[2020] WASCA 139
General information, not legal advice.
Court of Appeal (WA)
2020-09-01
Quinlan CJ
Original judgment source is linked above.
(1) On the day of the alleged offending, the complainant's mother was upset and moody because the house was in a mess.[16]
(2) The appellant did not try and touch the complainant in any way when they were in her bedroom.[17]
(3) The complainant accepted that, in her bedroom, the appellant may have asked her what year she was in rather than her age.[18]
(4) The laundry sliding door and vertical blinds were open at the time of the alleged offence.[19]
(5) The complainant was used to everyone asking to touch her hair so 'it was just a norm for me', and she assumed the appellant touching her on the bottom was an accident because he moved his hand really quickly.[20]
(6) The complainant was facing the wall right behind the internal laundry door when the appellant touched her bottom.[21]
(7) Although the complainant accepted that she said in her CWI that she was not sure whether the appellant touched her breast with his left or right hand, at the time of the pre-recording she was sure that it was his right hand.[22]
(8) The appellant had no problem getting his ladder into the laundry.[23]
He touched me on my boob. First I thought it was a mistake. He grabbed my hair and let his hand down my back, but then he asked me again to touch my hair because it looked nice, and I said yes. Then he touched my hair and he let his hand touch my boob.
Complainant's mother: Iggy, what did you do?
Appellant: What?
Complainant's mother: You've just heard what my daughter is saying. What did you just do to my daughter?
Appellant: I did nothing. I did nothing.
Complainant's mother: Yes, you did something. My daughter is just saying you touched her. Why did you do that? Why?
Appellant: Sorry, these are just kids you know. They are kids. They are kids. I did nothing. They are kids. She's lying. She's lying. I didn't do anything. I was just going into the laundry to do some work. I was holding my ladder. I wanted to do some work.
You see, this is, there is no space, buddy. You, you believe me. I'm [indistinct] my age. I have two daughters, ah, teenager daughters. You, you, you misunderstand me. I'm [indistinct] ah, there is no space in laundry room. I push my door. I didn't think someone is inside and, ah, don't think I, I have two daughters.
(2) She did not have any arguments with the complainant on the morning of the alleged offending, she was in a good mood and she was not upset or moody.[39]
(3) The space behind the interior laundry door was very tight and, if someone were standing behind the door, it would have to be much nearer to the closed position than was shown in a photograph.[40]
(4) There was a point when the appellant said that he was taking a ladder into the laundry and the complainant said he was lying about that.[41]
(5) When the complainant's mother was talking to the complainant, the appellant appeared to be putting a cover back on a light switch in the hallway. The complainant's mother had both the complainant and the appellant in her vision the whole time, and she never saw the appellant with his hands together pleading.[42]
(6) The appellant denied touching the complainant inappropriately whenever it was suggested to him.[43]
(7) The complainant's mother gave a police statement on 20 April 2017, in which she set out everything that happened, which made no reference to the appellant saying that the complainant was lying.[44]
(8) The appellant was never kneeling in front of her, and never said 'do not call the police'.[45]
(9) Her initial conversation with the complainant was at the threshold of the sliding door, and the complainant's mother did not go outside to have the conversation.[46]
1/CON SAYWELL: But before I do I need to advise you that you're not obliged to say anything unless you wish to do so, and anything you do say will be recorded and may be given in evidence. Do you understand what I mean when I've mentioned that? That's called the police caution. In your own words, what does that mean?
GEORGE: Yeah, yeah. Ah - - -
1/CON SAYWELL: Do you have to speak to me?
GEORGE: Yeah. You y-, - - -
1/CON SAYWELL: Do you have to speak? Do you have to answer my questions?
GEORGE: Yeah, I do. You ask whatever.
1/CON SAYWELL: No. Okay. I'm gonna go over this again.
GEORGE: Yeah.
1/CON SAYWELL: So you're not obliged to speak to me.
GEORGE: Mmm.
1/CON SAYWELL: Do you know what that means? Not obliged means that you don't have to speak to me. That is your right.
GEORGE: Mmm
1/CON SAYWELL: Because whatever you do say can be taken down and used in evidence.
GEORGE: Yeah. I don't want to hid anything or whatever.
1/CON SAYWELL: Okay.
GEORGE: Yeah [indistinct]
1/CON SAYWELL: But I need to know that this is your choice to speak to me.
GEORGE: Yeah, yeah [indistinct].
1/CON SAYWELL: That I'm not forcing you to speak to me.
GEORGE: No, no [indistinct].
1/CON SAYWELL: That you, if I ask you ten questions, how many of those questions do you have to answer?
GEORGE: All of them.
1/CON SAYWELL: No.
GEORGE: No prob-, - - -
1/CON SAYWELL: How many do you have to?
GEORGE: I have to answer all of them.
1/CON SAYWELL: No. You have your own free will. Right. You're not obliged to answer any questions.
GEORGE: Oh - - -
1/CON SAYWELL: Do you understand what I mean by - - -
GEORGE: Oh, okay. Yeah, yeah, yeah.
1/CON SAYWELL: Yeah, yeah. So if I ask you ten questions, do you have to answer them?
GEORGE: Mmm. Um, I d-, ah, means y-, you say no need to answer.
1/CON SAYWELL: Yeah.
GEORGE: Ah, so, I have the, ah, yeah. So no need means if I don't like I don't need to answer [indistinct].
1/CON SAYWELL: Yeah. So if you don't wanna answer a question I ask you - - -
GEORGE: Mmm.
1/CON SAYWELL: You can say no comment.
GEORGE: Yeah, yeah.
1/CON SAYWELL: Yep.
GEORGE: Yeah.
1/CON SAYWELL: So that's your choice.
GEORGE: [indistinct]
1/CON SAYWELL: You can choose.
GEORGE: Mmm.
1/CON SAYWELL: You can choose to answer some questions and not other ones.
GEORGE: Mmm.
1/CON SAYWELL: Now, so I understand that y-, you know what I'm talking about - - -
GEORGE: Mmm.
1/CON SAYWELL: Can you explain in your own words what I've just said to you.
GEORGE: You said to me if I don't like any of your questions I, no need to answer. Ah, I mean, I have a r-, ah, I can choose no comment, like that, anything [indistinct].
1/CON SAYWELL: Yep.
GEORGE: Yeah.
1/CON SAYWELL: That's, that's correct.
GEORGE: Yeah.
1/CON SAYWELL: Yep.
GEORGE: That means you are not pushing to answer. Yeah.
1/CON SAYWELL: Okay. So, ah, Iggy, has the, um, interview been conducted of your own free will?
GEORGE: Sorry.
1/CON SAYWELL: This interview that we've, we've had, has it been of your own free will? Have you been threatened - - -
GEORGE: No, no, no.
1/CON SAYWELL: To come in and participate, um -
GEORGE: No, no, no. You asked me questions. I answered; that's it.
1/CON SAYWELL: Yeah. And you've answered those questions freely
GEORGE: Yeah.
1/CON SAYWELL: B-, by your choice.
GEORGE: Yeah.
1/CON SAYWELL: Yeah. So that, ah, that's where I'm asking, um, has it been conducted of your own free will?
GEORGE: Yeah.
1/CON SAYWELL: Yeah. Okay. Have you been promised anything in return for participating in the interview?
GEORGE: From -
1/CON SAYWELL: Have we promised you something for participating in this interview?
GEORGE: No.
1/CON SAYWELL: No. Okay. Do you have any complaints about the way the interview was conducted or about the way you've been spoken to by police today?
GEORGE: No.
(1) Prior inconsistent statements by the complainant, namely:
(a) In her CWI the complainant said that the appellant closed the laundry door after he touched her on the bottom, while in her pre-recorded evidence he closed the door before asking the complainant if he could touch her hair.
(b) In the CWI the complainant said that the appellant came into the laundry and pretended to switch the light on, while in her pre-recorded evidence she said he did not do anything with the switch but look at it.
(c) In the CWI the complainant could not say which hand the appellant used to touch her bottom, while in her pre‑recorded evidence she was sure it was his right hand.
(d) In the CWI the complainant said she thought the touching on her bottom was an accident, while in her pre-recorded evidence she said that she moved between the two touchings so nothing would happen. The length of her hair, not even half-way down her back, was inconsistent with her thinking that the appellant accidentally touched her bottom.
(e) In the CWI the complainant said she moved back when the appellant touched her bottom, while in her pre‑recorded evidence the complainant said that her back was facing the appellant and she moved side on so she was looking at him.
(f) In the audio recording the complainant can be heard telling her mother 'the ladder wouldn't fit in there', while in her pre-recorded evidence the complainant said the appellant brought the ladder into the laundry.
(2) Issues of implausibility, in that the complainant said she felt uncomfortable with the appellant leering at her chest but then agreed to him touching her hair in the confined space of the laundry and allowed him to do it a second time after he touched her on the bottom.
(3) The layout of the laundry, where the photographic evidence showed and the complainant's mother confirmed that the internal laundry door would be almost closed if the complainant was standing behind it, so that the appellant could not have entered with a ladder.
(4) Inconsistencies between the evidence of the complainant and her mother, namely:
(a) The complainant described the appellant pleading with his hands after the incident, while the complainant's mother said that she kept the appellant in her view and did not see any pleading.
(b) The complainant said that the appellant kept asking her mother not to call the police, while the complainant's mother said that never happened.
(c) The complainant said that the appellant 'sort of, like admitted' the offending to her mother, while the complainant's mother said there was never a point the appellant admitted the conduct.
(d) The complainant gave evidence of a previous occasion when the appellant was at her house and was looking at her while talking to her father, while the complainant's mother said that the appellant had only been to the house to do work once when the complainant's father was not home.
(e) The complainant said that she made her initial complaint to her mother outside in the back yard, but the complainant's mother said she did not go outside at this time.
(f) In her CWI the complainant said her mother told her that the appellant was almost kneeling, but the complainant's mother denied this.
(g) The complainant said that her mother was upset and moody on the morning of the alleged offending, which the complainant's mother denied.
So my simple point is this. Despite the manner in which he was treated, despite the emotion that was evident in that interview and evident during the course of evidence today, which is grossly inappropriate for a police officer who is meant to be impartial and investigate a matter impartially, despite all the pressure that was heaped on him, he denied his involvement in this offence. Despite all that pressure, despite the difficulties personal to him, he denied it.
(1) In a case where it is one word against another, a complainant whose evidence had a number of inconsistencies which went to significant issues revolving around the same time these incidents are meant to have occurred.
(2) Significant inconsistencies between the evidence of the complainant and her mother in relation to the material matters relating to the appellant.
(3) An implausible version of events as to what happened in the laundry.
(4) Physical evidence, being the photographs of the laundry, which married up with the appellant's version of events.
(5) The appellant's denial, which at the very least should create some reasonable doubt, particularly in the context of the four issues just identified.
Ground 1: trial judge's direction Directions summarising the appellant's position
The second thing that the State must prove beyond a reasonable doubt, is that Mr George dealt with [the complainant].
So this element requires the State to prove that - in respect to count 1, that he touched her on the bottom. And in respect to count 2, that he touched her on the breast.
Now - and so this is really the important issue in this case. Mr George, of course, says that the touching did not happen. He has consistently denied that it did. (emphasis added)
So while it's open you - to you on the law to find that a - touching a person on the backside or the breast, is a dealing. You must be satisfied beyond a reasonable doubt, that it was not an accidental touching, but a willed touching.
So in this case, of course, the defence is that there was no touching, but if you do find there was touching, then you need to [be] satisfied beyond a reasonable doubt, that Mr George set out to touch [the complainant].
Now, I would remind you that while the element is the same for each charge, the allegation is different.
So again, in count 1, it's after asking her if he could touch her hair. That while [the complainant] had her back to Mr George, Mr George ran his [hand] down her back and touched her bottom.
And in count 2, the allegation is that again after asking if [he] could touch her hair, he then touched fringe at - the allegation I think is that she no longer had her back to him, he touched her fringe, before dropping his hand to squeeze her breast. (emphasis added)
The State says you shouldn't believe Mr George when he denies these events in the electronic record of interview and it points to some of the things that he said that confirmed what [the complainant] had said. And I suppose that the State would say that he was unconvincing when he tried to explain what might have happened.
Now, you have the photographs of the house and you can decide for yourself, members of the jury, having seen the photographs of the laundry, whether [the complainant] was or could have been standing behind the door in the laundry and whether Mr George's evidence about how he was getting into the laundry was cogent and convincing. I'll come back to Mr George's evidence though.
Mr Rafferty also says that Mr George was consistent in his denials and that is a matter that you should give some considerable weight to.
And finally, he said that those denials were inconsistent in the face of an unfair interview. Now, of course, those are all matters, ladies and gentlemen of the jury that you need to turn your mind to.
The fundamental task of a trial judge is to ensure a fair trial of the accused. That requires the judge to instruct the jury about so much of the law as they need to know in order to dispose of the issues in the case. It also requires the judge to ensure that the respective cases for the prosecution and the accused are accurately and fairly put to the jury. (citations omitted)
1/CON SAYWELL: So she is also down in the laundry. So, so first she has said that you have, um, you have come into the laundry and you have asked her , um, what year she is , and then you have asked her can I touch your hair, and then she has said -
GEORGE: I agree, um - - -
1/CON SAYWELL: She has said yes, that you have touched her hair, but you have continued from her hair and run your hands down her side, which has brushed past her buttocks . ...
In the course of argument of the present matters it was suggested that if a judge said nothing to the jury about the fact that an accused had not given evidence, the jury may use the accused's silence in court to his or her detriment. Plainly that is so. It follows that if an accused does not give evidence at trial it will almost always be desirable for the judge to warn the jury that the accused's silence in court is not evidence against the accused, does not constitute an admission by the accused, may not be used to fill gaps in the evidence tendered by the prosecution, and may not be used as a make-weight in assessing whether the prosecution has proved its case beyond reasonable doubt.
(1) no adverse inference may be drawn from an accused's failure to give evidence;
(3) the accused is presumed innocent until the prosecution adduces sufficient evidence to reach a conclusion of guilt beyond reasonable doubt; and
(4) the failure to give evidence does not strengthen the prosecution case or supply additional proof against a defendant or fill gaps in the evidence.
The court in DAH held that the trial judge's direction in that case warned the jury in terms which were acceptable and sufficient to discharge that obligation.[76]
The jury were not faced with total silence on the part of the appellant. They had had played to them her two interviews by the police. What is left is the fact that she had not given evidence supporting her statements to the police and been tested in cross-examination. The judge did direct the jury that no inference of guilt could be drawn from the appellant declining to give evidence.
...
Whilst the trial would not have suffered had the whole Azzopardi direction been given, I do not accept that it was 'desirable' for the missing ingredients to have been included in the terms expressed by the joint judgment in the directions given in this case. The absence of the missing ingredients in those terms would not have led to the loss of any chance fairly open to the appellant of acquittal or to any other miscarriage of justice.
The jury could not have failed to note the appellant's absence from the witness stand. She was charged with specific fraudulent conduct. What she did or did not do at relevant times and in respect of relevant matters was within her knowledge and, in some respects, within her knowledge only. Yet she chose not to give the jury the benefit of her evidence, electing instead to call two witnesses who could testify only in respect of matters on the periphery of the prosecution's allegations. A natural, if not inevitable, response on the part of jury members would have been to wonder why the appellant had opted not to give evidence. It would also have been natural, and possibly almost inevitable, that the jurors, or at least some of them, would have drawn an adverse inference or adverse inferences from the appellant's failure.
In our opinion, the Crown's contention that the requirement to give an Azzopardi direction was dependent on whether there was something about the case that required such a direction, is to approach the issue from the wrong starting point. The correct view is that such a direction is desirable unless there is some feature of the case that renders it unnecessary or inappropriate.
It became all the more desirable that an Azzopardi direction be given once the foreman posed the question in the terms that he did. As the jury were clearly concerned about the differences between a record of interview and sworn evidence, they should have been warned that the appellant's failure to give evidence could not be used against him, nor could his silence fill any gaps in the evidence. The judge was in error in not directing the jury in terms of Azzopardi notwithstanding that defence counsel saw no need to do so. There was a significant risk that the jury, unless carefully instructed not to do so, would treat the appellant's failure to give evidence as providing substantial support for the prosecution case.
The court found it unnecessary to determine whether the failure to give an Azzopardi direction would of itself have constituted a miscarriage of justice.[89]
As a number of the decisions to which reference has been made emphasise, the High Court did not, in [Azzopardi], make a direction concerning the in-court silence of an accused person mandatory. Rather, their Honours said that such a direction will 'almost always' be 'desirable'. Whether, in a particular case, such a direction ought to be given will depend on all the circumstances of the case.
Here, the directions given by the trial judge with respect to the onus of proof, and the use to which the jury could put the applicant's recorded interview, extracted in the judgment of Fullerton J, were, in my opinion, sufficient to bring home to the jury that the applicant was under no obligation to do anything more, including give evidence. The directions concerning the recorded interview all but equated those answers with evidence.
So during this trial Mr George, from the moment he entered the court until you deliver your verdicts, is presumed to be innocent. And it's only by your verdicts that, that presumption can be taken away. That means that Mr George was not obliged to enter the witness box and give evidence and be cross-examined.
So that's sometimes spoken of as the right to remain silent. And of course in this case Mr George did not elect to give evidence in this matter and that was entirely within his rights. He did - he doesn't, because of that - shouldn't be treated in any different way by you. He was perfectly entitled not to give evidence in this matter.
Mr George, of course, did speak to the police on 20 April 2017 and the electronic record is part of the evidence in this case. But when he did that he didn't - he didn't, by doing that, become obliged to prove anything either. And I will speak to you a little bit later about how you must treat that evidence of Mr - the evidence of the electronic record of Mr George.
Now, I do want to give you some special directions about the evidence of both Mr George ... First of all, Mr George didn't give evidence during this trial. I've mentioned this already and I'll remind you that was his right because the presumption of innocence applies and he was at liberty not to give evidence.
But he did give his version of events in his interview, the electronic record of interview with the police. Bear in mind he was also entitled to stay silent during that interview but he did - he did - did choose to go ahead with the interview.
Now, the fact that he gave his side of the story to the police does not in any way detract from the important principles that the onus is on the State to prove the charges that it presents against him. And he is presumed innocent until the charges are proved beyond a reasonable doubt. (emphasis added)
Ground 2: admission of EROI Appellant's contentions
It is a fundamental common law requirement that a confessional statement must be voluntary. It is presumed that a confessional statement is voluntary if there is nothing to suggest that it is involuntary. If the issue of voluntariness is raised, the State bears the onus of establishing, on the balance of probabilities, that the statement is voluntary.
...If a confessional statement is not voluntary, it is not admissible in the State's case. Subject to the Criminal Investigation Act, if a confessional statement is voluntary, it is prima facie admissible. ...
If a confessional statement is voluntary, it may nevertheless be excluded by the court in the exercise of discretion. .... An accused who asserts that a voluntary confession was improperly or unfairly obtained or should, on some other recognised basis, be excluded bears the onus of proving facts that would justify an exercise of the residual discretion in his or her favour. (citations omitted)
There is no justification for the proposition that a statement is voluntary ... only if the maker of the statement was aware, at the time it was made, that the law offered a choice between speaking or remaining silent. Admissions are frequently made by accused persons, often to persons other than police officers, and sometimes to police officers, in circumstances where the maker of the statement is uninterested in, and unaware of, the legalities of the situation. Indeed if ... a statement may be voluntary even though made pursuant to a legal obligation, a fortiori a statement may be voluntary even though the maker is unaware of what the law requires.
... There are numerous statements in the law reports to the effect that a confessional statement to a police officer is not inadmissible merely because no caution has been administered. It is hardly likely that those statements were intended to apply only in the case of an accused person who knows of his right to silence even without a caution.
[B]y not objecting to the admission of the statement and then using it to support the defence theory of the case, the appellant exercised his right to a fair trial. It would undermine the system of adversarial criminal justice if the admission of technically inadmissible evidence, not objected to for rational forensic reasons, could result in the quashing of a conviction because the forensic tactics had failed to bring about the accused's acquittal.
The principle was also recently applied by a majority of the court in MNA v The State of Western Australia.[109]
Ground 3: incompetence of counsel General principles
An appellant who seeks to demonstrate that the conduct of his or her counsel caused a miscarriage of justice undertakes a heavy burden which is not easily discharged. This is a consequence of the adversarial nature of a criminal trial and the role played by counsel. Ordinarily, an accused is bound by the way the trial is conducted by counsel even if that was not in accordance with the wishes of the client. It is not a ground for setting aside a conviction that decisions made by counsel were made without or contrary to instructions or involved errors of judgment or even negligence. It is not the province of appellate courts to review the wisdom or prudence of the conduct of a trial by trial counsel. For example, an apparently rational decision by trial counsel as to what evidence to call or not to call does not give rise to a miscarriage of justice simply because an appellate court thinks it worked to the probable disadvantage of the appellant. (citations omitted)
At the least, demonstration that incorrect advice has occasioned a miscarriage of justice will require consideration of the relation between the advice and the decision not to give evidence.
The High Court held that an appellate court's assessment of whether the decision not to give evidence deprived an accused of a fair trial looks to the nature and effect of the incorrect advice on the accused's decision. It is not an assessment of whether an objectively rational justification could be assigned to the decision.[118]
RAFFERTY, MR: I've spoken to her this morning and can I advise your Honour of this because it's important for the conduct of the trial. I have spoken to Mr George during the course of the preparation of the trial.
GILLAN DCJ: Yes.
RAFFERTY, MR: His English is not bad.
GILLAN DCJ: Yes.
RAFFERTY, MR: And he did not need an interpreter for the course of the record of interview which you'll see played during the course of the trial.
GILLAN DCJ: Yes.
RAFFERTY, MR: In the circumstances, what I've suggested to him is that if he does not understand something during the course of the trial, that he simply turns to the interpreter and asks her to interpret it.
GILLAN DCJ: Yes.
RAFFERTY, MR: Now, obviously, we'll all need to be mindful during the course of the trial so obviously, when that occurs, we might need to slow things down.
GILLAN DCJ: Yes.
RAFFERTY, MR: But I am satisfied that he has a good understanding of the English language for the purpose of this trial and it really is just a back-up - - -
GILLAN DCJ: Yes.
RAFFERTY, MR: - - - to make sure that he understands everything.
GILLAN DCJ: Okay. So that means, Madam Interpreter, that you will need to be listening very carefully of course at all times just in case Mr George is uncertain about something, and I assume that you've done this job before?
THE INTERPRETER: Yes, I have, your Honour.
GILLAN DCJ: Okay, thank you. Thank you very much.
I requested to interpret every word to ensure not to be missed anything at trial. He replied 'jury may think this person didn't ask interpreter at police recording but here he requesting to interpret every word. The jury will have doubts you are trying to hide something'.
At trial everyone speaks very fast with Australian slang and hard English. I understand only if they speak slowly and clearly statement by statement. I don't understand Australian local norms and customs. I was unable to understand properly to take any decision at the trial. The interpreter did not interpret anything at trial from day 1 to day 3.
Prior to the trial commencing on Wednesday, 7 November 2018 I asked the appellant whether he wanted every word spoken during the trial to be interpreted for him. He advised that he did not. I advised him that if he had any issues in understanding anything said during the trial, that he should speak with the interpreter. I also spoke with the interpreter and advised him that the appellant did not need every word spoken during the trial interpreted. I also advised Her Honour Judge Gillan of this at the commencement of proceedings. (see transcript pages 243-244)
Mr. Rafferty asked me couple of questions loudly with anger. He said this is the way prosecutor will cross-examine you at the trial. Prosecutor will twist your answers [in front] of jury, there was a miscommunication happened in this meeting by language difficulty with Mr. Rafferty about touching the complainant. Mr. Rafferty was questioning to me by using EROI errored transcript, 'you agreed already all the allegations to police now why you are changing your statement', you shouldn't agree to police then. means he referred Errored admissions, printing mistakes on the transcripts (especially EROI page 88, 89) but I understood at that time he was referring as I agreed to police that I touched the girl behind the door that was wrong.
...
Mr. Rafferty said to me in this 30 min meeting, I read your transcript and have seen your video Interview, you are changing your statement time to time, you should not give evidence in this way, now you are changing your statements to me, you already agreed all the allegations to police in the police recording. I will follow only police recording transcript, I said but there are many errors, but he replied I already reviewed your video and transcripts there is no errors. It is waste of time to argue with you for everything, if you want to run your [trial] in your way look for another lawyer, let me do my job in my way. He didn't listen when I tell anything to him, he was treating me as a criminal. I was afraid maybe he will tell that he cannot represent to the trial because I don't have any other choice, just one day left to trial.
Mr. Rafferty teach me in this 30 min meeting 'you should wear coat and suit, and tie' If you don't have any of these you have to buy. You must go custody on basement, I will write down details for you' you have to sit peacefully in front of jury, should not make any sound or reject or cry or any other feeling anything happens in the court.
That the appellant could exercise his right to silence at the conclusion of the prosecution case, however if the record of interview was objected to and ruled inadmissible, then it was my opinion that he should give evidence so that his version of events would be before the jury for consideration.
During the course of the meeting on 5 November 2018, the appellant strenuously denied touching the complainant in any way. Accordingly, the trial was conducted on the basis that the two acts alleged by the complainant did not occur.
During the course of the meeting on 5 November 2018, I cross‑examined the appellant in the manner that I expected he would be cross-examined were he to-give evidence at trial. His wife was present in my office when this occurred. I cannot recall what I specifically asked the appellant, however I have a very clear memory that I formed the view that the appellant would be a terrible witness were he to give evidence at trial. I conveyed this opinion to the appellant. I recall asking the appellant's wife in the appellant's presence whether she believed that the appellant should give evidence and that she shook her head in response to my question.
I advised the appellant that it was his decision as to whether to give evidence at trial. He stated that he would consider his position and advise me at our consultation the following day.
At no stage during the meeting with the appellant on 5 November 2018 did I have any trouble in understanding him, nor did I have any concerns as to whether he understood me.
At the meeting on Tuesday, 6 November 2018 a decision was made to rely on the denials in the electronic record of interview and for the appellant not to give evidence. I advised the appellant that this was appropriate on the basis that:
I prepared a hand written document confirming his instructions, which was shown to the appellant. He read the document without assistance, confirmed that he understood what he was signing and then signed the document.
I [the appellant] have been advised by my counsel, Seamus Rafferty that I can elect to give evidence at my trial in respect of two charges of indecently dealing with a child over 13 years + under 16 years, however I can elect to exercise my right to silence. Mr Rafferty has explained the positive + negative aspects of giving evidence at trial. Having understood all relevant considerations, I have elected not to give evidence. I have made this decision in the exercise of my own free will.
That there were issues with the standard of representation of counsel at the pre-recording, however I was of the opinion that it did not reach a level that would allow a Judge to exercise the discretion to have the witness recalled. I also mentioned [to the appellant] that it could be counterproductive to have the witness recalled as I was of the view that she was a very strong witness who presented extremely well in both the visual recording of her evidence and the pre-recording of her evidence. Further evidence at trial would have the potential to reinforce her version of events to the jury.
(1) The applications in an appeal filed on 6 December 2019 and 17 February 2020, seeking leave to adduce additional evidence in the appeal, are granted.
(2) Leave to appeal is refused on grounds 1, 2 and 3.
set aside the convictions and order a new trial. My reasons for doing so are as follows.
The fundamental proposition from which consideration of the present matters must begin is that a criminal trial is an accusatorial process, in which the prosecution bears the onus of proving the guilt of the accused beyond reasonable doubt. It is, therefore, clear beyond doubt that the fact that an accused does not give evidence at trial is not of itself evidence against the accused. It is not an admission of guilt by conduct; it cannot fill in any gaps in the prosecution case; it cannot be used as a make-weight in considering whether the prosecution has proved the accusation beyond reasonable doubt. Further, because the process is accusatorial and it is the prosecution that always bears the burden of proving the accusation made, as a general rule an accused cannot be expected to give evidence at trial. In this respect, a criminal trial differs radically from a civil proceeding. (footnotes omitted)
In the course of argument of the present matters it was suggested that if a judge said nothing to the jury about the fact that an accused had not given evidence, the jury may use the accused's silence in court to his or her detriment. Plainly that is so. It follows that if an accused does not give evidence at trial it will almost always be desirable for the judge to warn the jury that the accused's silence in court is not evidence against the accused, does not constitute an admission by the accused, may not be used to fill gaps in the evidence tendered by the prosecution, and may not be used as a make-weight in assessing whether the prosecution has proved its case beyond reasonable doubt. It by no means follows, however, that the judge should go on to comment on the way in which the jury might use the fact that the accused did not give evidence.
(3) something that can be used to fill gaps in the evidence tendered by the prosecution; and
(4) a make‑weight in assessing whether the prosecution has proved its case beyond reasonable doubt.
(1) No adverse inference may be drawn from the defendant's failure to give evidence.
(3) The defendant is presumed innocent until the prosecution adduces sufficient evidence to reach a conclusion of guilt beyond reasonable doubt.
(4) The failure to give evidence does not strengthen the prosecution case or supply additional proof against the defendant or fill gaps in the evidence.
So that's sometimes spoken of as the right to remain silent. And of course in this case Mr George did not elect to give evidence in this matter and that was entirely within his rights. He did - he doesn't, because of that - shouldn't be treated in any different way by you. He was perfectly entitled not to give evidence in this matter.
Mr George, of course, did speak to the police on 20 April 2017 and the electronic record is part of the evidence in this case. But when he did that he didn't - he didn't, by doing that, become obliged to prove anything either. And I will speak to you a little bit later about how you must treat that evidence of Mr - the evidence of the electronic record of Mr George. (emphasis added)
Now, I do want to give you some special directions about the evidence of both Mr George ... First of all, Mr George didn't give evidence during this trial. I've mentioned this already and I'll remind you that was his right because the presumption of innocence applies and he was at liberty not to give evidence.
But he did give his version of events in his interview, the electronic record of interview with the police. Bear in mind he was also entitled to stay silent during that interview but he did - he did - did choose to go ahead with the interview.
Now, the fact that he gave his side of the story to the police does not in any way detract from the important principles that the onus is on the State to prove the charges that it presents against him. And he is presumed innocent until the charges are proved beyond a reasonable doubt.
So it may be that you will believe everything that Mr George had to say during the electronic record of interview. And if that was the case you could acquit him. But even if you prefer the evidence for the prosecution you should not convict him unless you're satisfied beyond a reasonable doubt of the truth of that evidence.
So if you find that you have difficulty in accepting the evidence of Mr George but you think it might be true then you can acquit or you must acquit. But even if you do not believe Mr - what Mr George had to say in the electronic record of interview you cannot find in issue, contrary to him, unless the other evidence - let me put this quite rightly.
You can't find an issue against Mr George contrary to what he had to say in the electronic record of interview or unless the other evidence - or his evidence or any other evidence, for that matter, has given rise to a reasonable doubt on the issue. So it's important that you remember it's for the State to prove this charge beyond a reasonable doubt. And if any of the evidence has given rise to a reasonable doubt you cannot convict Mr George.
But even if you don't accept what he had to say in the electronic record of interview and you reject it entirely, it doesn't follow that you would automatically convict him. He doesn't have to prove anything. The State - the law is you can only deliver a verdict of - on the evidence if the State has proven the charge beyond a reasonable doubt. So if you don't believe what he had to say in the electronic record of interview put that to one side and look again at all of the evidence and ask yourself whether you are convinced beyond a reasonable doubt. (emphasis added)
The parties' submissions on the Azzopardi point
(b) that the onus of proof never shifted to the accused, and that he was not required to prove anything;
(d) that the accused was not obliged to give evidence at his trial, and his choice not to give evidence 'was entirely within his rights'; and
(e) that by reason of his choice not to give evidence at trial, he 'shouldn't be treated in any different way by you'.
(c) supply additional proof against the appellant; or
(d) fill in any gaps the jury perceived in the prosecution case.
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
Research Orderly to the Honourable Justice Mitchell
[54] See, for example, at 1.12.57, 1.13.08 and 1.13.15 of the EROI.
[59] From Liberato v The Queen [1985] HCA 66; (1985) 159 CLR 507, 515.
[67] La Fontaine v The Queen [1976] HCA 52; (1976) 136 CLR 62, 73, 81, 87; R v Dookheea [2017] HCA 36; (2017) 262 CLR 402 [37]; Cooper v The State of Western Australia [2010] WASCA 190 [23], [53] - [54].
[68] Galipo v The State of Western Australia [2019] WASCA 188 [45].
[69] Exhibit C (EROI) at about 1:32:40.
[72] Azzopardi v The Queen [2001] HCA 25; (2001) 205 CLR 50 [51].
[73] R v DAH [2004] QCA 419; (2004) 150 A Crim R 14 [85] - [86].
[77] R v Wilson [2005] NSWCCA 20; (2005) 62 NSWLR 346.
[80] Martinez v R [2019] NSWCCA 153.
[84] R v Hartfiel [2014] QCA 132.
[86] Burke v The Queen [2013] VSCA 351; (2013) 237 A Crim R 130.
[90] JPM v The Queen [2019] NSWCCA 301.
[95] JPM v The Queen [2020] HCATrans 115.
[98] Appellant's Supplementary Submissions, par 9 - 12.
[99] Respondent's Supplementary Submissions, par 10.
[103] EROI ts 4 - 5 (Blue/Green AB 315 - 316).
[104] Kelly v The State of Western Australia [2017] WASCA 221 [34] - [48].
[105] Tofilau v The Queen [2007] HCA 39; (2007) 231 CLR 396 [22], [55] - [64], [339] - [340], [362] - [364], [376].
[106] Tofilau [359] quoting R v Azar (1991) 56 A Crim R 414, 419 - 20.
[107] McKinnon v The State of Western Australia [2010] WASCA 51 [9] - [13].
[108] Suresh v The Queen [1998] HCA 23; (1998) 72 ALJR 769 [23].
[109] MNA v The State of Western Australia [2020] WASCA 84 [33] - [34].
[110] Huggins v The State of Western Australia [2018] WASCA 61 [376] - [401].
[112] Jeffery v The State of Western Australia [2018] WASCA 219 [104] (citing Buss P in Rodi v The State of Western Australia [2017] WASCA 81; (2017) 51 WAR 96 [115]).
[114] Craig v The Queen [2018] HCA 13; (2018) 264 CLR 202.
[127] Appellant's affidavit, par 6 - 8.
[130] Rafferty affidavit, par 12 - 14.
[134] Not all examples of this are transcribed, but an example appears at appeal ts 20.
[135] See, for example, appeal ts 48 - 49.
[145] Rafferty affidavit, par 2 and annexure A.
[146] Appellant's affidavit, par 3; appeal ts 26.
[148] Rafferty Affidavit, par 3; appeal ts 52 - 53.
[151] Rafferty affidavit, pars 4 - 7, annexures B - F.
[155] Rafferty affidavit, par 10 and annexure G; appeal ts 27 - 28.
[157] Appeal ts 40; Rafferty affidavit, annexure H.
[163] Rafferty affidavit par 11(e); appeal ts 59 - 60.
[164] Rafferty affidavit, par 11; appeal ts 50.
[166] Appellant's affidavit, par 6 - 7.
[171] Azzopardi v The Queen [2001] HCA 25; (2001) 205 CLR 50.
[175] R v DAH [2004] QCA 419; (2004) 150 A Crim R 14 [83] ‑ [84].
[178] Le v The Queen [2016] VSCA 100; (2016) 308 FLR 486 [30].
[179] See, for example, the line of cases decided by the New South Wales Court of Criminal Appeal beginning with R v Wilson [2005] NSWCCA 20; (2005) 62 NSWLR 346, up to and including the recent case of JPM v The Queen [2019] NSWCCA 301 and by the Court of Appeal of Queensland, beginning with R v DAH [2004] QCA 419; (2004) 150 A Crim R 14.
[180] Burke v The Queen [2013] VSCA 351; (2013) 237 A Crim R 130.
[181] Johnstone v The State of Western Australia [2019] WASCA 67 [38].
[182] See JPM v The Queen and Le v The Queen.
[188] Liberato v The Queen [1985] HCA 66; (1985) 159 CLR 507, 515.
[189] Respondent's supplementary submissions, par 12.
[190] DKA v The State of Western Australia [2019] WASCA 123 [199] - [202].
[191] Respondent's supplementary submissions, pars 7 - 10.
[192] Appellant's supplementary submissions, par 3.
[193] Appellant's supplementary submissions, par 9.
[194] Appellant's supplementary submissions, par 11.
[195] RPS v The Queen [2000] HCA 3; (2000) 199 CLR 620 [41].
[196] De Silva v The Queen [2019] HCA 48; (2019) 94 ALJR 100 [10] ‑ [11].
(1985) 159 CLR 507
(1976) 136 CLR 62
(2017) 262 CLR 402
(2001) 205 CLR 50
(2005) 62 NSWLR 346
(2007) 231 CLR 396
(1998) 72 ALJR 769
(2017) 51 WAR 96
(2018) 264 CLR 202
(2016) 308 FLR 486
(2000) 199 CLR 620
(2019) 94 ALJR 100