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[2019] WASCA 101
Court of Appeal (WA)
2019-07-15
Buss P
Original judgment source is linked above.
(a) his Honour's power under s 115 of the Criminal Procedure Act 2004 (WA) had not been enlivened;
(b) the circumstances militated in favour of Juror 145 remaining part of the jury; and
(c) his Honour should have directed the jury as a whole that each juror was obliged to listen respectfully to the views of every other juror and that inducements must not be offered to any juror, even as a joke, to influence his or her views about the verdict on any of the charged offences.
(a) his Honour failed to make enquiries about 'the matter raised by Juror 145 with the other 11 jury members';
(b) his Honour failed to make adequate enquiries about the circumstances in which 'a member of the final jury panel made an offer in the jury room of money to Juror 145 regarding their decision'; and
(c) his Honour failed, adequately or at all, to enquire of Juror 145 why he held the view that the offer of money made to him was a joke.
The State's case and the appellant's case at trial
Ground 3: the interchange between the trial judge and Juror 145 and his Honour's rulings and orders in relation to Juror 145
JUROR 145: Well, I have my own opinion.
DERRICK DCJ: Yes.
JUROR 145: I feel as though people are promoting their own views. I'm not sure that I can explain it.
DERRICK DCJ: No, you don't need to tell me what your opinion is, but, all right, so you're expressing your opinion, other people are expressing their opinions.
JUROR 145: The majority.
DERRICK DCJ: All right.
JUROR 145: I'm just on my own.
DERRICK DCJ: I see, and do I understand from what you're saying that some of the opinions being expressed in the jury room are being expressed forcefully?
JUROR 145: Correct. I was offered money to vote a particular way, maybe as a joke, but I still feel uncomfortable.
DERRICK DCJ: All right. So somebody offered you money to vote in a particular way, is that what you just said?
JUROR 145: As a joke.
DERRICK DCJ: As a joke?
JUROR 145: But still it adds to my uncomfortableness.
JUROR 145: I just don't think there's a point. We're not - - -
DERRICK DCJ: All right.
JUROR 145: - - - going to - we've been talking about one thing for the last four - four hours.
DERRICK DCJ: All right.
JUROR 145: (Indistinct) agree on anything.
DERRICK DCJ: You can just remain standing, thank you, Juror 145. I've listened carefully to what you've had to say, I accept you're uncomfortable, but what I said previously still holds. I'm not satisfied there's any proper basis to not require you to continue with your deliberations. I require you to return to the jury room and to continue deliberating with the rest of the jury. Thank you. Thank you, Madam Jury Officer.
JUROR 145: Your Honour?
DERRICK DCJ: Yes, thank you.
JUROR 145: I'm going to have a panic attack.
DERRICK DCJ: Why do you say that?
JUROR 145: I just feel uncomfortable.
DERRICK DCJ: I know you've told me you feel uncomfortable but there's a difference between feeling uncomfortable, Juror number 145, and not being able to actually continue with the jury and deliberate.
JUROR 145: It's a very small confined space stuck in there with 11 other people. We have a different view of things, we don't agree on anything. The majority (indistinct).
DERRICK DCJ: Don't - I don't need to - I know you're in the minority and I understand that. All right.
It's a combination of things, it seems to me. He's clearly feeling uncomfortable holding a minority view. That in itself is not a basis for discharging him, I accept that.
But now when I am effectively saying I want him to continue deliberating, he's now telling me that it's a small room. He's going to have a panic attack if he's required to go back into the room. It seems to me he's now got to the point where he is telling me that physically he does not feel capable of returning to that room.
Members of the jury, I'm sorry to disturb you in your deliberations. I just wanted to bring you back into court to tell you that I have, for reasons that I do not need to go into, exercised a power I have to discharge Juror 145 from serving further as a member of the jury. The law does permit a trial to proceed with 11 jurors, so I have discharged him. So now the verdict will be returned by the 11 of you. So you should now continue your deliberations.
Ground 3: the consequence at common law if a trial judge discharged a juror
Ground 3: the relevant provisions of the Criminal Procedure Act
(1) Subject to this section, the verdict of a jury must be the unanimous verdict of its members.
(2) If a jury trying a charge has retired to consider its verdict and, having deliberated for at least 3 hours, has not arrived at a unanimous verdict, the decision of 10 or more of the jurors shall be taken as the verdict on the charge.
(3) If a jury trying a charge has retired to consider its verdict and, having deliberated for at least 3 hours, 10 or more of the jurors have not agreed on a verdict, the judge may discharge the jury from giving its verdict on the charge.
(4) Subsections (2) and (3) do not apply to a charge of murder.
(5) Subsections (2) and (3) do not prevent a judge from requiring a jury to deliberate for more than 3 hours.
(1) The powers in this section may be exercised at any time before a jury gives its verdict.
(2) The judge may discharge a juror from a jury if satisfied that the juror should not be required or allowed to continue in the jury and if the discharge will leave at least 10 jurors remaining.
(3) If a juror is discharged under subsection (2) the verdict of the remaining 10 or more jurors has the same effect as if the whole jury had continued to be present.
(4) The discharge of a juror from a jury does not affect any duty of the juror to attend under the Juries Act 1957.
(1) The powers in this section may be exercised at any time before a jury gives its verdict.
(2) The judge may discharge the jury from giving its verdict on a charge if the judge is satisfied it is in the interests of justice to do so.
(3) If under subsection (2) or another enactment a jury is discharged from giving its verdict in a trial of a charge, the trial is discontinued.
(4) If under subsection (2) or another enactment, a judge discharges a jury from giving its verdict on a charge and another trial of the charge is or may be required, the judge -
(a) may order the other trial to begin immediately or at a later time or date set by the judge; or
(5) Subsection (4) does not affect a judge's powers under section 93 or 108 or to determine the charge in accordance with this Act.
(6) The discharge of a jury from giving its verdict in a trial does not affect any duty of the jurors to attend under the Juries Act 1957.
Ground 3: the proper construction of s 114(2) of the Criminal Procedure Act
(a) a jury trying a charge has retired to consider its verdict;
(b) the jury has deliberated for at least three hours; and
(c) the jury has not arrived at a unanimous verdict,
then, subject to s 114(5), the decision of 10 or more of the jurors 'shall be taken' (that is, must be taken) as the verdict on the charge.
Ground 3: the proper construction of s 116 of the Criminal Procedure Act
Ground 3: counsel for the appellant's submissions
(a) bullied, intimidated or unlawfully coerced or attempted to bully, intimidate or unlawfully coerce Juror 145 in his deliberations, views or decision-making concerning any of the counts in the indictment; or
(b) attempted improperly or corruptly to influence Juror 145 in his deliberations, views or decision-making concerning any of those charges by seriously (as distinct from jokingly) offering him money or some other inducement.
(1) The appellant had been a user of methylamphetamine and ecstasy.
(2) The appellant was the only person living at the Landsdale house.
(3) The appellant was found in possession of eight glass smoking implements, three alleged 'tick lists' (two found in the garage and one being found on a hallway mirror), four clipseal bags (found in the garage) and four sets of digital scales (found in the garage, and on which the appellant's DNA was located).
(4) The appellant was in possession of a number of plastic containers found in the garage which were identical to the plastic containers in which the drugs were located. Those containers were, by the appellant's own admission, his containers.
(5) The appellant was in possession of a police baton (found in the garage), two crossbows, three Tasers, a set of knuckledusters and a can of pepper spray (found in the house).
(6) The appellant's DNA profile was found on plastic containers found in the sports bag, three of the sets of digital scales as well as on a handle of the bag and tags that were on the zips.
(7) The keys to the Holden Acclaim were found on a bench of the kitchen area of the Landsdale house.
JUROR 145: Well, I have my own opinion.
DERRICK DCJ: Yes.
JUROR 145: I feel as though people are promoting their own views. I'm not sure that I can explain it.
DERRICK DCJ: No, you don't need to tell me what your opinion is, but, all right, so you're expressing your opinion, other people are expressing their opinions.
JUROR 145: The majority.
DERRICK DCJ: All right.
JUROR 145: I'm just on my own.
DERRICK DCJ: I see, and do I understand from what you're saying that some of the opinions being expressed in the jury room are being expressed forcefully?
JUROR 145: Correct. I was offered money to vote a particular way, maybe as a joke, but I still feel uncomfortable.
DERRICK DCJ: All right. So somebody offered you money to vote in a particular way, is that what you just said?
JUROR 145: As a joke.
DERRICK DCJ: As a joke?
JUROR 145: But still it adds to my uncomfortableness.
JUROR 145: I just don't think there's a point. We're not - - -
DERRICK DCJ: All right.
JUROR 145: - - - going to - we've been talking about one thing for the last four - four hours.
DERRICK DCJ: All right.
JUROR 145: (Indistinct) agree on anything.
DERRICK DCJ: You can just remain standing, thank you, Juror 145. I've listened carefully to what you've had to say, I accept you're uncomfortable, but what I said previously still holds. I'm not satisfied there's any proper basis to not require you to continue with your deliberations. I require you to return to the jury room and to continue deliberating with the rest of the jury. Thank you. Thank you, Madam Jury Officer.
JUROR 145: Your Honour?
DERRICK DCJ: Yes, thank you.
JUROR 145: I'm going to have a panic attack.
DERRICK DCJ: Why do you say that?
JUROR 145: I just feel uncomfortable.
DERRICK DCJ: I know you've told me you feel uncomfortable but there's a difference between feeling uncomfortable, Juror number 145, and not being able to actually continue with the jury and deliberate.
JUROR 145: It's a very small confined space stuck in there with 11 other people. We have a different view of things, we don't agree on anything. The majority (indistinct).
DERRICK DCJ: Don't - I don't need to - I know you're in the minority and I understand that. All right.
DERRICK DCJ: Yes. It's a combination of things, it seems to me. He's clearly feeling uncomfortable holding a minority view. That in itself is not a basis for discharging him, I accept that.
But now when I am effectively saying I want him to continue deliberating, he's now telling me that it's a small room. He's going to have a panic attack if he's required to go back into the room. It seems to me he's now got to the point where he is telling me that physically he does not feel capable of returning to that room.
Members of the jury, I'm sorry to disturb you in your deliberations. I just wanted to bring you back into court to tell you that I have, for reasons that I do not need to go into, exercised a power I have to discharge Juror 145 from serving further as a member of the jury. The law does permit a trial to proceed with 11 jurors, so I have discharged him. So now the verdict will be returned by the 11 of you. So you should now continue your deliberations.
114. Jury's verdict to be unanimous except in some cases
(1) Subject to this section, the verdict of a jury must be the unanimous verdict of its members.
(2) If a jury trying a charge has retired to consider its verdict and, having deliberated for at least 3 hours, has not arrived at a unanimous verdict, the decision of 10 or more of the jurors shall be taken as the verdict on the charge.
(3) If a jury trying a charge has retired to consider its verdict and, having deliberated for at least 3 hours, 10 or more of the jurors have not agreed on a verdict, the judge may discharge the jury from giving its verdict on the charge.
...
(5) Subsections (2) and (3) do not prevent a judge from requiring a jury to deliberate for more than 3 hours.
115. Discharging juror
(1) The powers in this section may be exercised at any time before a jury gives its verdict.
(2) The judge may discharge a juror from a jury if satisfied that the juror should not be required or allowed to continue in the jury and if the discharge will leave at least 10 jurors remaining.
(3) If a juror is discharged under subsection (2) the verdict of the remaining 10 or more jurors has the same effect as if the whole jury had continued to be present.
...
116. Discharging jury
(1) The powers in this section may be exercised at any time before a jury gives its verdict.
(2) The judge may discharge the jury from giving its verdict on a charge if the judge is satisfied it is in the interests of justice to do so.
(3) If under subsection (2) or another enactment a jury is discharged from giving its verdict in a trial of a charge, the trial is discontinued.
...
His Honour should have directed the jury as a whole that each juror was obliged to listen respectfully to the views of every other juror and that inducements must not be offered to any juror, even as a joke, to influence his or her views about the verdict on any of the charged offences.
Disposition of ground 3 Power to discharge the whole jury from giving its verdict
To discharge a juror at a time when it is known that the jury is in a state of disagreement and that the juror, who is discharged, is the sole dissenter carries the risk of giving rise to the perception that an obstacle to a verdict has been removed and a verdict of the remaining 11 gives rise in those circumstances to the perception that there has been, in the result, a majority verdict, something which the law of this State does not permit.
The public perception includes as well as the general perception of the public that of the accused and the jurors concerned.
On my analysis of the cases, there are three categories of case in which the question arises whether the trial should continue with the remaining jurors when one juror has been discharged. These are:
(1) Where there is no indication how the discharged juror would have voted;
(2) Where there is evidence from which it can be inferred prospectively that the discharged juror would, if not discharged, have voted for an acquittal; and
(3) Where it can be inferred, but only with the benefit of hindsight, that the juror who was discharged would, if not discharged, have voted for an acquittal.
By and large, the effect of the authorities is that is not appropriate for the trial judge to order, after the discharge of a juror or jurors, that the trial continue with the remaining jurors if the case falls into either the second or the third categories. In such cases, there is a risk of a substantial miscarriage of justice: it is one thing for an accused person to lose a right to be tried by a jury of twelve; it is quite another for such a person to lose a juror whom could reasonably be inferred, even if only with the benefit of hindsight, to have been at least unwilling to convict, if not determined to acquit.
What occurs in a jury room is beyond the province of the Court. Such an inquiry has long been held to be impermissible ... What distinguishes categories 2 and 3 from category 1 is that in those categories, something is known or can be inferred about what has transpired in the jury room such as to give rise to a substantial miscarriage of justice if the trial continues with the remaining jurors.
BG was held to fall into category 1, where the power to continue with 11 jurors was properly exercised.
[T]he starting point in exercising that discretion is that the appellant was entitled to be judged by 12 jurors and every juror is a potential forensic advantage. Roberts and BG make clear that if there is evidence that the discharged juror is a dissenting juror, the trial should not continue with the remaining jurors.
In Blackmore, it was held that there was no reason for a fair minded, informed member of the public to perceive, even with hindsight, that allowing the trial to continue with 11 jurors had caused a substantial miscarriage of justice because the discharged juror was a dissenting juror.[61]
The views of Juror's 2 and 3 were not known at the time of the juror's discharge. Nevertheless, the timing of the verdict such a short time after the nine jurors resumed their deliberations leads to the reasonable inference that to continue with the remaining jurors gave rise to the risk of a substantial miscarriage of justice. With the benefit of hindsight, a fair-minded informed observer could conclude that either Juror 2 or Juror 3 (or both of them) was holding out as a dissenting juror for an acquittal of the appellant, or at least was unwilling to convict. A fairminded informed observer could also conclude that the reason Juror 3 was unwell and lying on the jury room floor on 24 December and suffered from a recurrence of a severe anxiety disorder was that he was in the minority. This is more than mere speculation. In my opinion, the case falls within the third category of Adamson J's analysis in BG.
Miscarriage in a case where a unanimous verdict is required
Was there a miscarriage of justice in the present case?
(1) Roberts and Phan were decided in the context where unanimous verdicts were required, and in each case there were other reasons for concluding that there had been a miscarriage of justice. In Roberts it was held that the power to discharge the juror did not arise, and had been exercised having regard to irrelevant considerations. In Phan the trial judge erred by failing to consider the reasonableness and well-being of the remaining jurors after an extraordinarily long period of deliberations.
(2) Blackmore was held to be a case in the first category identified by Adamson J in BG and, as explained at [114] above, a vote by the discharged juror in favour of acquittal would have prevented a majority verdict of guilty on two counts.
(3) BG and GL were both decided in a context where there was provision for majority verdicts, but both fell within the first category of cases identified by Adamson J in BG. BG was also a case where a vote by the discharged juror in favour of acquittal would have prevented the majority verdicts of guilty, as explained at [113] above. It may also be noted that 55F of the Jury Act 1977 (NSW) is more restrictive than s 114 of the CP Act. A majority verdict is only allowed in New South Wales if the judge is satisfied of certain matters, after examination on oath of one or [70]re jurors.70
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
Research Associate/Orderly to the Honourable Justice Mitchell
[17] R v Hambery [1977] QB 924, 928 (Lawton LJ, MacKenna & Gibson JJ).
[18] Wu v The Queen [1999] HCA 52; (1999) 199 CLR 99 [27] (McHugh J).
[19] Herron v Attorney-General for New South Wales (1987) 8 NSWLR 601, 613.
[20] Reid v The Queen [1980] AC 343, 346 (Lord Diplock, Lord Hailsham of St Marylebone, Lord Salmon, Lord Edmund-Davies & Lord Keith of Kinkel).
[21] Dietrich v The Queen [1992] HCA 57; (1992) 177 CLR 292, 349 (Dawson J), 360 - 361 (Toohey J).
[25] BG v The Queen [2012] NSWCCA 139; (2012) 221 A Crim R 215.
[26] GL v The Queen [2014] NSWCCA 68.
[27] R v Roberts [2004] QCA 366; [2005] 1 Qd R 408.
[28] R v Blackmore [2016] QCA 181.
[29] Phan v The Queen [2018] NSWCCA 225.
[31] Order of Buss P, Mazza JA and Beech JA, 23 August 2018.
[47] Leave to amend ground 1 to add this particular was granted at the hearing of the appeal.
[49] Compare Smith v The State of Western Australia [2014] HCA 3; (2014) 250 CLR 473.
[51] Appellant's submissions, par 36(v).
[52] Wu v The Queen [1999] HCA 52; (1999) 199 CLR 99 [6], [26], [63] - [66], [103].
[53] Similarly s 57 of the Jury Act 1995 (Qld), considered in R v Blackmore [2016] QCA 181, required a direction by the judge before a trial could continue with the remaining jurors after the death or discharge of a juror.
[54] As to how the power should be exercised where there is a reasonable apprehension that a member of the jury has demonstrated partiality see Haruna v The Queen [2013] WASCA 170; (2013) 233 A Crim R 354 [65] - [78].
[55] R v Roberts [2004] QCA 366; [2005] 1 Qd R 408.
[57] BG v The Queen [2012] NSWCCA 139; (2012) 221 A Crim R 215 [121]; Blackmore [56].
[59] GL v The Queen [2014] NSWCCA 68 [107] - [108].
[62] Phan v The Queen [2018] NSWCCA 225.
[63] Cheatle v The Queen [1993] HCA 44; (1993) 177 CLR 541.
[68] Brownlee v The Queen [2001] HCA 36; (2001) 207 CLR 278 [21] - [22], [67] - [68].
[70] See Tabalbag v The Queen [2016] NSWCCA 48; (2016) 258 A Crim R 240.
(1999) 199 CLR 99
(1987) 8 NSWLR 601
(1992) 177 CLR 292
(2014) 250 CLR 473
(1993) 177 CLR 541
(2001) 207 CLR 278