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[1999] HCA 52
High Court of Australia
1999-09-30
Gleeson CJ, Callinan JJ, Hayne J
Original judgment source is linked above.
High Court of Australia Gleeson CJ McHugh, Kirby, Hayne and Callinan JJ Wu v The Queen (S22/1999) [1999] HCA 52
Summary Criminal law - Practice and procedure - Jury - Failure of juror to attend due to reported illness - Juror discharged by trial judge - Trial continued without juror - Whether trial judge erred in discharging juror - Whether judge's power or discretion miscarried in the terms in which he exercised it - Whether juror incapable of continuing to act - Whether the decision to discharge a juror and the decision to continue with fewer than 12 jurors involve separate considerations. Jury - Criminal trial - Juror discharged for reported illness - Whether the decision to discharge a juror and the decision to continue with fewer than 12 jurors involve separate considerations. Words and phrases - "incapable of continuing to act". Jury Act 1977 (NSW), ss 19, 22. ORDER Appeal dismissed
The appellant, Mei Qin Wu, was indicted in the District Court of New South Wales on counts of kidnapping and attempted murder and two counts charged in the alternative to the counts of kidnapping and attempted murder. A jury was empanelled and the trial commenced.
On the tenth day of the hearing the trial judge discharged one of the jurors and the trial thereafter proceeded to verdict of the jury constituted by the remaining eleven jurors. The appellant contends that the trial miscarried because of these events. It is as well, therefore, to describe the course of events that preceded the juror's discharge. On the morning of the tenth day of hearing the trial judge said to counsel (in the absence of the jury):
You have heard the news I suppose. You two might not agree with this, or one of you might not, but I am tempted to discharge her. I will hear you both fully on this.
This case has had unfortunate external problems. My two days off for medical reasons, it is just taking too long. We would be unlucky. This case, even at the worst case scenario, not hearing time but actual date, we should finish the case, at the worst, early May. We would be a bit unlucky to lose three. In determining these applications to discharge a juror, I have a pretty broad brush, have I not? The message I had from the Sheriff's Office was that she is not well today, she might not be well tomorrow. What do you say Mr Crown?
Counsel for the prosecution agreed that the juror should be discharged; trial counsel for the appellant objected to that course and asked the judge to have inquiries made about how long the juror would be unable to serve. The trial judge and counsel were told by a sheriff's officer that the boyfriend of the juror had made a telephone call saying that she would not attend court that day and it seems that the message was that the juror was then unwell and may be unwell on the following day. Exactly what other inquiries were made or attempted is not entirely clear.
The trial judge told counsel that he proposed to discharge the juror and the jury was then brought back into court. The trial judge said to the jury:
Your colleague is not well. Ladies and gentlemen, there is no magic in the number twelve. We can carry on with eleven. We are sorry to lose her, but it is my decision. I have the power to discharge in these circumstances. The Sheriff's Office have not got her home number. The message we got earlier from her friend is that she is sick and it could be tomorrow or the next day. I think time is running on, so we will carry on with eleven. (The trial judge had earlier said to counsel in the course of the debate that occurred in the absence of the jury "What is the magic in twelve anyhow?" and on the hearing of the appeal to this Court the appellant sought to give some emphasis to these references.)
Sections 19 and 22 of the Jury Act 1977 NSW provide:
14 The jury in any criminal proceedings in the Supreme Court or the District Court is to consist of 12 persons returned and selected in accordance with this Act.
17 Where in the course of any trial or coronial inquest any member of the jury dies or is discharged by the court or coroner whether as being through illness incapable of continuing to act or for any other reason, the jury shall be considered as remaining for all the purposes of that trial or inquest properly constituted if:
(a) in the case of criminal proceedings, the number of its members:
(ii) is reduced below 10 but approval in writing is given to the reduced number of jurors by or on behalf of both the person prosecuting for the Crown and the accused or each of the accused, or
(iii) is reduced below 10 but not below 8 and the trial has been in progress for at least 2 months,
and if the court or the coroner, as the case may be, so orders.
The appellant appealed to the Court of Criminal Appeal on the ground that the trial judge erred in discharging the juror "when such juror was not shown to be incapable of continuing with the trial within the meaning of s 22 of the Jury Act 1977 and thereby the accused did not have a trial according to law". In this Court the appellant put the matter differently, alleging that "the trial judge's discretion" to discharge the juror miscarried and the Court of Criminal Appeal should have held that because the discretion miscarried there should be a new trial.
The decision to discharge a juror and the decision to proceed with a jury of less than twelve are distinct steps and often will be affected by different considerations. The conduct of, or circumstances affecting, a single juror may require that juror's discharge. That conduct or those circumstances may not affect the other members of the jury or suggest that they cannot perform their task satisfactorily.
The grounds of appeal in this Court (and the relevant grounds in the Court of Criminal Appeal) attacked the decision to discharge the juror, not the decision to proceed with less than twelve jurors. In the course of the hearing of the appeal in this Court, the appellant sought leave to amend the grounds of appeal. The proposed grounds were not formulated precisely but in effect it was sought to contend either that no order had been made that the trial continue with the jury constituted by the remaining jurors or that, if an order had been made, it should not have been. No such ground was raised in the Court of Criminal Appeal and no complaint was made at the trial about these matters. In those circumstances this Court, by majority, refused leave to amend.
It is plainly desirable that a judge exercising the power to discharge a juror and the power to proceed with a jury of less than twelve members does so in unmistakable terms. Ordinarily that will be done by the trial judge making two separate orders: an order discharging the juror and an order that the trial proceed before the jury constituted by the remaining jurors. It might fairly be said that, in the present case, the judge's orders discharging the juror and directing continuation of the trial before the remaining jurors were not expressed but are to be inferred from what he said and the course that the trial took thereafter.
The decision to discharge a juror may require consideration of difficult questions of fact and degree. One example may suffice to make the point. Deciding whether an irregular incident involving a juror is such that, notwithstanding any proposed or actual warning by the trial judge, it gives rise to a reasonable apprehension or suspicion on the part of a fair-minded and informed member of the public that the juror has not discharged or will not discharge the juror's task impartially will often raise difficult questions [1] . And applying that test of reasonable apprehension to the other members of the jury may be even harder. It may be doubted, however, that it is always useful to describe the exercise of the power to discharge a juror or the jury in such a case as the exercise of a discretion by the judge. If satisfied that the incident gives rise to a reasonable apprehension or suspicion, the judge would, it seems to us, be bound to discharge those of whom the apprehension or suspicion would be held (whether that is a single juror or the whole jury). No discretion would fall to be exercised in such a case. By contrast, however, questions of discretion might be said to arise when a judge must decide between interrupting the course of a trial (for example, to allow a juror to recover from temporary illness) and discharging the juror concerned and proceeding with the trial without interruption.
Questions of this kind were touched on in the course of argument of the present appeal but were not explored fully. We do not think it necessary to decide in this case whether a judge ordering the discharge of a juror (or jury) is exercising a discretion. If the trial judge was exercising a discretion in this case, no error in that exercise is demonstrated. If the trial judge was exercising a power the exercise of which depended upon certain facts or findings, the conditions for the exercise of the power existed in this case.
Jury service is an important obligation for those who are eligible to serve. Fulfilling that obligation will often work considerable inconvenience to individual jurors and the performance of the duties is almost always onerous. Interrupting a trial adds to those burdens.
Section 22 of the Jury Act refers to the death of a juror, the discharge of a juror "being through illness incapable of continuing to act" and the discharge of a juror "for any other reason". It is clear from the reference to "any other reason" that illness is not the only circumstance in which a juror may be discharged. Much of the argument in the present appeal proceeded from the premise that illness was the occasion for the discharge of the juror in this matter. That premise may be flawed. It is convenient, however, to examine what would follow from accepting the premise.
The appellant submitted that a juror was incapable of continuing to act on account of illness, only if it was shown that the juror was permanently incapacitated. Consideration of the consequences of accepting this submission reveals its error. If the only kind of incapacity contemplated by s 22 is permanent rather than temporary, it would follow that a trial must be interrupted for as long as the juror's incapacity through illness persisted. And that may be a long time: measured in weeks, if not months. That result is properly characterised as absurd. It flies in the face of the accepted nature of a trial by jury. Trial by jury is not episodic; it continues from day to day (except of course on weekends and holidays). The construction urged by the appellant would have the trial proceed in fits and starts with all the deleterious consequences that would have on the ability of members of the jury to perform their function as judge of the facts.
The incapacity to which s 22 refers when it speaks of a juror "being through illness incapable of continuing to act" is the incapacity of a juror to perform his or her duties as a juror. Those duties ordinarily require the juror to attend from day to day during ordinary court hours until the jury is discharged. If a juror is not present at the court when the trial is ready to proceed, the juror is unable to perform his or her duties. If the juror is absent because of illness, the juror is unable to perform his or her duties "through illness" and that is so whether or not the juror will recover from the illness and whether that recovery will be quick or slow.
It may be accepted that the trial judge in this case had little information about the juror's health and had that information at second or third hand. It seems that the trial judge was acting upon what a sheriff's officer reported of a conversation with the juror's boyfriend. The transcript of proceedings suggests that some further inquiries were attempted. There is reference to trying to telephone the juror at her home and later reference to the sheriff's office having only the juror's telephone number at work. The appellant sought to attach some significance to this material and suggested that the trial judge had acted prematurely in discharging the juror before exhausting all available lines of inquiry and without having better information about her state of health.
It is not right to assume, as this part of the appellant's argument assumed, that the power to discharge a juror because the juror is ill requires in every case some elaborate factual inquiry about the juror's health. In particular, we do not consider that the trial judge in this case was bound to seek or obtain more information than he had before it was open to him to discharge the juror. It is necessary to bear steadily in mind that the juror was absent. That fact was of critical importance. It meant that the trial could not proceed before the jury constituted as it had been at the start of the trial. It follows that asking why the juror was absent was important only in deciding how long the interruption to proceedings would be.
On the information available to the trial judge it was clear not only that the juror was not present in court at the time fixed to begin proceedings for the day, but also that she did not intend to be present at all during that day. The message suggested that she may be absent for a longer time but it is enough for present purposes to note that the trial judge knew - and trial counsel did not seek to dispute - that she was to be absent for the whole of what otherwise would have been the tenth day of a trial that had already been interrupted. That day would then have been lost.
The appellant's submissions suggested that the trial judge's focus should have been on the absent juror: why was she absent? How long would she be away? But that is to direct attention away from the central question which the trial judge had to determine which was how best the trial of the appellant should proceed. That required attention to the fair and lawful trial of the appellant by a properly constituted jury and it also required attention to how best that trial might be conducted promptly and without delay.
Delay in a trial can work hardship to an accused as well as to witnesses and to jurors. No doubt some persons accused of crime will gladly put off the day of judgment, but delay in the trial of any accused leaves the accused uncertain of his or her fate. That has long been recognised to be a considerable burden upon an accused [2] . And the courts cannot and must not shut their eyes to the consequences of delay upon others - not only to witnesses and jurors but also to all others who seek access to the courts and cannot have their cases tried because of what is happening in cases that are being tried. The fact that the juror was absent (for whatever reason) meant that the trial would be delayed. If the trial did not go ahead, the delay would affect the accused, the witnesses who would otherwise have given their evidence and the other members of the jury. It would also have delayed the start of the trial of some other accused waiting for trial (perhaps on bail, perhaps remanded in custody). All of those considerations, taken together, could properly found "any other reason" for discharging the absent juror.
As we have noted earlier, the appellant's argument emphasised the trial judge's statements to the effect that there is no "magic" in twelve. That expression may well have had its origin in a paper of Evatt J delivered to the 1936 Australian Legal Convention [3] and mention was made of this in R v Brownlee [4] . There is, therefore, no reason to criticise the trial judge for using the expression as he did. Obviously, however, the statement is not meant literally.
But no-one should think that, once a juror dies or is discharged, the trial should automatically continue with the remaining jurors. Conviction by a jury of less than twelve is a denial of a long-standing right of those tried for serious crime under the common law system. Given the mandatory terms of s 19 of the Jury Act, some positive reason, beyond the death or discharge of a juror, must exist for the judge to make the order that the trial continue with less than twelve jurors.
The usual reason for exercising the power under s 22 is that the trial has proceeded for some time and that it would cause significant expense to begin again with a new jury. No doubt the circumstances of individual trials will throw up other valid reasons. And there may be countervailing reasons. It may be a case dealing with matters upon which the opinion of the community is deeply divided. In such a case, despite the time that the trial has already taken, the proper exercise of the discretion may require that the accused be retried before a jury of twelve. Or the case may be one where the community has strong feelings against the crime in question and the risk of prejudice against the accused may be strong. In such a case, depriving the accused of the chance to obtain the vote of the twelfth juror may be a step that should not be taken.
Furthermore, although two stages are involved in the making of a s 22 order, the first stage cannot always be separated from the second stage. Before the judge discharges a juror for illness or "any other reason", the judge will usually need to consider whether exercising the power of discharge has implications for the continuation of the trial with the remaining jurors. In the case of the temporary illness of a juror, the proper course will ordinarily require the temporary adjournment of the trial rather than the discharge of the jury and the making of the s 22 order.
The lack of a formal order under s 22 and the trial judge's suggestion that there was "no magic in the number twelve" are matters of concern, as is trial counsel's failure to insist on a formal order under s 22 and the reasons for making it. The appellant may have been improperly deprived of her right to a jury of twelve. Given the record of the trial, as manifested by the transcript, this Court could not have been satisfied that that was so.
Once the proposed amendment and application for special leave were refused, the appellant was confined to the substantial ground argued in the Court of Criminal Appeal - the judge erred in discharging the juror. For the reasons given by Gleeson CJ and Hayne J, that ground cannot succeed.
You have heard the news I suppose. You two might not agree with this, or one of you might not, but I am tempted to discharge her. I will hear you both fully on this. There then followed the exchanges set out in the reasons of Callinan J which I will not repeat.
Your colleague [Ms H] is not well. Ladies and gentlemen, there is no magic in the number twelve. We can carry on with eleven. We are sorry to lose her, but it is my decision. I have the power to discharge in these circumstances. The Sheriff's Office have not got her home number. The message we got earlier from her friend is that she is sick and it could be tomorrow or the next day. I think time is running on, so we will carry on with eleven.
All that said, the accused should not be lightly deprived, in my view, of his right to be tried by a jury of twelve persons. The discharge of a juror deprives the accused of the voice of one juror in the consideration of the verdict. [12] 1. Basarabas v The Queen (1982) 2 CCC (3d) 257; R v Sophonow [No 2] (1986) 25 CCC (3d) 415. 2. Such cases include United States v Peters (1980) 617 F 2d 503 (a case where a juror attended ten minutes late on the third day of a trial but was discharged after five minutes); cf United States v Shelton (1982) 669 F 2d 446 and Williams v Florida (1970) 399 US 78. The United States cases must be read in the context of statutory provisions providing for replacement of discharged jurors by alternates. There is no such provision under the Act. 3. R v Mei Qin Wu (1998) 103 A Crim R 416 at 423. 4. Referring to R v Goodson [1975] 1 WLR 549 at 552; [1975] 1 All ER 760 at 762.
There is nothing to suggest that there was in the instant case a capricious exercise of the discretion in discharging the single juror. In my view, considerable weight should be given to the views of the trial judge on the question of whether or not a juror should be discharged. He is the judge on the spot. He is the person who is in the best position to assess how the trial is progressing and whether there have been any delays and what may be the consequences of further delay and the like The discharge was upon a specific basis, in this case illness In my opinion it was a matter for his Honour to consider the adequacy of the information without considering whether it needed further augmentation [He] was not required to wait longer and see how events further transpired or evolved. This was a trial that had already lost some days of hearing time which itself caused inconvenience to the other jurors and disruption to their lives. [16] 1. R v Mei Qin Wu (1998) A Crim R 416 at 424, with reference to Webb v The Queen (1994) 181 CLR 41 at 52. 2. R v Mei Qin Wu (1998) A Crim R 416 at 424. 3. House v The King (1936) 55 CLR 499 at 504-505; Pambula District Hospital v Herriman (1988) 14 NSWLR 387 at 400-401. 4. R v Mei Qin Wu (1998) 103 A Crim R 416 at 424-425.
It may be possible to infer from the transcript (although unrecorded) that, between the judge's announcement of his proposal to discharge the juror and his doing so in the presence of the jury soon afterwards, he had received a message from the Sheriff's Office that the Sheriff did not have that juror's home telephone number and had exhausted his means of checking further on her availability. I agree with Abadee J that the adjectival clause "incapable of continuing to act" does not mean incapable for the estimated duration of the trial. Because of the ultimate want of contest of the juror's illness, it is inappropriate to say more about this. But the words in the Act must be given some meaning beyond "incapable" simply because a juror is absent. In the case of discharge through illness, those words suggest that it is not every illness that will warrant discharge. So much is understandable when the terms and history of the provision are considered. In short, in order to attract the quality of "proper constitution" to the remaining jurors as the "jury", it is necessary where the ground propounded for discharge of a juror is illness, that the judge should be satisfied that such illness exists and is one rendering the juror "incapable of continuing to act", at least for more than a short amount of time. Thus, a mere failure of a juror to attend for jury service will not clothe a reported illness with the requisite seriousness to warrant automatic discharge of that juror. There may be no illness at all. People do make false claims of illness to avoid uncongenial circumstances far less important and stressful than jury duty. With respect to the trial judge, having proceeded on the ground of the juror's illness, it was necessary for him to be satisfied by at least some material, that the illness was of the requisite kind and likely duration. In fairness to his Honour, he appears to have had no assistance from counsel by reference on this point to s 22 of the Act, or indeed at all.
There is another difficulty with the passage of transcript which occurs in the presence of the jury and which therefore alone represents the record of the formal discharge of the juror. The passage proceeds on an apparent assumption that the juror has already been discharged. But that could not lawfully have been done in the absence of the jury. Accordingly, it is necessary to infer from the words "[w]e can carry on with eleven" a judicial decision and order to discharge the juror in question. Whilst I am prepared to imply into the words used such an order, the passage is certainly elliptical. What is undoubtedly missing is an order, as s 22 contemplates, that the residual jurors should be considered as remaining "for all the purposes of that trial properly constituted".
Neither at trial, nor in the Court of Criminal Appeal, did the appellant, by her counsel, object to the failure of the trial judge to make an order in terms of the closing words of s 22 of the Act. Yet it is clear that only "if the court so orders" will the remaining jurors be entitled to continue as the jury properly constituted for the trial of the accused. This is a condition of the exercise of the power to continue which the Act permitted but which the common law resolutely denied. When reference was made to practice, this Court was informed by counsel for both sides, that after a juror is discharged, the practice in New South Wales does not involve the making of an express order in the terms of s 22, directed to the status of the remaining jurors as "the jury". That statement is confirmed by what happened at this trial.
Counsel for the appellant sought leave to amend the appellant's grounds of appeal to complain about the lack of a specific order of the kind that s 22 appears to contemplate. He also sought special leave upon that ground. By majority, these applications were refused. Although I fully understand the reasons which lay behind the refusal, I would have granted leave to amend and special leave to argue the point.
I would have done so because it is plain that, from first to last, the appellant's contentions are of a technical kind. In criminal trials which have resulted in convictions such objections are by no means unusual and are sometimes successful [31] . This reflects the very high commitment of our legal system to observance of the law as a precondition to criminal conviction and punishment. In saying this I have not overlooked the need to respect the position of the trial judge; to allow for infelicity of judicial expression made on the run; to accept the desirability of a high measure of finality in the trial process; and to recognise the public and private costs that are incurred when appeals are taken and still more when they result in new trial orders [32] . Different principles apply in civil cases. In criminal proceedings, vigilance against legal error remains the rule.
Accordingly, both in the considerations which informed the exercise of the power and in the procedures which were adopted as well, in my view, as in the lack of attention to the making of an order under s 22, the decisions of Judge Flannery miscarried. On the meagre materials provided, the judge was not initially empowered to discharge the absent juror. Even if he was, the decision to do so constituted an exercise of his power by reference to irrelevant considerations and a failure to exercise it by reference to those considerations which governed the decision. The precondition for the order under s 22 of the Act, to continue with the residue of the jury as the jury for the trial (assuming an order for that purpose to have been made sub silentio) was therefore not satisfied. The purported conduct of the trial thereafter by a jury constituted by eleven jurors, was not lawful.
In light of its conclusion, it was unnecessary for the Court of Criminal Appeal to consider whether relief should be given to the appellant for the objection which she raised, taking into account the substantial merits of her defence to the counts on the indictment upon which she was found guilty. In this Court, the written submissions for the prosecution contained an extended passage which submitted that, as no actual miscarriage of justice had been demonstrated, relief should be denied. Eventually, this argument did not appear to be pressed.
The argument cannot succeed in the light of the holding of this Court in Maher v The Queen [53] . In that case, by reference to the history of jury trials and the way in which an accused person is put in the charge of those constituting the jury, the Court rejected arguments that an irregularity which amounted to a failure to comply with the provisions governing the composition and procedures of the jury could be overridden because there was no substantial miscarriage of justice in an otherwise strong Crown case. So far as a trial which has commenced is concerned, upon which the jurors have sworn or affirmed to inquire whether the accused be guilty or not guilty, the requirement of the law governing the constitution of the jury must be strictly followed until the jurors give their verdict and disperse again to the community. In Maher this Court explained [54] :
The provisions of the Jury Act and of the Code which govern the constitution and authority of the jury as the tribunal of fact in a criminal trial are mandatory, for the entitlement to trial by jury is trial by a jury constituted in accordance with the Jury Act and authorised by law to try the issues raised by the plea of not guilty. A failure to comply with those provisions may render a trial a nullity, at least in the sense that the conviction produced cannot withstand an appeal: see Crane v Public Prosecutor [60] . In any event it involves such a miscarriage of justice as to require the conviction to be set aside. Thus, in R v Smith [61] , a trial was regarded as a nullity because a challenge for cause had been wrongly determined by the judge and not by the jurors. The converse situation arose in R v Hall [62] where the trial judge directed jurymen to try a challenge for cause when the relevant statute required the judge to try any challenge. The conviction was set aside. A similar view was taken in R v Short [63] . There a juryman was taken ill and the remaining jurymen were discharged but did not leave the jury-box. Another juryman was called and sworn but the other eleven jurymen were not resworn. Judgment against the prisoner was reversed for error on the record. Again, in R v Dempster [64] , when it appeared that one of the jurors while duly empanelled and chosen had not been sworn, the court directed the record to be amended by expunging all entries subsequent to the plea of not guilty. 1. (1987) 163 CLR 221. 2. Maher (1987) 163 CLR 221 at 233-234; cf Katsuno v The Queen (1999) 199 CLR 40 at 93-97. Exceptions may arise where the irregularity complained of was truly de minimis and not prejudicial to the defendant; cf R v Alexander [1974] 1 WLR 422; [1974] 1 All ER 539. 3. [1921] 2 AC 299. 4. [1954] QWN 49. 5. [1971] VR 293. 6. (1898) 19 LR (NSW) 385. 7. [1924] SASR 299.
As the Court held in Maher, so here. The verdicts, reached by residual jurors after a purported discharge of one member of the sworn jury miscarried, are not the verdicts of the jury sworn to try the issues joined between the Crown and the appellant. The conviction founded on those verdicts cannot stand. It cannot be saved by the suggestion that there is no substantive miscarriage. As the decisions cited in Maher, and many other decisions, show, our law attaches high importance to the proper composition of the jury not only at the start but throughout a trial. It does so especially in criminal trials where the consequences can be so serious for the liberty, reputation and pocket of the accused and for society.
To a superficial reader of this opinion, unaware of the centuries of history and the constitutional and legal principles which inform it, this outcome may seem unmerited. But the ultimate importance of this case lies in an insistence that a power conferred by Parliament must be exercised by the donee of the power (perhaps especially if he or she is a judicial officer), by reference only to relevant, and not irrelevant, considerations. The discharge of one member from a jury having the accused person in their charge, and the action of proceeding thereafter with a jury of reduced numbers, can only be permitted where the law clearly authorises that course. The procedures provided by law must then be followed. The considerations relevant to a lawful decision - and no others - must be taken into account.
There was then, "magic" in the relevant sense, in a jury comprised of twelve persons. This was not because of the significance of twelve in many other contexts as the appellant's counsel suggested [65] . Nor was it relevant that the common law first hit upon twelve as an "historical accident" [66] which scholars severally contend may be traced to Roman, Saxon, Frankish or Norman origins [67] . Twelve it has long been by the common law. And twelve it now ordinarily is by the Act and by its equivalents in every Australian jurisdiction. The Act established that number as the norm. It strictly controlled derogations. It was because long history and the common law reaffirmed that approach as relevant to a judicial decision to discharge a juror. And it was because the discharge in question involved forensic disadvantages to the accused in the charge of the jury, which the accused was entitled to have properly taken into account by the judge called upon to exercise the power of discharge. The consideration ought not to have been given the short shrift that it received.
On 16 March 1998 a trial on four counts against the appellant commenced before a judge of the District Court of New South Wales, his Honour Judge Flannery QC and a jury. The appellant pleaded not guilty to all of the counts against her.
Ten days into the trial, on 1 April, the trial judge was informed that one of the jurors had taken ill. His Honour intimated his intention to discharge the juror and invited submissions from the parties. The following exchange then took place in the absence of the jury:
His Honour: This case has had unfortunate external problems. My two days off for medical reasons, it is just taking too long. We would be unlucky. This case, even at the worst case scenario, not hearing time but actual date, we should finish the case, at the worst, early May. We would be a bit unlucky to lose three. In determining these applications to discharge a juror, I have a pretty broad brush, have I not? The message I had from the Sheriff's Officer was that she is not well today, she might not be well tomorrow. What do you say Mr Crown?
Crown Prosecutor: I concur with your Honour's thoughts. The most expedient method is simply to have her discharged.
Counsel: Your Honour, I would object to that course. I do note your Honour's concerns. You seem to have a perception that the trial still might be going in May, that is not my view. I would imagine some time by about the middle of this month the trial should be about complete.
His Honour: I am a bit pessimistic. Your approach, I think if I understand you correctly, is to the chain of possession, is that the sort of thing you are running?
His Honour: How many extra witnesses might that lead to?
Crown Prosecutor: Six your Honour. They are only shortish witnesses.
Counsel: My friend says they are short in chief. I would expect that if they adhere to what I expect they are going to say, they took it somewhere, they conducted a test, they replaced it. There is not too much there I could do. I would ask your Honour, instead of discharging the person at this stage, perhaps until we find out a little more. If she is going to be off three, four days, well then yes.
Counsel: That is the amount which is prescribed. My concern is that one is not sure how things are going with the trial. As the trial is going on this juror, for example, might be strongly inclined to my view of things.
Sheriff's Officer: No sir, no. It is a female. I think it is the young girl. Her boyfriend rang in sir.
His Honour: The young girl who normally sits fourth from here.
Counsel: My respectful suggestion would be that we adjourn then until the position with her becomes clear. If as a result of the phone call that we expect this afternoon, if as a result of that phone call it is clear that this particular juror is going to be away for two days or something, then I would concur. My respectful submission is that we do not have her removed as it were now.
His Honour: Somebody is ringing her home. The only number that the Sheriff's Department has is the work number.
Mr Glennon, you will be protected elsewhere if it comes to that. Although it would be a difficult one I imagine. I propose to discharge the juror
The trial judge then discharged the juror and in the presence of the jury said this:
Your colleague is not well. Ladies and gentlemen, there is no magic in the number twelve. We can carry on with eleven. We are sorry to lose her, but it is my decision. I have the power to discharge in these circumstances. The Sheriff's Office have not got her home number. The message we got earlier from her friend is that she is sick and it could be tomorrow or the next day. I think time is running on, so we will carry on with eleven.
The trial continued with eleven jurors and on 29 April the appellant was found guilty on counts 1 and 2 which I have earlier set out.
An appeal to the Court of Appeal was unanimously dismissed (Spigelman CJ, Abadee and Ireland JJ). Abadee J (with whom the other members of the Court agreed) concluded that an accused should not be lightly deprived of his or her right to be tried by a jury of twelve persons. His Honour regarded the matter here however as one of the exercise of a discretion. There was, his Honour thought, nothing to suggest any capriciousness in its exercise by the trial judge in discharging the juror. The bases upon which the decision was made, illness and the prospect of the juror's unavailability for the next day or two were, Abadee J thought, reasonable bases for the discretionary decision that his Honour made.
The appellant's case before this Court is that it is a fundamental right of an accused to be tried by a jury of twelve persons and that any reduction in that number may only be made strictly in accordance with any statutory power to do so, and in the proper exercise of a judicial discretion.
It is uncontroversial that a continuing jury of twelve is much to be preferred. The Jury Act 1977 NSW (the Act) provides that a jury is to consist of twelve persons (s 19). Section 22, which is the section which permits the relaxation of the requirement for twelve jurors in the course of proceedings is in this form:
Where in the course of any trial or coronial inquest any member of the jury dies or is discharged by the court or coroner whether as being through illness incapable of continuing to act or for any other reason, the jury shall be considered as remaining for all the purposes of that trial or inquest properly constituted if:
(a) in the case of criminal proceedings, the number of its members:
(ii) is reduced below 10 but approval in writing is given to the reduced number of jurors by or on behalf of both the person prosecuting for the Crown and the accused or each of the accused, or
(iii) is reduced below 10 but not below 8 and the trial has been in progress for at least 2 months,
and if the court or the coroner, as the case may be, so orders.
The appellant's primary submission was that s 19 of the Act raised a statutory presumption of the critical importance of a jury of twelve persons and that more powerful reasons than those given by Judge Flannery to justify the reduction in the number were required. Section 19 provides as follows:
The jury in any criminal proceedings in the Supreme Court or the District Court is to consist of 12 persons returned and selected in accordance with this Act.
The appellant contends, in effect, that there is a particular significance (independent of any statutory requirement for it) in the constitution of a jury by twelve persons. Much of the history of the constitution of juries was recently surveyed by Grove J in R v Brownlee [70] .
The starting point is widely, but not universally, regarded as being the reforms of Henry II, just a hundred years after the Norman invasion of England. A new procedure was then instituted for bringing accused persons to trial. Twelve knights, (or failing them, twelve good and lawful men) were to be summoned and sworn to present for trial those persons who had been guilty of felony.
But, as Windeyer [71] points out, this was not strictly the origin of trial by jury. It was associated with the "ordeal", consisting as it did of the subjection of the alleged felon to one of the four methods of trial then prevailing in England, of fire, hot water, cold water and the morsel (which would stick in the accused's throat if he or she were guilty). The ordeal was abolished in 1215. Before 1215, an accused might be tried by a jury but could not be compelled so to submit. An election could be made for trial by ordeal. Because the jury consisted of twelve jurymen drawn from the county in which the case arose and who had pre-existing knowledge of the case, there were cases in which an accused might well have thought himself or herself to have a better chance of exoneration as a result of the ordeal. The jury verdict was thought at first to be a substitution of the voice of the country for God's voice, which spoke through and by the outcome of the ordeal.
The appellant here collected a range of interesting historical, superstitious, commercial and religious usages of the number twelve: for example, the Twelve Tables, the celebrated body of Roman Law; the twelve apostles; a year of twelve months, and the unit of twelve as the basis of the Imperial system of measurement and currency. The reason for a jury of twelve, according to Sir Patrick Devlin [72] , was that it was sufficient to create a formidable body of opinion in favour of the side that won, and Forsyth's History of Trial by Jury [73] explains the importance of a unanimous verdict of twelve jury members. As interesting as these historical allusions may be, they have nothing to say about the construction and application of the Act.
In Brownlee , Grove J concluded that there was no historical or legal warrant for concluding that in trial by jury there inheres a concept that it must consist of an immutable number of twelve persons. Section 22 of the Act gives statutory effect to that view in appropriate circumstances.
The appellant accepts, as she must, that s 22 did confer a discretion upon the trial judge to discharge a juror. She urges however that the discretion miscarried for these reasons.
It is submitted that the trial judge should not have been influenced by the fact that he had had "two days off for medical reasons". The second is that his Honour discharged the juror without making a more energetic and thorough attempt to discover the nature of the juror's illness and the length of time for which she might be absent and because no adjournment was had to enable further inquiries to be made. There was, therefore, the appellant submits, only the vaguest of information concerning the juror's prognosis and probable absence.
I would accept that a trial judge's absence for two days for medical reasons might not of itself be a sufficient reason for the discharge of a juror in ordinary circumstances. But in the whole of the context of the case, the time that it had so far taken, the expense incurred, its likely further duration and the further loss that the absent juror's absence might entail, I cannot regard his Honour's unavailability for medical reasons for two days as an entirely irrelevant matter.
No doubt it would have been better if more details of the juror's indisposition had, if they could have been, ascertained. So too the case would have been clearer had it been possible to form a definite view of the likely duration of the juror's absence. However the discretion conferred by the section is a wide one. In United States v Fajardo [74] , Judge Kravitch said:
the decision to excuse a disruptive juror is reviewed only for abuse of discretion because the degree of disruption is gauged better by first-hand impressions rather than the review of a cold record. 1. (1986) 787 F 2d 1523 at 1526. See also United States v Peters (1980) 617 F 2d 503; United States v Shelton (1982) 669 F 2d 446; Basarabas v The Queen (1982) 2 CCC (3d) 257.
An examination of the exchanges between the trial judge and counsel at the trial shows that the trial judge was giving effect, and not improperly so, to first hand impressions, of matters which were of relevance. In short the appellant has not established that the trial judge's discretion miscarried.
I need only make this further observation. It is appropriate that a trial judge, confronted with a situation in which he or she has to make a decision about a reduction in the number of jurors not do so hastily, without as full an inquiry as is practicable and reasonable, and without making explicit orders as s 22 requires, as to the reduction in number and the continuation of the trial with the reduced number. Adherence to such a procedure (which the Act demands) has the effect not only of ensuring an unambiguous record of what has taken place but also of focusing the trial judge's attention upon the necessity to weigh up whether a juror's or jurors' absence should require the trial to be aborted or whether it should continue with the reduced number. Here I take what Judge Flannery said and ruled to involve at least implicitly consideration of, and orders covering these matters. This was not therefore a case of the kind considered in Maher v The Queen [75] where what occurred was directly relevant to and affected the constitution and the authority of the jury trying the case contrary to the statutory provisions governing these matters.
Wu
The Queen
(1994) 181 CLR 41
(1989) 168 CLR 23
(1997) 41 NSWLR 139
(1987) 10 NSWLR 632
(1988) 13 NSWLR 502
(1968) 118 CLR 403
(1986) 5 NSWLR 96
(1989) 167 CLR 259
(1993) 177 CLR 541
(1957) 97 CLR 455
(1985) 159 CLR 264
(1936) 55 CLR 499
(1988) 14 NSWLR 387
(1986) 161 CLR 513
(1997) 189 CLR 146
(1999) 199 CLR 1
(1986) 162 CLR 24
(1909) 8 CLR 330
(1930) 44 CLR 530
(1959) 101 CLR 652
(1976) 136 CLR 1
(1950) 81 CLR 108
(1981) 151 CLR 170
(1986) 159 CLR 656
(1987) 10 NSWLR 247
(1979) 180 CLR 322
(1945) 71 CLR 430
(1936) 55 CLR 707
(1987) 163 CLR 221
(1999) 199 CLR 40
(1981) 38 ALR 363