [9] (French CJ, Kiefel, Bell and Keane JJ).
[25] French CJ, Kiefel, Bell and Keane JJ.
[26] IMM [2016] HCA 14; (2016) 257 CLR 300, 313 [44].
Haris (a pseudonym)
The King [2023] VSCA 205
Dupas v The Queen [2010] HCA 20; (2010) 241 CLR 237, McGee (a pseudonym) v The Queen [2020] VSCA 146, Morton (a pseudonym) v The Queen [2020] VSCA 49, R v Edwards [2009] HCA 20; (2009) 83 ALJR 717, R v FJL [2014] VSCA 57; (2014) 41 VR 572, R v Glennon [1992] HCA 16; (1992) 173 CLR 592, Walton v Gardiner (1993) 177 CLR 378, referred to.
(2010) 241 CLR 237
(2009) 83 ALJR 717
(1992) 173 CLR 592
(2016) 257 CLR 300
(2014) 41 VR 572
(1993) 177 CLR 378
(2016) 259 CLR 47