[2019] AATA 2511
General information, not legal advice.
Administrative Appeals Tribunal of Australia
2019-08-13
Original judgment source is linked above.
O'Callaghan and Comcare (Compensation) [2019] AATA 2511 (13 August 2019)
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COMPENSATION - right ankle injury claim - osteoarthritis - causation - nature and conditions of employment - reliability of applicant's uncorroborated evidence - employment contribution not 'to a significant degree' - no physical injury in the primary sense - decision affirmed
COMPENSATION - psychological injury claim - psychological ailment not significantly contributed to by employment - no mental injury - decision affirmed
Flounders v Millar [2007] NSWCA 238
Kennedy Cleaning Services Pty Ltd v Petkoska [2000] HCA 45
Military Rehabilitation and Compensation Commission v May [2016] HCA 19
Repatriation Commission v Smith [1987] FCA 260
Sydney South West Area Health Authority v Stamoulis [2009] NSWCA 153
Anforth, Ballard and Sutherland_, Annotated Safety, Rehabilitation and Compensation Act 1988_ (Federation Press, 11th ed, 2018)
I recall walking back from the job that we attended when I trod in a hole in the car park, twisting my right ankle pretty badly. I self-managed this injury as was the nature of how things worked back then and simply applied the RICE principle of rest, ice, compression and elevation.[3]
1. Tender R & L fasciitis
2. R lateral heel...[6]
R lateral ankle pain; NB past history.
...[7]
This member has bilateral feet problems with particular symptoms in the right ankle, requiring orthotics (which have given some relief) and more ankle support than is currently provided by elastic-sided Baxter boots.
I recommend that he be provided with higher lace-up boots...[8]
From August 1996 I would wear the Magnum boots on a regular basis in both SOT and General Duties Policing. While there were a few incidents that caused discomfort, the boots had generally provided me with more comfort and confidence than the Baxter's.[10]
... these involved retesting on firearms and safety tactics. It also included touch football on the parade ground at Weston, running, gym work, roping and fully kitted up assaults on the house we had built at Weston and Government Buildings awaiting demolition. There was also a week of navigation validation each year out in the bush (National Parks).[12]
16. Our daily routine would include commencing work at 8am, go for a run and then off to the gym. The SRS is [sic] those days were all about running. I did the runs initially on the bitumen roads around Weston with the rest of the team but after a while I found I would get sore ankles and knees so tried to avoid it. We also participated in pack marches with weighted backpacks through the bush. I also found that the yearly PT test did create additional pain in my ankles and knees. As stated above there were also organised activities such as Flocky and football but I stopped participating because it was slippery and I was worried I would roll my right ankle[15].
In regard to Steve O'CALLAGHAN I can recall that he did more gym strength work than others due to lower limb issues as the running caused him problems.[16]
"12. In 2002, I transferred to the newly formed Special Response Security Team...
13. ... I had previously participated in playing flocky and had badly rolled my right ankle.
...
16. ... During a previous game of Flocky that I participated in some time in 2002, I recall that I rolled my right ankle which is why I stopped participating in this activity.[18]
In his oral evidence, he asserted that he did not join the SRS Team until 2003, 'just before the Canberra bush fires', and he was adamant that the alleged incident, of rolling his ankle on an ice hockey puck, occurred sometime thereafter as he did not play flockey before joining SRS.
Short Description Trod in a hole and rolled over on my right ankle
Full Description:
While participating in a navigation exercise in Namadgi National Park I trod in a hole and rolled over on my right ankle. Resulting in pain in both my right ankle and knee.[20]
Stephen also reports today swelling and discomfort in his right ankle. This is most likely due to some underlying chondral damage from his years of football playing.[23]
hip is settling but RIGHT ankle is swollen and painful
no injury
current rx no meds exercising physio
Objective:
Bony swelling over lateral malleolus pain is midline
Actions:
Diagnostic imaging requested: CT RIGHT ankle[24]
ankle pain stops him running or standing for long pain on moving to and from desk has seen Dr Klar and is going to have xr and mri[26]
I reviewed Steve, who is a 54-year-old AFP member, on 30 March 2012, with end-stage varus osteoarthritis of his right ankle.
He noted the pain starting in October 2011. Prior to that he does not recall any significant injuries to his ankle and he has had a right knee arthroscopy in 2001, and right hip arthroscopies in 2010 and 2011.
On examination he has a neutral alignment of his hindfoot, his pulses are strong and he has a large exostosis developing over his fibula consistent with end-stage osteoarthritis.
...
It would seem likely that his work with AFP tactical policing over the last 15 years has contributed to the ankle arthritis.
...[27]
Moderate to severe ankle joint arthrosis. Previous tear of the ATFL with degenerative ossicles within the anterolateral gutter and below the medial malleolus.[30]
With respect to the right ankle it is my opinion that Mr O'Callaghan must have suffered injuries to the right ankle in the past. He denies this other than to say that at times he had giving way with his ankle wearing ill-fitting police boots.
...
It is my opinion that the right ankle condition was pre-existing but became symptomatic due to an altered gait pattern consequent upon the right hip conditioning.
...
It is my opinion Mr O'Callaghan has suffered previous trauma to the right ankle with injuries to the lateral ligament complex and possibly minor avulsion fractures at the same time.[31]
He has severe ankle arthritis. He enquired today about an ankle arthroscopic debridement. This is not going to give him any benefit as he has bone on bone, grade four.[34]
... While he was going through rehabilitation [relating to the right hip procedures] he had sudden ankle swelling with pain involving the ankle.
...
...The right ankle had previous injury, where he sprained it but never had other significant injury like fracture. He does not have any chronic pain problem. He did get intermittent discomfort on the ankle in the past but not to this severity.[36]
... The MRI detect severe ankle arthritis with also some synovitis and joint effusion.[39]
In my opinion, the right hip is irrelevant to the right ankle condition which has been separately traumatised over a period of time to result in very significant right ankle osteoarthritis. Whilst I do not have the specific details of the injuries that may have contributed to this, recurrent inversion and other injuries to the right ankle could have contributed to right ankle osteoarthritis.
... Right ankle osteoarthritis, unrelated to the right hip condition but likely related to cumulative microtrauma and recurrent inversion and other injuries to his AFP employment.[40]
The question of the initiating factors of both the right hip and right ankle osteoarthritis is an interesting one. Mr O'Callaghan has no family history of these problems. He does have a brother who possibly has a seropositive inflammatory type arthritis but this is certainly not the kind of arthritis Mr O'Callaghan has. Both look to be post-traumatic in nature and are very well established at the time of initial presentation; they had been going on for at least a decade before Mr O'Callaghan presented.[41]
Stephen O'Callaghan has longstanding accepted Comcare claims for osteoarthritis in his hip and ankle, he is particularly limited by his ankle, with daily pain, difficulty walking over uneven ground and generally limiting his activity. He is unable to walk greater than 1.5 km and cannot run or engage in previously enjoyed sporting activities such as cricket and horse training/trotting.[42]
He was a member of the AFP. He did search and rescue work for a number of years. He had sustained multiple injuries to the right ankle during his time with the AFP. As a result he has developed right ankle arthritis. He reports increasing right ankle arthritis pain which is limiting his walking. He would like to be able to return to running activities.[44]
Moderately severe ankle joint OA with inferolateral tilting of the talus, loose bodies and marginal spurring predisposing to bony anterior and posterior ankle impingement. Posterior subtalar joint and talonavicular joint OA. Small plantar calcaneal spur.[45]
- Right ankle osteoarthritis does not bare [sic] a relationship to the right hip. Anyone suggestion that altered gait caused osteoarthritis or symptoms of osteoarthritis in the right ankle I would disagree with. Altered gait would cause diminished weight on the right ankle rather than increase because of the nature of antalgic gait.
- - Looking at the potential or possible aetiology of the right ankle arthritis, this could be constitutional. In most cases ankle osteoarthritis follows injury. While Mr O'Callaghan reported that he suffered several twisting injuries to the ankle, it is reasonable to assume that the recurrent sprains were the cause of the osteoarthritis in the right ankle.
- ...[49]
5B Definition of disease
(1) In this Act:
disease means:
(a) an ailment suffered by an employee; or
(b) an aggravation of such an ailment;
that was contributed to, to a significant degree, by the employee's employment by the Commonwealth or a licensee.
(2) In determining whether an ailment or aggravation was contributed to, to a significant degree, by an employee's employment by the Commonwealth or a licensee, the following matters may be taken into account:
(a) the duration of the employment;
(b) the nature of, and particular tasks involved in, the employment;
(c) any predisposition of the employee to the ailment or aggravation;
(d) any activities of the employee not related to the employment;
(e) any other matters affecting the employee's health.
This subsection does not limit the matters that may be taken into account.
(3) In this Act:
significant degree means a degree that is substantially more than material.
A finding of causal connection may be made when the expert evidence does not rise above the possible; the question is always whether the evidence as a whole establishes causation on a balance of probabilities.
[Citations removed].
There is, in this connection, a distinction of substance to be drawn between probabilities on the one hand and mere possibilities, even if they are real as distinct from fanciful, on the other.
The point remains that, in the absence of scientific clarity, causation may be found in arriving at legal responsibility by inference and with evaluative judgment, provided that actual satisfaction is reached and that, as was made clear in Travel Compensation Fund v Tambree [2005] HCA 69; (2005) 224 CLR 627, the finding is in accordance with principle and not a "value judgment at large" (per Gleeson CJ at [29]).
ailment means any physical or mental ailment, disorder, defect or morbid condition (whether of sudden onset or gradual development).
Investigations suggest however that he may have had previous injuries to the right ankle including rupture of the anterior talofibular ligament and/or trauma resulting in some minor avulsion fractures particularly from the medial malleolus. Mr O'Callaghan denies previous ankle problems however.[66]
Employment contribution to aggravation of ailment
aggravation includes acceleration or recurrence.
5A Definition of injury
(1) In this Act:
injury means:
(a) ... ; or
(b) an injury (other than a disease) suffered by an employee, that is a physical or mental injury arising out of, or in the course of, the employee's employment; or
(c) an aggravation of a physical or mental injury (other than a disease) suffered by an employee (whether or not that injury arose out of, or in the course of, the employee's employment), that is an aggravation that arose out of, or in the course of, that employment;
but does not include a disease, injury or aggravation suffered as a result of reasonable administrative action taken in a reasonable manner in respect of the employee's employment.
However, as the Full Court correctly held, "suddenness" is not necessary for there to be an "injury" in the primary sense. A physiological change might be "sudden and ascertainable". A physiological change might be "dramatic". The employee's condition might be a "disturbance of the normal physiological state". That an "injury" in the primary sense can arise, and can be described, in a variety of ways does not mean that "suddenness" is irrelevant. As the Full Court said, "suddenness" is often useful where there is a need to distinguish a physiological change from the natural progress of an underlying (and in one sense, closely related) disease (as occurred in Zickar v MGH Plastic Industries Pty Ltd and Kennedy Cleaning_). But it is the_ physiological change - the nature and incidents of that change - that remains central.
[Original emphasis.]
I certify that the preceding 173 (one hundred and seventy-three) paragraphs are a true copy of the reasons for the decision herein of Member Simon Webb.
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[5] See for example AT5, Exhibit 9 and AT25a.
[18] Exhibit 5, paragraph 12, 13 and 16.
[21] AT5, folios 28-32; See also Exhibit 10.
[44] T42, folio 137; See Exhibit 8; See T45.
[61] Applicant's Opening, 4 June 2019, [12] citing [68].
[62] [2018], Anforth and Ballard and Sutherland, 11th Edition, pages 772-773.
[64] Flounders v Millar [2007] NSWCA 238 at [35].
[65] [1987] FCA 260 at [25].
[70]Kennedy Cleaning Services Pty Ltd v Petkoska [2000] HCA 45, per Gleeson CJ and Kirby J at [39].
[71] [2016] HCA 19 at [47].
[72] Ibid, per French CJ, Kiefel, Nettle and Gordon JJ at [44]-[49].
[73] Kennedy Cleaning v Petkoska [2000] HCA 45, per Gleeson CJ and Kirby J at [22].
Flounders
Millar
(2005) 224 CLR 627