[2024] VSCA 319
General information, not legal advice.
Court of Appeal (Vic)
2024-12-18
Mr J, Boyce JA, Priest JA, Taylor JA
Original judgment source is linked above.
I wasn't quite sure what the name that was mentioned. I - I thought it was [CD's first name], but I got mixed up. But I did mention that I wasn't sure.
I don't. I couldn't say yes, because I don't remember since it was so long ago. Um, I would be lying if I would say - if I said, 'Yes, I do remember the name', because I truly don't remember what name was said in that conversation.
The morning after or a couple of days later I asked [the complainant] a few questions about what she told me. I asked her she didn't tell her mum and she said it's because she was too young, didn't understand what happened. I asked her how it escalated for him to do such a thing, and she said she didn't know.
...
Over time we had a few other conversations about what happened. I think [the complainant] told me she was about seven years old. I know it wasn't a one-time thing. I think she told me it stopped when her mum broke up with him.
But I did mention that I wasn't sure what name she used, because that's why I said, 'I think that's the name she used' because I wasn't 100 percent certain. I've never met these two men. I - I don't know who they are, I - so I don't remember what name she used.
HIS HONOUR: We then empanel. When, because of the size of this thing, what we do is the challenge has to be - there's actual provision to - it's called the movement provision - I can actually make a direction about this - that when they get to the end of the dock they've got to be challenged before then.
PROSECUTOR: Yes.
HIS HONOUR: So they'll come in, go over to that wall, with their mask down ...
PROSECUTOR: So do you mean over this way?
HIS HONOUR: Yes, yes, with their mask down, then back again and the challenge thing, I'll direct, is to occur prior to their - or [the tipstaff] puts the thing around their neck, so prior his Olympic Games presentation - that's that, just so - look, for safety sake my associate doesn't call the next name until we've got a bum on a seat. Just - I'm sure that's probably being paranoid but I just sense someone saying something about that.
PROSECUTOR: Yes.
HIS HONOUR: So that's all good. I don't think there's anything else we need to worry about gents, is there ...
A trial judge may direct a potential juror to move in a particular direction to distinguish the potential juror from other potential jurors -
(a) to enable the Crown to consider whether to require the potential juror to stand aside in accordance with section 38;[26] and
(b) to enable each person arraigned adequate time and reasonable opportunity to view the face of the potential juror to consider whether to challenge peremptorily the potential juror in accordance with section 39.[27]
If you wish to challenge them [the selected jurors], or any of them, you will do so as their names are called before the juror passes the end of the dock.
APPLICANT'S REPRESENTATIVE: Well, your Honour, when they - when the jury was selected, and I've got no objections about the um - the way they balloted it and everything else, but when the jury was brought into the court we couldn't - the video didn't show us how they were brought in, but all you know is that they went and sat down. They didn't stop. [The applicant] didn't have an opportunity to look at the people that were brought in.
PRIEST JA: How do we know that?
APPLICANT'S REPRESENTATIVE: Well, that's the point. We can't see it.
The prosecution's failure to call the applicant's wife as a witness[28]
'I didn't go to bingo at this time', when the complainant says it happened at bingo and the times don't match up; the dates don't match up.
My real fear here would be, that if that went haywire, and that witness was called at your request, I wouldn't be discharging any juries. And I think that's there a very real chance from what I've read and seen so far, that her performance may well end up getting your client convicted.
I accept what my learned friend states about the reason for his view, and I accept that, therefore, it's within his discretion not to call a witness. I just want - I'll put it on transcript, that my view is, one, the issue of when they went to bingo, and when they started babysitting, and when they finished babysitting, is pretty central to the complainant's narrative, and it would appear that, that is a witness who could give evidence on that.
I've drawn it to my learned friend's attention, I understand it that the Crown still doesn't want to call her, and therefore, all I can do is operate the trial on the following basis, that the Crown is not calling [the applicant's wife] ...
A refusal to call the witness will be justified only by reference to the overriding interests of justice. Such occasions are likely to be rare. The unreliability of the evidence will only suffice where there are identifiable circumstances which clearly establish it; it will not be enough that the prosecutor merely has a suspicion about the unreliability of the evidence. In most cases where a prosecutor does not wish to lead evidence from a person named on the indictment but the defence wishes that person to be called, it will be sufficient for the prosecutor simply to call the person so that he may be cross-examined by the defence and then, if necessary, be re-examined.[36]
All available witnesses should be called whose evidence is necessary to unfold the narrative and give a complete account of the events upon which the prosecution is based. In general, these witnesses will include the eye-witnesses of any events which go to prove the elements of the crime charged and will include witnesses notwithstanding that they give accounts inconsistent with the Crown case. However, a prosecutor is not bound to call a witness, even an eye-witness, whose evidence he judges to be unreliable, untrustworthy or otherwise incapable of belief. And if the number of witnesses available for the proof of some matter is such that in the circumstances it would be unnecessarily repetitious to call them all, then a selection may be made. All witnesses whose names are on the indictment, presentment or information should nevertheless be made available by the prosecution in order that they may be called by the defence and should, if practicable, be present at court.[38]
In our formulation of the sixth proposition we have omitted the reference to misconduct, intending thereby to broaden the approach so as to focus directly on the consequences, objectively perceived, that the failure to call the witness has had on the course of the trial and its outcome. It is not necessary to postulate misconduct of the prosecutor as an essential condition precedent to a miscarriage of justice. No doubt in the great majority of cases of this kind an appellate tribunal which finds a miscarriage of justice to have occurred will trace that miscarriage to a wrong exercise of judgment by the prosecutor which led to the witness not being called. In cases where there has been no error of judgment there will be less likelihood of a miscarriage resulting from the failure to call the witness. Nevertheless the absence of testimony from a witness may lead to a miscarriage of justice without any error having occurred. ... So, if a prosecutor fails to call a witness whose evidence is essential to the unfolding of the case for the Crown the central question is not whether his decision constitutes misconduct but whether in all the circumstances the verdict is unsafe or unsatisfactory.[39]
Whether the prosecution coerced IJ to change her evidence[41]
Investigators' alleged failure to obtain records[42]
As Pell makes clear, the starting point for this Court is to accept that the jury found the complainant's account credible and believable. It does not necessarily follow that that assumption requires this Court to assume that the jury believed every aspect of the complainant's account, rather than a sufficient amount as to enable them to be satisfied beyond reasonable doubt of the applicant's guilt.
...
The critical inquiry is whether, having regard to these discrepancies, the jury was bound to have a doubt as to the applicant's guilt. As explained in Pell, it is necessary first to identify whether there is a discrepancy, inconsistency or other inadequacy, and then to ask whether, by reason of that discrepancy, it was not rational for the jury to conclude that the applicant is guilty.[55]
The judge's statement to the jury panel about date ranges
The allegations are of a sexual nature against a child in [the name of the rural town where the applicant lived] in the early 2000s up until around about 2009, 2010.
A failure to repeatedly administer the separation oath to the jury
I do this when there's a weekend coming up. A couple of beers and a barbeque and it could get started.
So if you can start at 9.30 and just to make sure (indistinct words) and we'll go from there.[56]
Well, we believe that they didn't get it on the - they were given the oath we believe on the Friday, which was the end of the day, and then they went home for the weekend. They came back in on Monday, they deliberated Monday, they left Monday, they come in on Tuesday, they left on Tuesday and come back Wednesday.
We believe that they should have been given the oath on the Monday and the Tuesday, because they were separated, as the law states in the Act, that if you're separating you're supposed to be given the oath or affirmation, and they never got that on the Monday or the Tuesday.
It can be accepted that, at common law, juries were required to be cloistered after retirement and until verdict. Section 51A however was clearly designed to modify the strictness of the common law practice in favour of convenience to jurors, provided that the requirements imposed by the section were complied with. It was because the requirement was not complied with in the case of R v Taylor (unreported, Court of Appeal, 10 May 1996) that the court concluded that there must be a new trial.
In our view the section must be given a workable interpretation. Subsection (1), in the light of its obvious purpose to which we have referred, gives the judge the power to 'allow the jury to separate at any time' during the period expressed to be 'between it [the jury] retiring to consider its verdict and the verdict being given ...'.
We cannot accept that this section requires a trial judge to extract an oath on more than one occasion during the period referred to, even though that period might run into more than one day. To suggest that the section requires a further undertaking on oath on each and every occasion that the jury, within the period contemplated, separates is, in our view, to give the section an interpretation which the words do not command and which would or could lead to an absurd imposition upon the jurors. Once the jurors have sworn on their oath that they will not discuss matters concerning the inquest with persons other than members of the jury, it should be assumed that they will understand that such oath will continue to bind them if, within the designated period, they are permitted to separate again. Whilst, no doubt, it is appropriate that the section should be construed against the background of the common law position, it is clear that the legislature by using the words, 'despite anything to the contrary in any rule of law or practice', intended to confer a discretion upon the judge, notwithstanding the previous position at law, to allow the jurors to separate 'at any time' during the designated period upon the security of those jurors giving the relevant undertaking. The discretion conferred upon the trial judge is not a discretion to allow the jury to separate 'at any time and from time to time, upon the giving of an undertaking'. On the contrary it is a discretion to be exercised by the trial judge when, during the deliberation process, he considers that it is appropriate to allow the jury to separate 'at any time' within that process. In our view the words of the section suggest that when the time first arrives, the individual jurors must give the undertaking required of them. To require them to renew the undertaking on each occasion thereafter of separation during the same deliberation process would be an extravagance not contemplated by the section. This was the meaning given to the section by this court in the case of [Appleby]. Although counsel for the applicant in this case contended that the views of the court in Appleby were expressed by way of obiter dicta, they are in our view, strongly supportive of the interpretation which we believe should be accorded to the section.[59]
[I]t was a cardinal common law principle that in a criminal jury trial jurors not separate during deliberations. It is also clear that the legislature sought to mitigate the strictness of that principle through the introduction of provisions such as s 50 of the Act. In so doing, however, the legislature was astute to ensure that the separation of a criminal jury after retirement was subject to safeguards specifically designed to promote the integrity of the trial process and to minimise the risk of the jury's communication with third parties. Hence, before permitting the separation of a jury after retirement, a trial judge must affirmatively be of the opinion that there is a 'good reason' to permit separation, and must ensure that an appropriate oath (or affirmation) is taken by the jurors involved that they 'will not discuss with any person other than another member of this jury any matter relating directly or indirectly to the evidence in this trial or the deliberations'.[61]
We consider that, notwithstanding that they modify the strictness of the common law, provisions such as ss 49 and 50 of the Act are safeguards imposed by the legislature which are designed to protect jury deliberations from contamination. Such provisions also serve a secondary function, preventing the perception that there has been any opportunity for unauthorised communications with the jury. As Hampel J observed in Chaouk (albeit with respect to the position at common law), it is of fundamental importance that the basic rules relating to the processes of a criminal trial - particularly in relation to jury deliberations - should be strictly adhered to; and, given that the jury system and its operation are under constant public scrutiny, it is 'essential to ensure not only that no irregularities occur which may adversely affect jury deliberations, but also that no such irregularities appear to take place'.[63]
[W]e consider it to be desirable that the practice followed in the Trial Division of this Court also be adhered to in the County Court. Although it still sometimes occurs, it is no longer the invariable practice to keep juries sequestered following retirement, so that they commonly return to their homes in the afternoon or early evening after deliberating during the day in their jury room (or other suitable space). Whilst deliberating, however, they remain subject to the supervision of suitably sworn (or affirmed) jurykeepers, and do not leave the court unaccompanied by keepers. When first permitted to separate after deliberations commence, the jury take the separation oath (or affirmation) under s 50, and, as a minimum, thereafter are reminded that they are bound by that oath (or affirmation) each time that they separate until being finally discharged. Strict adherence to that practice will go some way towards avoiding the material irregularity which occurred in this case.[64]
The complainant's attestation of the truth of her VARE
PROSECUTOR: If it please the court Your Honour I call [the complainant].
HIS HONOUR: Has she seen this or watched it?
MR HUTTON: Yes we need to swear her in first, Your Honour?
HIS HONOUR: No, no, my practice is normally to play the VARE and swear them in afterwards.
PROSECUTOR: Thank you, Your Honour.
Also, your Honour, during the pre-trial, during the trial [the complainant's] VAREs was read to the jury and the prosecutor at the time approached the judge and asked the judge that she needs to be, have the oath before the VAREs were shown and read. The judge turned around and said no, no I usually do it at the end and at the end of the VAREs the end of the Court, [the applicant] left and she was never given the oath while she was giving the VAREs in the trial.
(i) identifie[d] ... herself and attest[ed] to the truthfulness of the contents of the recording; and
(ii) [was] available for cross-examination and re-examination.
Credibility evidence etc. and an allegation of incompetence
a) credibility evidence was adduced in circumstances where s 103(1) had not been satisfied; > > b) [The complainant] and [AB] was [sic] cross-examined as to matters relevant only to her [sic] credit in circumstances where leave had not been granted to do so under s 38(3) Evidence Act; > > c) irrelevant and highly prejudicial evidence was adduced; > > d) there was a failure to comply with the rule in Browne v Dunn;
a. The appellant's personal circumstances:
i. First time offender;
ii. Age at the time of the offending;
iii. Plea of guilty
- There was little discussion about the evidence presented during the trial and the material that was discussed was bias and related to the victim's evidence and nothing from the defendant.
[T]he realistic situation is any sentence Your Honour imposes will represent the vast majority of the remainder of his years.
[T]o the extent yesterday where you were shaking your head while the victims were reading their impact statements [this] indicates a total lack of remorse and insight.[74]
people in [the applicant's] situation who have the arrogance to simply think that they can do this to children over an extended period of time for their own perverted pleasures and think they can get away with it might think twice. The sentences have to be ... significant enough ... to deter other likeminded men.[81]
very conscious of [the] ultimate sentence, very conscious of totality, and ... conscious of the need where possible, to not impose a crushing sentence.[84]
If you seek to offend in that way as an old man, you will be jailed as an old man and you will have to simply wear the consequences.[89]
[1] Contrary to s 45 of the Crimes Act 1958, as amended by the Crimes (Amendment) Act 2000.
[2] Contrary to s 45 of the Crimes Act 1958, as amended by the Crimes (Amendment) Act 2000.
[3] Contrary to s 47 of the Crimes Act 1958, as amended by the Crimes (Sexual Offences)Act 1991.
[4] Contrary to s 45 of the Crimes Act 1958, as amended by the Crimes (Amendment) Act 2000.
[5] Contrary to s 47 of the Crimes Act 1958, as amended by the Crimes (Sexual Offences)Act 1991.
[6] Contrary to s 45 of the Crimes Act 1958, as amended by the Crimes (Amendment) Act 2000.
[7] Contrary to s 47 of the Crimes Act 1958, as amended by the Crimes (Sexual Offences)Act 2006.
[8] Contrary to s 49D(1) of the Crimes Act 1958, as amended by the Crimes Amendment (Sexual Offences) Act 2016.
[9] Contrary to s 49D(1) of the Crimes Act 1958, as amended by the Crimes Amendment (Sexual Offences) Act 2016.
[10] Contrary to s 49D(1) of the Crimes Act 1958, as amended by the Crimes Amendment (Sexual Offences) Act 2016.
[11] McKenzie v McKenzie [1971] P 33.
[12] See Powers of Attorney Regulations 2015, sch1, form 1.
[13] See Powers of Attorney Act 2014, s 28 ('POA Act').
[15] See Carson (a pseudonym) v The Queen [2020] VSCA 202.
[16] [2024] VSCA 206, [6]-[9].
[17] Nepal v Minister for Immigration and Border Protection [2015] FCA 366; (2015) 327 ALR 89, 93 [17] (Edelman J).
[18] See Madaferri v The Queen [2017] VSCA 302, [11] (Priest, Hansen and Coghlan JJA).
[19] AB also had a son who lived with her and who was approximately a year older than the complainant. This son will be referred to in these reasons as 'the complainant's brother'. AB had another son older than both the complainant and the complainant's brother. This older brother resided in special care in Melbourne. The eldest brother plays no role in the events which form the subject matter of this case.
[20] This document was treated, by agreement at the oral hearing, as amounting to further written submissions made in support of the proposed grounds of appeal.
[22] In respect of both the conviction and sentence applications.
[23] Grounds 1-3 of the notice of application for leave to appeal against conviction ('notice of appeal').
[26] Juries Act, s 38 concerns the Crown's right to stand aside jurors in a criminal trial.
[27] Juries Act, s 39 concerns an accused person's right to make peremptory challenges.
[28] 'Ground 2', as described in the applicant's amended written case.
[29] It is not apparent that any issue was taken with the prosecutor's decision not to call EF.
[30] These antics - presumably on the applicant's wife's part - were not the subject of any more detailed description.
[31] (1984) 154 CLR 563; [1984] HCA 38 ('Apostilides').
[32] Ibid 575 (Gibbs CJ, Mason, Murphy, Wilson and Dawson JJ).
[34] As it happens, the name of the applicant's wife was included among the list of witnesses on the indictment. It was, however, marked with an asterisk. Above the list of witnesses included on the indictment the following was recorded: 'Subject to the exercise of the prosecutor's discretion at the trial, the Director of Public Prosecutions proposes to call all witnesses except those whose names are marked with an asterisk.'
[35] Apostilides [1984] HCA 38; (1984) 154 CLR 563, 576 (Gibbs CJ, Mason, Murphy, Wilson and Dawson JJ); [1984] HCA 38.
[39] Apostilides [1984] HCA 38; (1984) 154 CLR 563, 577-8 (Gibbs CJ, Mason, Murphy, Wilson and Dawson JJ); [1984] HCA 38.
[40] See s 43(3) of the Jury Directions Act 2015.
[44] R v Birks (1990) 19 NSWLR 677, 683-5 (Gleeson CJ); TKWJ v The Queen [2002] HCA 46; (2002) 212 CLR 124, 134 [31] (Gaudron J), 147-8 [74], 148 [76]-[77], 149-50 [79]-[81] (McHugh J); [2002] HCA 46; Ali v The Queen [2005] HCA 8; (2005) 79 ALJR 662, 677 [99]-[100] (Callinan and Heydon JJ), 666 [23], 666-7 [25]-[26] (Hayne J); [2005] HCA 8; Nudd v The Queen [2006] HCA 9; (2006) 80 ALJR 614, 618-9 [7]-[9], 622 [20] (Gleeson CJ), 622 [24] (Gummow and Hayne JJ), 635 [100] (Kirby J), 645 [162] (Callinan and Heydon JJ); [2006] HCA 9; Seymour v The Queen [2006] NSWCCA 206; (2006) 162 A Crim R 576, 581-2 [20]-[21] (Hunt JA); [2006] NSWCCA 206.
[46] Criminal Procedure Act 2009, s 276(1)(a) ('CPA').
[47] M v The Queen [1994] HCA 63; (1994) 181 CLR 487, 492-3 (Mason CJ, Deane, Dawson and Toohey JJ); [1994] HCA 63 ('M'); R v Baden-Clay (2016) 258 CLR 308, 329-30 [65]-[66] (French CJ, Kiefel, Bell, Keane and Gordon JJ); [2016] HCA 308; Pell v The Queen [2020] HCA 12; (2020) 268 CLR 123, 145 [38]-[39] (Kiefel CJ, Bell, Gageler, Keane, Nettle, Gordon and Edelman JJ); [2020] HCA 12 ('Pell').
[48] Pell [2020] HCA 12; (2020) 268 CLR 123, 145 [39] (Kiefel CJ, Bell, Gageler, Keane, Nettle, Gordon and Edelman JJ); [2020] HCA 12.
[51] Ibid [85] (Emerton P, McLeish and Macaulay JJA).
[53] Ibid [88], citing Pell [2020] HCA 12; (2020) 268 CLR 123, 145 [38] (Kiefel CJ, Bell, Gageler, Keane, Nettle, Gordon and Edelman JJ); [2020] HCA 12; M [1994] HCA 63; (1994) 181 CLR 487, 493-4 (Mason CJ, Deane, Dawson and Toohey JJ); [1994] HCA 63.
[55] Ibid, [83]-[84] citing Pell [2020] HCA 12; (2020) 268 CLR 123, 145 [39] (Kiefel CJ, Bell, Gageler, Keane, Nettle, Gordon and Edelman JJ); [2020] HCA 12.
[56] Whilst reserved the Court corresponded with the parties concerning whether they had any objection to the Court viewing a video of the trial judge uttering these particular instructions. With the consent of the parties the Court viewed the video. It was impossible to discern precisely what the judge said at the part where the transcript records 'indistinct words'.
[57] [1998] 1 VR 7 ('Patton').
[58] [1993] HCA 71; (1993) 179 CLR 44, 51-2 (Mason CJ, Brennan, Dawson and McHugh JJ); [1993] HCA 71.
[59] Patton [1998] 1 VR 7, 11-12 (emphasis added).
[60] [2019] VSCA 240, [48] (Priest, Beach and Weinberg JJA).
[66] Even if, contrary to the practice described in Youssef, the judge did not remind the jury of their oath or affirmation prior to the jury's final separation on the Tuesday (see paragraph 132 above), there is no basis - in the circumstances of the present case - to conclude that the importance of adhering to their oath or affirmation would have been overlooked by the jury in view of the fact that they had already been warned to this effect.
[68] See Sentencing Act 1991, ss 5A & 5B ('Sentencing Act').
[69] DPP v Frendo (Unreported, County Court of Victoria, Judge Smallwood, 6 April 2022) ('Reasons').
[87] Worboyes v The Queen (2021) 96 MVR 344; [2021] VSCA 169.
[95] See ibid s 5(2)(da).
[96] See Clarkson v The Queen [2011] VSCA 157; (2011) 32 VR 361, 384 [89] (Maxwell ACJ, Nettle, Neave, Redlich and Harper JJA); [2001] VSCA 157.
[98] R v RLP [2009] VSCA 271; (2009) 213 A Crim R 461, 476 [39] (Neave and Redlich JJA, Hollingworth AJA); [2009] VSCA 271.
[100] See Sentencing Act, s 6E. See also Gordon v The Queen [2013] VSCA 343, [74] (Redlich JA); McL v R (2000) 203 CLR 452, 476-7 [76] (McHugh, Gummow, and Hayne JJ); [2000] HCA 46.
Frendo
The King [2024] VSCA 319
R v Apostilides [1984] HCA 38; (1984) 154 CLR 563, Whitehorn v The Queen [1983] HCA 42; (1983) 152 CLR 657, Pell v The Queen [2020] HCA 12; (2020) 268 CLR 123, applied; Gardner (a pseudonym) v The King [2024] VSCA 83, Parker (a pseudonym) v The King [2024] VSCA 209, R v Patton [1998] 1 VR 7, Youssef (a pseudonym) v The Queen [2019] VSCA 240, discussed.
(1984) 154 CLR 563
(1983) 152 CLR 657
(2020) 268 CLR 123
(2015) 327 ALR 89
(1990) 19 NSWLR 677
(2002) 212 CLR 124
(2005) 79 ALJR 662
(2006) 80 ALJR 614
(1994) 181 CLR 487
(2016) 258 CLR 308
(1993) 179 CLR 44
(2021) 96 MVR 344
(2011) 32 VR 361
(2000) 203 CLR 452