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[2004] VSC 406
Supreme Court of Victoria
2004-10-15
KAYE J.
Original judgment source is linked above.
[2004] VSC 406
ACCIDENT COMPENSATION - "transport accident" - Transport Accident Act 1986, s.3(1) and (3) - Meaning of "directly caused by the driving of a motor car or motor vehicle" - Whether open to Tribunal to find that injury was directly caused by the driving of a motor vehicle - Appeal - Point not taken before Tribunal.
"'Transport accident' means an incident directly caused by the driving of a motor car or motor vehicle, a railway train or a tram."
"In this Act -
(c) a reference to an injury or death in or as a result of or resulting from a transport accident, or to a person who is injured or dies in or as a result of a transport accident, is a reference to an injury or death directly caused by the driving of a motor vehicle ... or to a person who sustains injuries that were ... directly caused by the driving of a motor vehicle ... ".
"(a) On 6 March 2002 the applicant drove the truck a short distance from the machinery shed on his property into the yard, to work on the lights on the truck.
(b) He parked the truck at an angle immediately behind his son's station wagon.
(c) Initially he kept the engine of the truck running whilst he worked on the lights.
(d) After about half an hour he turned the engine off, leaving the key in the ignition. He also left the truck in gear and he failed to engage the hand brake sufficiently or at all.
(e) About an hour after he had driven the truck out of the shed and parked it, he leaned into the truck to turn on the ignition. At the time he was standing outside the truck and he had opened the driver's door for this purpose.
(f) The truck engine started and the truck moved forward, causing him to become caught between the front of the tray of the truck and the station wagon.
(g) The applicant suffered injuries as a consequence of being so caught.
(h) He would not have suffered such injuries if he had not driven the truck to the position in which he parked it, behind the station wagon."
"25. In my view, the incident would not have occurred but for the applicant driving the truck from the shed, parking the truck at an angle immediately behind the station wagon, inadvertently leaving the truck in gear, failing to apply or sufficiently apply the hand brake, and turning on the ignition. All but the last of these events were part of the driving and the predominant cause of the incident. Even if the last (the turning of the key in the ignition) is not to be regarded as part of the driving of the vehicle, all the other matters played a direct role in the causation of the injury.
26. There was admittedly, a substantial lapse of time of an hour, between the applicant driving the truck out of the shed, and the incident causing the injury. There was also a lapse of time between the incident and the failure of the applicant to engage the hand brake and disengage the gears. In this regard it is not clear from the evidence whether this failure occurred when he parked the truck or when he turned off the engine after he had been charging the battery. As a matter of logic however, and given the findings of fact which I have made, that lapse of time does not impair my findings as to a causal link between the driving of the truck to the place where it was parked and the incident. In so finding it is not necessary for me to consider Mr Schulze's alternative submission."
(1) The Tribunal applied the wrong test of causation. In particular the Tribunal applied the "but for" test of causation, and not the correct test of "direct cause".
(2) The Tribunal confused the concepts of "driving" and of "use". In particular the Tribunal, in reaching its conclusion, relied on two facts which were facets of the use, but not of the driving, of the vehicle. Those facts were that the respondent had left the vehicle in gear, and that he had not applied the hand brake properly or at all, at the time at which he turned off the engine of the vehicle after working on it. Properly analysed, the only facets of driving were those summarised in paragraph 10(a) and (b) of the findings of the Tribunal. The incident was not directly caused by either of those facets of driving of the vehicle.
(1) The Tribunal did apply the correct test of causation. Notwithstanding that the Tribunal, in its reasons, used the phrase "but for", nevertheless the Tribunal applied the test of predominant cause, and referred correctly to the relevant authorities.
(2) In respect of the first submission advanced on behalf of the appellant Mr Keogh made the following submissions:
(a) The appellant should not be permitted to make that submission. At the Tribunal the appellant did not, either in cross-examination or in final address, seek to contend that, if the brake had been left off and the gear engaged after the completion of repairs (as distinct from being in that condition after the vehicle was parked by Mr Billett), those two facts were features of the use, rather than of the driving, of the vehicle. At the Tribunal the Commission's submission was simply that Mr Billett was not driving the vehicle at the time of the accident, and that one hour had lapsed between the time when he last drove the vehicle and the happening of the accident.
(b) In any event, on the facts as found by it, the Tribunal did not err in finding that the incident was directly caused by the driving by Mr Billett of the vehicle.
The test of causation
(a) In the 1986 Act "transport accident" was defined to mean "an incident caused by or arising out of the use of a motor car".
(b) In 1988 the definition was amended so that a "transport accident" meant "an incident directly caused by, or directly arising out of, the use of a motor car or motor vehicle".
(c) In 1994 the definition was further amended so that "transport accident" thereafter was defined in s.3(1) in its current form, namely to be confined to an incident directly caused by the driving of a motor car or motor vehicle.
(a) Whether an injury or incident was one "caused by or arising out of" the use of a motor vehicle is a question of fact.
(b) The words "caused by" connote a "direct" or "proximate" relationship of cause and effect. By comparison the words "arising out of" required a less proximate relationship between the use or operation of a vehicle than that which would be necessary to satisfy the words "caused by".
(c) The words "caused by" do not mean "solely caused by".
(d) It is futile to strive to enunciate a general proposition the application of which would provide a ready solution in any particular case.
(e) The insertion of the word "directly" in the 1988 amendments adds something to the legal concept conveyed in the context of "caused".
(f) An incident need not occur in the course of the driving of a motor vehicle in order that it may be said to have been directly caused by the driving. A claimant injured by a motor vehicle occurring after its driving must, however, demonstrate either a temporal or other connection between the incident and the driving sufficient to prove that the driving directly caused the incident.
"Just as the words `arising out of' connote a causal relationship less proximate or immediate than the word `caused by', I think that the words `directly caused by' connote a causal relationship more proximate and immediate than the words `caused by'. It seems to me that quite independently of the valid point that the word `directly' must have been inserted by Parliament for a purpose, the expression `directly caused by' is not tautologous...It is a question of degree, however, and in most cases, it may make little difference, given that `caused by' itself requires the identification of a direct or proximate cause"[5].
Did the Tribunal apply the test of causation correctly?
(a) That the appellant should not be permitted to make the submission because it had not contended, before the Tribunal, that the two features to which I have referred (the failure to apply the hand brake properly and the fact that the gear had been left engaged) were features of the use, rather than of the driving, of the vehicle.
(b) In any event, on the facts as found by it the Tribunal did not err in finding that the incident was directly caused by the driving of the vehicle.
"It would be inimical to the due administration of justice if, on appeal, a party could raise a point that was not taken at the trial unless it could not possibly have been met by further evidence at the trial. Nothing is more likely to give rise to a sense of injustice in a litigant than to have a verdict taken away on a point that was not taken at the trial and could or might possibly have been met by rebutting evidence or cross-examination. Even when no question of further evidence is admissible, it may not be in the interests of justice to allow a new point to be raised on appeal, particularly if it will require a further trial of the action. Not only is the successful party put to expense that may not be recoverable on a party and party taxation but a new trial inevitably inflicts on the parties worry, inconvenience and an interference with their personal and business affairs. As Water Board v Moustakas[16] makes clear, a point may be a new point even though it is within the pleadings or particulars. The pleadings and particulars are frequently decisive in determining whether a party is seeking to raise a new point on appeal. But they are not conclusive. To determine whether a party is raising a new point on appeal, it is `necessary to look at the actual conduct of the proceedings'."[17]
"(a) involving a motor vehicle, a railway train or a tram which is out of control."
[10] [2001] HCA 49; (2001) 207 CLR 72 at 79.
[11] [2003] VSC 248 at paras 30, 31 and 34 (per Gillard J).
[13] [2004] VSCA 19 at para 22-26.
[14] [2001] FCA 1213; (2001) 112 FCR 455 at para 368, 369.
[15] [2004] VSCA 54 at para 97,98.
[16] [1988] HCA 12; (1998) 180 CLR 491 at 498.
Transport Accident Commission
Billett [2004] VSC 406
(1991) 171 CLR 506
(2001) 207 CLR 72
(2003) 77 ALJR 1598
(2001) 112 FCR 455
(1998) 180 CLR 491
(2004) 78 ALJR 821