[2024] VSCA 206
General information, not legal advice.
Court of Appeal (Vic)
2024-09-17
Walker JA, Ginnane J, Watson J
Original judgment source is linked above.
A person who is not legally qualified will be given leave to represent an unrepresented litigant as a McKenzie friend, as an exception to the rule that only qualified legal practitioners may appear for litigants, when there are special circumstances making it necessary for the administration of justice. This exceptional nature of the grant of leave arises because of the importance of legally qualified practitioners not only being trained in the law (and so best equipped to assist the court with the legal issues that arise) but also subject to professional rules and disciplinary sanctions for non-compliance with those rules.
In complex cases in the higher courts there is a particular need for caution in assessing whether the grant of leave to an unqualified person to appear will serve the administration of justice. There is a risk that an unqualified representative will not be able to address the legal issues involved in a way that assists the Court. It is undesirable to permit the development of any practice which will deprive the Court of the assistance of skilled professionals in any but the most exceptional cases.[10]
[W]here a party cannot obtain representation by a lawyer, great care must still be taken before allowing a non-lawyer to speak for the party to legal proceedings. The non-lawyer is not regulated, the non-lawyer has not been trained in the ethical duties of lawyers to the court, and the non-lawyer may do more harm to the party than good.
...
It has been said that it will be a 'rare and exceptional case' in which a person other than a duly qualified legal practitioner will be permitted to address the court or otherwise take an active part in the proceedings.[11]
(a) where a party is not represented by a lawyer it is permissible to appoint a McKenzie friend for the purposes of making oral submissions in 'special circumstances';
(b) he is not proficient in articulating his ideas in verbal argument;
(c) he has suffered from a 'serious mental disability' for years, which impacts his cognitive ability;
(d) he has not graduated from high school;
(e) he has tried to obtain the assistance of 115 lawyers, none of whom responded to his emails seeking assistance;
(f) he felt 'humiliated' at VCAT when he was asked questions by the Tribunal;
(g) Dr Chopra is more familiar with the 'freedom of information legislation' than he is and has assisted him in the preparation of his written argument; and
(h) special circumstances for the appointment of Dr Chopra as a McKenzie friend to make oral submissions exist.[14]
Mr Myers has previously represented himself, both in this Court and in VCAT. In none of those previous proceedings does it appear that the relevant presiding officer identified any difficulty in Mr Myers making submissions on his own behalf.
In particular, as recently as January of this year, Mr Myers appeared on his own behalf in this Court in a successful application seeking judicial review of orders of the Magistrates' Court of Victoria granting interim personal safety intervention orders.
I have not overlooked that in this matter Mr Myers made an application seeking orders that the Court appoint a pro bono lawyer to represent him. The Court noted in the judgment on that application that one of Mr Myers' reasons for seeking legal assistance was to ease the burden imposed upon him by the many cases he was running on his own behalf.
In short, whilst Mr Myers now asserts that he has difficulty making oral arguments and is significantly impeded by his lack of formal education, there is no indication that this has prevented him from representing himself in the past.
Mr Myers also refers to his medical conditions. There is no evidence that those medical conditions will in any way impede his presentation of oral argument on his own behalf. In voluminous materials filed in reply (most of which were completely irrelevant), Mr Myers included some documentary evidence apparently indicating diagnoses of psychosis, schizophrenia and epilepsy, amongst other conditions. There is no evidence which would suggest that any of those conditions are currently manifesting in a way which would preclude Mr Myers from making oral submissions on his own behalf at the hearing on 30 July 2024.
Mr Myers refers, in particular, to having contacted 115 barristers seeking representation without success, and contends that in this respect his case is even stronger than the circumstances which pertained in Kiley where the uncontested evidence was that Ms Kiley had contacted 75 lawyers seeking representation. Whilst the unavailability of legal representation is a necessary condition for the appointment a McKenzie friend, it is clearly not sufficient. In this case, it is not decisive and does not, on its own, constitute a special circumstance.
The decision in Kiley needs to be understood in context. Her Honour there dealt with a situation in which Ms Kiley had been represented by a McKenzie friend in the hearing below, the application for a McKenzie friend in the hearing before her Honour was not opposed, and the application was made very shortly before the hearing of the matter was due to commence.
The circumstances of this case are different. Mr Myers was not represented by Dr Chopra before VCAT. The respondents in this matter oppose the McKenzie friend application and Mr Myers' application for a McKenzie friend can be dealt with and resolved sufficiently before the scheduled hearing to give him adequate time to prepare submissions on his own behalf.
Mr Myers has obtained the assistance of Dr Chopra in his extensive written outline of submissions in this matter. Whilst the case is not without some complexity (as indeed is the situation with most cases before this Court), there is no basis, on the evidence before me, to conclude that Mr Myers will not be able to advance oral submissions in support of his case at the trial. In any event, as the passage extracted from Kiley above indicates, the complexity of the matter is a factor often tending away from the appointment of a lay advocate as a McKenzie friend for the purposes of making oral submissions.
Overall, having considered the materials before me, and without regard to the matters which the respondents put regarding Dr Chopra, I am not satisfied that Mr Myers has demonstrated the special or exceptional circumstances which are required for the appointment of a McKenzie friend to make submissions on his behalf.[15]
(a) The first category concerns the judge's conclusion that Mr Myers had not made out special circumstances that warranted Mr Myers being permitted the assistance of an 'extended McKenzie friend'[28] to make oral submissions on his behalf. Only ground 1 falls within this category.
(b) The second category concerns the judge's conclusion that Dr Chopra would not be a suitable person to make oral submissions as a McKenzie friend. Grounds 2, 3 and 4 fall within this category.
(c) The third category concerns alleged contraventions of the Charter of Human Rights and Responsibilities Act 2006 and the Equal Opportunity Act 2010. Grounds 5, 6 and 7 fall within this category.
(d) The fourth category concerns allegations of a denial of procedural fairness. Grounds 8, 9, 10 and 11 fall within this category.
The first category: did the judge err in concluding special circumstances were not made out?
(a) Mr Myers had extensive, existing medical conditions that meant that he could not articulate for himself the complex legal arguments in the appeal. These constituted 'more "severe" "special circumstances"' than had been present in some of the earlier authorities upon which Mr Myers relied. However, the judge failed to consider Mr Myers' acquired brain injury, his cognitive impairment, his diagnosis of schizophrenia or his paranoid delusions.
(b) The judge referred only to Kiley in his reasons, and ignored other authorities. In any event, Kiley supported Mr Myers' application because:
Ms Kiley had merely emailed that she could not articulate legal arguments. I had done more than that. Her extended McKenzie friend had extensively helped her at the lower level and in written submissions on Appeal. So had Dr Chopra. She had not found lawyers; I had written to 115 and asked for pro bono help.
(c) It was 'illogical at best and false equivalence' for the judge to conclude that, because Mr Myers had appeared in proceedings in the past, he could do so in the present case.
(d) In relation to the judge's conclusion that there was 'no evidence which would suggest that any of [Mr Myers'] conditions are currently manifesting in a way which would preclude Mr Myers from making oral submissions on his own behalf,[29] the judge erred on several grounds, which were articulated as follows:
First, if this was the legal test, then I should have been put on notice and allowed to provide evidence. Secondly, being self-represented, his Honour had a positive duty to clarify this 'legal test' or his evidentiary 'expectation' before a decision was made to accord me a fair hearing and procedural fairness. Thirdly, how did his Honour know that these conditions were not "currently manifesting"? This was a false assumption. My conditions are chronic and always manifesting. His Honour should actually have taken judicial notice of this. Fourthly, his Honour omitted to list Acquired Brain Injury (ABI) and cognitive impairment. How can these not be always "currently manifesting"? Fifthly, if his Honour was uncertain, the fair option was to organise an oral hearing. Or ask for clarity or further evidence in writing. His Honour did neither.
(e) In finding special circumstances did not exist, the judge erred 'by impermissibly imposing an evidentiary onus' on Mr Myers, by failing to take into account his evidence, which was unchallenged, and by misapprehending that his cognitive impairment, acquired brain injury and other chronic serious mental conditions were 'not currently manifesting' themselves.
(f) The judge applied the wrong test by stating that 'exceptional' circumstances were required, thereby raising the threshold of the common law test for an extended McKenzie friend.
(a) The judge did not impose any legal test or expectation; his Honour simply reached a factual conclusion based on the evidence before him. Mr Myers had an opportunity to provide evidence about his capacity to make oral submissions.
(b) Because the judge had not imposed any 'legal test' or evidentiary 'expectation', his Honour had no duty to inform Mr Myers of such a test or expectation.
(c) The judge was not required to take judicial notice of the proposition that Mr Myers' conditions 'are chronic and always manifesting'. If that was Mr Myers' contention, he had the opportunity to put medical evidence before the judge to support it. He did not do so.
The second category: did the judge err in concluding that Dr Chopra would not be a suitable person to make oral submissions as a McKenzie friend?
Evidence of the decision, or of a finding of fact, in an Australian or overseas proceeding is not admissible to prove the existence of a fact that was in issue in that proceeding.
The judgments establish the procedural matters and the outcome of various applications made by, and against, the Defendant, in the proceedings relied upon by the Plaintiff. Furthermore, they also record the Defendant's conduct in the course of the proceedings. These matters do not constitute findings of facts in issue in the proceedings. Whether such judgments contain statements which express judicial views on the merit, or otherwise, of the Defendant's stance in proceedings, the judgments are the best, if not the only, evidence of such views.[36]
Evidence of an opinion is not admissible to prove the existence of a fact about the existence of which the opinion was expressed.
The opinion rule does not apply to evidence of an opinion expressed by a person if:
(a) the opinion is based on what the person saw, heard or otherwise perceived about a matter or event; and
(b) evidence of the opinion is necessary to obtain an adequate account or understanding of the person's perception of the matter or event.
(a) the judge was satisfied that this evidence would have significant probative value in relation to Dr Chopra's suitability to act as McKenzie friend;
(b) the written submissions of the second and third respondents gave Mr Myers reasonable notice of the substance of the evidence on which they sought to rely; and
(c) to the extent that notice had not been given in accordance with reg 8(b) of the Evidence Regulations 2019, his Honour considered it appropriate pursuant to s 190 of the Evidence Act to waive compliance with s 99 of the Evidence Act because:
(i) compliance with the provisions of reg 8(b) would have occasioned unnecessary expense and delay;
(ii) the evidence was important in determining whether Dr Chopra was a suitable person to act as a McKenzie friend making oral submissions; and
(iii) the findings of VCAT and of this Court about the conduct of a lay advocate have an inherent probative value in relation to the issues which might arise if that person were to be appointed a McKenzie friend acting as a lay advocate.[37]
(3) In a civil proceeding, the court may order that any one or more of the provisions mentioned in subsection (1) do not apply in relation to evidence if:
(a) the matter to which the evidence relates is not genuinely in dispute; or
(b) the application of those provisions would cause or involve unnecessary expense or delay.
(4) Without limiting the matters that the court may take into account in deciding whether to exercise the power conferred by subsection (3), it is to take into account:
(a) the importance of the evidence in the proceeding; and
(b) the nature of the cause of action or defence and the nature of the subject matter of the proceeding; and
(c) the probative value of the evidence; and
(d) the powers of the court (if any) to adjourn the hearing, to make another order or to give a direction in relation to the evidence.
(a) reliance on s 190 was misplaced because there was a dispute about the evidence, as contemplated by s 190(3)(a).
(b) the judge had failed to have regard to s 190(4)(b);
(c) the judge failed to consider that the most appropriate step would be an adjournment, as set out in s 190(4)(d); and
(d) the judge's findings on s 190(3)(a) and (c) were erroneous because the 'opinions' were not 'proper "evidence", let alone their importance or probative value' [sic].
(a) In so far as s 190(3)(a) is concerned, it does not specify a requirement that must be met in order for the exercise of the power in that subsection. Rather, there are two alternative circumstances in which the judge may exercise the power; and the judge relied upon the second of these, in s 190(3)(b) - namely that the application of s 99 of the Evidence Act would cause or involve unnecessary expense or delay.
(b) The judge did not fail to have regard to the nature of the cause of action and the subject matter of the proceeding. His Honour was plainly aware of the nature and subject matter of the proceeding but, in the context of the application to have Dr Chopra make oral submissions as a McKenzie friend, the nature of the proceeding was of little moment in the exercise of the s 190(3) discretion.
(c) The judge did not fail to consider whether to adjourn or make some other order in relation to the evidence - it was implicit in his conclusion that compliance with the notice requirements would occasion unnecessary expense or delay that he considered an adjournment or other order to be inappropriate.
(d) The judge's conclusion that the evidence comprised in the observations of the judicial officers was both probative and important was plainly correct (and the proposition that this was not 'proper evidence' has been dealt with above, in considering grounds 2 and 3).
The third category: did the judge fail to have regard to, or contravene, the Charter and the Equal Opportunity Act?
Watson J was positively obliged to make reasonable accommodations, and because his Honour failed to do so by denying me the assistance of an extended McKenzie friend, this, with all due respect, constitutes 'discrimination' and specifically 'indirect discrimination' under ss 7(1) and 9(1) of EO Act and further, it also was a failure to ensure equal and effective protection against discrimination as required by s 8(3) of the Charter, and a failure to accord me a fair hearing, violating the principle of 'equality of arms' and denying me 'effective participation.
Furthermore, the failure was also a contravention of my human rights in s 15(1) (freedom of expression) and s 18(1) (taking part in public life). The former was impacted in two ways: first, my voice was taken away which I wanted to be heard via my extended McKenzie friend, and second, in turn, my human right to seek and receive information was infringed upon because my Appeal and in turn my Freedom of Information request were seriously negatively impacted if not utterly destroyed because now I have no one to argue on my behalf. The latter human right was impinged because I was deprived of the opportunity to take part in a court proceeding via my chosen person.
Mr Myers will have a fair opportunity to present his case before me. He has already had an opportunity to provide written submissions. He will be afforded the opportunity to make oral submissions at the hearing of this matter. There will be no denial of natural justice or contravention of any Charter rights, nor any possibility of a contravention of the Equal Opportunity Act.[39]
The fourth category: did the judge deny Mr Myers procedural fairness?
(a) the judge did not give Mr Myers notice or a right of reply in relation to his Honour's reliance on the observations of the various judicial officers as tendency evidence;
(b) the judge rejected out of hand, without discussion or adequate reasons, all the evidence Mr Myers submitted in his reply submissions;
(c) the judge should not have resolved the factual disputes on the papers - rather, an oral hearing was required in relation to the tendency evidence;
(d) the judge made a misleading statement that Mr Myers had requested that the application be dealt with on the papers;
(e) the judge failed in his duty to assist a self-represented person;
(f) a reasonable apprehension of bias arose because of the steps the judge took prior to his judgment on 15 July 2024, as well as by reason of steps the judge took after judgment was delivered.
A judge has a duty in relation to represented and unrepresented litigants alike to ensure that the trial is conducted fairly and in accordance with law. The duty, often onerous, to assist a self-represented litigant in civil proceedings, requires the judge to provide such guidance to a self-represented litigant as will ensure procedural fairness.[40]
The assistance may extend to issues concerning substantive legal rights as well as to issues concerning the procedure that will be followed. In some cases, it may be necessary for the judge to identify the issues and the state of the evidence in relation to them so as to enable the self-represented litigant to consider whether he or she wishes to adduce evidence. It is elementary that a judge ought to ensure that the self-represented litigant understands his or her rights so that he or she is not unfairly disadvantaged by being in ignorance of those rights. Notwithstanding this, the judge should refrain from advising a litigant as to how or when he or she should exercise those rights.[41]
(a) first, it requires the identification of what it is said might lead a judge to decide a case other than on its legal or factual merits; and
(b) secondly, it requires the articulation of the logical connection between the matter and the feared deviation from the course of deciding the case on its merits.[44]
(a) The judge refused to stay the 15 July 2024 orders pending the hearing of Mr Myers' application for leave to appeal.
(b) The judge refused to adjourn the hearing on 30 July 2024 'so that Mr Myers would have 42 days to file the Appeal as allowed by the Victorian Parliament'. He submitted that the judge 'wants to prevent anyone sitting in judgment over his Honour'.
(c) The judge informed Mr Myers on 24 July 2024 that he needed to have a medical practitioner appear at the 30 July 2024 hearing if he wanted to rely on medical evidence. Mr Myers said that this was an impossible condition for him to meet, because he does not 'have private health insurance or GPs or psychologists on call'. This condition was said to have been imposed 'to set me up to fail'.
[1] Myers v Department of Education and Training [2023] VCAT 74.
[2] Myers v Victorian Civil and Administrative Tribunal [2024] VSC 109, [16].
[3] Myers v Victorian Civil and Administrative Tribunal [2024] VSC 412 ('Reasons').
[4] Having regard to r 64.15(2), I did not consider that an oral hearing was necessary or desirable; thus I did not direct that there be an oral hearing.
[5] That is, a person who is not entitled to practise as a lawyer, which may include a person who is legally qualified but does not have a practising certificate and thus has no right of appearance.
[6] [1971] P 33. See also Collier v Hicks [1831] EngR 686; (1831) 2 B & Ad 663; 109 ER 1290, 1292 (Lord Tenterden CJ).
[7] Vella v Wybecca [2014] VSC 443, [31] (Hargrave J). See also the authorities mentioned in Nepal v Minister for Immigration and Border Protection [2015] FCA 366; (2015) 327 ALR 89, 92 [15] (Edelman J); [2015] FCA 366 ('Nepal').
[8] See, eg Li v So [2021] VSCA 32, [20] (Tate, Emerton and Sifris JJA); Nepal [2015] FCA 366; (2015) 327 ALR 89, 92 [15] (Edelman J); [2015] FCA 366 and the authorities mentioned therein.
[10] Kiley v McMahon [2024] VSC 228, [19]-[20] (emphasis added) (citations omitted) ('Kiley').
[11] Nepal [2015] FCA 366; (2015) 327 ALR 89, 92 [15], 93 [17] (Edelman J); [2015] FCA 366 (emphasis added) (citations omitted).
[12] Smith v The Queen [1985] HCA 62; (1985) 159 CLR 532, 534 (Gibbs CJ, Wilson, Brennan, Deane and Dawson JJ agreeing at 535); [1985] HCA 62.
[15] Reasons, [11]-[15] (citations omitted).
[17] Chopra v Department of Education and Training [2019] VCAT 174, [36]-[38] (P Quigley J).
[18] Chopra v Department of Education and Training [2019] VCAT 1941, [55] (SM Smithers).
[19] Chopra v Department of Education and Training [2020] VCAT 748, [28] (SSM Jenkins J).
[20] Chopra v Department of Education and Training [2020] VCAT 1035, [79] (SSM Jenkins J); Chopra v Department of Education and Training [2022] VCAT 152, [47] (P Quigley J).
[21] Chopra v Department of Education and Training [No 2] [2021] VSCA 112, [10] (McLeish JA).
[22] Chopra v Department of Education and Training [2019] VCAT 174, [36] (P Quigley J).
[23] Chopra v Department of Education and Training [No 2] [2021] VSCA 112, [10] (McLeish JA).
[24] Chopra v Department of Education and Training [2020] VCAT 748, [15] (SSM Jenkins J).
[27] For convenience I will refer to the proposed grounds of appeal simply as grounds of appeal.
[28] This term appears to be derived from Edelman J's judgment in Nepal, where his Honour used that language to describe a McKenzie friend who is permitted to make oral submissions, as opposed to providing more limited assistance.
[31] Nepal [2015] FCA 366; (2015) 327 ALR 89, 93 [17] (Edelman J); [2015] FCA 366 (citations omitted).
[32] [2011] NSWSC 1315 ('Chan').
[33] [2010] NSWSC 1008, [22] (Davies J).
[34] [2010] NSWSC 942, [125] (Fullerton J).
[35] [2010] NSWSC 1192, [7] (Davies J).
[36] Chan [2011] NSWSC 1315, [47] (emphasis added).
[38] In so concluding, I put to one side the question whether the Equal Opportunity Act applies to a court in the exercise of judicial power, and the question of the extent of the application of Charter rights to a court in the exercise of judicial power.
[40] Werden v Legal Services Board [2012] VSCA 278; (2012) 36 VR 637, 650 [53] (Tate JA agreeing at 655 [78]); [2012] VSCA 278 (citations omitted).
[41] Trkulja v Markovic [2015] VSCA 298, [39] (citations omitted) ('Trkulja').
[42] Trkulja [2015] VSCA 298, [41] (Kyrou, Kaye JJA and Ginnane AJA).
[43] Minogue v Falkingham [2022] VSCA 111, [42] (Beach, Niall and Emerton JJA); Ebner v Official Trustee in Bankruptcy [2000] HCA 63; (2000) 205 CLR 337, 344 [6] (Gleeson CJ, McHugh, Gummow and Hayne JJ); [2000] HCA 63 (citations omitted) ('Ebner').
[44] Ebner [2000] HCA 63; (2000) 205 CLR 337, 345 [8] (Gleeson CJ, McHugh, Gummow and Hayne JJ); [2000] HCA 63.
Myers
Victorian Civil and Administrative Tribunal [2024] VSCA 206
McKenzie v McKenzie [1971] P 33; Collier v Hicks [1831] EngR 686; (1831) 2 B & Ad 663; 109 ER 1290; Vella v Wybecca [2014] VSC 443; Nepal v Minister for Immigration and Border Protection [2015] FCA 366; (2015) 327 ALR 89; Li v So [2021] VSCA 32; Kiley v McMahon [2024] VSC 228; Smith v The Queen [1985] HCA 62; (1985) 159 CLR 532; Attorney-General (NSW) v Chan [2011] NSWSC 1315, discussed.
(2015) 327 ALR 89
(1985) 159 CLR 532
(1936) 55 CLR 499
(2012) 36 VR 637
(2000) 205 CLR 337