[2023] WASC 444
General information, not legal advice.
Supreme Court of WA
2023-11-24
Mitchell J
Original judgment source is linked above.
Any person who unlawfully assaults another is guilty of a simple offence[.]
may issue to a detainee such orders as are necessary for the purposes of this Act, including the security, good order, or management of a facility or detention centre, and may use such force as is prescribed under section 11C as is necessary to ensure that lawful orders given to a detainee are complied with.
(1) A custodial officer is authorised to use no more than prescribed force in the management, control and security of a facility or detention centre.
(2) A custodial officer must not use force on a young offender unless that force is used in the prescribed circumstances.
(1) For the purposes of section 11C(1) of the Act -
prescribed force means the degree of physical force which is the minimum required to control a detainee's behaviour in the circumstances.
(2) A person cannot use a physical restraint hold when applying prescribed force unless -
(a) that person has received instruction in the proper use of that hold; and
(b) the use of that type of hold has been authorised by the superintendent.
(1) For the purposes of section 11C(2) of the Act -
prescribed circumstances means an immediate period when a detainee is imminently presenting a risk of physical injury to himself or herself, other detainees or staff.
(2) As soon as the imminent risk has passed and the detainee has been stabilised then prescribed circumstances for the use of force no longer exist.
harmful act means an act that is an element of an offence under this Part other than Chapter XXXV.
(2) A harmful act done by a person is lawful if the act is done in self‑defence under subsection (4).
...
(4) A person's harmful act is done in self-defence if -
(a) the person believes the act is necessary to defend the person or another person from a harmful act, including a harmful act that is not imminent; and
(b) the person's harmful act is a reasonable response by the person in the circumstances as the person believes them to be; and
(c) there are reasonable grounds for those beliefs.
With the use of force training at the academy during our initial course, we receive training in communication and de-escalation, getting us to talk to the kids and to try to de-escalate whatever is happening. We're supposed to do all that before using force.
When we use force against kids, it has got to be justifiable force. Use of force [training] is supposed to be mandatory. With staff shortages, training has gone out the window. Refresher training is supposed to be done 12 monthly but I can't say the last time I did it. If you don't do your training each year, I don't think there are any restrictions placed upon you. Training isn't done [just] because we are so short staffed. There is no time for it.
[The complainant] was lipping off. By lipping off I mean mouthing off, swearing, being abusive.
I've worked with [the complainant] a bit at Banksia Hill. I know he bites, spits and assaults staff. It was decided to do a wand search of [the complainant]. I don't know who had the wand. [The complainant] was put on the orange box. I don't remember how he got there. I must have helped [the complainant] get up there. The floor in admissions is concrete with lino on it. I wouldn't think there is padding on the floor.
[The complainant] was threatening [the appellant], calling him an old cunt and saying he was going to punch him in the head.
...
I'm pretty sure when he was on the box facing towards [the appellant] [the complainant] lunged at him. I grabbed hold of the back of [the complainant's] shirt. I'm pretty sure he lunged forward as his shirt pulled out while I was holding it. His shirt was stretched out when he was leaning forward. In holding [the complainant's] shirt, I had some control of him. It would have stopped him running off or lunging forward. I didn't have hold of [the complainant's] arm. He was free to do whatever he wanted.
[The complainant] may have cocked his arm but I'm not 100 per cent sure. If I did grab [the complainant's] arm, he pulled away. It could be the cocking of his arm I saw. I don't remember this. Then [the complainant] was on the ground. Next minute [the complainant] was restrained on the ground. It was over and done pretty quick, 20 to 30 seconds from [the complainant] getting on the box to handcuffs being put on him.
One of the holds we are trained in is the harness hold. We can use force when kids are a danger to themselves or others. Working on recovery, we carry handcuffs. We do not have any other use of force equipment such as batons, OC spray, Tasers. We have shields available.
Staff in admissions have handcuffs in the cupboard but we do not carry them. We tried de-escalation with [the complainant]. I think we were telling him what he was supposed to be doing but he was not responsive to instructions. He was non-compliant ... agitated and aggressive.
He was angry when he came into admissions. [I don't] think he wanted to be at Banksia Hill but they are all like that when they come back. Grabbing a kid around the neck and across the throat is not a trained technique. We are not taught restraints on how to take someone down from a height. We are supposed to give a use of force warning before using any force, telling the kids if they don't comply use of force will be used. It depends if we need to use force straight away and don't have time to give the warning. [The appellant] wasn't angry or upset, he was more frustrated because [the complainant] wasn't following instructions. (emphasis added)
I undertook use of force training when I went through the Corrective Services Academy. In our training, we did various scenarios including how to de-escalate aggression using minimal force to correct behaviour and what is use of force and the situations that can be used as well as the de-escalation and conflict resolution. We occasionally have use of force training at Banksia Hill when we have a training day.
As youth custodial officers, we do use of force training. It's meant to be done every 12 months. There is a satellite trainer at Banksia Hill who does the training with us on site. The training involves physical type training and instruments of use of force being the theory side. These are done on separate days by the satellite trainer and use of force training covers communications and de-escalation. The physical side is where we do scenarios and have techniques trained to us. This is hands-on training with staff involvement.
I don't know the currency of staff with their use of force training. I believe the training is mandatory but if it is not done there are no restrictions on their duties.
[The appellant] said, 'Put your arms down'. At the time this happened, [the complainant] turned and was looking in [the appellant's] face. [The complainant] said some threatening words to [the appellant], 'You want to have a go? You want to make something of it?' Something like that.
I don't remember [the complainant] saying anything else. What he said was along those lines. [The appellant] was on [the complainant's] left side and his right arm went up to take hold of him. He reached around [the complainant], placed him in a hold and went to ground. It appeared to be a normal seatbelt move when an officer's arm goes around the shoulder. Because [the complainant] was standing on the step, he was higher. [The appellant] had to reach high to get to his shoulder. The seatbelt manoeuvre is one we are trained in. One arm is high and the other low wrapping around the person like a seatbelt.
You are supposed to grip your other arm to restrain the person. [The appellant] reached up to [the complainant's] right shoulder. To me it looked like [the appellant's] arm was over [the complainant's] right shoulder. I didn't see [the appellant's] left hand. I assume he was reaching around the right-hand side of [the complainant]. [The complainant] was twisted around and went to the ground. From my position behind [the complainant] it was hard to see. We don't get taught how to bring someone down from a height. From a height it would be the same manoeuvre but off balance.
At the academy we received initial training on use of force, de-escalation and communication. Training is meant to be done at the centre by the satellite [training] officer but is not very regular. Given we are short staffed I think everyone is out of date with their training. I don't remember how often we are meant to do ... retraining. There are no restrictions placed on your work if training is not done.
[The appellant] grabbed [the complainant's] shirt to pull him up for him to come on the box. They were guiding him onto the step. [The complainant] was agitated, abusing [the appellant], calling him names like an old cunt and saying, 'I'll bash you, you old cunt. Wait till I see you on the outside'. We were telling [the complainant] to settle down, to get changed, and he would then go ISU. All three of us, [the appellant], Matt Lyons and myself, are saying this. [The complainant] was told several times to settle down. He was getting more agitated and becoming more aggressive with his yelling.
One of the techniques we first used is de-escalation, trying to talk to them, trying to solve what their problem is. Also keeping calm when they're yelling at you is helpful. If you keep calm and help them to calm down it stops things escalating. The orange box posed a risk because it placed detainees at a height. They could slip or fall, we could trip on the box when there is an incident with them. We do not do any training on physically controlling detainees when they are at a height.
...
Grabbing a detainee by the neck and the arm coming across the neck would not be an approved technique or one we have been trained to use.
The purpose of this COPP is to establish clear standards and procedures when using force and restraints on detainees.
Use of force is an option of last resort. De-escalation to achieve compliance using non-physical techniques is preferred unless impractical in the circumstances.
Custodial Officers are authorised to use no more than prescribed force in the management, control and security of a facility or detention centre. The force must be used in the prescribed circumstances.
Force shall never be used as a form of punishment or cause unnecessary humiliation, degradation, or trauma to a detainee.
The health and wellbeing of staff and detainees is paramount when considering use force options and determining the level of force to be applied.
When using force consideration shall be given to the detainees physical, emotional, and mental welfare, safety, and dignity.
Custodial Officers shall be trained in use of force and the correct application of restraints and shall respond in a flexible manner as circumstances change and should escalate or de-escalate the use of force as circumstances require.
Where the use of force is necessary, only authorised physical restraint techniques shall be used. When applied, force shall be no more than is necessary and cease when the level of imminent risk has been managed.
(Legislative references omitted)
3.1.1 Custodial Officers are authorised to use no more than prescribed force in the management, control, and security of BHDC.
3.1.2 Custodial Officers shall not use force on a detainee unless that force is used in prescribed circumstances.
3.1.3 Prescribed circumstances are the immediate period when a detainee is imminently presenting a risk of physical injury to himself, herself, other detainees, or staff.
3.1.4 The use of force shall be limited to the immediate period where the detainee is imminently presenting a risk.
3.1.5 Once the detainee is no longer imminently presenting as a risk the use of force shall cease.
[W]hen we train, we train on - you know, we train in the gymnasium. It's on the floor. ... [W]e don't do any restraint training with - with regards to operating from a height.
I've got my hands up to sort of maintain the distance, but now it's like I actually believe that it has gone beyond just the verbal threats. He's now actually intent on, you know, assaulting me. Now, whether that be by way of, you know, punching. You know, I'm probably more thinking probably a headbutt or getting spat in the face would be probably the most likely as opposed to perhaps throwing a punch. So it has kind of gone - it has gone from verbal - verbal sort of threats and abuse to now that I feel that it's going to be an actual attack on myself.
Because I believed I was at real risk of being assaulted by [the complainant]. You know, he - he - he had threatened - threatened to assault - assault me, you know, at some stage from - from the minute he got off - off the vehicle to the time where I've actually had to physically - physically restrain him. So I - I believed I was at real risk of - of being headbutted or spat and, you know, I was also aware that he may well have - may well have a weapon or weapons upon him, you know, because he - he had - I think he had smashed glass at court, so he may well have had, you know, glass, sharp bits of plastic from the seatbelt, so, yes, I felt that I was at real risk of being assaulted.
So, given the options that have been present, I'm going to put to you that there's no way that throwing him to the ground the way you did from a height is the minimum force that could have been used?---I maintained control. I never threw him to the ground. So I would disagree.
But given the other options that I've given you, how can you say that a takedown to the ground is the minimum force?---In - in hindsight, I could have done - I could have done a number of things, but - - -
So - - -?---But it - but what was presented to me at the time, I felt, was an imminent threat to myself and I - I believe that I reacted, you know, within - within the - the laws of Banksia Hill, 11B, 11C.
But there were other options?---8.2.
There were other options that were available that we've gone through that were less impactful than what you did. Correct?---There would have been other options available. Correct.
So - - -?---In hindsight.
- - - on that, I'm going to put it to you that it was not a reasonable response in the circumstance to take him to the ground that forcefully?---I disagree.
An appeal may be made under this Division on one or more of these grounds -
(a) that the court of summary jurisdiction -
(i) made an error of law or fact, or of both law and fact;
(ii) acted without or in excess of jurisdiction;
(iii) imposed a sentence that was inadequate or excessive;
(b) that there has been a miscarriage of justice.
That is because the function to be performed by the Court of Criminal Appeal when determining an appeal on the unreasonable verdict ground is not to determine whether there was error in the factual findings on which the trial judge relied in ultimately finding the accused guilty of the offence tried. The function to be performed by the Court of Criminal Appeal is to determine for itself whether the evidence was sufficient in nature and quality to eliminate any reasonable doubt that the accused is guilty of that offence.
In each case, the court must conduct an independent assessment of the whole of the evidence to ask itself the question of fact whether it thinks it was open to the tribunal of fact to be satisfied beyond reasonable doubt that the accused was guilty. In each case, the court 'will conclude that it was not open to the tribunal of fact to be satisfied beyond reasonable doubt that the accused was guilty if its own [assessment] of the evidence leads it to have a reasonable doubt that the accused was guilty, unless that tribunal's advantage in seeing and hearing the evidence is capable of resolving that doubt'. (citation omitted)
the degree of physical force which is the minimum required to control a detainee's behaviour in the circumstances.
In resolving ground 1, it is convenient to focus on the second of these ways in which the prosecution could prove that the appellant was not acting in self-defence.
The question of what force is reasonably necessary to effect an arrest depends upon an objective evaluation of all of the surrounding circumstances. ...
It must also be borne in mind, when assessing what force is reasonably necessary, that arrests often occur in situations of sudden violence and mayhem. In the context of public disturbances such as street fights, it will frequently be necessary for police to swiftly defuse the situation in order to preserve order and prevent injury. In such situations, it may not be possible or practical for a police officer to stand back and consider which individuals or which group were in the wrong or to make fine judgments about what force is necessary in the circumstances. In these situations, a police officer must have the discretion to act quickly and decisively. In McIntosh v Webster (1980) 43 FLR 112, 123, Connor J put it this way:
'Arrests are frequently made in circumstances of excitement, turmoil and panic [and it is] altogether unfair to the police force as a whole to sit back in the comparatively calm leisurely atmosphere of the courtroom and there make minute retrospective criticisms of what an arresting constable might or might not have done or believed in the circumstances.'
This is not to say that police officers are unaccountable and can act with impunity when arresting persons alleged to be involved in public disturbances. Acknowledging the difficulties that police officers face in such circumstances, the actions of police are subject to the scrutiny and judgments of the courts against the yardstick of what was reasonably necessary in all the circumstances of the particular case.
[I]t has to be said that the forceful take down I've I described earlier was not the degree of physical force, which was the minimum - not minimal, minimum required to control the detainee's behaviour in the circumstances. And on that basis alone, [the appellant's] conduct, in my view, falls outside of - I was about to say the protection. It's a clumsy way to put it. It would not convert an otherwise unlawful assault into a lawful assault, because it steps outside, and in my view, falls foul. It was not the minimum force that was required, because, as [the appellant] conceded, there were other force options available, as we've described, that would have dealt with the matter.
And, of course, the second part of the section, effectively, where no one has been trained on this, in those circumstances of that height, it's as plain as a pikestaff that's the case, that [reg 71(2)] sets out a person cannot use a physical restraint hold when applying prescribed force:
...unless that person has received instruction in the proper use of that hold.
And, again, it has to be that hold in those circumstances. Because the nature of managing a difficult detainee, at height, is different from handling a detainee, at ground level. And on that basis, even if it had been a picture perfect seatbelt harness type manoeuvre, then there's an argument to say even that wouldn't be covered, because that's a matter that has been trained at ground level only, and never at height.
But, as I say, in my finding, this was, at best, an attempt to use such a hold in difficult circumstances such that the physical steps taken never really eventuated into a proper seatbelt hold, on any basis. And as I've said, I've already referred to the paragraphs. [The appellant] has told me he has never been trained to deal with detainees, at height, as does Officer Lyons at 118 and 119, Jenkins at 66 and Brydon at 85 and 87.
On that basis, never been trained on how to deal with a detainee on a box. On that basis, in my finding, no physical restraint hold could lawfully [be] applied in relation to the [Act and Regulations]. (emphasis added)
[T]he proportionality of the response will be a relevant matter to consider in determining the reasonableness of the response. That is not to say that the concept of reasonableness requires that the response be proportionate. Rather, the proportionality of the response is one of the matters to which the jury may have regard in considering whether a response is reasonable. A jury might also regard a response as unreasonable if it involved a greater degree of force than was needed in the circumstances as the accused believed them to be. There is no warrant for confining the circumstances to which the jury may have regard in assessing the reasonableness of a response, so long as they are satisfied that the accused may have believed those circumstances to exist.
I now turn my mind to, really, the nitty gritty, the reasonable of the response. Again, I want to make this clear. Self-defence doesn't require the minimum force. Self-defence requires a reasonable proportion at a necessary response. (emphasis added)
We are looking at a reasonableness test here, in all the circumstances.
The issue is whether what happened was reasonable precaution in the circumstances.
I take the view, and I'm satisfied beyond reasonable doubt that the force applied simply went too far in all the circumstances.
...
My view is that that take down movement was, particularly with the movement of the hand and the bounce, was a clear indicator to me that the forced used was, in all the circumstances, as [the appellant] reasonably believed them to be, simply too great, and was, indeed, excessive.
...
I'm satisfied beyond reasonable doubt that the force [applied] was not proportionate not appropriate. Even allowing for all of those, this was not a controlled take down. It went beyond that, respectfully, and in my view, it went too far ...
In that circumstance and having been satisfied beyond reasonable doubt by the prosecution, that the level of force and speed applied was such as to exceed by a reasonable margin, the appropriate and proportionate necessary level of force required. I find that [the appellant] - I still maintain the position, an experienced and respected officer, for good reasons, I'm sure, and a leader and a mentor in his work environment, I find, having been satisfied beyond reasonable doubt that that level of force exceeded.
I'm left with no alternative - and, again, I've got to be true to my oath, in my view, the self-defence aspect, I'm satisfied beyond reasonable doubt that the prosecution have satisfied me that the level of force was not a reasonable response in the circumstances overall ...
it is not appropriate to scrutinise the reasons for decision given by magistrates with a fine-tooth comb or with an eye keenly attuned to the identification of error. Nor is it appropriate for the court to infer from infelicity of language that error is thereby demonstrated. That is because, of necessity, magistrates are required to perform their important functions in a different time frame to that which applies in the superior courts and in that context it is to be expected that some infelicity of language is likely to occur from time to time.
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[1] See the definition of 'assault' in s 222 of the Code.
[5] Trial ts 15/3/23 pages 45 ‑ 46, 48 ‑ 49.
[30] Trial ts 15/3/23 pages 95, 96 ‑ 98.
[31] Trial ts 15/3/23 pages 95, 99 ‑ 100, 16/3/23 page 126.
[37] Trial ts 15/3/23 page 105, 16/3/23 pages 127 ‑ 128.
[39] Trial ts 15/3/23 page 109, 16/3/23 page 129.
[40] Trial ts 15/3/23 pages 109 ‑ 110, 16/3/23 page 129.
[41] Trial ts 15/3/23 pages 111, 113, 16/3/23 page 138.
[44] Trial ts 16/3/23 pages 141, 155 ‑ 156.
[52] See The State of Western Australia v Olive [2011] WASCA 25; (2011) 57 MVR 269 [40].
[53] M v The Queen [1994] HCA 63; (1994) 181 CLR 487.
[54] See Wells v The State of Western Australia [2017] WASCA 27 [13] and cases there cited; Gibbs v The State of Western Australia [2018] WASCA 68 [28] ‑ [34].
[55] Dansie v The Queen [2022] HCA 25; (2022) 274 CLR 651 [15].
[58] Goodwyn v The State of Western Australia [2013] WASCA 141; (2013) 45 WAR 328 [95] ‑ [96] (Buss JA), [1] (Martin CJ), [170] ‑ [174] (Mazza JA).
[59] Elwin v Robinson [2014] WASCA 46.
[66] Appeal ts 6 ‑ 7, 37 ‑ 38; respondent's supplementary submissions, par 34.
[67] Cf WS v Gardin [2015] WASC 97; (2015) 48 WAR 494 [138] ‑ [139], [239]; Technip Oceania Pty Ltd v Director of Public Prosecutions (Cth) [2021] WASCA 139; (2021) 251 LGERA 111 footnote to [117]; Hofer v The Queen [2021] HCA 36; (2021) 274 CLR 351 [114] ‑ [123]; OKS v The State of Western Australia [2019] HCA 10; (2019) 265 CLR 268 [38] ‑ [39]; Kalbasi v The State of Western Australia [2018] HCA 7; (2018) 264 CLR 62 [70]; DKA v The State of Western Australia [2019] WASCA 123 [60].
[68] See Kalbasi [71]; Weiss v The Queen [2005] HCA 81; (2005) 224 CLR 300 [44].
[70] Egitmen v The State of Western Australia [2016] WASCA 214; (2016) 263 A Crim R 203 [286].
[71] Lacco v Director of Public Prosecutions (WA) [2022] WASC 168 [90].
[72] Counsel also referred to some exchanges between the magistrate and trial counsel during the course of submissions as well as the magistrate's summary of the prosecutor's submissions at trial ts 3/5/23 at 4 ‑ 5, but these do not assist in construing the magistrate's reasons for decision.
[77] Strahan v Brennan [2014] WASC 190 [89] ‑ [90].
(2018) 264 CLR 62
(2005) 224 CLR 300
(1980) 43 FLR 112
(2011) 57 MVR 269
(2022) 274 CLR 651
(2013) 45 WAR 328
(2015) 48 WAR 494
(2021) 251 LGERA 111
(1994) 181 CLR 487
(2021) 274 CLR 351
(2019) 265 CLR 268