[2022] VSCA 237
General information, not legal advice.
Court of Appeal (Vic)
2022-10-28
Construction Management P, Mr J, Leish JA, Forrest JA
Original judgment source is linked above.
FOURSQUARE CONSTRUCTION MANAGEMENT PTY LTD (ACN 146 607 847)
[2022] VSCA 237
[2021] VCC 2080 (Judge K L Bourke)
ACCIDENT COMPENSATION - Appeal - Workplace injury - Serious injury - Truck driver sustained injury falling on mesh at work site - Truck stationary and inoperative - Incident occurred after driver alighted from truck to inspect nearby area - Whether incident a 'transport accident' within meaning of s 3 of Transport Accident Act 1986 - Whether injury 'directly caused by' the driving of a motor vehicle - Incident insufficiently connected with the driving of the truck - Leave to appeal refused.
Insurance Commission of Western Australia v Container Handlers Pty Ltd (2004) 218 CLR 89 applied; Maitland-Smith v Path Transit Pty Ltd [2009] WASCA 46; (2009) 52 MVR 185, Transport Accident Commission v Jewell [1995] VicRp 22; [1995] 1 VR 300, Transport Accident Commission v Iacuone [1998] VSC 192; (1998) 28 MVR 505; Porter v Bonojero Pty Ltd [2000] VSC 265, Transport Accident Commission v Billett [2004] VSC 406, Koutroulis v Transport Accident Commission [2011] VSC 159 and Bramich v Transport Accident Commission [2022] VSC 330 referred to; Transport Accident Commission v Treloar [1992] VicRp 31; [1992] 1 VR 447 and Zengin v Insurance Commissioner of Western Australia [2020] VSC 237 distinguished.
(a) on 26 April 2016, Mr MacDonald in the course of his employment with DC drove his tray truck to a construction site in Bungower Road Mornington;
(b) Foursquare was carrying out building works on the site;
(c) the tray of the truck carried an industrial skip bin which was to be unloaded at the site;
(d) when Mr MacDonald arrived at the site, he was directed to place the bin near a building on the site;
(e) at that point_,_ there was a stack of reinforced steel mesh sheets lying on the ground - these were about six metres in width, three metres in length and a few centimetres in thickness;
(f) Mr MacDonald reversed the truck over the stack of mesh sheets and stopped the truck at a position where its front wheels were clear of the sheets, and then placed the truck into the park gear;
(g) Mr MacDonald left the engine of the truck running so that he could operate the hydraulic system that would lower the bin to the ground;
(h) Mr MacDonald alighted from the truck cabin onto a dirt surface and then walked along the driver's side towards the rear of the tray in order to assess whether he had stopped at an appropriate location to drop the bin;
(i) in doing so_,_ Mr MacDonald initially took a few steps on the dirt, stepped off the dirt and then walked onto the stack of mesh sheets;
(j) Mr MacDonald took about five steps and was about halfway down the side of the truck before tripping on a small piece of the mesh;
(k) Mr MacDonald could have avoided walking across the stack of mesh sheets by taking an alternative route around the front of the truck and then beside the passenger's side of the truck.
(a) the reinforced steel mesh was left in situ on the premises by Hayen Brothers Pty Ltd, or another contractor on behalf of them;
(b) Mr MacDonald parked the truck;
(c) Mr MacDonald drove partially on top of sheets of steel mesh reinforcement;
(d) when Mr MacDonald alighted from the truck he alighted and stepped directly onto the sheets of steel mesh reinforcement;
(e) the incident was directly caused by the driving of the truck and consequently was a transport accident.
24.1 the incident alleged in paragraph 11 was a transport accident as defined in the Transport Accident Act 1986;
24.2 the injuries the plaintiff alleges the worker sustained occurred as a result of the transport accident;
24.3 the worker has not complied with the provisions of s 93 Transport Accident Act 1986 and has not obtained a certificate in writing from the Transport Accident Commission consenting to the bringing of the proceedings; and
24.4 the worker is not entitled to recover any damages against the defendant.
25 As a result of the matters set out in paragraph 24:
25.1 any compensation that has been paid by the plaintiff to or on behalf of the worker (including all of the compensation claimed by the plaintiff in the within proceeding) has not been paid under circumstances creating a legal liability in the defendant to pay damages pursuant to s 369(1) of the WIRC Act; and
25.2 the plaintiff's action against the defendant cannot be maintained.
Even though there was a reverse camera on the truck, I still needed to get out of the truck to make that assessment. I also wanted to check the wheels were OK after going over the steel reinforcement.
When I exited the truck, I was not standing on the steel reinforcement. I then walked towards the back of the truck across the steel reinforcement which looked like very large pieces to walk on. However, while walking across the steel reinforcement, after taking about 5 steps, when I was about half way down the side of the truck, I stood on what I later realised was a smaller piece of steel reinforcement, and it got caught up in my right foot, causing me to fall over and ultimately land on my right side. I suffered cuts and grazes from the fall and I was bleeding.
When I stopped the truck I left the engine running and put the truck into park. The engine had to be running in order to operate the hydraulics on the truck which lowered the bin. At that stage the rear wheels of the truck were on the reinforcement. The front wheels were on dirt and not on reinforcement.
I exited my cabin backwards using the steps and stepped onto dirt. I did not step directly onto the reinforcement. I then took a few steps on the dirt towards the back of the truck before I got to the reinforcement. I then stepped off the dirt and onto the reinforcement and took a few more steps and tripped on a smaller cut piece of the reinforcement which I had not noticed.
I was about 5-6 metres away when McDonald's accident occurred. I saw him alight from the truck cabin. He had to negotiate two steps down. The right front wheel of the truck was on top of the steel mesh, so McDonald stepped onto the mesh. He took a couple of steps on the mesh and then fell, landing on his right knee. He must have tripped or caught his foot on the mesh. It did not seem to me to be a heavy fall.
I prefer Mr MacDonald's evidence that, after he alighted from the truck, he took a number of steps on the dirt before stepping onto the mesh. He then took a further five steps or so before he fell on a smaller piece of mesh.
Mr Stewart has had little need to recall the incident circumstances and is less likely to be reliable about matters such as the location of the truck relevant to the mesh on the ground than Mr MacDonald. He was prepared to admit it was possible he was wrong about a number of issues.[4]
Although the engine was running, the truck was stationary in park. There was no driver sitting in the driver's seat in control of the truck at the time Mr MacDonald fell. He was some distance from the truck, walking on the mesh. No one was exercising actual control over the direction and management of the truck as was the case when the passengers suffered injury immediately on alighting from a bus in Pedersen and Zengin.[5]
[H]ad he wanted to, the driver had an alternative route, he could have gone around the other way. So, in those circumstances, there is no inevitability of accident that might imply a direct causal connection between the driving and the incident. So the fact he had an alternative and he had avoided any accident, at least for five steps before he came to grief, indicated the absence of the necessary immediate direct proximate connection between driving and incident.[6]
There was an important gap between the conclusion of the driving and occurrence of the incident. The driving had stopped when Mr MacDonald had alighted from the truck. There was absolutely no risk and no hazard involved in him stepping down from the truck onto the ground. The hazard appeared later on, having walked a number of steps on the mesh.[7]
(1) The learned primary judge erred by finding that the incident in which Mr MacDonald was injured on 26 April 2016 was not directly caused by the driving of the truck and was not, therefore, a 'transport accident' within the meaning of s 3 of the Transport Accident Act 1986.
(2) The learned primary judge erred by failing to conclude that, in the circumstances of the case, the place where the truck was parked by the driver, Mr MacDonald, provided the necessary causal nexus with the driving of the truck, for the purposes of the definition of a 'transport accident' in s 3 of the Act.
(3) In reaching the conclusion that the incident was not directly caused [by] the driving of the truck, the learned primary judge:
(a) Misconstrued and/or misapplied the relevant legal test in s 3 of the Act, by concluding that:
(i) the vehicle was not being 'driven' at the time of the incident;
(ii) there was no 'inevitability' of accident;
(iii) there was 'the absence of the necessary immediate direct proximate connection between driving and [the] incident';
(b) [Relied] on findings, against the weight of the evidence, that:
(i) The driver was 'some distance' from the truck when he fell;
(ii) It was 'entirely incidental' that the driver had to exit the vehicle to check where it was parked.
Had he not driven and stopped the truck in that place as part of the delivery process, the injury would not have occurred.
(a) a low loader attached to a prime mover was used to transport goods in remote Western Australia;
(b) the unsealed roads over which the truck was driven were rough and the conditions were extremely hot;
(c) the wheel hubs on the low loader overheated and seized up requiring repair;
(d) Mr Ashley Sutton (who had travelled as a passenger in the prime mover), assisted the driver of the prime mover in carrying out the repairs;
(e) an axle of the vehicle was jacked up for the repairs to be undertaken;
(f) in carrying out the repairs the jack failed and Mr Sutton's hand was crushed by the axle;
(g) Mr Sutton successfully sued Container Handlers for damages in negligence in the District Court of Western Australia; and
(h) Container Handlers sought indemnity from the Insurance Commission of Western Australia under its statutory policy of insurance.
The expression 'directly caused by ... [a] vehicle' looks to the vehicle as the harm-causing instrument and requires a direct and immediate connection between the vehicle as the harm-causing instrument and the death or bodily injury.[10]
...
[The] intention was to narrow the scope of the statutory policy by connecting liability under the statutory policy with the locomotion of the vehicle insured. The link with the locomotion of the motor vehicle is maintained through the requirement that the injury be a consequence of the driving of the vehicle or its running out of control.[11]
The Act does not define 'driving'. The debate regarding the Amendment Bill in the Legislative Council indicates that the word was to have its ordinary English meaning. The Australian Oxford Dictionary and The New Shorter Oxford English Dictionary relevantly define 'drive' as to 'operate and direct the course of' and to 'operate and control the course of' a vehicle respectively. Thus, when the Act refers to a consequence of the 'driving' of the vehicle, it refers to a consequence of the actual operation and control of the direction and speed of the vehicle. This is confirmed by the expression 'or of the vehicle running out of control' in the second part of s 3(7), which conveys the notion of a vehicle in motion. This meaning of the word 'driving' also finds support in a number of cases, in which the notion of driving has been held to comprehend the controlling of the movement and direction of the vehicle in a substantial sense. Reconciling the outcomes in these cases, however, is probably impossible. The inconsistencies in the conclusions reached by the courts when applying the concept of 'driving' show that it is not always easy to draw a line between an activity that can be described as 'driving' and one that cannot be so described. In any event, neither the decisions nor the reasoning in each case support the proposition that, after the driver has stopped and got out of the vehicle, he or she is still driving it.[12]
Whichever limb of the indemnity is invoked, however, the legislative history and purpose of the Act demonstrate that there must be a causal link between the death or injury and some feature of the driving of the vehicle. It is not enough that the death or injury is the result of the use of the vehicle. The death or injury must be a consequence of the driving of the vehicle. The definite article 'the' in front of 'driving' emphasises the need to find a causal connection between the death or injury and some feature of the driving of the vehicle. It is at this stage that the case for Container Handlers fails.
...
The mere fact that Mr Sutton's injury would not have occurred if the vehicle had not been driven from Port Hedland to Camp Tracey and then to Nifty or from Nifty to Port Hedland does not mean that, for the purpose of the Act, the injury to Mr Sutton was a consequence of the driving of the vehicle. The use of the vehicle to transport a heavy crane and a mine transport truck on bad roads was a necessary pre-condition for the sustaining of the injury. However, the injury was not a consequence of any feature of the driving of the prime mover and its attached load. The injury was not a result or effect of some feature of the driving of the vehicle...
Once it is understood that using the vehicle is not equivalent to the driving of it, it is impossible to hold that the injury to Mr Sutton was a consequence of the driving of the prime mover and low loader. His injury was not a consequence of any feature of the driving of the vehicle.
To give the relevant provisions the meaning Container Handlers seeks to place upon them would be to ignore, or to give insufficient weight to the repeated use of the word 'directly'. But of greater significance it would also be to fail to give effect to the intention manifest in s 3(7) of the Act, that the injury is not to be taken to have been caused by a vehicle if it is not a consequence of the driving of the vehicle, or of the vehicle running out of control.[14]
... more than a sine qua non. The word 'directly' and the language of s 3(7) are imperious: the insurer will only be liable if a personal injury or death has been directly caused by the driving, that is the operation of a motor vehicle while it is in the control of a driver in the course of putting it into, keeping it in, or bringing its motion to a conclusion, or if the motion is uncontrolled.[15]
The full range of possible causes of injury by the agency of a motor vehicle is cut down to those which can be characterised as being a consequence of its driving or its running out of control, and further cut down by the requirement that the causal relationship must be characterised as being direct and not something wider.[16]
So far as the process of cutting down is effected by the reference to the driving of the vehicle, the expression is preceded by the definite article, and is used in the composite phrase 'a consequence of the driving of that vehicle or of the vehicle running out of control'. In that context at least, the words 'the driving' refer to the actual control and management of the vehicle while it is in locomotion. 'The driving' of a vehicle, in at least its core meaning in this context, is the activity conducted by a human being in the driver's seat who manages and directs the course of its movement by operating the controls - preparing to start, starting, accelerating, braking, steering, giving appropriate signals, operating the horn and lights appropriately, stopping and turning the engine off.[17]
Each of these items of conduct falls well outside the reach of the expressions 'driving' or 'consequence of the driving'. They go no closer to 'driving' than being acts preparatory to driving. They are not consequences of the driving, for it cannot be the case that everything related to wear and tear caused by the driving of a vehicle at any time since it was new was a consequence of the driving in this context.[18]
But in the context of the policy and s 3(7), the conduct of a person, after a vehicle has come to a stop and the engine has been turned off, who checks for defects in it with a view to improving its performance before it is placed in motion again, is not 'driving'. Hence the failure of the driver to give the plaintiff proper instructions, to use the jack with an appropriate footing, and to ensure that the plaintiff was in the clear before jacking commenced, were not within the expression 'driving'.[19]
So, in the result, four members of the High Court (Gummow, Kirby, Callinan and Heydon JJ) construed the statutory scheme such that a claimant for indemnity under the statutory policy was required to establish a direct connection between the driving of the vehicle and the injury giving rise to the liability. Three members of the court (McHugh, Callinan and Heydon JJ) were of the view that 'driving' was limited to the actual operation and control of the direction and speed of the vehicle. All members of the court were of the view that in the circumstances of that case, there was insufficient connection between the driving of the vehicle and the injury to give rise to an obligation of indemnity.[21]
The majority position in Container Handlers is that the injury must be directly caused by the driving of the motor vehicle and the driving means the operation of the vehicle under the control and management of the driver.[22]
Thus I find, that the applicant has demonstrated first, 'a temporal or other connection between the incident and the driving sufficient to prove the driving directly caused the incident'. Second, the driving of the motor vehicle was the predominant causal contribution and operative cause of the applicant's injury: Third, in my view, a reasonable person applying common sense would regard the driving of the motor vehicle as the cause of the applicant's injury. And finally, applying a 'but for test', it is clear that if it was not for the driving of the motor vehicle, the applicant would not have been injured.[27]
I do not accept the Commission's submission that, analogous with the observations by McHugh, Callinan and Heydon JJ in Container Handlers, the bus driver's alleged negligence in this case of parking in the wrong spot was a 'preceding act of negligence' which did not constitute the driving of the vehicle. Their Honours' observations must be seen in the context of the particular negligence alleged which is far removed from the present case where the plaintiff's alleged injury occurred immediately upon him stepping off from the bus. As counsel for Mr Zengin put it, his client's injury was the 'immediate consequence to him of where the driver chose to stop and chose to open the door to allow the passengers to embark or disembark'.
Contrary to the submissions on behalf of the Commission, the conclusion I have reached also finds some support in the list of activities given by Heydon J in Container Handlers as falling within the meaning of 'the driving' of a vehicle. His Honour separately referred to the driver 'manag[ing] and direct[ing] the course of [the vehicle's] movement by operating the controls' by, amongst other things, 'braking' and 'stopping'. This suggests that his Honour recognised that the 'stopping' of a vehicle was an aspect of driving beyond the specific task of applying a vehicle's brakes. For the reasons I have explained, the 'stopping' of a passenger bus is an activity particularly characteristic of passenger buses.
As submitted on behalf of the Commission, I accept that the judgments of at least McHugh and Callinan JJ in Container Handlers stand as a rejection of what was described as 'sine qua non reasoning' in determining whether an injury is directly caused by the driving of a vehicle. As I have explained, the conclusion I have reached is instead based upon an examination of whether Mr Zengin's injuries were suffered as a consequence of the driver's control of the movement and management of the bus.[29]
(a) the truck was stationary and had been placed in park. It was neither propelled nor moving at the time of the accident;
(b) the fact that the engine of the truck was left running when it became stationary is irrelevant as there was neither relevant propulsion nor movement of the vehicle at the time of the accident;
(c) the accident did not occur as a result of Mr MacDonald alighting or exiting the cabin directly after the driving had ceased;
(d) at the time of the accident Mr MacDonald was not endeavouring to engage or prepare the truck for movement so that the bin could be unloaded;
(e) the accident was a result of three factors unrelated to the driving of the truck, namely:
- Mr MacDonald's decision to inspect the area in which the bin was to be unloaded;
- the path he took to carry out the inspection; and
- the presence of the mesh on that path;
(f) Mr MacDonald was spatially and temporally removed from the driving of the vehicle. He had left the vehicle, taken steps on the dirt and then five steps along the mesh.
[W]hat is absent in this case is immediacy between the driving and between the incident. In that context, the number of steps Mr MacDonald took is absolutely relevant.
[1] Victorian Workcover Authority v Foursquare Construction Management Pty Ltd [2021] VCC 2080, [1]-[6] ('Reasons').
[2] Transport Accident (General Amendment) Act 1994 s 5(1) commenced 1 January 1995.
[3] In February 2021, an amended statement of claim was filed. The primary alteration was to claim the sum of $290,099.96 (being payments of compensation), as well as the employer's excess of $3,548.00.
[5] Ibid, [52]-[55] (citations omitted).
[7] Ibid, [62]-[67] (citations omitted).
[8] (2004) 218 CLR 89; [2004] HCA 24 ('Container Handlers').
[12] Ibid, 109-10 [52] (emphasis added) (citations omitted).
[21] Ibid 193 [39]. This summary may be doubted in so far as it suggests that Heydon J excluded stopping the vehicle and turning off its engine from the concept of 'driving'.
[23] See, eg, Transport Accident Commission v Treloar [1992] VicRp 31; [1992] 1 VR 447; (1991) 14 MVR 289 ('Treloar'); Transport Accident Commission v Jewell [1995] VicRp 22; [1995] 1 VR 300; Transport Accident Commission v Iacuone (1998) 28 MVR 505, [1998] VSC 192 ('Iacuone'); Porter v Bonojero Pty Ltd [2000] VSC 265; Container Handlers (2004) 218 CLR 89; Transport Accident Commission v Billett (2004) 42 MVR 66; [2004] VSC 406; Koutroulis v Transport Accident Commission (2011) 58 MVR 48; [2011] VSC 159; Zengin v Insurance Commissioner of Western Australia [2020] VSC 237 ('Zengin'); and Bramich v Transport Accident Commission (2022) 100 MVR 252; [2022] VSC 330.
[24] Treloar [1992] VicRp 31; [1992] 1 VR 447; Transport Accident Commission v Pedersen [1992] VicRp 31; [1992] 1 VR 447 ('Pedersen').
[25] Treloar [1992] VicRp 31; [1992] 1 VR 447, 448_._
[26] Iacuone [1998] VSC 192; (1998) 28 MVR 505.
[28] Zengin [2020] VSC 237.
[29] Ibid, [60]-[62] (citations omitted).
[30] Iacuone [1998] VSC 192; (1998) 28 MVR 505, 511.
[31] Container Handlers (2004) 218 CLR 89, 114 [65] (Gummow J).
Foursquare Construction Management P/L
Victorian Workcover Authority [2022] VSCA 237
(2004) 42 MVR 66
(2011) 58 MVR 48
(2022) 100 MVR 252
(2004) 218 CLR 89
(2009) 52 MVR 185
(1998) 28 MVR 505
(1991) 14 MVR 289